Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| INTERNATIONAL BUSINESS MACHINES CORPIBM · Entity 2840 | Executive Vice President | December 31, 2015 | January 04, 2016 |
| MARSH & MCLENNAN COMPANIES, INC.MRSH · Entity 1501 | Director | August 15, 2026 | August 18, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
INTERNATIONAL BUSINESS MACHINES CORP
Report date December 31, 2015 · Filed January 04, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 156,202.547 |
Ending reported balance
After 2015-12-31 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2015-12-31 · Exercise / conversion · Acquired 22,278 · Balance 167,691.547 Row 2 · 2015-12-31 · Tax withholding · Disposed 11,489 · Balance 156,202.547 |
| Rst. Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2015-12-31 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2015-12-31 · Exercise / conversion · Disposed 22,278 · Balance 0 F1: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2: Release of restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.
F2: Release of restricted stock units.
MARSH & MCLENNAN COMPANIES, INC.
Report date August 15, 2026 · Filed August 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,951.75 |
Reported balance
After 2026-08-15 transaction · row 1
1 source rowRow 1 · 2026-08-15 · Grant · Acquired 194 · Balance 5,951.75 F1: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 47,553 |
Reported balance
Holding disclosure · report date 2026-08-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 47,553 |
Filing footnotes · ownership attribution and instrument terms
F1: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 18, 2013 Filed Dec 2, 2013 17:23 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 920 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-061033 · rrd396439.xml · nonDerivative · entry 2 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,363.6555 Read SEC document |
| November 13, 2013 Filed Dec 2, 2013 17:23 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 280 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-061033 · rrd396439.xml · nonDerivative · entry 1 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,283.6555 Read SEC document |
| November 06, 2013 Filed Nov 7, 2013 22:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 168 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-057660 · rrd394746.xml · derivative · entry 1 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,913 Underlying: Common Stock · 168 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| August 07, 2013 Filed Aug 8, 2013 19:54 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 160 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-043667 · rrd387841.xml · derivative · entry 1 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,746 Underlying: Common Stock · 160 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| May 08, 2013 Filed May 9, 2013 15:56 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 146 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-026482 · rrd379225.xml · derivative · entry 8 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,581 Underlying: Common Stock · 146 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| May 07, 2013 Filed May 9, 2013 15:56 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 525 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-026482 · rrd379225.xml · nonDerivative · entry 7 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,470.0969 Read SEC document |
| May 07, 2013 Filed May 9, 2013 15:56 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 105 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-026482 · rrd379225.xml · nonDerivative · entry 6 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,995.0969 Read SEC document |
| May 07, 2013 Filed May 9, 2013 15:56 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 20 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-026482 · rrd379225.xml · nonDerivative · entry 5 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,100.0969 Read SEC document |
| May 07, 2013 Filed May 9, 2013 15:56 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 20 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-026482 · rrd379225.xml · nonDerivative · entry 4 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,120.0969 Read SEC document |
| May 07, 2013 Filed May 9, 2013 15:56 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 20 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-026482 · rrd379225.xml · nonDerivative · entry 3 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,140.0969 Read SEC document |
| May 07, 2013 Filed May 9, 2013 15:56 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 10 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-026482 · rrd379225.xml · nonDerivative · entry 2 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,160.0969 Read SEC document |
| May 07, 2013 Filed May 9, 2013 15:56 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 10 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-026482 · rrd379225.xml · nonDerivative · entry 1 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,170.0969 Read SEC document |
| February 06, 2013 Filed Feb 7, 2013 16:52 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 133 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-007458 · rrd369350.xml · derivative · entry 1 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,445 Underlying: Common Stock · 133 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 01, 2013 Filed Feb 5, 2013 02:04 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 14,695 | $204.58 | $3,006,303.10 |
DisclosureSEC source: 0001181431-13-006588 · rrd368691.xml · nonDerivative · entry 2 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,041.5608 Read SEC document |
| February 01, 2013 Filed Feb 5, 2013 02:04 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 29,858 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-006588 · rrd368691.xml · nonDerivative · entry 1 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,736.5608 F1 · kind: These shares result from performance share units which vested at the end of the performance period (2010-2012) and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
| November 13, 2012 Filed Dec 3, 2012 19:55 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 12,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-061698 · rrd361701.xml · nonDerivative · entry 4 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,850.9435 Read SEC document |
| November 13, 2012 Filed Dec 3, 2012 19:55 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 10,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-061698 · rrd361701.xml · nonDerivative · entry 3 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,650.9435 Read SEC document |
| November 13, 2012 Filed Dec 3, 2012 19:55 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 520 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-061698 · rrd361701.xml · nonDerivative · entry 2 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,150.9435 Read SEC document |
| November 12, 2012 Filed Dec 3, 2012 19:55 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 520 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-061698 · rrd361701.xml · nonDerivative · entry 1 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,670.9435 Read SEC document |
| November 07, 2012 Filed Nov 8, 2012 16:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 139 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-057541 · rrd359918.xml · derivative · entry 1 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,313 Underlying: Common Stock · 139 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| November 01, 2012 Filed Nov 2, 2012 18:21 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantRst. Stock Unit · Derivative | 22,278 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-056284 · rrd359241.xml · derivative · entry 6 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,278 Underlying: Common Stock · 22,278 shares Expires not disclosed F1 · derivative.exercise_price: These units (retention restricted stock units) are payable in cash or the company's common stock upon the lapse of the restrictions on 12/31/2015. F1 · kind: These units (retention restricted stock units) are payable in cash or the company's common stock upon the lapse of the restrictions on 12/31/2015. F1 · derivative.exercise_date: These units (retention restricted stock units) are payable in cash or the company's common stock upon the lapse of the restrictions on 12/31/2015. F1 · derivative.expiration_date: These units (retention restricted stock units) are payable in cash or the company's common stock upon the lapse of the restrictions on 12/31/2015. Read SEC document |
| August 14, 2012 Filed Nov 2, 2012 18:21 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 20 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-056284 · rrd359241.xml · nonDerivative · entry 5 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,160.4828 Read SEC document |
| August 14, 2012 Filed Nov 2, 2012 18:21 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 20 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-056284 · rrd359241.xml · nonDerivative · entry 4 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,180.4828 Read SEC document |
| August 14, 2012 Filed Nov 2, 2012 18:21 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 20 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-056284 · rrd359241.xml · nonDerivative · entry 3 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,200.4828 Read SEC document |
| August 14, 2012 Filed Nov 2, 2012 18:21 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 10 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-056284 · rrd359241.xml · nonDerivative · entry 2 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,220.4828 Read SEC document |
| August 14, 2012 Filed Nov 2, 2012 18:21 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 10 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-056284 · rrd359241.xml · nonDerivative · entry 1 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,230.4828 Read SEC document |
| August 08, 2012 Filed Aug 9, 2012 14:38 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 133 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-044555 · rrd352990.xml · derivative · entry 1 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,177 Underlying: Common Stock · 133 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| May 08, 2012 Filed May 9, 2012 20:12 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 131 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-028733 · rrd344571.xml · derivative · entry 2 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,041 Underlying: Common Stock · 131 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 22, 2012 Filed May 9, 2012 20:12 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 105 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-028733 · rrd344571.xml · nonDerivative · entry 1 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,188.4947 Read SEC document |
| February 08, 2012 Filed Feb 9, 2012 17:58 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 120 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-007114 · rrd333493.xml · derivative · entry 2 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,921 Underlying: Common Stock · 120 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 06, 2012 Filed Feb 9, 2012 17:58 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 525 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-007114 · rrd333493.xml · nonDerivative · entry 1 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,185.9286 Read SEC document |
| February 01, 2012 Filed Feb 3, 2012 19:57 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 20,687 | $193.61 | $4,005,210.07 |
DisclosureSEC source: 0001181431-12-005656 · rrd332472.xml · nonDerivative · entry 2 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,684.9008 Read SEC document |
| February 01, 2012 Filed Feb 3, 2012 19:57 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 46,001 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-005656 · rrd332472.xml · nonDerivative · entry 1 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,371.9008 F1 · kind: These shares result from performance share units which vested at the end of the performance period (2009-2011) and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
| December 22, 2011 Filed Dec 23, 2011 17:58 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 12,346 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-061874 · rrd329071.xml · derivative · entry 4 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,346 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| December 22, 2011 Filed Dec 23, 2011 17:58 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 5,707 | $181.82 | $1,037,646.74 |
DisclosureSEC source: 0001181431-11-061874 · rrd329071.xml · nonDerivative · entry 3 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,342.8745 Read SEC document |
| December 22, 2011 Filed Dec 23, 2011 17:58 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 12,346 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-061874 · rrd329071.xml · nonDerivative · entry 2 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,049.8745 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2011 Filed Dec 23, 2011 17:58 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 600 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-061874 · rrd329071.xml · nonDerivative · entry 1 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,703.8745 Read SEC document |
| November 08, 2011 Filed Nov 9, 2011 19:13 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 123 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-055543 · rrd325451.xml · derivative · entry 1 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,811 Underlying: Common Stock · 123 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| August 08, 2011 Filed Aug 9, 2011 14:52 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 138 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-044547 · rrd319501.xml · derivative · entry 1 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,704 Underlying: Common Stock · 138 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| July 22, 2011 Filed Jul 25, 2011 18:41 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 12,411 | $0.00 Strike: $102.80 | $0.00 |
DisclosureSEC source: 0001181431-11-042284 · rrd318359.xml · derivative · entry 25 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,411 shares Expires 2017-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This grant vested in one installment on the date shown above. Read SEC document |
| July 22, 2011 Filed Jul 25, 2011 18:41 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 11,804 | $0.00 Strike: $82.76 | $0.00 |
DisclosureSEC source: 0001181431-11-042284 · rrd318359.xml · derivative · entry 24 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,804 shares Expires 2016-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This grant vested in one installment on the date shown above. Read SEC document |
| July 22, 2011 Filed Jul 25, 2011 18:41 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 4,523 | $0.00 Strike: $92.12 | $0.00 |
DisclosureSEC source: 0001181431-11-042284 · rrd318359.xml · derivative · entry 23 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,523 shares Expires 2015-03-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This grant vested in one installment on the date shown above. Read SEC document |
| July 22, 2011 Filed Jul 25, 2011 18:41 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 26,120 | $0.00 Strike: $91.04 | $0.00 |
DisclosureSEC source: 0001181431-11-042284 · rrd318359.xml · derivative · entry 22 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,120 shares Expires 2016-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
| July 22, 2011 Filed Jul 25, 2011 18:41 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 49,647 | $0.00 Strike: $101.33 | $0.00 |
DisclosureSEC source: 0001181431-11-042284 · rrd318359.xml · derivative · entry 21 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 49,647 shares Expires 2015-03-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
| July 22, 2011 Filed Jul 25, 2011 18:41 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,200 | $185.05 | $222,060.00 |
DisclosureSEC source: 0001181431-11-042284 · rrd318359.xml · nonDerivative · entry 20 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,349.8713 Read SEC document |
| July 22, 2011 Filed Jul 25, 2011 18:41 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,100 | $185.04 | $203,544.00 |
DisclosureSEC source: 0001181431-11-042284 · rrd318359.xml · nonDerivative · entry 19 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,549.8713 Read SEC document |
| July 22, 2011 Filed Jul 25, 2011 18:41 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,750 | $185.03 | $323,802.50 |
DisclosureSEC source: 0001181431-11-042284 · rrd318359.xml · nonDerivative · entry 18 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,649.8713 Read SEC document |
| July 22, 2011 Filed Jul 25, 2011 18:41 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 2,079 | $185.02 | $384,656.58 |
DisclosureSEC source: 0001181431-11-042284 · rrd318359.xml · nonDerivative · entry 17 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,399.8713 Read SEC document |
| July 22, 2011 Filed Jul 25, 2011 18:41 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $185.02 | $18,501.50 |
DisclosureSEC source: 0001181431-11-042284 · rrd318359.xml · nonDerivative · entry 16 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,478.8713 Read SEC document |
| July 22, 2011 Filed Jul 25, 2011 18:41 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 14,471 | $185.01 | $2,677,279.71 |
DisclosureSEC source: 0001181431-11-042284 · rrd318359.xml · nonDerivative · entry 15 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,578.8713 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.