organization · Reporting owner
Yucca Associates Ltd
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ZUORA INCZUO · Entity 16054 | 10% owner | September 04, 2018 | September 06, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ZUORA INC
Report date September 04, 2018 · Filed September 06, 2018
Jointly reported with Index Ventures Growth II (Jersey), L.P., Index Venture Growth Associates II Ltd, Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P., Yucca (Jersey) SLP
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 1,053,868 |
Reported balance
After 2018-09-04 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-09-04 · Conversion · Acquired 1,053,868 · Balance 1,053,868 F1: At the request of the holder, on September 4, 2018, each such share of the issuer's Class B Common Stock converted into one (1) share of the issuer's Class A Common Stock. F2: The securities are held by Index Ventures Growth II (Jersey), L.P. ("IVG II"). Index Venture Growth Associates II Limited ("Associates") is the general partner of IVG II. Associates disclaims Section 16 beneficial ownership of the securities held by IVG II, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that Associates is the beneficial owner of such securities for Section 16 or any other purpose. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 11,531 |
Reported balance
After 2018-09-05 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2018-09-05 · Other · Disposed 1,042,337 · Balance 11,531 F3: On September 5, 2018, IVG II distributed, for no consideration, 1,042,337 shares of Class A Common Stock of the issuer to its limited partners, representing each such partner's pro rata interest in the shares held by IVG II. The aforementioned distributions were made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended. F2: The securities are held by Index Ventures Growth II (Jersey), L.P. ("IVG II"). Index Venture Growth Associates II Limited ("Associates") is the general partner of IVG II. Associates disclaims Section 16 beneficial ownership of the securities held by IVG II, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that Associates is the beneficial owner of such securities for Section 16 or any other purpose. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 10,329 |
Reported balance
After 2018-09-05 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2018-09-05 · Sale · Disposed 1,202 · Balance 10,329 F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.705 - $27.05, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2: The securities are held by Index Ventures Growth II (Jersey), L.P. ("IVG II"). Index Venture Growth Associates II Limited ("Associates") is the general partner of IVG II. Associates disclaims Section 16 beneficial ownership of the securities held by IVG II, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that Associates is the beneficial owner of such securities for Section 16 or any other purpose. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Reported balance
After 2018-09-05 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2018-09-05 · Sale · Disposed 10,329 · Balance 0 F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.70 - $26.68, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2: The securities are held by Index Ventures Growth II (Jersey), L.P. ("IVG II"). Index Venture Growth Associates II Limited ("Associates") is the general partner of IVG II. Associates disclaims Section 16 beneficial ownership of the securities held by IVG II, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that Associates is the beneficial owner of such securities for Section 16 or any other purpose. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 3,860 |
Reported balance
After 2018-09-04 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2018-09-04 · Conversion · Acquired 3,860 · Balance 3,860 F1: At the request of the holder, on September 4, 2018, each such share of the issuer's Class B Common Stock converted into one (1) share of the issuer's Class A Common Stock. F6: The securities are held directly by Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P. ("Parallel"). Associates is the general partner of Parallel. Associates disclaims Section 16 beneficial ownership of the securities held by Parallel, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that Associates is the beneficial owner of such securities for Section 16 or any other purpose. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 3,458 |
Reported balance
After 2018-09-05 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2018-09-05 · Sale · Disposed 402 · Balance 3,458 F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.705 - $27.05, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F6: The securities are held directly by Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P. ("Parallel"). Associates is the general partner of Parallel. Associates disclaims Section 16 beneficial ownership of the securities held by Parallel, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that Associates is the beneficial owner of such securities for Section 16 or any other purpose. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Reported balance
After 2018-09-05 transaction · row 7
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 7 · 2018-09-05 · Sale · Disposed 3,458 · Balance 0 F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.70 - $26.68, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F6: The securities are held directly by Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P. ("Parallel"). Associates is the general partner of Parallel. Associates disclaims Section 16 beneficial ownership of the securities held by Parallel, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that Associates is the beneficial owner of such securities for Section 16 or any other purpose. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 13,389 |
Reported balance
After 2018-09-04 transaction · row 8
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 8 · 2018-09-04 · Conversion · Acquired 13,389 · Balance 13,389 F1: At the request of the holder, on September 4, 2018, each such share of the issuer's Class B Common Stock converted into one (1) share of the issuer's Class A Common Stock. F9: The securities are held directly by Yucca (Jersey) SLP ("Yucca"). The general partner of Yucca is Yucca Associates Limited ("YAL"). YAL disclaims Section 16 beneficial ownership of the securities held by Yucca, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that YAL is the beneficial owner of such securities for Section 16 or any other purpose. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 11,993 |
Reported balance
After 2018-09-05 transaction · row 9
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 9 · 2018-09-05 · Sale · Disposed 1,396 · Balance 11,993 F10: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.705 - $27.05, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F9: The securities are held directly by Yucca (Jersey) SLP ("Yucca"). The general partner of Yucca is Yucca Associates Limited ("YAL"). YAL disclaims Section 16 beneficial ownership of the securities held by Yucca, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that YAL is the beneficial owner of such securities for Section 16 or any other purpose. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Reported balance
After 2018-09-05 transaction · row 10
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 10 · 2018-09-05 · Sale · Disposed 11,993 · Balance 0 F11: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.70 - $26.68, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F9: The securities are held directly by Yucca (Jersey) SLP ("Yucca"). The general partner of Yucca is Yucca Associates Limited ("YAL"). YAL disclaims Section 16 beneficial ownership of the securities held by Yucca, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that YAL is the beneficial owner of such securities for Section 16 or any other purpose. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 3,161,606 |
Reported balance
After 2018-09-04 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2018-09-04 · Conversion · Disposed 1,053,868 · Balance 3,161,606 F1: At the request of the holder, on September 4, 2018, each such share of the issuer's Class B Common Stock converted into one (1) share of the issuer's Class A Common Stock. F2: The securities are held by Index Ventures Growth II (Jersey), L.P. ("IVG II"). Index Venture Growth Associates II Limited ("Associates") is the general partner of IVG II. Associates disclaims Section 16 beneficial ownership of the securities held by IVG II, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that Associates is the beneficial owner of such securities for Section 16 or any other purpose. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 11,582 |
Reported balance
After 2018-09-04 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2018-09-04 · Conversion · Disposed 3,860 · Balance 11,582 F1: At the request of the holder, on September 4, 2018, each such share of the issuer's Class B Common Stock converted into one (1) share of the issuer's Class A Common Stock. F6: The securities are held directly by Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P. ("Parallel"). Associates is the general partner of Parallel. Associates disclaims Section 16 beneficial ownership of the securities held by Parallel, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that Associates is the beneficial owner of such securities for Section 16 or any other purpose. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 40,167 |
Reported balance
After 2018-09-04 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2018-09-04 · Conversion · Disposed 13,389 · Balance 40,167 F1: At the request of the holder, on September 4, 2018, each such share of the issuer's Class B Common Stock converted into one (1) share of the issuer's Class A Common Stock. F9: The securities are held directly by Yucca (Jersey) SLP ("Yucca"). The general partner of Yucca is Yucca Associates Limited ("YAL"). YAL disclaims Section 16 beneficial ownership of the securities held by Yucca, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that YAL is the beneficial owner of such securities for Section 16 or any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: At the request of the holder, on September 4, 2018, each such share of the issuer's Class B Common Stock converted into one (1) share of the issuer's Class A Common Stock.
F2: The securities are held by Index Ventures Growth II (Jersey), L.P. ("IVG II"). Index Venture Growth Associates II Limited ("Associates") is the general partner of IVG II. Associates disclaims Section 16 beneficial ownership of the securities held by IVG II, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that Associates is the beneficial owner of such securities for Section 16 or any other purpose.
F3: On September 5, 2018, IVG II distributed, for no consideration, 1,042,337 shares of Class A Common Stock of the issuer to its limited partners, representing each such partner's pro rata interest in the shares held by IVG II. The aforementioned distributions were made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.705 - $27.05, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.70 - $26.68, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6: The securities are held directly by Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P. ("Parallel"). Associates is the general partner of Parallel. Associates disclaims Section 16 beneficial ownership of the securities held by Parallel, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that Associates is the beneficial owner of such securities for Section 16 or any other purpose.
F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.705 - $27.05, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.70 - $26.68, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F9: The securities are held directly by Yucca (Jersey) SLP ("Yucca"). The general partner of Yucca is Yucca Associates Limited ("YAL"). YAL disclaims Section 16 beneficial ownership of the securities held by Yucca, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that YAL is the beneficial owner of such securities for Section 16 or any other purpose.
F10: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.705 - $27.05, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F11: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.70 - $26.68, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 05, 2018 Filed Sep 6, 2018 13:49 UTC | ZUORA INC ZUO · Entity 16054 | SaleClass A Common Stock | 11,993 | $26.24 | $314,709.51 |
DisclosureSEC source: 0000899243-18-023905 · doc4.xml · nonDerivative · entry 10 Index Ventures Growth II (Jersey), L.P. · CIK 0001736959 · 10% owner Index Venture Growth Associates II Ltd · CIK 0001736898 · 10% owner Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P. · CIK 0001736960 · 10% owner Yucca (Jersey) SLP · CIK 0001591294 · 10% owner Yucca Associates Ltd · CIK 0001611760 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.70 - $26.68, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F9 · ownership.nature: The securities are held directly by Yucca (Jersey) SLP ("Yucca"). The general partner of Yucca is Yucca Associates Limited ("YAL"). YAL disclaims Section 16 beneficial ownership of the securities held by Yucca, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that YAL is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| September 05, 2018 Filed Sep 6, 2018 13:49 UTC | ZUORA INC ZUO · Entity 16054 | SaleClass A Common Stock | 1,396 | $26.79 | $37,401.63 |
DisclosureSEC source: 0000899243-18-023905 · doc4.xml · nonDerivative · entry 9 Index Ventures Growth II (Jersey), L.P. · CIK 0001736959 · 10% owner Index Venture Growth Associates II Ltd · CIK 0001736898 · 10% owner Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P. · CIK 0001736960 · 10% owner Yucca (Jersey) SLP · CIK 0001591294 · 10% owner Yucca Associates Ltd · CIK 0001611760 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 11,993 F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.705 - $27.05, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F9 · ownership.nature: The securities are held directly by Yucca (Jersey) SLP ("Yucca"). The general partner of Yucca is Yucca Associates Limited ("YAL"). YAL disclaims Section 16 beneficial ownership of the securities held by Yucca, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that YAL is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| September 05, 2018 Filed Sep 6, 2018 13:49 UTC | ZUORA INC ZUO · Entity 16054 | SaleClass A Common Stock | 3,458 | $26.24 | $90,741.72 |
DisclosureSEC source: 0000899243-18-023905 · doc4.xml · nonDerivative · entry 7 Index Ventures Growth II (Jersey), L.P. · CIK 0001736959 · 10% owner Index Venture Growth Associates II Ltd · CIK 0001736898 · 10% owner Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P. · CIK 0001736960 · 10% owner Yucca (Jersey) SLP · CIK 0001591294 · 10% owner Yucca Associates Ltd · CIK 0001611760 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.70 - $26.68, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F6 · ownership.nature: The securities are held directly by Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P. ("Parallel"). Associates is the general partner of Parallel. Associates disclaims Section 16 beneficial ownership of the securities held by Parallel, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that Associates is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| September 05, 2018 Filed Sep 6, 2018 13:49 UTC | ZUORA INC ZUO · Entity 16054 | SaleClass A Common Stock | 402 | $26.79 | $10,770.38 |
DisclosureSEC source: 0000899243-18-023905 · doc4.xml · nonDerivative · entry 6 Index Ventures Growth II (Jersey), L.P. · CIK 0001736959 · 10% owner Index Venture Growth Associates II Ltd · CIK 0001736898 · 10% owner Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P. · CIK 0001736960 · 10% owner Yucca (Jersey) SLP · CIK 0001591294 · 10% owner Yucca Associates Ltd · CIK 0001611760 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,458 F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.705 - $27.05, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F6 · ownership.nature: The securities are held directly by Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P. ("Parallel"). Associates is the general partner of Parallel. Associates disclaims Section 16 beneficial ownership of the securities held by Parallel, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that Associates is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| September 05, 2018 Filed Sep 6, 2018 13:49 UTC | ZUORA INC ZUO · Entity 16054 | SaleClass A Common Stock | 10,329 | $26.24 | $271,044.32 |
DisclosureSEC source: 0000899243-18-023905 · doc4.xml · nonDerivative · entry 4 Index Ventures Growth II (Jersey), L.P. · CIK 0001736959 · 10% owner Index Venture Growth Associates II Ltd · CIK 0001736898 · 10% owner Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P. · CIK 0001736960 · 10% owner Yucca (Jersey) SLP · CIK 0001591294 · 10% owner Yucca Associates Ltd · CIK 0001611760 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.70 - $26.68, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The securities are held by Index Ventures Growth II (Jersey), L.P. ("IVG II"). Index Venture Growth Associates II Limited ("Associates") is the general partner of IVG II. Associates disclaims Section 16 beneficial ownership of the securities held by IVG II, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that Associates is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| September 05, 2018 Filed Sep 6, 2018 13:49 UTC | ZUORA INC ZUO · Entity 16054 | SaleClass A Common Stock | 1,202 | $26.79 | $32,203.98 |
DisclosureSEC source: 0000899243-18-023905 · doc4.xml · nonDerivative · entry 3 Index Ventures Growth II (Jersey), L.P. · CIK 0001736959 · 10% owner Index Venture Growth Associates II Ltd · CIK 0001736898 · 10% owner Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P. · CIK 0001736960 · 10% owner Yucca (Jersey) SLP · CIK 0001591294 · 10% owner Yucca Associates Ltd · CIK 0001611760 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 10,329 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.705 - $27.05, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The securities are held by Index Ventures Growth II (Jersey), L.P. ("IVG II"). Index Venture Growth Associates II Limited ("Associates") is the general partner of IVG II. Associates disclaims Section 16 beneficial ownership of the securities held by IVG II, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that Associates is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| September 05, 2018 Filed Sep 6, 2018 13:49 UTC | ZUORA INC ZUO · Entity 16054 | OtherClass A Common Stock | 1,042,337 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-023905 · doc4.xml · nonDerivative · entry 2 Index Ventures Growth II (Jersey), L.P. · CIK 0001736959 · 10% owner Index Venture Growth Associates II Ltd · CIK 0001736898 · 10% owner Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P. · CIK 0001736960 · 10% owner Yucca (Jersey) SLP · CIK 0001591294 · 10% owner Yucca Associates Ltd · CIK 0001611760 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 11,531 F3 · kind: On September 5, 2018, IVG II distributed, for no consideration, 1,042,337 shares of Class A Common Stock of the issuer to its limited partners, representing each such partner's pro rata interest in the shares held by IVG II. The aforementioned distributions were made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended. F3 · price: On September 5, 2018, IVG II distributed, for no consideration, 1,042,337 shares of Class A Common Stock of the issuer to its limited partners, representing each such partner's pro rata interest in the shares held by IVG II. The aforementioned distributions were made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended. F2 · ownership.nature: The securities are held by Index Ventures Growth II (Jersey), L.P. ("IVG II"). Index Venture Growth Associates II Limited ("Associates") is the general partner of IVG II. Associates disclaims Section 16 beneficial ownership of the securities held by IVG II, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that Associates is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| September 04, 2018 Filed Sep 6, 2018 13:49 UTC | ZUORA INC ZUO · Entity 16054 | ConversionClass B Common Stock · Derivative | 13,389 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-023905 · doc4.xml · derivative · entry 13 Index Ventures Growth II (Jersey), L.P. · CIK 0001736959 · 10% owner Index Venture Growth Associates II Ltd · CIK 0001736898 · 10% owner Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P. · CIK 0001736960 · 10% owner Yucca (Jersey) SLP · CIK 0001591294 · 10% owner Yucca Associates Ltd · CIK 0001611760 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 40,167 Underlying: Class A Common Stock · 13,389 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: At the request of the holder, on September 4, 2018, each such share of the issuer's Class B Common Stock converted into one (1) share of the issuer's Class A Common Stock. F1 · derivative.exercise_date: At the request of the holder, on September 4, 2018, each such share of the issuer's Class B Common Stock converted into one (1) share of the issuer's Class A Common Stock. F1 · derivative.expiration_date: At the request of the holder, on September 4, 2018, each such share of the issuer's Class B Common Stock converted into one (1) share of the issuer's Class A Common Stock. F1 · derivative.underlying: At the request of the holder, on September 4, 2018, each such share of the issuer's Class B Common Stock converted into one (1) share of the issuer's Class A Common Stock. F9 · ownership.nature: The securities are held directly by Yucca (Jersey) SLP ("Yucca"). The general partner of Yucca is Yucca Associates Limited ("YAL"). YAL disclaims Section 16 beneficial ownership of the securities held by Yucca, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that YAL is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| September 04, 2018 Filed Sep 6, 2018 13:49 UTC | ZUORA INC ZUO · Entity 16054 | ConversionClass B Common Stock · Derivative | 3,860 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-023905 · doc4.xml · derivative · entry 12 Index Ventures Growth II (Jersey), L.P. · CIK 0001736959 · 10% owner Index Venture Growth Associates II Ltd · CIK 0001736898 · 10% owner Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P. · CIK 0001736960 · 10% owner Yucca (Jersey) SLP · CIK 0001591294 · 10% owner Yucca Associates Ltd · CIK 0001611760 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 11,582 Underlying: Class A Common Stock · 3,860 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: At the request of the holder, on September 4, 2018, each such share of the issuer's Class B Common Stock converted into one (1) share of the issuer's Class A Common Stock. F1 · derivative.exercise_date: At the request of the holder, on September 4, 2018, each such share of the issuer's Class B Common Stock converted into one (1) share of the issuer's Class A Common Stock. F1 · derivative.expiration_date: At the request of the holder, on September 4, 2018, each such share of the issuer's Class B Common Stock converted into one (1) share of the issuer's Class A Common Stock. F1 · derivative.underlying: At the request of the holder, on September 4, 2018, each such share of the issuer's Class B Common Stock converted into one (1) share of the issuer's Class A Common Stock. F6 · ownership.nature: The securities are held directly by Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P. ("Parallel"). Associates is the general partner of Parallel. Associates disclaims Section 16 beneficial ownership of the securities held by Parallel, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that Associates is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| September 04, 2018 Filed Sep 6, 2018 13:49 UTC | ZUORA INC ZUO · Entity 16054 | ConversionClass B Common Stock · Derivative | 1,053,868 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-023905 · doc4.xml · derivative · entry 11 Index Ventures Growth II (Jersey), L.P. · CIK 0001736959 · 10% owner Index Venture Growth Associates II Ltd · CIK 0001736898 · 10% owner Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P. · CIK 0001736960 · 10% owner Yucca (Jersey) SLP · CIK 0001591294 · 10% owner Yucca Associates Ltd · CIK 0001611760 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,161,606 Underlying: Class A Common Stock · 1,053,868 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: At the request of the holder, on September 4, 2018, each such share of the issuer's Class B Common Stock converted into one (1) share of the issuer's Class A Common Stock. F1 · derivative.exercise_date: At the request of the holder, on September 4, 2018, each such share of the issuer's Class B Common Stock converted into one (1) share of the issuer's Class A Common Stock. F1 · derivative.expiration_date: At the request of the holder, on September 4, 2018, each such share of the issuer's Class B Common Stock converted into one (1) share of the issuer's Class A Common Stock. F1 · derivative.underlying: At the request of the holder, on September 4, 2018, each such share of the issuer's Class B Common Stock converted into one (1) share of the issuer's Class A Common Stock. F2 · ownership.nature: The securities are held by Index Ventures Growth II (Jersey), L.P. ("IVG II"). Index Venture Growth Associates II Limited ("Associates") is the general partner of IVG II. Associates disclaims Section 16 beneficial ownership of the securities held by IVG II, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that Associates is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| September 04, 2018 Filed Sep 6, 2018 13:49 UTC | ZUORA INC ZUO · Entity 16054 | ConversionClass A Common Stock | 13,389 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-023905 · doc4.xml · nonDerivative · entry 8 Index Ventures Growth II (Jersey), L.P. · CIK 0001736959 · 10% owner Index Venture Growth Associates II Ltd · CIK 0001736898 · 10% owner Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P. · CIK 0001736960 · 10% owner Yucca (Jersey) SLP · CIK 0001591294 · 10% owner Yucca Associates Ltd · CIK 0001611760 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 13,389 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: At the request of the holder, on September 4, 2018, each such share of the issuer's Class B Common Stock converted into one (1) share of the issuer's Class A Common Stock. F1 · balance_after: At the request of the holder, on September 4, 2018, each such share of the issuer's Class B Common Stock converted into one (1) share of the issuer's Class A Common Stock. F9 · ownership.nature: The securities are held directly by Yucca (Jersey) SLP ("Yucca"). The general partner of Yucca is Yucca Associates Limited ("YAL"). YAL disclaims Section 16 beneficial ownership of the securities held by Yucca, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that YAL is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| September 04, 2018 Filed Sep 6, 2018 13:49 UTC | ZUORA INC ZUO · Entity 16054 | ConversionClass A Common Stock | 3,860 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-023905 · doc4.xml · nonDerivative · entry 5 Index Ventures Growth II (Jersey), L.P. · CIK 0001736959 · 10% owner Index Venture Growth Associates II Ltd · CIK 0001736898 · 10% owner Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P. · CIK 0001736960 · 10% owner Yucca (Jersey) SLP · CIK 0001591294 · 10% owner Yucca Associates Ltd · CIK 0001611760 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,860 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: At the request of the holder, on September 4, 2018, each such share of the issuer's Class B Common Stock converted into one (1) share of the issuer's Class A Common Stock. F1 · balance_after: At the request of the holder, on September 4, 2018, each such share of the issuer's Class B Common Stock converted into one (1) share of the issuer's Class A Common Stock. F6 · ownership.nature: The securities are held directly by Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P. ("Parallel"). Associates is the general partner of Parallel. Associates disclaims Section 16 beneficial ownership of the securities held by Parallel, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that Associates is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| September 04, 2018 Filed Sep 6, 2018 13:49 UTC | ZUORA INC ZUO · Entity 16054 | ConversionClass A Common Stock | 1,053,868 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-023905 · doc4.xml · nonDerivative · entry 1 Index Ventures Growth II (Jersey), L.P. · CIK 0001736959 · 10% owner Index Venture Growth Associates II Ltd · CIK 0001736898 · 10% owner Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P. · CIK 0001736960 · 10% owner Yucca (Jersey) SLP · CIK 0001591294 · 10% owner Yucca Associates Ltd · CIK 0001611760 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,053,868 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: At the request of the holder, on September 4, 2018, each such share of the issuer's Class B Common Stock converted into one (1) share of the issuer's Class A Common Stock. F1 · price: At the request of the holder, on September 4, 2018, each such share of the issuer's Class B Common Stock converted into one (1) share of the issuer's Class A Common Stock. F1 · balance_after: At the request of the holder, on September 4, 2018, each such share of the issuer's Class B Common Stock converted into one (1) share of the issuer's Class A Common Stock. F2 · ownership.nature: The securities are held by Index Ventures Growth II (Jersey), L.P. ("IVG II"). Index Venture Growth Associates II Limited ("Associates") is the general partner of IVG II. Associates disclaims Section 16 beneficial ownership of the securities held by IVG II, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that Associates is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| April 16, 2018 Filed Apr 16, 2018 17:08 UTC | ZUORA INC ZUO · Entity 16054 | ConversionSeries F Preferred Stock · Derivative | 15,559 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-010205 · doc4.xml · derivative · entry 8 Index Ventures Growth II (Jersey), L.P. · CIK 0001736959 · 10% owner Index Venture Growth Associates II Ltd · CIK 0001736898 · 10% owner Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P. · CIK 0001736960 · 10% owner Yucca (Jersey) SLP · CIK 0001591294 · 10% owner Yucca Associates Ltd · CIK 0001611760 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Class B Common Stock · 15,559 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of the issuer's Series D Preferred Stock, Series E Preferred Stock, and Series F Preferred Stock automatically converted into 1 share of the issuer's Class B Common Stock immediately upon the closing of the IPO and has no expiration date. F2 · derivative.exercise_date: Each share of the issuer's Series D Preferred Stock, Series E Preferred Stock, and Series F Preferred Stock automatically converted into 1 share of the issuer's Class B Common Stock immediately upon the closing of the IPO and has no expiration date. F2 · derivative.expiration_date: Each share of the issuer's Series D Preferred Stock, Series E Preferred Stock, and Series F Preferred Stock automatically converted into 1 share of the issuer's Class B Common Stock immediately upon the closing of the IPO and has no expiration date. F1 · derivative.underlying: Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's initial public offering ("IPO"), except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the issuer's common stock, and has no expiration date. F4 · ownership.nature: Michelangelo Volpi, a member of the issuer's Board of Directors, is a general partner with the Index Ventures group. Advisors within the Index Ventures group provide advice to Index Ventures Growth II (Jersey), L.P., Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P. and Yucca (Jersey) SLP (collectively, the "Index Funds"). Michelangelo Volpi is involved in making recommendations to the Index Funds, but does not hold voting or dispositive power over the shares held by the Index Funds. Michelangelo Volpi disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. F5 · ownership.nature: For the securities that are held by Yucca (Jersey) SLP, the corporate general partner of Yucca (Jersey) SLP is Yucca Associates Limited. Messrs. Nigel T. Greenwood and Ian J. Henderson are directors of Yucca Associates Limited and share voting and dispositive power with respect to the securities held by Yucca (Jersey) SLP. Each of these persons disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. F6 · ownership.nature: Index Venture Growth Associates II Limited is the general partner of Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P. Ian J Henderson, Nigel T. Greenwood, David A. Hall, Philip J. Balderson, Sinead A. Meehan and Bernard M. Dalle are directors of Index Venture Growth Associates II Limited. Ian J Henderson, Nigel T. Greenwood, David A. Hall, Philip J. Balderson, Sinead A. Meehan and Bernard M. Dalle share voting and dispositive power with respect to the securities. Each of these persons disclaims beneficial ownership of these securities except to the extent of his or her pecuniary interest therein. F9 · ownership.nature: Of the shares reported, (a) 8,321 shares are held directly by Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P., and (b) 7,238 shares are held directly by Yucca (Jersey) SLP. Read SEC document |
| April 16, 2018 Filed Apr 16, 2018 17:08 UTC | ZUORA INC ZUO · Entity 16054 | ConversionSeries E Preferred Stock · Derivative | 13,303 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-010205 · doc4.xml · derivative · entry 7 Index Ventures Growth II (Jersey), L.P. · CIK 0001736959 · 10% owner Index Venture Growth Associates II Ltd · CIK 0001736898 · 10% owner Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P. · CIK 0001736960 · 10% owner Yucca (Jersey) SLP · CIK 0001591294 · 10% owner Yucca Associates Ltd · CIK 0001611760 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Class B Common Stock · 13,303 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of the issuer's Series D Preferred Stock, Series E Preferred Stock, and Series F Preferred Stock automatically converted into 1 share of the issuer's Class B Common Stock immediately upon the closing of the IPO and has no expiration date. F2 · derivative.exercise_date: Each share of the issuer's Series D Preferred Stock, Series E Preferred Stock, and Series F Preferred Stock automatically converted into 1 share of the issuer's Class B Common Stock immediately upon the closing of the IPO and has no expiration date. F2 · derivative.expiration_date: Each share of the issuer's Series D Preferred Stock, Series E Preferred Stock, and Series F Preferred Stock automatically converted into 1 share of the issuer's Class B Common Stock immediately upon the closing of the IPO and has no expiration date. F1 · derivative.underlying: Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's initial public offering ("IPO"), except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the issuer's common stock, and has no expiration date. F4 · ownership.nature: Michelangelo Volpi, a member of the issuer's Board of Directors, is a general partner with the Index Ventures group. Advisors within the Index Ventures group provide advice to Index Ventures Growth II (Jersey), L.P., Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P. and Yucca (Jersey) SLP (collectively, the "Index Funds"). Michelangelo Volpi is involved in making recommendations to the Index Funds, but does not hold voting or dispositive power over the shares held by the Index Funds. Michelangelo Volpi disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. F5 · ownership.nature: For the securities that are held by Yucca (Jersey) SLP, the corporate general partner of Yucca (Jersey) SLP is Yucca Associates Limited. Messrs. Nigel T. Greenwood and Ian J. Henderson are directors of Yucca Associates Limited and share voting and dispositive power with respect to the securities held by Yucca (Jersey) SLP. Each of these persons disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. F6 · ownership.nature: Index Venture Growth Associates II Limited is the general partner of Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P. Ian J Henderson, Nigel T. Greenwood, David A. Hall, Philip J. Balderson, Sinead A. Meehan and Bernard M. Dalle are directors of Index Venture Growth Associates II Limited. Ian J Henderson, Nigel T. Greenwood, David A. Hall, Philip J. Balderson, Sinead A. Meehan and Bernard M. Dalle share voting and dispositive power with respect to the securities. Each of these persons disclaims beneficial ownership of these securities except to the extent of his or her pecuniary interest therein. F8 · ownership.nature: Of the shares reported, (a) 7,121 shares are held directly by Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P., and (b) 6,182 shares are held directly by Yucca (Jersey) SLP. Read SEC document |
| April 16, 2018 Filed Apr 16, 2018 17:08 UTC | ZUORA INC ZUO · Entity 16054 | ConversionSeries D Preferred Stock · Derivative | 40,136 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-010205 · doc4.xml · derivative · entry 6 Index Ventures Growth II (Jersey), L.P. · CIK 0001736959 · 10% owner Index Venture Growth Associates II Ltd · CIK 0001736898 · 10% owner Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P. · CIK 0001736960 · 10% owner Yucca (Jersey) SLP · CIK 0001591294 · 10% owner Yucca Associates Ltd · CIK 0001611760 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Yucca (Jersey) SLP Disclosed balance after: 0 Underlying: Class B Common Stock · 40,136 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of the issuer's Series D Preferred Stock, Series E Preferred Stock, and Series F Preferred Stock automatically converted into 1 share of the issuer's Class B Common Stock immediately upon the closing of the IPO and has no expiration date. F2 · derivative.exercise_date: Each share of the issuer's Series D Preferred Stock, Series E Preferred Stock, and Series F Preferred Stock automatically converted into 1 share of the issuer's Class B Common Stock immediately upon the closing of the IPO and has no expiration date. F2 · derivative.expiration_date: Each share of the issuer's Series D Preferred Stock, Series E Preferred Stock, and Series F Preferred Stock automatically converted into 1 share of the issuer's Class B Common Stock immediately upon the closing of the IPO and has no expiration date. F1 · derivative.underlying: Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's initial public offering ("IPO"), except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the issuer's common stock, and has no expiration date. F4 · ownership.nature: Michelangelo Volpi, a member of the issuer's Board of Directors, is a general partner with the Index Ventures group. Advisors within the Index Ventures group provide advice to Index Ventures Growth II (Jersey), L.P., Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P. and Yucca (Jersey) SLP (collectively, the "Index Funds"). Michelangelo Volpi is involved in making recommendations to the Index Funds, but does not hold voting or dispositive power over the shares held by the Index Funds. Michelangelo Volpi disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. F5 · ownership.nature: For the securities that are held by Yucca (Jersey) SLP, the corporate general partner of Yucca (Jersey) SLP is Yucca Associates Limited. Messrs. Nigel T. Greenwood and Ian J. Henderson are directors of Yucca Associates Limited and share voting and dispositive power with respect to the securities held by Yucca (Jersey) SLP. Each of these persons disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| April 16, 2018 Filed Apr 16, 2018 17:08 UTC | ZUORA INC ZUO · Entity 16054 | ConversionSeries F Preferred Stock · Derivative | 563,495 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-010205 · doc4.xml · derivative · entry 5 Index Ventures Growth II (Jersey), L.P. · CIK 0001736959 · 10% owner Index Venture Growth Associates II Ltd · CIK 0001736898 · 10% owner Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P. · CIK 0001736960 · 10% owner Yucca (Jersey) SLP · CIK 0001591294 · 10% owner Yucca Associates Ltd · CIK 0001611760 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class B Common Stock · 563,495 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of the issuer's Series D Preferred Stock, Series E Preferred Stock, and Series F Preferred Stock automatically converted into 1 share of the issuer's Class B Common Stock immediately upon the closing of the IPO and has no expiration date. F2 · derivative.exercise_date: Each share of the issuer's Series D Preferred Stock, Series E Preferred Stock, and Series F Preferred Stock automatically converted into 1 share of the issuer's Class B Common Stock immediately upon the closing of the IPO and has no expiration date. F2 · derivative.expiration_date: Each share of the issuer's Series D Preferred Stock, Series E Preferred Stock, and Series F Preferred Stock automatically converted into 1 share of the issuer's Class B Common Stock immediately upon the closing of the IPO and has no expiration date. F1 · derivative.underlying: Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's initial public offering ("IPO"), except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the issuer's common stock, and has no expiration date. F3 · ownership.nature: The securities are held by Index Ventures Growth II (Jersey), L.P. Index Venture Growth Associates II Limited is the general partner of Index Ventures Growth II (Jersey), L.P. Ian J Henderson, Nigel T. Greenwood, David A. Hall, Philip J. Balderson, Sinead A. Meehan and Bernard M. Dalle are directors of Index Venture Growth Associates II Limited. Ian J Henderson, Nigel T. Greenwood, David A. Hall, Philip J. Balderson, Sinead A. Meehan and Bernard M. Dalle share voting and dispositive power with respect to the securities. Each of these persons disclaims beneficial ownership of these securities except to the extent of his or her pecuniary interest therein. Read SEC document |
| April 16, 2018 Filed Apr 16, 2018 17:08 UTC | ZUORA INC ZUO · Entity 16054 | ConversionSeries E Preferred Stock · Derivative | 481,224 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-010205 · doc4.xml · derivative · entry 4 Index Ventures Growth II (Jersey), L.P. · CIK 0001736959 · 10% owner Index Venture Growth Associates II Ltd · CIK 0001736898 · 10% owner Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P. · CIK 0001736960 · 10% owner Yucca (Jersey) SLP · CIK 0001591294 · 10% owner Yucca Associates Ltd · CIK 0001611760 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class B Common Stock · 4,812,237 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of the issuer's Series D Preferred Stock, Series E Preferred Stock, and Series F Preferred Stock automatically converted into 1 share of the issuer's Class B Common Stock immediately upon the closing of the IPO and has no expiration date. F2 · derivative.exercise_date: Each share of the issuer's Series D Preferred Stock, Series E Preferred Stock, and Series F Preferred Stock automatically converted into 1 share of the issuer's Class B Common Stock immediately upon the closing of the IPO and has no expiration date. F2 · derivative.expiration_date: Each share of the issuer's Series D Preferred Stock, Series E Preferred Stock, and Series F Preferred Stock automatically converted into 1 share of the issuer's Class B Common Stock immediately upon the closing of the IPO and has no expiration date. F1 · derivative.underlying: Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's initial public offering ("IPO"), except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the issuer's common stock, and has no expiration date. F3 · ownership.nature: The securities are held by Index Ventures Growth II (Jersey), L.P. Index Venture Growth Associates II Limited is the general partner of Index Ventures Growth II (Jersey), L.P. Ian J Henderson, Nigel T. Greenwood, David A. Hall, Philip J. Balderson, Sinead A. Meehan and Bernard M. Dalle are directors of Index Venture Growth Associates II Limited. Ian J Henderson, Nigel T. Greenwood, David A. Hall, Philip J. Balderson, Sinead A. Meehan and Bernard M. Dalle share voting and dispositive power with respect to the securities. Each of these persons disclaims beneficial ownership of these securities except to the extent of his or her pecuniary interest therein. Read SEC document |
| April 16, 2018 Filed Apr 16, 2018 17:08 UTC | ZUORA INC ZUO · Entity 16054 | ConversionSeries D Preferred Stock · Derivative | 3,170,755 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-010205 · doc4.xml · derivative · entry 3 Index Ventures Growth II (Jersey), L.P. · CIK 0001736959 · 10% owner Index Venture Growth Associates II Ltd · CIK 0001736898 · 10% owner Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P. · CIK 0001736960 · 10% owner Yucca (Jersey) SLP · CIK 0001591294 · 10% owner Yucca Associates Ltd · CIK 0001611760 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class B Common Stock · 3,170,755 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of the issuer's Series D Preferred Stock, Series E Preferred Stock, and Series F Preferred Stock automatically converted into 1 share of the issuer's Class B Common Stock immediately upon the closing of the IPO and has no expiration date. F2 · derivative.exercise_date: Each share of the issuer's Series D Preferred Stock, Series E Preferred Stock, and Series F Preferred Stock automatically converted into 1 share of the issuer's Class B Common Stock immediately upon the closing of the IPO and has no expiration date. F2 · derivative.expiration_date: Each share of the issuer's Series D Preferred Stock, Series E Preferred Stock, and Series F Preferred Stock automatically converted into 1 share of the issuer's Class B Common Stock immediately upon the closing of the IPO and has no expiration date. F1 · derivative.underlying: Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's initial public offering ("IPO"), except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the issuer's common stock, and has no expiration date. F3 · ownership.nature: The securities are held by Index Ventures Growth II (Jersey), L.P. Index Venture Growth Associates II Limited is the general partner of Index Ventures Growth II (Jersey), L.P. Ian J Henderson, Nigel T. Greenwood, David A. Hall, Philip J. Balderson, Sinead A. Meehan and Bernard M. Dalle are directors of Index Venture Growth Associates II Limited. Ian J Henderson, Nigel T. Greenwood, David A. Hall, Philip J. Balderson, Sinead A. Meehan and Bernard M. Dalle share voting and dispositive power with respect to the securities. Each of these persons disclaims beneficial ownership of these securities except to the extent of his or her pecuniary interest therein. Read SEC document |
| April 16, 2018 Filed Apr 16, 2018 17:08 UTC | ZUORA INC ZUO · Entity 16054 | ConversionClass B Common Stock · Derivative | 68,998 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-010205 · doc4.xml · derivative · entry 2 Index Ventures Growth II (Jersey), L.P. · CIK 0001736959 · 10% owner Index Venture Growth Associates II Ltd · CIK 0001736898 · 10% owner Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P. · CIK 0001736960 · 10% owner Yucca (Jersey) SLP · CIK 0001591294 · 10% owner Yucca Associates Ltd · CIK 0001611760 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 68,998 Underlying: Class A Common Stock · 68,998 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's initial public offering ("IPO"), except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the issuer's common stock, and has no expiration date. F1 · derivative.exercise_price: Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's initial public offering ("IPO"), except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the issuer's common stock, and has no expiration date. F1 · derivative.exercise_date: Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's initial public offering ("IPO"), except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the issuer's common stock, and has no expiration date. F1 · derivative.expiration_date: Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's initial public offering ("IPO"), except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the issuer's common stock, and has no expiration date. F4 · ownership.nature: Michelangelo Volpi, a member of the issuer's Board of Directors, is a general partner with the Index Ventures group. Advisors within the Index Ventures group provide advice to Index Ventures Growth II (Jersey), L.P., Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P. and Yucca (Jersey) SLP (collectively, the "Index Funds"). Michelangelo Volpi is involved in making recommendations to the Index Funds, but does not hold voting or dispositive power over the shares held by the Index Funds. Michelangelo Volpi disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. F5 · ownership.nature: For the securities that are held by Yucca (Jersey) SLP, the corporate general partner of Yucca (Jersey) SLP is Yucca Associates Limited. Messrs. Nigel T. Greenwood and Ian J. Henderson are directors of Yucca Associates Limited and share voting and dispositive power with respect to the securities held by Yucca (Jersey) SLP. Each of these persons disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. F6 · ownership.nature: Index Venture Growth Associates II Limited is the general partner of Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P. Ian J Henderson, Nigel T. Greenwood, David A. Hall, Philip J. Balderson, Sinead A. Meehan and Bernard M. Dalle are directors of Index Venture Growth Associates II Limited. Ian J Henderson, Nigel T. Greenwood, David A. Hall, Philip J. Balderson, Sinead A. Meehan and Bernard M. Dalle share voting and dispositive power with respect to the securities. Each of these persons disclaims beneficial ownership of these securities except to the extent of his or her pecuniary interest therein. F7 · ownership.nature: Of the shares reported, (a) 15,442 shares are held directly by Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P., and (b) 53,556 shares are held directly by Yucca (Jersey) SLP. Read SEC document |
| April 16, 2018 Filed Apr 16, 2018 17:08 UTC | ZUORA INC ZUO · Entity 16054 | ConversionClass B Common Stock · Derivative | 4,215,474 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-010205 · doc4.xml · derivative · entry 1 Index Ventures Growth II (Jersey), L.P. · CIK 0001736959 · 10% owner Index Venture Growth Associates II Ltd · CIK 0001736898 · 10% owner Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P. · CIK 0001736960 · 10% owner Yucca (Jersey) SLP · CIK 0001591294 · 10% owner Yucca Associates Ltd · CIK 0001611760 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,215,474 Underlying: Class A Common Stock · 4,215,474 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's initial public offering ("IPO"), except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the issuer's common stock, and has no expiration date. F1 · derivative.exercise_price: Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's initial public offering ("IPO"), except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the issuer's common stock, and has no expiration date. F1 · derivative.exercise_date: Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's initial public offering ("IPO"), except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the issuer's common stock, and has no expiration date. F1 · derivative.expiration_date: Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's initial public offering ("IPO"), except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the issuer's common stock, and has no expiration date. F3 · ownership.nature: The securities are held by Index Ventures Growth II (Jersey), L.P. Index Venture Growth Associates II Limited is the general partner of Index Ventures Growth II (Jersey), L.P. Ian J Henderson, Nigel T. Greenwood, David A. Hall, Philip J. Balderson, Sinead A. Meehan and Bernard M. Dalle are directors of Index Venture Growth Associates II Limited. Ian J Henderson, Nigel T. Greenwood, David A. Hall, Philip J. Balderson, Sinead A. Meehan and Bernard M. Dalle share voting and dispositive power with respect to the securities. Each of these persons disclaims beneficial ownership of these securities except to the extent of his or her pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.