Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| INTERNATIONAL BUSINESS MACHINES CORPIBM · Entity 2840 | Executive Vice President | December 31, 2015 | January 04, 2016 |
| MARSH & MCLENNAN COMPANIES, INC.MRSH · Entity 1501 | Director | August 15, 2026 | August 18, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
INTERNATIONAL BUSINESS MACHINES CORP
Report date December 31, 2015 · Filed January 04, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 156,202.547 |
Ending reported balance
After 2015-12-31 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2015-12-31 · Exercise / conversion · Acquired 22,278 · Balance 167,691.547 Row 2 · 2015-12-31 · Tax withholding · Disposed 11,489 · Balance 156,202.547 |
| Rst. Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2015-12-31 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2015-12-31 · Exercise / conversion · Disposed 22,278 · Balance 0 F1: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2: Release of restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.
F2: Release of restricted stock units.
MARSH & MCLENNAN COMPANIES, INC.
Report date August 15, 2026 · Filed August 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,951.75 |
Reported balance
After 2026-08-15 transaction · row 1
1 source rowRow 1 · 2026-08-15 · Grant · Acquired 194 · Balance 5,951.75 F1: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 47,553 |
Reported balance
Holding disclosure · report date 2026-08-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 47,553 |
Filing footnotes · ownership attribution and instrument terms
F1: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 19, 2006 Filed Oct 20, 2006 18:38 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 43,046 | $51.16 | $2,202,018.13 |
DisclosureSEC source: 0001181431-06-059054 · rrd133681.xml · nonDerivative · entry 2 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,408.454 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 19, 2006 Filed Oct 20, 2006 18:38 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 489 | $51.16 | $25,014.80 |
DisclosureSEC source: 0001181431-06-059054 · rrd133681.xml · nonDerivative · entry 1 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,362.454 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 13, 2006 Filed Oct 16, 2006 15:16 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 10 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-058125 · rrd133279.xml · derivative · entry 1 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,078 Underlying: Common Stock · 10 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| September 29, 2006 Filed Oct 2, 2006 15:47 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 10 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-055557 · rrd131975.xml · derivative · entry 1 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,070 Underlying: Common Stock · 10 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| September 15, 2006 Filed Sep 18, 2006 17:59 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 10 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-053441 · rrd130639.xml · derivative · entry 1 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,061 Underlying: Common Stock · 10 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| August 31, 2006 Filed Sep 1, 2006 19:59 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 10 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-050879 · rrd128424.xml · derivative · entry 7 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,052 Underlying: Common Stock · 10 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| August 23, 2006 Filed Sep 1, 2006 19:59 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 10 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-050879 · rrd128424.xml · nonDerivative · entry 6 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,873.9401 Read SEC document |
| August 23, 2006 Filed Sep 1, 2006 19:59 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 10 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-050879 · rrd128424.xml · nonDerivative · entry 5 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,883.9401 Read SEC document |
| August 23, 2006 Filed Sep 1, 2006 19:59 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 10 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-050879 · rrd128424.xml · nonDerivative · entry 4 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,893.9401 Read SEC document |
| August 23, 2006 Filed Sep 1, 2006 19:59 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 10 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-050879 · rrd128424.xml · nonDerivative · entry 3 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,903.9401 Read SEC document |
| August 23, 2006 Filed Sep 1, 2006 19:59 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 10 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-050879 · rrd128424.xml · nonDerivative · entry 2 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,913.9401 Read SEC document |
| August 22, 2006 Filed Sep 1, 2006 19:59 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-050879 · rrd128424.xml · nonDerivative · entry 1 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,923.9401 Read SEC document |
| August 15, 2006 Filed Aug 16, 2006 18:06 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 11 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-047989 · rrd127656.xml · derivative · entry 1 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,048 Underlying: Common Stock · 11 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| August 08, 2006 Filed Aug 9, 2006 18:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 104 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-046545 · rrd126864.xml · derivative · entry 1 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,041 Underlying: Common Stock · 104 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| July 31, 2006 Filed Aug 1, 2006 14:20 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 11 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-044524 · rrd125849.xml · derivative · entry 1 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,937 Underlying: Common Stock · 11 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| July 14, 2006 Filed Jul 17, 2006 16:40 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 11 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-042204 · rrd124558.xml · derivative · entry 1 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,928 Underlying: Common Stock · 11 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| June 30, 2006 Filed Jul 3, 2006 15:18 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 11 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-039629 · rrd123230.xml · derivative · entry 1 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,917 Underlying: Common Stock · 11 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| June 15, 2006 Filed Jun 16, 2006 15:39 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 11 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-037274 · rrd121756.xml · derivative · entry 1 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,907 Underlying: Common Stock · 11 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| May 31, 2006 Filed Jun 1, 2006 15:01 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 10 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-034150 · rrd120174.xml · derivative · entry 1 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,894 Underlying: Common Stock · 10 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| May 15, 2006 Filed May 16, 2006 16:44 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 9 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-030529 · rrd118100.xml · derivative · entry 1 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,880 Underlying: Common Stock · 9 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| May 08, 2006 Filed May 9, 2006 22:32 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 94 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-029135 · rrd117249.xml · derivative · entry 4 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,872 Underlying: Common Stock · 94 shares Expires not disclosed F4 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F5 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F6 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F6 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| May 08, 2006 Filed May 9, 2006 22:32 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantRst. Stock Unit · Derivative | 10,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-029135 · rrd117249.xml · derivative · entry 3 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,500 Underlying: Common Stock · 10,500 shares Expires not disclosed F3 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 3,500 of these units on 05/08/2007, for 3,500 of these units on 05/08/2008, and for the remaining 3,500 of these units on 05/08/2009. F3 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 3,500 of these units on 05/08/2007, for 3,500 of these units on 05/08/2008, and for the remaining 3,500 of these units on 05/08/2009. F3 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 3,500 of these units on 05/08/2007, for 3,500 of these units on 05/08/2008, and for the remaining 3,500 of these units on 05/08/2009. F3 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 3,500 of these units on 05/08/2007, for 3,500 of these units on 05/08/2008, and for the remaining 3,500 of these units on 05/08/2009. Read SEC document |
| May 08, 2006 Filed May 9, 2006 22:32 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantEmp. Stock Option (right to buy) · Derivative | 11,804 | $0.00 Strike: $82.76 | $0.00 |
DisclosureSEC source: 0001181431-06-029135 · rrd117249.xml · derivative · entry 2 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,804 Underlying: Common Stock · 11,804 shares Expires 2016-05-07 F2 · derivative.exercise_date: These derivative securities vest 100% on the date exercisable shown. All expire on the expiration date shown above. F2 · derivative.expiration_date: These derivative securities vest 100% on the date exercisable shown. All expire on the expiration date shown above. Read SEC document |
| May 08, 2006 Filed May 9, 2006 22:32 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantEmp. Stock Option (right to buy) · Derivative | 26,120 | $0.00 Strike: $91.04 | $0.00 |
DisclosureSEC source: 0001181431-06-029135 · rrd117249.xml · derivative · entry 1 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,120 Underlying: Common Stock · 26,120 shares Expires 2016-05-07 F1 · derivative.exercise_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above. F1 · derivative.expiration_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above. Read SEC document |
| April 28, 2006 Filed May 1, 2006 15:04 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 10 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-026199 · rrd115795.xml · derivative · entry 1 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,779 Underlying: Common Stock · 10 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| April 13, 2006 Filed Apr 14, 2006 15:19 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 10 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-023819 · rrd114351.xml · derivative · entry 1 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,770 Underlying: Common Stock · 10 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| March 31, 2006 Filed Apr 3, 2006 18:18 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 355 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-021280 · rrd113108.xml · derivative · entry 2 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,762 Underlying: Common Stock · 355 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| March 31, 2006 Filed Apr 3, 2006 18:18 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 1,747 | $82.47 Strike: $0.00 | $144,075.09 |
DisclosureSEC source: 0001181431-06-021280 · rrd113108.xml · derivative · entry 1 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,407 Underlying: Common Stock · 1,747 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| February 25, 2006 Filed Feb 27, 2006 21:01 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 17,241 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-014504 · rrd109459.xml · derivative · entry 3 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,241 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| February 25, 2006 Filed Feb 27, 2006 21:01 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 7,552 | $80.14 | $605,179.52 |
DisclosureSEC source: 0001181431-06-014504 · rrd109459.xml · nonDerivative · entry 2 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,135.9082 Read SEC document |
| February 25, 2006 Filed Feb 27, 2006 21:01 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 17,241 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-014504 · rrd109459.xml · nonDerivative · entry 1 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,687.9082 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2006 Filed Feb 9, 2006 16:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 59 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-009767 · rrd107130.xml · derivative · entry 1 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,663 Underlying: Common Stock · 59 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| February 01, 2006 Filed Feb 2, 2006 22:08 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 2,241 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-007943 · rrd106056.xml · derivative · entry 5 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,241 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| February 01, 2006 Filed Feb 2, 2006 22:08 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 4,209 | $81.45 | $342,802.01 |
DisclosureSEC source: 0001181431-06-007943 · rrd106056.xml · nonDerivative · entry 4 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,399.7289 Read SEC document |
| February 01, 2006 Filed Feb 2, 2006 22:08 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 11,901 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-007943 · rrd106056.xml · nonDerivative · entry 3 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,608.7289 F1 · kind: These shares result from performance stock units which vested at the end of the performance period and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
| February 01, 2006 Filed Feb 2, 2006 22:08 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 791 | $81.45 | $64,423.00 |
DisclosureSEC source: 0001181431-06-007943 · rrd106056.xml · nonDerivative · entry 2 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,707.7289 Read SEC document |
| February 01, 2006 Filed Feb 2, 2006 22:08 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 2,241 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-007943 · rrd106056.xml · nonDerivative · entry 1 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,498.7289 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 30, 2005 Filed Jan 3, 2006 18:10 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 10 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-000083 · rrd101791.xml · derivative · entry 1 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,605 Underlying: Common Stock · 10 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| December 15, 2005 Filed Dec 16, 2005 15:37 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 9 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-067193 · rrd100458.xml · derivative · entry 1 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,596 Underlying: Common Stock · 9 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| November 30, 2005 Filed Dec 1, 2005 17:09 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 12 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-063858 · rrd98686.xml · derivative · entry 1 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,584 Underlying: Common Stock · 12 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| November 15, 2005 Filed Nov 16, 2005 16:22 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 9 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-061626 · rrd97401.xml · derivative · entry 1 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,575 Underlying: Common Stock · 9 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| November 08, 2005 Filed Nov 9, 2005 19:52 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 57 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-060472 · rrd96724.xml · derivative · entry 1 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,570 Underlying: Common Stock · 57 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| November 07, 2005 Filed Nov 8, 2005 19:09 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 57,228 | $0.00 Strike: $36.06 | $0.00 |
DisclosureSEC source: 0001181431-05-060135 · rrd96589.xml · derivative · entry 5 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 57,228 shares Expires 2007-03-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
| November 07, 2005 Filed Nov 8, 2005 19:09 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 22,372 | $0.00 Strike: $31.67 | $0.00 |
DisclosureSEC source: 0001181431-05-060135 · rrd96589.xml · derivative · entry 4 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,372 shares Expires 2006-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
| November 07, 2005 Filed Nov 8, 2005 19:09 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 79,600 | $83.50 | $6,646,918.40 |
DisclosureSEC source: 0001181431-05-060135 · rrd96589.xml · nonDerivative · entry 3 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,212.683 Read SEC document |
| November 07, 2005 Filed Nov 8, 2005 19:09 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 57,228 | $36.06 | $2,063,784.75 |
DisclosureSEC source: 0001181431-05-060135 · rrd96589.xml · nonDerivative · entry 2 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,812.683 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2005 Filed Nov 8, 2005 19:09 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 22,372 | $31.67 | $708,577.17 |
DisclosureSEC source: 0001181431-05-060135 · rrd96589.xml · nonDerivative · entry 1 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,584.683 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 31, 2005 Filed Nov 1, 2005 16:30 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 9 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-058763 · rrd95813.xml · derivative · entry 1 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,514 Underlying: Common Stock · 9 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| October 14, 2005 Filed Oct 17, 2005 15:40 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 9 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-056659 · rrd94728.xml · derivative · entry 1 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,505 Underlying: Common Stock · 9 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| September 30, 2005 Filed Oct 3, 2005 16:38 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 9 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-054403 · rrd93589.xml · derivative · entry 1 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,498 Underlying: Common Stock · 9 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.