Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SCHWAB CHARLES CORPSCHW · Entity 1218 | EVP and Chief Admin Officer | June 11, 2015 | June 12, 2015 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SCHWAB CHARLES CORP
Report date June 11, 2015 · Filed June 12, 2015
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectby Trust | 11,657.5645 |
Reported balance
After 2015-06-11 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2015-06-11 · Exercise / conversion · Acquired 6,004 · Balance 11,657.5645 |
| Common StockSEC Table I · non-derivative | Indirectby Trust | 5,653.5645 |
Reported balance
After 2015-06-11 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2015-06-11 · Sale · Disposed 6,004 · Balance 5,653.5645 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2014. F2: This transaction was executed in multiple trades at prices ranging from $33.58 to $33.65. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| Nonqualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.12 · Expires 2023-11-01 | Direct | 18,012 |
Reported balance
After 2015-06-11 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2015-06-11 · Exercise / conversion · Disposed 6,004 · Balance 18,012 |
| Common StockSEC Table I · non-derivative | Indirectby ESPP | 1,874 |
Reported balance
Holding disclosure · report date 2015-06-11 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,874 |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2014.
F2: This transaction was executed in multiple trades at prices ranging from $33.58 to $33.65. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 11, 2015 Filed Jun 12, 2015 14:45 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 6,004 | $0.00 Strike: $23.12 | $0.00 |
DisclosureSEC source: 0001225208-15-013742 · doc4.xml · derivative · entry 4 Allen Jay L · CIK 0001416062 · EVP and Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,012 Underlying: Common Stock · 6,004 shares Expires 2023-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 11, 2015 Filed Jun 12, 2015 14:45 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 6,004 | $33.62 | $201,827.46 |
DisclosureSEC source: 0001225208-15-013742 · doc4.xml · nonDerivative · entry 2 Allen Jay L · CIK 0001416062 · EVP and Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 5,653.5645 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2014. F2 · price: This transaction was executed in multiple trades at prices ranging from $33.58 to $33.65. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 11, 2015 Filed Jun 12, 2015 14:45 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 6,004 | $23.12 | $138,812.48 |
DisclosureSEC source: 0001225208-15-013742 · doc4.xml · nonDerivative · entry 1 Allen Jay L · CIK 0001416062 · EVP and Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 11,657.5645 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2015 Filed Mar 10, 2015 20:45 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 3,005 | $31.00 | $93,155.00 |
DisclosureSEC source: 0001225208-15-007436 · doc4.xml · nonDerivative · entry 2 Allen Jay L · CIK 0001416062 · EVP and Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 5,653.5645 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2014. Read SEC document |
| March 06, 2015 Filed Mar 10, 2015 20:45 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 8,397 | $30.75 | $258,207.75 |
DisclosureSEC source: 0001225208-15-007436 · doc4.xml · nonDerivative · entry 1 Allen Jay L · CIK 0001416062 · EVP and Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 8,658.5645 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2014. Read SEC document |
| March 03, 2015 Filed Mar 4, 2015 21:28 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 3,005 | $29.95 | $89,999.75 |
DisclosureSEC source: 0001225208-15-006771 · doc4.xml · nonDerivative · entry 8 Allen Jay L · CIK 0001416062 · EVP and Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 17,055.5645 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 02, 2015 Filed Mar 4, 2015 21:28 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 66,186 | $0.00 Strike: $30.17 | $0.00 |
DisclosureSEC source: 0001225208-15-006771 · doc4.xml · derivative · entry 13 Allen Jay L · CIK 0001416062 · EVP and Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,186 Underlying: Common Stock · 66,186 shares Expires 2025-03-02 F4 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 02, 2015 Filed Mar 4, 2015 21:28 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 10,089 | $0.00 Strike: $16.40 | $0.00 |
DisclosureSEC source: 0001225208-15-006771 · doc4.xml · derivative · entry 12 Allen Jay L · CIK 0001416062 · EVP and Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,178 Underlying: Common Stock · 10,089 shares Expires 2023-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2015 Filed Mar 4, 2015 21:28 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 8,264 | $0.00 Strike: $13.91 | $0.00 |
DisclosureSEC source: 0001225208-15-006771 · doc4.xml · derivative · entry 11 Allen Jay L · CIK 0001416062 · EVP and Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,265 Underlying: Common Stock · 8,264 shares Expires 2022-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2015 Filed Mar 4, 2015 21:28 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 7,926 | $0.00 Strike: $18.66 | $0.00 |
DisclosureSEC source: 0001225208-15-006771 · doc4.xml · derivative · entry 10 Allen Jay L · CIK 0001416062 · EVP and Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,926 shares Expires 2021-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2015 Filed Mar 4, 2015 21:28 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 10,089 | $29.85 | $301,157.66 |
DisclosureSEC source: 0001225208-15-006771 · doc4.xml · nonDerivative · entry 7 Allen Jay L · CIK 0001416062 · EVP and Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 14,050.5645 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2014. F3 · price: This transaction was executed in multiple trades at prices ranging from $29.78 to $30.05. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 02, 2015 Filed Mar 4, 2015 21:28 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 8,264 | $29.36 | $242,631.04 |
DisclosureSEC source: 0001225208-15-006771 · doc4.xml · nonDerivative · entry 6 Allen Jay L · CIK 0001416062 · EVP and Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 24,139.5645 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2014. Read SEC document |
| March 02, 2015 Filed Mar 4, 2015 21:28 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 7,926 | $30.15 | $238,968.90 |
DisclosureSEC source: 0001225208-15-006771 · doc4.xml · nonDerivative · entry 5 Allen Jay L · CIK 0001416062 · EVP and Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 32,403.5645 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2014. Read SEC document |
| March 02, 2015 Filed Mar 4, 2015 21:28 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 7,926 | $18.66 | $147,899.16 |
DisclosureSEC source: 0001225208-15-006771 · doc4.xml · nonDerivative · entry 4 Allen Jay L · CIK 0001416062 · EVP and Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 40,329.5645 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2015 Filed Mar 4, 2015 21:28 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 8,264 | $13.91 | $114,952.24 |
DisclosureSEC source: 0001225208-15-006771 · doc4.xml · nonDerivative · entry 3 Allen Jay L · CIK 0001416062 · EVP and Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 32,403.5645 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2015 Filed Mar 4, 2015 21:28 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 8,397 | $29.77 | $249,978.69 |
DisclosureSEC source: 0001225208-15-006771 · doc4.xml · nonDerivative · entry 2 Allen Jay L · CIK 0001416062 · EVP and Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 24,139.5645 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 02, 2015 Filed Mar 4, 2015 21:28 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 10,089 | $16.40 | $165,459.60 |
DisclosureSEC source: 0001225208-15-006771 · doc4.xml · nonDerivative · entry 1 Allen Jay L · CIK 0001416062 · EVP and Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 15,742.5645 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 06, 2014 Filed Nov 7, 2014 21:30 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 2,267 | $28.69 | $65,038.87 |
DisclosureSEC source: 0001225208-14-022948 · doc4.xml · nonDerivative · entry 2 Allen Jay L · CIK 0001416062 · EVP and Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 5,653.5645 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 7, 2013. F3 · price: This transaction was executed in multiple trades at prices ranging from $28.53 to $28.80. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 06, 2014 Filed Nov 7, 2014 21:30 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 1,742 | $28.70 | $49,988.08 |
DisclosureSEC source: 0001225208-14-022948 · doc4.xml · nonDerivative · entry 1 Allen Jay L · CIK 0001416062 · EVP and Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 7,920.5645 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 7, 2013. F2 · price: This transaction was executed in multiple trades at prices ranging from $28.58 to $28.80. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 03, 2014 Filed Nov 5, 2014 21:05 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 20,782 | $0.00 Strike: $28.44 | $0.00 |
DisclosureSEC source: 0001225208-14-022806 · doc4.xml · derivative · entry 12 Allen Jay L · CIK 0001416062 · EVP and Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,782 Underlying: Common Stock · 20,782 shares Expires 2024-11-03 F6 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| November 03, 2014 Filed Nov 5, 2014 21:05 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $13.64 | $0.00 |
DisclosureSEC source: 0001225208-14-022806 · doc4.xml · derivative · entry 11 Allen Jay L · CIK 0001416062 · EVP and Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 10,000 shares Expires 2022-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 03, 2014 Filed Nov 5, 2014 21:05 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 10,367 | $0.00 Strike: $11.75 | $0.00 |
DisclosureSEC source: 0001225208-14-022806 · doc4.xml · derivative · entry 10 Allen Jay L · CIK 0001416062 · EVP and Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,368 Underlying: Common Stock · 10,367 shares Expires 2021-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 03, 2014 Filed Nov 5, 2014 21:05 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 8,286 | $0.00 Strike: $15.43 | $0.00 |
DisclosureSEC source: 0001225208-14-022806 · doc4.xml · derivative · entry 9 Allen Jay L · CIK 0001416062 · EVP and Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,286 shares Expires 2020-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 03, 2014 Filed Nov 5, 2014 21:05 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 10,367 | $28.58 | $296,307.52 |
DisclosureSEC source: 0001225208-14-022806 · doc4.xml · nonDerivative · entry 7 Allen Jay L · CIK 0001416062 · EVP and Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 9,662.5645 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 7, 2013. F5 · price: This transaction was executed in multiple trades at prices ranging from $28.353 to $28.79. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 03, 2014 Filed Nov 5, 2014 21:05 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 10,000 | $28.58 | $285,803.00 |
DisclosureSEC source: 0001225208-14-022806 · doc4.xml · nonDerivative · entry 6 Allen Jay L · CIK 0001416062 · EVP and Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 20,029.5645 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 7, 2013. F4 · price: This transaction was executed in multiple trades at prices ranging from $28.353 to $28.77. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 03, 2014 Filed Nov 5, 2014 21:05 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 8,286 | $28.64 | $237,311.87 |
DisclosureSEC source: 0001225208-14-022806 · doc4.xml · nonDerivative · entry 5 Allen Jay L · CIK 0001416062 · EVP and Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 30,029.5645 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 7, 2013. F3 · price: This transaction was executed in multiple trades at prices ranging from $28.54 to $28.77. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 03, 2014 Filed Nov 5, 2014 21:05 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 4,009 | $28.59 | $114,617.31 |
DisclosureSEC source: 0001225208-14-022806 · doc4.xml · nonDerivative · entry 4 Allen Jay L · CIK 0001416062 · EVP and Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 38,315.5645 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| November 03, 2014 Filed Nov 5, 2014 21:05 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 8,286 | $15.43 | $127,852.98 |
DisclosureSEC source: 0001225208-14-022806 · doc4.xml · nonDerivative · entry 3 Allen Jay L · CIK 0001416062 · EVP and Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 34,306.5645 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 03, 2014 Filed Nov 5, 2014 21:05 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 10,000 | $13.64 | $136,400.00 |
DisclosureSEC source: 0001225208-14-022806 · doc4.xml · nonDerivative · entry 2 Allen Jay L · CIK 0001416062 · EVP and Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 26,020.5645 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 03, 2014 Filed Nov 5, 2014 21:05 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 10,367 | $11.75 | $121,812.25 |
DisclosureSEC source: 0001225208-14-022806 · doc4.xml · nonDerivative · entry 1 Allen Jay L · CIK 0001416062 · EVP and Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 16,020.5645 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 20, 2014 Filed Aug 22, 2014 17:42 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 6,470 | $0.00 Strike: $22.67 | $0.00 |
DisclosureSEC source: 0001225208-14-018992 · doc4.xml · derivative · entry 4 Allen Jay L · CIK 0001416062 · EVP and Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,410 Underlying: Common Stock · 6,470 shares Expires 2023-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 20, 2014 Filed Aug 22, 2014 17:42 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 6,470 | $28.39 | $183,709.83 |
DisclosureSEC source: 0001225208-14-018992 · doc4.xml · nonDerivative · entry 2 Allen Jay L · CIK 0001416062 · EVP and Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 5,653.5645 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 7, 2013. F2 · price: This transaction was executed in multiple trades at prices ranging from $28.39 to $28.405. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 20, 2014 Filed Aug 22, 2014 17:42 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 6,470 | $22.67 | $146,674.90 |
DisclosureSEC source: 0001225208-14-018992 · doc4.xml · nonDerivative · entry 1 Allen Jay L · CIK 0001416062 · EVP and Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 12,123.5645 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 04, 2014 Filed Aug 5, 2014 17:19 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 8,132 | $0.00 Strike: $15.00 | $0.00 |
DisclosureSEC source: 0001225208-14-017991 · doc4.xml · derivative · entry 5 Allen Jay L · CIK 0001416062 · EVP and Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,132 shares Expires 2020-08-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 04, 2014 Filed Aug 5, 2014 17:19 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 8,132 | $27.44 | $223,131.51 |
DisclosureSEC source: 0001225208-14-017991 · doc4.xml · nonDerivative · entry 2 Allen Jay L · CIK 0001416062 · EVP and Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 5,653.5645 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 7, 2013. F2 · price: This transaction was executed in multiple trades at prices ranging from $27.27 to $27.55. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 04, 2014 Filed Aug 5, 2014 17:19 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 8,132 | $15.00 | $121,980.00 |
DisclosureSEC source: 0001225208-14-017991 · doc4.xml · nonDerivative · entry 1 Allen Jay L · CIK 0001416062 · EVP and Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 13,785.5645 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2014 Filed Aug 4, 2014 20:24 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 10,444 | $0.00 Strike: $12.45 | $0.00 |
DisclosureSEC source: 0001225208-14-017876 · doc4.xml · derivative · entry 7 Allen Jay L · CIK 0001416062 · EVP and Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,888 Underlying: Common Stock · 10,444 shares Expires 2022-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2014 Filed Aug 4, 2014 20:24 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 9,249 | $0.00 Strike: $15.05 | $0.00 |
DisclosureSEC source: 0001225208-14-017876 · doc4.xml · derivative · entry 6 Allen Jay L · CIK 0001416062 · EVP and Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,250 Underlying: Common Stock · 9,249 shares Expires 2021-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2014 Filed Aug 4, 2014 20:24 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 10,444 | $27.51 | $287,285.20 |
DisclosureSEC source: 0001225208-14-017876 · doc4.xml · nonDerivative · entry 4 Allen Jay L · CIK 0001416062 · EVP and Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 5,653.5645 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 7, 2013. F3 · price: This transaction was executed in multiple trades at prices ranging from $27.30 to $27.70. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 01, 2014 Filed Aug 4, 2014 20:24 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 9,249 | $27.51 | $254,484.39 |
DisclosureSEC source: 0001225208-14-017876 · doc4.xml · nonDerivative · entry 3 Allen Jay L · CIK 0001416062 · EVP and Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 16,097.5645 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 7, 2013. F2 · price: This transaction was executed in multiple trades at prices ranging from $27.34 to $27.70. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 01, 2014 Filed Aug 4, 2014 20:24 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 9,249 | $15.05 | $139,197.45 |
DisclosureSEC source: 0001225208-14-017876 · doc4.xml · nonDerivative · entry 2 Allen Jay L · CIK 0001416062 · EVP and Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 25,346.5645 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2014 Filed Aug 4, 2014 20:24 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 10,444 | $12.45 | $130,027.80 |
DisclosureSEC source: 0001225208-14-017876 · doc4.xml · nonDerivative · entry 1 Allen Jay L · CIK 0001416062 · EVP and Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 16,097.5645 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2014 Filed Aug 5, 2014 17:19 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 22,462 | $0.00 Strike: $27.45 | $0.00 |
DisclosureSEC source: 0001225208-14-017991 · doc4.xml · derivative · entry 4 Allen Jay L · CIK 0001416062 · EVP and Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,462 Underlying: Common Stock · 22,462 shares Expires 2024-08-01 F3 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 19, 2014 Filed Mar 21, 2014 20:33 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 5,000 | $27.50 | $137,500.00 |
DisclosureSEC source: 0001225208-14-008671 · doc4.xml · nonDerivative · entry 1 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 5,653.5645 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 7, 2013. Read SEC document |
| March 06, 2014 Filed Mar 10, 2014 20:25 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 4,808 | $27.00 | $129,839.56 |
DisclosureSEC source: 0001225208-14-007904 · doc4.xml · nonDerivative · entry 2 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 10,653.5645 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 7, 2013. F2 · price: This transaction was executed in multiple trades at prices ranging from $26.93 to $27.10. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 06, 2014 Filed Mar 10, 2014 20:25 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 3,589 | $27.01 | $96,931.35 |
DisclosureSEC source: 0001225208-14-007904 · doc4.xml · nonDerivative · entry 1 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 15,461.5645 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 7, 2013. F2 · price: This transaction was executed in multiple trades at prices ranging from $26.93 to $27.10. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:36 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 23,742 | $0.00 Strike: $25.86 | $0.00 |
DisclosureSEC source: 0001225208-14-007534 · doc4.xml · derivative · entry 15 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,742 Underlying: Common Stock · 23,742 shares Expires 2024-03-03 F6 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:36 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 10,089 | $0.00 Strike: $16.40 | $0.00 |
DisclosureSEC source: 0001225208-14-007534 · doc4.xml · derivative · entry 14 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,267 Underlying: Common Stock · 10,089 shares Expires 2023-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:36 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 8,265 | $0.00 Strike: $13.91 | $0.00 |
DisclosureSEC source: 0001225208-14-007534 · doc4.xml · derivative · entry 13 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,529 Underlying: Common Stock · 8,265 shares Expires 2022-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:36 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 7,926 | $0.00 Strike: $18.66 | $0.00 |
DisclosureSEC source: 0001225208-14-007534 · doc4.xml · derivative · entry 12 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,926 Underlying: Common Stock · 7,926 shares Expires 2021-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.