Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ONE Group Hospitality, Inc.stks · Entity 7176 | Director | September 13, 2018 | September 14, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ONE Group Hospitality, Inc.
Report date September 13, 2018 · Filed September 14, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectBy ASM Co-Investment Term Trust I | 180,000 |
Reported balance
After 2018-09-13 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2018-09-13 · Other · Acquired 60,000 · Balance 180,000 F1: Represents shares of common stock acquired through the exercise of warrants on September 3, 2018 at a price of $1.63 per share. F2: Argyle Street Management Limited is the investment manager of each of ASM Co-Investment Term Trust I, ASM Connaught House Fund LP and ASM Connaught House (Master) Fund II LP. Kin Chan is the Chief Investment Officer of Argyle Street Management. |
| Common Stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectBy ASM Connaught House Fund LP | 780,000 |
Reported balance
After 2018-09-13 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2018-09-13 · Other · Acquired 260,000 · Balance 780,000 F1: Represents shares of common stock acquired through the exercise of warrants on September 3, 2018 at a price of $1.63 per share. F2: Argyle Street Management Limited is the investment manager of each of ASM Co-Investment Term Trust I, ASM Connaught House Fund LP and ASM Connaught House (Master) Fund II LP. Kin Chan is the Chief Investment Officer of Argyle Street Management. |
| Common Stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectBy ASM Connaught House (Master) Fund II LP | 540,000 |
Reported balance
After 2018-09-13 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2018-09-13 · Other · Acquired 180,000 · Balance 540,000 F1: Represents shares of common stock acquired through the exercise of warrants on September 3, 2018 at a price of $1.63 per share. F2: Argyle Street Management Limited is the investment manager of each of ASM Co-Investment Term Trust I, ASM Connaught House Fund LP and ASM Connaught House (Master) Fund II LP. Kin Chan is the Chief Investment Officer of Argyle Street Management. |
| WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $1.63 · Expires 2023-05-15 | IndirectBy ASM Co-Investment Term Trust I | 0 |
Reported balance
After 2018-09-13 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-09-13 · Other · Disposed 60,000 · Balance 0 F2: Argyle Street Management Limited is the investment manager of each of ASM Co-Investment Term Trust I, ASM Connaught House Fund LP and ASM Connaught House (Master) Fund II LP. Kin Chan is the Chief Investment Officer of Argyle Street Management. |
| WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $1.63 · Expires 2023-05-15 | IndirectBy ASM Connaught House Fund LP | 0 |
Reported balance
After 2018-09-13 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-09-13 · Other · Disposed 260,000 · Balance 0 F2: Argyle Street Management Limited is the investment manager of each of ASM Co-Investment Term Trust I, ASM Connaught House Fund LP and ASM Connaught House (Master) Fund II LP. Kin Chan is the Chief Investment Officer of Argyle Street Management. |
| WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $1.63 · Expires 2023-05-15 | IndirectBy ASM Connaught House (Master) Fund II LP | 0 |
Reported balance
After 2018-09-13 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2018-09-13 · Other · Disposed 180,000 · Balance 0 F2: Argyle Street Management Limited is the investment manager of each of ASM Co-Investment Term Trust I, ASM Connaught House Fund LP and ASM Connaught House (Master) Fund II LP. Kin Chan is the Chief Investment Officer of Argyle Street Management. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of common stock acquired through the exercise of warrants on September 3, 2018 at a price of $1.63 per share.
F2: Argyle Street Management Limited is the investment manager of each of ASM Co-Investment Term Trust I, ASM Connaught House Fund LP and ASM Connaught House (Master) Fund II LP. Kin Chan is the Chief Investment Officer of Argyle Street Management.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 13, 2018 Filed Sep 14, 2018 06:44 UTC | ONE Group Hospitality, Inc. stks · Entity 7176 | OtherWarrants · Derivative | 180,000 | $0.00 Strike: $1.63 | $0.00 |
DisclosureSEC source: 0001434990-18-000001 · primary_doc.xml · derivative · entry 6 Chan Kin · CIK 0001434990 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By ASM Connaught House (Master) Fund II LP Disclosed balance after: 0 Underlying: Common Stock · 180,000 shares Expires 2023-05-15 F2 · ownership.nature: Argyle Street Management Limited is the investment manager of each of ASM Co-Investment Term Trust I, ASM Connaught House Fund LP and ASM Connaught House (Master) Fund II LP. Kin Chan is the Chief Investment Officer of Argyle Street Management. Read SEC document |
| September 13, 2018 Filed Sep 14, 2018 06:44 UTC | ONE Group Hospitality, Inc. stks · Entity 7176 | OtherWarrants · Derivative | 260,000 | $0.00 Strike: $1.63 | $0.00 |
DisclosureSEC source: 0001434990-18-000001 · primary_doc.xml · derivative · entry 5 Chan Kin · CIK 0001434990 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By ASM Connaught House Fund LP Disclosed balance after: 0 Underlying: Common Stock · 260,000 shares Expires 2023-05-15 F2 · ownership.nature: Argyle Street Management Limited is the investment manager of each of ASM Co-Investment Term Trust I, ASM Connaught House Fund LP and ASM Connaught House (Master) Fund II LP. Kin Chan is the Chief Investment Officer of Argyle Street Management. Read SEC document |
| September 13, 2018 Filed Sep 14, 2018 06:44 UTC | ONE Group Hospitality, Inc. stks · Entity 7176 | OtherWarrants · Derivative | 60,000 | $0.00 Strike: $1.63 | $0.00 |
DisclosureSEC source: 0001434990-18-000001 · primary_doc.xml · derivative · entry 4 Chan Kin · CIK 0001434990 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By ASM Co-Investment Term Trust I Disclosed balance after: 0 Underlying: Common Stock · 60,000 shares Expires 2023-05-15 F2 · ownership.nature: Argyle Street Management Limited is the investment manager of each of ASM Co-Investment Term Trust I, ASM Connaught House Fund LP and ASM Connaught House (Master) Fund II LP. Kin Chan is the Chief Investment Officer of Argyle Street Management. Read SEC document |
| September 13, 2018 Filed Sep 14, 2018 06:44 UTC | ONE Group Hospitality, Inc. stks · Entity 7176 | OtherCommon Stock, par value $0.0001 per share | 180,000 | $1.63 | $293,400.00 |
DisclosureSEC source: 0001434990-18-000001 · primary_doc.xml · nonDerivative · entry 3 Chan Kin · CIK 0001434990 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By ASM Connaught House (Master) Fund II LP Disclosed balance after: 540,000 F1 · shares: Represents shares of common stock acquired through the exercise of warrants on September 3, 2018 at a price of $1.63 per share. F2 · ownership.nature: Argyle Street Management Limited is the investment manager of each of ASM Co-Investment Term Trust I, ASM Connaught House Fund LP and ASM Connaught House (Master) Fund II LP. Kin Chan is the Chief Investment Officer of Argyle Street Management. Read SEC document |
| September 13, 2018 Filed Sep 14, 2018 06:44 UTC | ONE Group Hospitality, Inc. stks · Entity 7176 | OtherCommon Stock, par value $0.0001 per share | 260,000 | $1.63 | $423,800.00 |
DisclosureSEC source: 0001434990-18-000001 · primary_doc.xml · nonDerivative · entry 2 Chan Kin · CIK 0001434990 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By ASM Connaught House Fund LP Disclosed balance after: 780,000 F1 · shares: Represents shares of common stock acquired through the exercise of warrants on September 3, 2018 at a price of $1.63 per share. F2 · ownership.nature: Argyle Street Management Limited is the investment manager of each of ASM Co-Investment Term Trust I, ASM Connaught House Fund LP and ASM Connaught House (Master) Fund II LP. Kin Chan is the Chief Investment Officer of Argyle Street Management. Read SEC document |
| September 13, 2018 Filed Sep 14, 2018 06:44 UTC | ONE Group Hospitality, Inc. stks · Entity 7176 | OtherCommon Stock, par value $0.0001 per share | 60,000 | $1.63 | $97,800.00 |
DisclosureSEC source: 0001434990-18-000001 · primary_doc.xml · nonDerivative · entry 1 Chan Kin · CIK 0001434990 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By ASM Co-Investment Term Trust I Disclosed balance after: 180,000 F1 · shares: Represents shares of common stock acquired through the exercise of warrants on September 3, 2018 at a price of $1.63 per share. F2 · ownership.nature: Argyle Street Management Limited is the investment manager of each of ASM Co-Investment Term Trust I, ASM Connaught House Fund LP and ASM Connaught House (Master) Fund II LP. Kin Chan is the Chief Investment Officer of Argyle Street Management. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.