Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| INTERNATIONAL BUSINESS MACHINES CORPIBM · Entity 2840 | Executive Vice President | December 31, 2015 | January 04, 2016 |
| MARSH & MCLENNAN COMPANIES, INC.MRSH · Entity 1501 | Director | August 15, 2026 | August 18, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
INTERNATIONAL BUSINESS MACHINES CORP
Report date December 31, 2015 · Filed January 04, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 156,202.547 |
Ending reported balance
After 2015-12-31 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2015-12-31 · Exercise / conversion · Acquired 22,278 · Balance 167,691.547 Row 2 · 2015-12-31 · Tax withholding · Disposed 11,489 · Balance 156,202.547 |
| Rst. Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2015-12-31 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2015-12-31 · Exercise / conversion · Disposed 22,278 · Balance 0 F1: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2: Release of restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.
F2: Release of restricted stock units.
MARSH & MCLENNAN COMPANIES, INC.
Report date August 15, 2026 · Filed August 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,951.75 |
Reported balance
After 2026-08-15 transaction · row 1
1 source rowRow 1 · 2026-08-15 · Grant · Acquired 194 · Balance 5,951.75 F1: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 47,553 |
Reported balance
Holding disclosure · report date 2026-08-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 47,553 |
Filing footnotes · ownership attribution and instrument terms
F1: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 15, 2017 Filed Aug 16, 2017 20:34 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantCommon Stock | 434 | $77.66 | $33,704.44 |
DisclosureSEC source: 0001127602-17-025791 · form4.xml · nonDerivative · entry 1 MILLS STEVEN A · CIK 0001180459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,832.75 F1 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 20:34 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantCommon Stock | 2,065 | $77.46 | $159,954.90 |
DisclosureSEC source: 0001127602-17-020339 · form4.xml · nonDerivative · entry 1 MILLS STEVEN A · CIK 0001180459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,398.75 F1 · kind: Annual stock award of 2,065 shares pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. Read SEC document |
| May 15, 2017 Filed May 17, 2017 20:22 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantCommon Stock | 459 | $73.45 | $33,713.55 |
DisclosureSEC source: 0001127602-17-018488 · form4.xml · nonDerivative · entry 1 MILLS STEVEN A · CIK 0001180459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,333.75 F1 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 21:29 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantCommon Stock | 470 | $71.71 | $33,703.70 |
DisclosureSEC source: 0001127602-17-006599 · form4.xml · nonDerivative · entry 1 MILLS STEVEN A · CIK 0001180459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,874.75 F1 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 21:23 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantCommon Stock | 497 | $67.80 | $33,696.60 |
DisclosureSEC source: 0001127602-16-067424 · form4.xml · nonDerivative · entry 1 MILLS STEVEN A · CIK 0001180459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,404.75 F1 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. Read SEC document |
| December 31, 2015 Filed Jan 4, 2016 22:32 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 22,278 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-16-001160 · primarydocument.xml · derivative · entry 3 MILLS STEVEN A · CIK 0001180459 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,278 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| December 31, 2015 Filed Jan 4, 2016 22:32 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 11,489 | $138.32 | $1,589,158.48 |
DisclosureSEC source: 0001562180-16-001160 · primarydocument.xml · nonDerivative · entry 2 MILLS STEVEN A · CIK 0001180459 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,202.547 Read SEC document |
| December 31, 2015 Filed Jan 4, 2016 22:32 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 22,278 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-16-001160 · primarydocument.xml · nonDerivative · entry 1 MILLS STEVEN A · CIK 0001180459 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,691.547 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 23, 2015 Filed Nov 24, 2015 22:06 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 300 | $138.32 | $41,494.50 |
DisclosureSEC source: 0001562180-15-001004 · primarydocument.xml · nonDerivative · entry 9 MILLS STEVEN A · CIK 0001180459 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,413.547 Read SEC document |
| November 23, 2015 Filed Nov 24, 2015 22:06 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 3,041 | $138.31 | $420,600.71 |
DisclosureSEC source: 0001562180-15-001004 · primarydocument.xml · nonDerivative · entry 8 MILLS STEVEN A · CIK 0001180459 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,713.547 Read SEC document |
| November 23, 2015 Filed Nov 24, 2015 22:06 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 195 | $138.30 | $26,968.50 |
DisclosureSEC source: 0001562180-15-001004 · primarydocument.xml · nonDerivative · entry 7 MILLS STEVEN A · CIK 0001180459 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,754.547 Read SEC document |
| November 23, 2015 Filed Nov 24, 2015 22:06 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 2,117 | $138.29 | $292,759.93 |
DisclosureSEC source: 0001562180-15-001004 · primarydocument.xml · nonDerivative · entry 6 MILLS STEVEN A · CIK 0001180459 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,949.547 Read SEC document |
| November 23, 2015 Filed Nov 24, 2015 22:06 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,300 | $138.28 | $179,764.00 |
DisclosureSEC source: 0001562180-15-001004 · primarydocument.xml · nonDerivative · entry 5 MILLS STEVEN A · CIK 0001180459 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,066.547 Read SEC document |
| November 23, 2015 Filed Nov 24, 2015 22:06 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 601 | $138.27 | $83,100.27 |
DisclosureSEC source: 0001562180-15-001004 · primarydocument.xml · nonDerivative · entry 4 MILLS STEVEN A · CIK 0001180459 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,366.547 Read SEC document |
| November 23, 2015 Filed Nov 24, 2015 22:06 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,361 | $138.26 | $188,171.86 |
DisclosureSEC source: 0001562180-15-001004 · primarydocument.xml · nonDerivative · entry 3 MILLS STEVEN A · CIK 0001180459 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,967.547 Read SEC document |
| November 23, 2015 Filed Nov 24, 2015 22:06 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,005 | $138.25 | $138,941.25 |
DisclosureSEC source: 0001562180-15-001004 · primarydocument.xml · nonDerivative · entry 2 MILLS STEVEN A · CIK 0001180459 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,328.547 Read SEC document |
| November 23, 2015 Filed Nov 24, 2015 22:06 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 80 | $138.24 | $11,059.20 |
DisclosureSEC source: 0001562180-15-001004 · primarydocument.xml · nonDerivative · entry 1 MILLS STEVEN A · CIK 0001180459 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,333.547 Read SEC document |
| November 06, 2015 Filed Nov 9, 2015 21:39 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 47 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-15-000955 · primarydocument.xml · derivative · entry 1 MILLS STEVEN A · CIK 0001180459 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,031 Underlying: Common Stock · 47 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| August 06, 2015 Filed Aug 7, 2015 18:35 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 41 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-15-000647 · primarydocument.xml · derivative · entry 7 MILLS STEVEN A · CIK 0001180459 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,981 Underlying: Common Stock · 41 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| August 06, 2015 Filed Aug 7, 2015 18:35 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 20 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-15-000647 · primarydocument.xml · nonDerivative · entry 6 MILLS STEVEN A · CIK 0001180459 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,413.547 Read SEC document |
| August 06, 2015 Filed Aug 7, 2015 18:35 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 20 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-15-000647 · primarydocument.xml · nonDerivative · entry 5 MILLS STEVEN A · CIK 0001180459 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,433.547 Read SEC document |
| August 06, 2015 Filed Aug 7, 2015 18:35 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 20 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-15-000647 · primarydocument.xml · nonDerivative · entry 4 MILLS STEVEN A · CIK 0001180459 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,453.547 Read SEC document |
| August 06, 2015 Filed Aug 7, 2015 18:35 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 10 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-15-000647 · primarydocument.xml · nonDerivative · entry 3 MILLS STEVEN A · CIK 0001180459 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,473.547 Read SEC document |
| August 06, 2015 Filed Aug 7, 2015 18:35 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 10 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-15-000647 · primarydocument.xml · nonDerivative · entry 2 MILLS STEVEN A · CIK 0001180459 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,483.547 Read SEC document |
| August 05, 2015 Filed Aug 7, 2015 18:35 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 600 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-15-000647 · primarydocument.xml · nonDerivative · entry 1 MILLS STEVEN A · CIK 0001180459 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,493.547 Read SEC document |
| May 15, 2015 Filed May 18, 2015 20:48 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | OtherPhantom Stock Unit · Derivative | 33,110 | $173.26 Strike: $0.00 | $5,736,638.60 |
DisclosureSEC source: 0001181431-15-007063 · rrd425055.xml · derivative · entry 2 MILLS STEVEN A · CIK 0001180459 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 33,110 shares Expires not disclosed F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F3 · kind: Intra-plan transfer under the IBM Excess 401(k) Plus Plan. F4 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F4 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| May 15, 2015 Filed May 18, 2015 20:48 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | OtherCommon Stock | 7,266.2839 | $173.26 | $1,258,956.35 |
DisclosureSEC source: 0001181431-15-007063 · rrd425055.xml · nonDerivative · entry 1 MILLS STEVEN A · CIK 0001180459 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,047.551 F1 · kind: Intra-plan transfer out of the IBM Stock Fund of the IBM 401(k) Plus Plan. Read SEC document |
| May 15, 2015 Filed May 27, 2015 19:37 UTC Amendment | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | OtherPhantom Stock Unit · Derivative | 28,171 | $173.26 Strike: $0.00 | $4,880,907.46 |
DisclosureSEC source: 0001181431-15-007526 · rrd425271.xml · derivative · entry 1 MILLS STEVEN A · CIK 0001180459 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,939 Underlying: Common Stock · 28,171 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Intra-plan transfer under the IBM Excess 401(k) Plus Plan. F4 · shares: Initial report overstated the disposition by 4,939 units. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F4 · derivative.underlying_shares: Initial report overstated the disposition by 4,939 units. F4 · balance_after: Initial report overstated the disposition by 4,939 units. Read SEC document |
| May 06, 2015 Filed May 7, 2015 20:03 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 251 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-15-006625 · rrd424824.xml · derivative · entry 2 MILLS STEVEN A · CIK 0001180459 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,116 Underlying: Common Stock · 251 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 17, 2015 Filed May 7, 2015 20:03 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 531 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-15-006625 · rrd424824.xml · nonDerivative · entry 1 MILLS STEVEN A · CIK 0001180459 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,315.1544 Read SEC document |
| February 06, 2015 Filed Feb 9, 2015 20:46 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 229 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-15-002137 · rrd422210.xml · derivative · entry 1 MILLS STEVEN A · CIK 0001180459 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,879 Underlying: Common Stock · 229 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 01, 2015 Filed Feb 3, 2015 21:27 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 9,639 | $154.14 | $1,485,755.46 |
DisclosureSEC source: 0001181431-15-001822 · rrd422038.xml · nonDerivative · entry 2 MILLS STEVEN A · CIK 0001180459 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,672.9328 Read SEC document |
| February 01, 2015 Filed Feb 3, 2015 21:27 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 20,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-15-001822 · rrd422038.xml · nonDerivative · entry 1 MILLS STEVEN A · CIK 0001180459 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,311.9328 F1 · kind: These shares result from performance share units which vested at the end of the performance period (2012-2014) and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
| November 19, 2014 Filed Dec 16, 2014 21:56 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 625 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-038969 · rrd420429.xml · nonDerivative · entry 1 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,777.1891 Read SEC document |
| November 06, 2014 Filed Nov 7, 2014 16:37 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 221 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-035879 · rrd418556.xml · derivative · entry 7 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,663 Underlying: Common Stock · 221 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| August 13, 2014 Filed Nov 7, 2014 16:37 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 540 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-035879 · rrd418556.xml · nonDerivative · entry 6 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,402.5221 Read SEC document |
| August 13, 2014 Filed Nov 7, 2014 16:37 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 20 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-035879 · rrd418556.xml · nonDerivative · entry 5 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,942.5221 Read SEC document |
| August 13, 2014 Filed Nov 7, 2014 16:37 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 20 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-035879 · rrd418556.xml · nonDerivative · entry 4 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,962.5221 Read SEC document |
| August 13, 2014 Filed Nov 7, 2014 16:37 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 20 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-035879 · rrd418556.xml · nonDerivative · entry 3 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,982.5221 Read SEC document |
| August 13, 2014 Filed Nov 7, 2014 16:37 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 10 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-035879 · rrd418556.xml · nonDerivative · entry 2 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,002.5221 Read SEC document |
| August 13, 2014 Filed Nov 7, 2014 16:37 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 10 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-035879 · rrd418556.xml · nonDerivative · entry 1 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,012.5221 Read SEC document |
| August 06, 2014 Filed Aug 8, 2014 19:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 191 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-028683 · rrd414368.xml · derivative · entry 1 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,432 Underlying: Common Stock · 191 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| May 07, 2014 Filed May 8, 2014 17:03 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 186 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-018463 · rrd408875.xml · derivative · entry 4 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,240 Underlying: Common Stock · 186 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 14, 2014 Filed May 8, 2014 17:03 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 555 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-018463 · rrd408875.xml · nonDerivative · entry 3 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,912.5402 Read SEC document |
| February 14, 2014 Filed May 8, 2014 17:03 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 280 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-018463 · rrd408875.xml · nonDerivative · entry 2 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,467.5402 Read SEC document |
| February 14, 2014 Filed May 8, 2014 17:03 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 110 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-018463 · rrd408875.xml · nonDerivative · entry 1 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,747.5402 Read SEC document |
| February 06, 2014 Filed Feb 7, 2014 21:43 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 173 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-005790 · rrd401795.xml · derivative · entry 1 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,078 Underlying: Common Stock · 173 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 01, 2014 Filed Feb 4, 2014 01:15 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 11,337 | $176.59 | $2,001,944.15 |
DisclosureSEC source: 0001181431-14-004820 · rrd401208.xml · nonDerivative · entry 2 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,681.4676 Read SEC document |
| February 01, 2014 Filed Feb 4, 2014 01:15 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 23,562 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-004820 · rrd401208.xml · nonDerivative · entry 1 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,018.4676 F1 · kind: These shares result from performance share units which vested at the end of the performance period (2011-2013) and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
| November 18, 2013 Filed Dec 2, 2013 17:23 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 920 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-061033 · rrd396439.xml · nonDerivative · entry 3 MILLS STEVEN A · CIK 0001180459 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,443.6555 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.