Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SCHWAB CHARLES CORPSCHW · Entity 1218 | EVP and Chief Admin Officer | June 11, 2015 | June 12, 2015 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SCHWAB CHARLES CORP
Report date June 11, 2015 · Filed June 12, 2015
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectby Trust | 11,657.5645 |
Reported balance
After 2015-06-11 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2015-06-11 · Exercise / conversion · Acquired 6,004 · Balance 11,657.5645 |
| Common StockSEC Table I · non-derivative | Indirectby Trust | 5,653.5645 |
Reported balance
After 2015-06-11 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2015-06-11 · Sale · Disposed 6,004 · Balance 5,653.5645 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2014. F2: This transaction was executed in multiple trades at prices ranging from $33.58 to $33.65. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| Nonqualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.12 · Expires 2023-11-01 | Direct | 18,012 |
Reported balance
After 2015-06-11 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2015-06-11 · Exercise / conversion · Disposed 6,004 · Balance 18,012 |
| Common StockSEC Table I · non-derivative | Indirectby ESPP | 1,874 |
Reported balance
Holding disclosure · report date 2015-06-11 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,874 |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2014.
F2: This transaction was executed in multiple trades at prices ranging from $33.58 to $33.65. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 01, 2010 Filed Jan 25, 2011 00:18 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 33,144 | $0.00 Strike: $15.43 | $0.00 |
DisclosureSEC source: 0001225208-11-003668 · doc5.xml · derivative · entry 2 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,144 Underlying: Common Stock · 33,144 shares Expires 2020-11-01 F1 · kind: The option was granted under the company's 2004 Stock Incentive Plan and represents one-third of an option grant approved for the reporting person on March 1, 2010 to be granted in three equal parts on March 1, 2010, August 2, 2010 and November 1, 2010. The option grants on August 2, 2010 and November 1, 2010 were previously not reported on a Form 4. F2 · derivative.exercise_date: The option vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| August 02, 2010 Filed Jan 25, 2011 00:18 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 32,528 | $0.00 Strike: $15.00 | $0.00 |
DisclosureSEC source: 0001225208-11-003668 · doc5.xml · derivative · entry 1 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,528 Underlying: Common Stock · 32,528 shares Expires 2020-08-02 F1 · kind: The option was granted under the company's 2004 Stock Incentive Plan and represents one-third of an option grant approved for the reporting person on March 1, 2010 to be granted in three equal parts on March 1, 2010, August 2, 2010 and November 1, 2010. The option grants on August 2, 2010 and November 1, 2010 were previously not reported on a Form 4. F2 · derivative.exercise_date: The option vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2010 Filed Mar 3, 2010 17:28 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 28,090 | $0.00 Strike: $18.25 | $0.00 |
DisclosureSEC source: 0001225208-10-006770 · doc4.xml · derivative · entry 1 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,090 Underlying: Common Stock · 28,090 shares Expires 2020-03-01 F1 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| November 02, 2009 Filed Nov 4, 2009 19:59 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 79,067 | $0.00 Strike: $17.38 | $0.00 |
DisclosureSEC source: 0001225208-09-021606 · doc4.xml · derivative · entry 1 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,067 Underlying: Common Stock · 79,067 shares Expires 2019-11-02 F1 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| November 03, 2008 Filed Nov 5, 2008 17:20 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 81,947 | $0.00 Strike: $19.36 | $0.00 |
DisclosureSEC source: 0001416062-08-000002 · edgar.xml · derivative · entry 2 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,947 Underlying: Common Stock · 81,947 shares Expires 2018-11-03 F3 · derivative.exercise_date: The option vests 25% on each of the first, second, third, and fourth anniversary of the grant date and has a term of ten years. Read SEC document |
| November 03, 2008 Filed Nov 5, 2008 17:20 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantCommon Stock | 8,347 | $19.17 | $160,011.99 |
DisclosureSEC source: 0001416062-08-000002 · edgar.xml · nonDerivative · entry 1 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,301 F1 · shares: The restricted stock awards vest in increments of 25% on the first, second, third and fourth anniversary of the date of grant based on the company achieving a performance target related to pre-tax adjusted income divided by revenue and revenue growth for the one-year performance period ending on each September 30 preceding the vesting date. F2 · balance_after: The reporting person also has an indirect beneficial ownership interest in 7,646 shares held in trust. Read SEC document |
| November 01, 2007 Filed Nov 5, 2007 23:22 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 26,115 | $0.00 Strike: $23.33 | $0.00 |
DisclosureSEC source: 0001416062-07-000003 · edgar.xml · derivative · entry 4 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,115 Underlying: Common Stock · 26,115 shares Expires 2014-11-01 F3 · derivative.exercise_price: Shares under the option have an exercise price of $23.3295, which is 103% of the closing price of the company's common stock on the date of grant ($22.65). F4 · derivative.exercise_date: The option vests 25% on each of the first, second, third, and fourth anniversary of the grant date and has a term of seven years. Read SEC document |
| November 01, 2007 Filed Nov 5, 2007 23:22 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 26,049 | $0.00 Strike: $22.65 | $0.00 |
DisclosureSEC source: 0001416062-07-000003 · edgar.xml · derivative · entry 3 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,049 Underlying: Common Stock · 26,049 shares Expires 2014-11-01 F4 · derivative.exercise_date: The option vests 25% on each of the first, second, third, and fourth anniversary of the grant date and has a term of seven years. Read SEC document |
| November 01, 2007 Filed Nov 5, 2007 23:22 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantCommon Stock | 2,747 | $0.00 | $0.00 |
DisclosureSEC source: 0001416062-07-000003 · edgar.xml · nonDerivative · entry 2 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,600 F2 · shares: The award vests in increments of 25% on November 1, 2008, 2009, 2010 and 2011 based on the company achieving performance targets related to pre-tax adjusted income divided by revenue and revenue growth for the applicable one-year performance period beginning on October 1 and ending on the September 30 prior to each vesting date. Read SEC document |
| November 01, 2007 Filed Nov 5, 2007 23:22 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantCommon Stock | 6,922 | $0.00 | $0.00 |
DisclosureSEC source: 0001416062-07-000003 · edgar.xml · nonDerivative · entry 1 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,853 F1 · shares: The shares were granted under the Company's 2004 Stock Incentive Plan and vest 25% on the second and third anniversary of the grant date and 50% on the fourth anniversary of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.