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BLOCK DAVID S

Disclosed activity across 1 company

Tapewire entity
163447
SEC CIK
0001222646

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Cocrystal Pharma, Inc.COCP · Entity 7621DirectorSeptember 21, 2018September 24, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Cocrystal Pharma, Inc.

Report date September 21, 2018 · Filed September 24, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.78 · Expires 2028-09-20Direct50,000 Reported balance After 2018-09-21 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2018-09-21 · Grant · Acquired 50,000 · Balance 50,000

F1: The stock options vest as follows: 1/4 will vest on the one year anniversary of the grant date and the remaining 3/4 will vest in 12 equal quarterly increments.

Filing footnotes · ownership attribution and instrument terms

F1: The stock options vest as follows: 1/4 will vest on the one year anniversary of the grant date and the remaining 3/4 will vest in 12 equal quarterly increments.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 21, 2018 Filed Sep 24, 2018 13:29 UTC Cocrystal Pharma, Inc. COCP · Entity 7621 GrantStock Options (Right to Buy) · Derivative 50,000 $0.00 Strike: $2.78 $0.00
Disclosure

SEC source: 0001493152-18-013626 · ownership.xml · derivative · entry 1

BLOCK DAVID S · CIK 0001222646 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2028-09-20

F1 · derivative.exercise_date: The stock options vest as follows: 1/4 will vest on the one year anniversary of the grant date and the remaining 3/4 will vest in 12 equal quarterly increments.

Read SEC document
September 01, 2016 Filed Sep 6, 2016 20:15 UTC Cocrystal Pharma, Inc. COCP · Entity 7621 PurchaseCommon Stock 10,000 $0.41 $4,100.00
Disclosure

SEC source: 0001415889-16-007052 · form4-09062016_040909.xml · nonDerivative · entry 1

BLOCK DAVID S · CIK 0001222646 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,696

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.