Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LEXMARK INTERNATIONAL INC /KY/LXK · Entity 180755 | Director | November 29, 2016 | November 30, 2016 |
| PROGRESSIVE CORP/OH/PGR · Entity 193 | Director | February 12, 2016 | February 16, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LEXMARK INTERNATIONAL INC /KY/
Report date November 29, 2016 · Filed November 30, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2016-11-29 transaction · row 1
1 source rowRow 1 · 2016-11-29 · Disposition to issuer · Disposed 127,494 · Balance 0 F1: Represents shares of Class A Common Stock and restricted stock units, including associated dividend equivalent units, disposed of pursuant to the agreement and plan of merger (the "Merger Agreement") by and among the issuer, Ninestar Holdings Company Limited, Ninestar Group Company Limited, Ninestar Lexmark Company Limited and Apex Technology Co., Ltd. in exchange for $40.50 cash per share, without interest. |
| Non Employee Director Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $30.91 · Expires 2018-04-24 | Direct | 0 |
Reported balance
After 2016-11-29 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2016-11-29 · Disposition to issuer · Disposed 10,100 · Balance 0 F2: Pursuant to the Merger Agreement, this option, which vested and became exercisable in three equal annual installments (34%, 34% and 33%), commencing on April 24, 2009, was cancelled in exchange for a cash payment equal to the product of (a) the total number of shares of common stock subject to that option, multiplied by (b) the excess of $40.50 over the exercise price of such option. |
| Non Employee Director Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $54.85 · Expires 2017-04-26 | Direct | 0 |
Reported balance
After 2016-11-29 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2016-11-29 · Disposition to issuer · Disposed 4,800 · Balance 0 F3: Pursuant to the Merger Agreement, this option, which vested and became exercisable in three equal annual installments (34%, 34% and 33%), commencing on April 26, 2008, was cancelled without payment because the exercise price of the option exceeded the merger consideration of $40.50 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of Class A Common Stock and restricted stock units, including associated dividend equivalent units, disposed of pursuant to the agreement and plan of merger (the "Merger Agreement") by and among the issuer, Ninestar Holdings Company Limited, Ninestar Group Company Limited, Ninestar Lexmark Company Limited and Apex Technology Co., Ltd. in exchange for $40.50 cash per share, without interest.
F2: Pursuant to the Merger Agreement, this option, which vested and became exercisable in three equal annual installments (34%, 34% and 33%), commencing on April 24, 2009, was cancelled in exchange for a cash payment equal to the product of (a) the total number of shares of common stock subject to that option, multiplied by (b) the excess of $40.50 over the exercise price of such option.
F3: Pursuant to the Merger Agreement, this option, which vested and became exercisable in three equal annual installments (34%, 34% and 33%), commencing on April 26, 2008, was cancelled without payment because the exercise price of the option exceeded the merger consideration of $40.50 per share.
PROGRESSIVE CORP/OH/
Report date February 12, 2016 · Filed February 16, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock Unit (rest. Stock)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 61,753.2879 |
Reported balance
After 2016-02-12 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2016-02-12 · Grant · Acquired 1,719.7794 · Balance 61,753.2879 F1: 1 for 1. F2: These units, which were acquired upon the reinvestment of dividend equivalents, will be paid out in cash at the time elected by the reporting person or at such other time determined in accordance with the plan. F3: Expiration Date is the same as the Date Exercisable. |
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 185,885.4398 |
Reported balance
After 2016-02-12 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2016-02-12 · Grant · Acquired 5,176.7602 · Balance 185,885.4398 F1: 1 for 1. F2: These units, which were acquired upon the reinvestment of dividend equivalents, will be paid out in cash at the time elected by the reporting person or at such other time determined in accordance with the plan. F3: Expiration Date is the same as the Date Exercisable. |
Filing footnotes · ownership attribution and instrument terms
F1: 1 for 1.
F2: These units, which were acquired upon the reinvestment of dividend equivalents, will be paid out in cash at the time elected by the reporting person or at such other time determined in accordance with the plan.
F3: Expiration Date is the same as the Date Exercisable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 16, 2009 Filed Apr 20, 2009 15:42 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | SaleCommon | 400 | $15.70 | $6,280.00 |
DisclosureSEC source: 0000080661-09-000038 · f4forsrh1.xml · nonDerivative · entry 9 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,056 Read SEC document |
| April 16, 2009 Filed Apr 20, 2009 15:42 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | SaleCommon | 600 | $15.69 | $9,414.00 |
DisclosureSEC source: 0000080661-09-000038 · f4forsrh1.xml · nonDerivative · entry 8 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,456 Read SEC document |
| April 16, 2009 Filed Apr 20, 2009 15:42 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | SaleCommon | 200 | $15.68 | $3,136.00 |
DisclosureSEC source: 0000080661-09-000038 · f4forsrh1.xml · nonDerivative · entry 7 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,056 Read SEC document |
| April 16, 2009 Filed Apr 20, 2009 15:42 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | SaleCommon | 1,500 | $15.67 | $23,505.00 |
DisclosureSEC source: 0000080661-09-000038 · f4forsrh1.xml · nonDerivative · entry 6 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,256 Read SEC document |
| April 16, 2009 Filed Apr 20, 2009 15:42 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | SaleCommon | 2,000 | $15.66 | $31,320.00 |
DisclosureSEC source: 0000080661-09-000038 · f4forsrh1.xml · nonDerivative · entry 5 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,756 Read SEC document |
| April 16, 2009 Filed Apr 20, 2009 15:42 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | SaleCommon | 1,000 | $15.65 | $15,650.00 |
DisclosureSEC source: 0000080661-09-000038 · f4forsrh1.xml · nonDerivative · entry 4 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,756 Read SEC document |
| April 16, 2009 Filed Apr 20, 2009 15:42 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | SaleCommon | 3,300 | $15.64 | $51,612.00 |
DisclosureSEC source: 0000080661-09-000038 · f4forsrh1.xml · nonDerivative · entry 3 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,756 Read SEC document |
| April 16, 2009 Filed Apr 20, 2009 15:42 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | SaleCommon | 951 | $15.63 | $14,864.13 |
DisclosureSEC source: 0000080661-09-000038 · f4forsrh1.xml · nonDerivative · entry 2 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,056 Read SEC document |
| April 16, 2009 Filed Apr 20, 2009 15:42 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | Exercise / conversionCommon | 16,844 | $10.48 | $176,575.65 |
DisclosureSEC source: 0000080661-09-000038 · f4forsrh1.xml · nonDerivative · entry 1 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,007 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 18, 2009 Filed Mar 20, 2009 13:56 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantPhantom Stock Unit / (Rest. Stock) · Derivative | 11,225 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000080661-09-000019 · f4forsrh1.xml · derivative · entry 2 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,781.7509 Underlying: Common · 11,225 shares Expires not disclosed F2 · derivative.exercise_price: 1 for 1. F1 · price: The reporting person elected to defer receipt of previously granted restricted Common Shares upon vesting thereof. This Form 4 reports the disposition of such restricted shares in exchange for an equal number of phantom stock units under the applicable deferred compensation plan. F3 · derivative.exercise_date: These units will be paid out in an equal number of Common Shares at the time elected by the reporting person, subject to the vesting provisions of the plan. F3 · derivative.expiration_date: These units will be paid out in an equal number of Common Shares at the time elected by the reporting person, subject to the vesting provisions of the plan. Read SEC document |
| March 18, 2009 Filed Mar 20, 2009 13:56 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | Disposition to issuerCommon | 11,225 | $0.00 | $0.00 |
DisclosureSEC source: 0000080661-09-000019 · f4forsrh1.xml · nonDerivative · entry 1 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,163 F1 · price: The reporting person elected to defer receipt of previously granted restricted Common Shares upon vesting thereof. This Form 4 reports the disposition of such restricted shares in exchange for an equal number of phantom stock units under the applicable deferred compensation plan. Read SEC document |
| April 18, 2008 Filed Apr 22, 2008 19:51 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantCommon | 11,225 | $0.00 | $0.00 |
DisclosureSEC source: 0000080661-08-000067 · f4forsrh1.xml · nonDerivative · entry 1 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,388 F1 · kind: Restricted stock grant made pursuant to The Progressive Corporation 2003 Directors Equity Incentive Plan. Read SEC document |
| March 20, 2008 Filed Mar 24, 2008 14:20 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantPhantom Stock Unit / (Rest. Stock) · Derivative | 6,838 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000080661-08-000051 · f4forsrh1.xml · derivative · entry 2 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,556.7509 Underlying: Common · 6,838 shares Expires not disclosed F2 · derivative.exercise_price: 1 for 1. F1 · price: The reporting person elected to defer receipt of previously granted restricted Common Shares upon vesting thereof. This Form 4 reports the disposition of such restricted shares in exchange for an equal number of phantom stock units under the applicable deferred compensation plan. F3 · derivative.exercise_date: These units will be paid out in an equal number of Common Shares at the time elected by the reporting person, subject to the vesting provisions of the plan. F3 · derivative.expiration_date: These units will be paid out in an equal number of Common Shares at the time elected by the reporting person, subject to the vesting provisions of the plan. Read SEC document |
| March 20, 2008 Filed Mar 24, 2008 14:20 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | Disposition to issuerCommon | 6,838 | $0.00 | $0.00 |
DisclosureSEC source: 0000080661-08-000051 · f4forsrh1.xml · nonDerivative · entry 1 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,163 F1 · price: The reporting person elected to defer receipt of previously granted restricted Common Shares upon vesting thereof. This Form 4 reports the disposition of such restricted shares in exchange for an equal number of phantom stock units under the applicable deferred compensation plan. Read SEC document |
| January 31, 2008 Filed Feb 4, 2008 18:35 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantPhantom Stock Unit / (Rest. Stock) · Derivative | 130.6507 | $18.41 Strike: $0.00 | $2,405.28 |
DisclosureSEC source: 0000080661-08-000023 · f4forsrh1.xml · derivative · entry 2 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,718.7509 Underlying: Common · 130.6507 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1. F3 · derivative.exercise_date: These units will be paid out in an equal number of Common Shares at the time elected by the reporting person, subject to the vesting provisions of the plan. F3 · derivative.expiration_date: These units will be paid out in an equal number of Common Shares at the time elected by the reporting person, subject to the vesting provisions of the plan. Read SEC document |
| January 31, 2008 Filed Feb 4, 2008 18:35 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantPhantom Stock Unit · Derivative | 1,106.749 | $18.41 Strike: $0.00 | $20,375.25 |
DisclosureSEC source: 0000080661-08-000023 · f4forsrh1.xml · derivative · entry 1 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,625.7943 Underlying: Common · 1,106.749 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1. F2 · derivative.exercise_date: The phantom stock units will be distributed in cash at the time elected by the reporting person, subject to the vesting provisions of the Plan. F2 · derivative.expiration_date: The phantom stock units will be distributed in cash at the time elected by the reporting person, subject to the vesting provisions of the Plan. Read SEC document |
| September 30, 2007 Filed Oct 2, 2007 17:35 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantPhantom Stock Unit · Derivative | 13,166.4601 | $19.35 Strike: $0.00 | $254,705.17 |
DisclosureSEC source: 0000080661-07-000096 · f4forsrh1.xml · derivative · entry 1 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,519.0453 Underlying: Common · 13,166.4601 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · derivative.exercise_date: The phantom stock units will be distributed in cash at the time elected by the reporting person, subject to the vesting provisions of the Plan. F2 · derivative.expiration_date: The phantom stock units will be distributed in cash at the time elected by the reporting person, subject to the vesting provisions of the Plan. Read SEC document |
| September 14, 2007 Filed Sep 17, 2007 20:24 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantPhantom Stock Unit (Rest. Stock) · Derivative | 1,542.0031 | $19.52 Strike: $0.00 | $30,092.19 |
DisclosureSEC source: 0000080661-07-000074 · f4forsrh1.xml · derivative · entry 1 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,588.1002 Underlying: Common · 1,542.0031 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · derivative.exercise_date: These units will be paid out in an equal number of Common Shares at the time elected by the reporting person, subject to the vesting provisions of the plan. F2 · derivative.expiration_date: These units will be paid out in an equal number of Common Shares at the time elected by the reporting person, subject to the vesting provisions of the plan. Read SEC document |
| April 20, 2007 Filed Apr 23, 2007 17:58 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantCommon | 6,838 | $0.00 | $0.00 |
DisclosureSEC source: 0000080661-07-000054 · f4forsrh1.xml · nonDerivative · entry 1 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,001 F1 · kind: Restricted stock grant made pursuant to The Progressive Corporation 2003 Directors Equity Incentive Plan. Read SEC document |
| March 21, 2007 Filed Mar 22, 2007 17:59 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantPhantom Stock Unit (Rest. Stock) · Derivative | 6,012 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000080661-07-000031 · f4forsrh1.xml · derivative · entry 2 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,046.0971 Underlying: Common · 6,012 shares Expires not disclosed F2 · derivative.exercise_price: 1 for 1 F1 · price: The reporting person elected to defer receipt of previously granted restricted Common Shares upon vesting thereof. This Form 4 reports the disposition of such restricted shares in exchange for an equal number of phantom stock units under the applicable deferred compensation plan. F3 · derivative.exercise_date: These units will be paid out in an equal number of Common Shares at the time elected by the reporting person, subject to the vesting provisions of the plan. F3 · derivative.expiration_date: These units will be paid out in an equal number of Common Shares at the time elected by the reporting person, subject to the vesting provisions of the plan. Read SEC document |
| March 21, 2007 Filed Mar 22, 2007 17:59 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | Disposition to issuerCommon | 6,012 | $0.00 | $0.00 |
DisclosureSEC source: 0000080661-07-000031 · f4forsrh1.xml · nonDerivative · entry 1 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,163 F1 · price: The reporting person elected to defer receipt of previously granted restricted Common Shares upon vesting thereof. This Form 4 reports the disposition of such restricted shares in exchange for an equal number of phantom stock units under the applicable deferred compensation plan. Read SEC document |
| February 23, 2007 Filed Feb 26, 2007 18:50 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | Exercise / conversionDirector Option · Derivative | 16,044 | $0.00 Strike: $11.19 | $0.00 |
DisclosureSEC source: 0000080661-07-000029 · f4forsrh1.xml · derivative · entry 5 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,024 Underlying: Common · 16,044 shares Expires 2008-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 23, 2007 Filed Feb 26, 2007 18:50 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | Exercise / conversionDirector Option · Derivative | 24,000 | $0.00 Strike: $6.12 | $0.00 |
DisclosureSEC source: 0000080661-07-000029 · f4forsrh1.xml · derivative · entry 4 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,068 Underlying: Common · 24,000 shares Expires 2007-04-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 23, 2007 Filed Feb 26, 2007 18:50 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | Tax withholdingCommon | 14,037 | $23.25 | $326,360.25 |
DisclosureSEC source: 0000080661-07-000029 · f4forsrh1.xml · nonDerivative · entry 3 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,175 Read SEC document |
| February 23, 2007 Filed Feb 26, 2007 18:50 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | Exercise / conversionCommon | 16,044 | $11.19 | $179,492.25 |
DisclosureSEC source: 0000080661-07-000029 · f4forsrh1.xml · nonDerivative · entry 2 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,212 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 23, 2007 Filed Feb 26, 2007 18:50 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | Exercise / conversionCommon | 24,000 | $6.12 | $146,872.80 |
DisclosureSEC source: 0000080661-07-000029 · f4forsrh1.xml · nonDerivative · entry 1 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,168 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2006 Filed Jan 3, 2007 20:15 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantPhantom Stock Unit (Rest. Stock) · Derivative | 3.2491 | $24.32 Strike: $0.00 | $79.02 |
DisclosureSEC source: 0000080661-07-000003 · f4forsrh1.xml · derivative · entry 2 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,034.0971 Underlying: Common · 3.2491 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · derivative.exercise_date: These units will be paid out in an equal number of Common Shares at the time elected by the reporting person, subject to the vesting provisions of the plan. F3 · derivative.expiration_date: These units will be paid out in an equal number of Common Shares at the time elected by the reporting person, subject to the vesting provisions of the plan. Read SEC document |
| December 31, 2006 Filed Jan 3, 2007 20:15 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantPhantom Stock Unit · Derivative | 45.9921 | $24.22 Strike: $0.00 | $1,113.93 |
DisclosureSEC source: 0000080661-07-000003 · f4forsrh1.xml · derivative · entry 1 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,352.5852 Underlying: Common · 45.9921 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · derivative.exercise_date: The phantom stock units will be distributed in cash at the time elected by the reporting person, subject to the vesting provisions of the Plan. F2 · derivative.expiration_date: The phantom stock units will be distributed in cash at the time elected by the reporting person, subject to the vesting provisions of the Plan. Read SEC document |
| September 30, 2006 Filed Oct 2, 2006 18:15 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantPhantom Stock Unit (Rest. Stock) · Derivative | 3.1935 | $24.74 Strike: $0.00 | $78.99 |
DisclosureSEC source: 0000080661-06-000120 · f4forsrh1.xml · derivative · entry 2 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,030.848 Underlying: Common · 3.1935 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · derivative.exercise_date: These units will be paid out in an equal number of Common Shares at the time elected by the reporting person, subject to the vesting provisions of the plan. F3 · derivative.expiration_date: These units will be paid out in an equal number of Common Shares at the time elected by the reporting person, subject to the vesting provisions of the plan. Read SEC document |
| September 30, 2006 Filed Oct 2, 2006 18:15 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantPhantom Stock Unit · Derivative | 45.3764 | $24.54 Strike: $0.00 | $1,113.54 |
DisclosureSEC source: 0000080661-06-000120 · f4forsrh1.xml · derivative · entry 1 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,306.5931 Underlying: Common · 45.3764 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · derivative.exercise_date: The phantom stock units will be distributed in cash at the time elected by the reporting person, subject to the vesting provisions of the Plan. F2 · derivative.expiration_date: The phantom stock units will be distributed in cash at the time elected by the reporting person, subject to the vesting provisions of the Plan. Read SEC document |
| June 30, 2006 Filed Jul 5, 2006 12:26 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantPhantom Stock Unit (Rest. Stock) · Derivative | 2.6181 | $25.71 Strike: $0.00 | $67.31 |
DisclosureSEC source: 0000080661-06-000098 · f4forsrh1.xml · derivative · entry 2 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,027.6545 Underlying: Common · 2.6181 shares Expires not disclosed F1 · security: All Derivative Security balances reported herein by the Reporting Person have been adjusted to reflect a 4-for-1 stock split, which was effected in the form of a stock dividend paid on May 18, 2006 to shareholders of record as of May 8, 2006. All Common Share and Derivative Security balances reported by the Reporting Person in the future will likewise be adjusted to reflect the stock split. F2 · derivative.exercise_price: 1 for 1 F4 · derivative.exercise_date: These units will be paid out in an equal number of Common Shares at the time elected by the reporting person, subject to the vesting provisions of the plan. F4 · derivative.expiration_date: These units will be paid out in an equal number of Common Shares at the time elected by the reporting person, subject to the vesting provisions of the plan. Read SEC document |
| June 30, 2006 Filed Jul 5, 2006 12:26 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantPhantom Stock Unit · Derivative | 37.1131 | $25.71 Strike: $0.00 | $954.18 |
DisclosureSEC source: 0000080661-06-000098 · f4forsrh1.xml · derivative · entry 1 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,261.2167 Underlying: Common · 37.1131 shares Expires not disclosed F1 · security: All Derivative Security balances reported herein by the Reporting Person have been adjusted to reflect a 4-for-1 stock split, which was effected in the form of a stock dividend paid on May 18, 2006 to shareholders of record as of May 8, 2006. All Common Share and Derivative Security balances reported by the Reporting Person in the future will likewise be adjusted to reflect the stock split. F2 · derivative.exercise_price: 1 for 1 F3 · derivative.exercise_date: The phantom stock units will be distributed in cash at the time elected by the reporting person, subject to the vesting provisions of the Plan. F3 · derivative.expiration_date: The phantom stock units will be distributed in cash at the time elected by the reporting person, subject to the vesting provisions of the Plan. Read SEC document |
| April 21, 2006 Filed Apr 24, 2006 20:16 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantCommon | 1,503 | $0.00 | $0.00 |
DisclosureSEC source: 0000080661-06-000070 · f4forsrh1.xml · nonDerivative · entry 1 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,792 F1 · kind: Restricted stock grant made pursuant to The Progressive Corporation 2003 Incentive Plan. Read SEC document |
| March 31, 2006 Filed Apr 4, 2006 17:43 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantPhantom Stock Unit (Rest. Stock) · Derivative | 0.3163 | $104.65 Strike: $0.00 | $33.10 |
DisclosureSEC source: 0000080661-06-000058 · f4forsrh1.xml · derivative · entry 2 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,256.2591 Underlying: Common · 0.3163 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · derivative.exercise_date: These units will be paid out in an equal number of Common Shares at the time elected by the reporting person, subject to the vesting provisions of the plan. F3 · derivative.expiration_date: These units will be paid out in an equal number of Common Shares at the time elected by the reporting person, subject to the vesting provisions of the plan. Read SEC document |
| March 31, 2006 Filed Apr 4, 2006 17:43 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantPhantom Stock Unit · Derivative | 94.4883 | $104.26 Strike: $0.00 | $9,851.35 |
DisclosureSEC source: 0000080661-06-000058 · f4forsrh1.xml · derivative · entry 1 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,806.0259 Underlying: Common · 94.4883 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · derivative.exercise_date: The phantom stock units will be distributed in cash at the time elected by the reporting person, subject to the vesting provisions of the Plan. F2 · derivative.expiration_date: The phantom stock units will be distributed in cash at the time elected by the reporting person, subject to the vesting provisions of the Plan. Read SEC document |
| March 15, 2006 Filed Mar 16, 2006 18:04 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantPhantom Stock Unit (Rest. Stock) · Derivative | 1,142 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000080661-06-000028 · f4forsrh1.xml · derivative · entry 2 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,255.9428 Underlying: Common · 1,142 shares Expires not disclosed F2 · derivative.exercise_price: 1 for 1 F1 · price: The reporting person elected to defer receipt of previously granted restricted Common Shares upon vesting thereof. This Form 4 reports the disposition of such restricted shares in exchange for an equal number of phantom stock units under the applicable deferred compensation plan. F3 · derivative.exercise_date: These units will be paid out in an equal number of Common Shares at the time elected by the reporting person, subject to the vesting provisions of the plan. F3 · derivative.expiration_date: These units will be paid out in an equal number of Common Shares at the time elected by the reporting person, subject to the vesting provisions of the plan. Read SEC document |
| March 15, 2006 Filed Mar 16, 2006 18:04 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | Disposition to issuerCommon | 1,142 | $0.00 | $0.00 |
DisclosureSEC source: 0000080661-06-000028 · f4forsrh1.xml · nonDerivative · entry 1 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,289 F1 · price: The reporting person elected to defer receipt of previously granted restricted Common Shares upon vesting thereof. This Form 4 reports the disposition of such restricted shares in exchange for an equal number of phantom stock units under the applicable deferred compensation plan. Read SEC document |
| December 31, 2005 Filed Jan 3, 2006 18:35 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantPhantom Stock Unit (Rest. Stock) · Derivative | 0.2861 | $116.78 Strike: $0.00 | $33.41 |
DisclosureSEC source: 0000080661-06-000005 · f4forsrh1.xml · derivative · entry 2 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,113.9428 Underlying: Common · 0.2861 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · derivative.exercise_date: These units will be paid out in an equal number of Common Shares at the time elected by the reporting person, subject to the vesting provisions of the plan. F3 · derivative.expiration_date: These units will be paid out in an equal number of Common Shares at the time elected by the reporting person, subject to the vesting provisions of the plan. Read SEC document |
| December 31, 2005 Filed Jan 3, 2006 18:35 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantPhantom Stock Unit · Derivative | 134.8459 | $116.78 Strike: $0.00 | $15,747.30 |
DisclosureSEC source: 0000080661-06-000005 · f4forsrh1.xml · derivative · entry 1 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,711.5376 Underlying: Common · 134.8459 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · derivative.exercise_date: The phantom stock units will be distributed in cash at the time elected by the reporting person, subject to the vesting provisions of the Plan. F2 · derivative.expiration_date: The phantom stock units will be distributed in cash at the time elected by the reporting person, subject to the vesting provisions of the Plan. Read SEC document |
| September 30, 2005 Filed Oct 3, 2005 20:59 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantPhantom Stock Unit (Rest. Stock) · Derivative | 0.3188 | $104.77 Strike: $0.00 | $33.40 |
DisclosureSEC source: 0000080661-05-000118 · f4forsrh1.xml · derivative · entry 2 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,113.6567 Underlying: Common · 0.3188 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · derivative.exercise_date: These units will be paid out in an equal number of Common Shares at the time elected by the reporting person, subject to the vesting provisions of the plan. F3 · derivative.expiration_date: These units will be paid out in an equal number of Common Shares at the time elected by the reporting person, subject to the vesting provisions of the plan. Read SEC document |
| September 30, 2005 Filed Oct 3, 2005 20:59 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantPhantom Stock Unit · Derivative | 59.6117 | $104.77 Strike: $0.00 | $6,245.52 |
DisclosureSEC source: 0000080661-05-000118 · f4forsrh1.xml · derivative · entry 1 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,576.6917 Underlying: Common · 59.6117 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · derivative.exercise_date: The phantom stock units will be distributed in cash at the time elected by the reporting person, subject to the vesting provisions of the Plan. F2 · derivative.expiration_date: The phantom stock units will be distributed in cash at the time elected by the reporting person, subject to the vesting provisions of the Plan. Read SEC document |
| June 30, 2005 Filed Jul 5, 2005 14:52 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantPhantom Stock Unit (Rest. Stock) · Derivative | 0.3379 | $98.81 Strike: $0.00 | $33.39 |
DisclosureSEC source: 0000080661-05-000096 · f4forsrh1.xml · derivative · entry 2 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,113.3379 Underlying: Common · 0.3379 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F3 · derivative.exercise_date: These units will be paid out in an equal number of Common Shares at the time elected by the reporting person, subject to the vesting provisions of the plan. F3 · derivative.expiration_date: These units will be paid out in an equal number of Common Shares at the time elected by the reporting person, subject to the vesting provisions of the plan. Read SEC document |
| June 30, 2005 Filed Jul 5, 2005 14:52 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantPhantom Stock Unit · Derivative | 217.9836 | $98.81 Strike: $0.00 | $21,538.96 |
DisclosureSEC source: 0000080661-05-000096 · f4forsrh1.xml · derivative · entry 1 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,517.08 Underlying: Common · 217.9836 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · derivative.exercise_date: The phantom stock units will be distributed in cash at the time elected by the reporting person, subject to the vesting provisions of the Plan. F2 · derivative.expiration_date: The phantom stock units will be distributed in cash at the time elected by the reporting person, subject to the vesting provisions of the Plan. Read SEC document |
| April 15, 2005 Filed Apr 18, 2005 19:50 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantCommon | 1,142 | $0.00 | $0.00 |
DisclosureSEC source: 0000080661-05-000064 · f4forsrh1.xml · nonDerivative · entry 1 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,431 F1 · kind: Restricted stock grant made pursuant to The Progressive Corporation 2003 Incentive Plan. Read SEC document |
| March 31, 2005 Filed Apr 1, 2005 18:49 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantPhantom Stock Unit · Derivative | 67.9701 | $91.76 Strike: $0.00 | $6,236.94 |
DisclosureSEC source: 0000080661-05-000044 · f4forsrh1.xml · derivative · entry 1 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,299.0964 Underlying: Common · 67.9701 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · derivative.exercise_date: The phantom stock units will be distributed in cash at the time elected by the reporting person, subject to the vesting provisions of the Plan. F2 · derivative.expiration_date: The phantom stock units will be distributed in cash at the time elected by the reporting person, subject to the vesting provisions of the Plan. Read SEC document |
| March 16, 2005 Filed Mar 18, 2005 16:30 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantPhantom Stock Unit (Rest. Stock) · Derivative | 1,113 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000080661-05-000024 · f4forsrh1.xml · derivative · entry 2 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,113 Underlying: Common · 1,113 shares Expires not disclosed F2 · derivative.exercise_price: 1 for 1 F1 · price: The reporting person elected to defer receipt of previously granted restricted Common Shares upon vesting thereof. This Form 4 reports the disposition of such restricted shares in exchange for an equal number of phantom stock units under the applicable deferred compensation plan. F3 · derivative.exercise_date: These units will be paid out in an equal number of Common Shares at the time elected by the reporting person, subject to the vesting provisions of the plan. F3 · derivative.expiration_date: These units will be paid out in an equal number of Common Shares at the time elected by the reporting person, subject to the vesting provisions of the plan. Read SEC document |
| March 16, 2005 Filed Mar 18, 2005 16:30 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | Disposition to issuerCommon | 1,113 | $0.00 | $0.00 |
DisclosureSEC source: 0000080661-05-000024 · f4forsrh1.xml · nonDerivative · entry 1 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,289 F1 · price: The reporting person elected to defer receipt of previously granted restricted Common Shares upon vesting thereof. This Form 4 reports the disposition of such restricted shares in exchange for an equal number of phantom stock units under the applicable deferred compensation plan. Read SEC document |
| December 31, 2004 Filed Jan 4, 2005 14:59 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantPhantom Stock Unit · Derivative | 175.9978 | $84.84 Strike: $0.00 | $14,931.65 |
DisclosureSEC source: 0000080661-05-000013 · f4forsrh1.xml · derivative · entry 1 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,231.1263 Underlying: Common · 175.9978 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · derivative.exercise_date: The phantom stock units will be distributed in cash at the time elected by the reporting person, subject to the vesting provisions of the Plan. F2 · derivative.expiration_date: The phantom stock units will be distributed in cash at the time elected by the reporting person, subject to the vesting provisions of the Plan. Read SEC document |
| December 07, 2004 Filed Dec 9, 2004 14:06 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | Exercise / conversionDirector Option · Derivative | 6,000 | $0.00 Strike: $15.35 | $0.00 |
DisclosureSEC source: 0000080661-04-000234 · f4forsrh1.xml · derivative · entry 5 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,767 Underlying: Common · 6,000 shares Expires 2006-04-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2004 Filed Dec 9, 2004 14:06 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | Exercise / conversionDirector Option · Derivative | 6,000 | $0.00 Strike: $12.56 | $0.00 |
DisclosureSEC source: 0000080661-04-000234 · f4forsrh1.xml · derivative · entry 4 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,767 Underlying: Common · 6,000 shares Expires 2005-04-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.