Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LEXMARK INTERNATIONAL INC /KY/LXK · Entity 180755 | Director | November 29, 2016 | November 30, 2016 |
| PROGRESSIVE CORP/OH/PGR · Entity 193 | Director | February 12, 2016 | February 16, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LEXMARK INTERNATIONAL INC /KY/
Report date November 29, 2016 · Filed November 30, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2016-11-29 transaction · row 1
1 source rowRow 1 · 2016-11-29 · Disposition to issuer · Disposed 127,494 · Balance 0 F1: Represents shares of Class A Common Stock and restricted stock units, including associated dividend equivalent units, disposed of pursuant to the agreement and plan of merger (the "Merger Agreement") by and among the issuer, Ninestar Holdings Company Limited, Ninestar Group Company Limited, Ninestar Lexmark Company Limited and Apex Technology Co., Ltd. in exchange for $40.50 cash per share, without interest. |
| Non Employee Director Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $30.91 · Expires 2018-04-24 | Direct | 0 |
Reported balance
After 2016-11-29 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2016-11-29 · Disposition to issuer · Disposed 10,100 · Balance 0 F2: Pursuant to the Merger Agreement, this option, which vested and became exercisable in three equal annual installments (34%, 34% and 33%), commencing on April 24, 2009, was cancelled in exchange for a cash payment equal to the product of (a) the total number of shares of common stock subject to that option, multiplied by (b) the excess of $40.50 over the exercise price of such option. |
| Non Employee Director Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $54.85 · Expires 2017-04-26 | Direct | 0 |
Reported balance
After 2016-11-29 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2016-11-29 · Disposition to issuer · Disposed 4,800 · Balance 0 F3: Pursuant to the Merger Agreement, this option, which vested and became exercisable in three equal annual installments (34%, 34% and 33%), commencing on April 26, 2008, was cancelled without payment because the exercise price of the option exceeded the merger consideration of $40.50 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of Class A Common Stock and restricted stock units, including associated dividend equivalent units, disposed of pursuant to the agreement and plan of merger (the "Merger Agreement") by and among the issuer, Ninestar Holdings Company Limited, Ninestar Group Company Limited, Ninestar Lexmark Company Limited and Apex Technology Co., Ltd. in exchange for $40.50 cash per share, without interest.
F2: Pursuant to the Merger Agreement, this option, which vested and became exercisable in three equal annual installments (34%, 34% and 33%), commencing on April 24, 2009, was cancelled in exchange for a cash payment equal to the product of (a) the total number of shares of common stock subject to that option, multiplied by (b) the excess of $40.50 over the exercise price of such option.
F3: Pursuant to the Merger Agreement, this option, which vested and became exercisable in three equal annual installments (34%, 34% and 33%), commencing on April 26, 2008, was cancelled without payment because the exercise price of the option exceeded the merger consideration of $40.50 per share.
PROGRESSIVE CORP/OH/
Report date February 12, 2016 · Filed February 16, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock Unit (rest. Stock)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 61,753.2879 |
Reported balance
After 2016-02-12 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2016-02-12 · Grant · Acquired 1,719.7794 · Balance 61,753.2879 F1: 1 for 1. F2: These units, which were acquired upon the reinvestment of dividend equivalents, will be paid out in cash at the time elected by the reporting person or at such other time determined in accordance with the plan. F3: Expiration Date is the same as the Date Exercisable. |
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 185,885.4398 |
Reported balance
After 2016-02-12 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2016-02-12 · Grant · Acquired 5,176.7602 · Balance 185,885.4398 F1: 1 for 1. F2: These units, which were acquired upon the reinvestment of dividend equivalents, will be paid out in cash at the time elected by the reporting person or at such other time determined in accordance with the plan. F3: Expiration Date is the same as the Date Exercisable. |
Filing footnotes · ownership attribution and instrument terms
F1: 1 for 1.
F2: These units, which were acquired upon the reinvestment of dividend equivalents, will be paid out in cash at the time elected by the reporting person or at such other time determined in accordance with the plan.
F3: Expiration Date is the same as the Date Exercisable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 29, 2016 Filed Nov 30, 2016 15:07 UTC | LEXMARK INTERNATIONAL INC /KY/ LXK · Entity 180755 | Disposition to issuerNon Employee Director Stock Option · Derivative | 4,800 | Not disclosed Strike: $54.85 | Not disclosed |
DisclosureSEC source: 0001225208-16-042400 · doc4.xml · derivative · entry 3 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 4,800 shares Expires 2017-04-26 F3 · shares: Pursuant to the Merger Agreement, this option, which vested and became exercisable in three equal annual installments (34%, 34% and 33%), commencing on April 26, 2008, was cancelled without payment because the exercise price of the option exceeded the merger consideration of $40.50 per share. F3 · price: Pursuant to the Merger Agreement, this option, which vested and became exercisable in three equal annual installments (34%, 34% and 33%), commencing on April 26, 2008, was cancelled without payment because the exercise price of the option exceeded the merger consideration of $40.50 per share. F3 · derivative.exercise_date: Pursuant to the Merger Agreement, this option, which vested and became exercisable in three equal annual installments (34%, 34% and 33%), commencing on April 26, 2008, was cancelled without payment because the exercise price of the option exceeded the merger consideration of $40.50 per share. Read SEC document |
| November 29, 2016 Filed Nov 30, 2016 15:07 UTC | LEXMARK INTERNATIONAL INC /KY/ LXK · Entity 180755 | Disposition to issuerNon Employee Director Stock Option · Derivative | 10,100 | Not disclosed Strike: $30.91 | Not disclosed |
DisclosureSEC source: 0001225208-16-042400 · doc4.xml · derivative · entry 2 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 10,100 shares Expires 2018-04-24 F2 · shares: Pursuant to the Merger Agreement, this option, which vested and became exercisable in three equal annual installments (34%, 34% and 33%), commencing on April 24, 2009, was cancelled in exchange for a cash payment equal to the product of (a) the total number of shares of common stock subject to that option, multiplied by (b) the excess of $40.50 over the exercise price of such option. F2 · price: Pursuant to the Merger Agreement, this option, which vested and became exercisable in three equal annual installments (34%, 34% and 33%), commencing on April 24, 2009, was cancelled in exchange for a cash payment equal to the product of (a) the total number of shares of common stock subject to that option, multiplied by (b) the excess of $40.50 over the exercise price of such option. F2 · derivative.exercise_date: Pursuant to the Merger Agreement, this option, which vested and became exercisable in three equal annual installments (34%, 34% and 33%), commencing on April 24, 2009, was cancelled in exchange for a cash payment equal to the product of (a) the total number of shares of common stock subject to that option, multiplied by (b) the excess of $40.50 over the exercise price of such option. Read SEC document |
| November 29, 2016 Filed Nov 30, 2016 15:07 UTC | LEXMARK INTERNATIONAL INC /KY/ LXK · Entity 180755 | Disposition to issuerClass A Common Stock | 127,494 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-042400 · doc4.xml · nonDerivative · entry 1 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Represents shares of Class A Common Stock and restricted stock units, including associated dividend equivalent units, disposed of pursuant to the agreement and plan of merger (the "Merger Agreement") by and among the issuer, Ninestar Holdings Company Limited, Ninestar Group Company Limited, Ninestar Lexmark Company Limited and Apex Technology Co., Ltd. in exchange for $40.50 cash per share, without interest. Read SEC document |
| September 16, 2016 Filed Sep 20, 2016 06:51 UTC | LEXMARK INTERNATIONAL INC /KY/ LXK · Entity 180755 | GrantClass A Common Stock | 163 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-039516 · doc4.xml · nonDerivative · entry 1 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,494 F1 · shares: Represents dividend equivalent units (DEUs) accrued on restricted stock units (RSUs) granted to the Reporting Person under the Issuer's 2005 Non-Employee Director Stock Plan. DEUs are settled in shares of the Issuer's Class A Common Stock upon the settlement of the underlying RSUs. F2 · balance_after: 16,594 of these securities are RSUs, including associated DEUs, which have not yet settled. Read SEC document |
| February 12, 2016 Filed Feb 16, 2016 20:32 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantPhantom Stock Units · Derivative | 5,176.7602 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-041360 · form4.xml · derivative · entry 2 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,885.4398 Underlying: Common · 5,176.7602 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1. F2 · derivative.exercise_date: These units, which were acquired upon the reinvestment of dividend equivalents, will be paid out in cash at the time elected by the reporting person or at such other time determined in accordance with the plan. F3 · derivative.expiration_date: Expiration Date is the same as the Date Exercisable. Read SEC document |
| February 12, 2016 Filed Feb 16, 2016 20:32 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantPhantom Stock Unit (rest. Stock) · Derivative | 1,719.7794 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-041360 · form4.xml · derivative · entry 1 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,753.2879 Underlying: Common · 1,719.7794 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1. F2 · derivative.exercise_date: These units, which were acquired upon the reinvestment of dividend equivalents, will be paid out in cash at the time elected by the reporting person or at such other time determined in accordance with the plan. F3 · derivative.expiration_date: Expiration Date is the same as the Date Exercisable. Read SEC document |
| May 15, 2015 Filed May 18, 2015 19:53 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantCommon | 11,569 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-017628 · form4.xml · nonDerivative · entry 1 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,656 F1 · kind: Restricted stock grant, made pursuant to The Progressive Corporation 2003 Directors Equity Incentive Plan, will vest on April 15, 2016. Read SEC document |
| February 13, 2015 Filed Feb 18, 2015 17:28 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantPhantom Stock Units · Derivative | 4,475.6154 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-006614 · form4.xml · derivative · entry 2 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,708.6796 Underlying: Common · 4,475.6154 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1. F2 · derivative.exercise_date: These units, which were acquired upon the reinvestment of dividend equivalents, will be paid out in cash at the time elected by the reporting person or at such other time determined in accordance with the plan. F3 · derivative.expiration_date: Expiration Date is the same as the Date Exercisable. Read SEC document |
| February 13, 2015 Filed Feb 18, 2015 17:28 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantPhantom Stock Unit (rest. Stock) · Derivative | 1,486.8512 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-006614 · form4.xml · derivative · entry 1 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,033.5085 Underlying: Common · 1,486.8512 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1. F2 · derivative.exercise_date: These units, which were acquired upon the reinvestment of dividend equivalents, will be paid out in cash at the time elected by the reporting person or at such other time determined in accordance with the plan. F3 · derivative.expiration_date: Expiration Date is the same as the Date Exercisable. Read SEC document |
| May 16, 2014 Filed May 19, 2014 20:47 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantCommon | 10,647 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-018101 · form4.xml · nonDerivative · entry 1 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,087 F1 · kind: Restricted stock grant made pursuant to The Progressive Corporation 2003 Directors Equity Incentive Plan. Read SEC document |
| February 07, 2014 Filed Feb 11, 2014 14:24 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantPhantom Stock Units · Derivative | 10,711.2084 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-005468 · form4.xml · derivative · entry 2 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,233.0642 Underlying: Common · 10,711.2084 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1. F2 · derivative.exercise_date: These units, which were acquired upon the reinvestment of dividend equivalents pursuant to the terms of the plan, will be paid out in cash at the time elected by the reporting person or otherwise in accordance with the plan. F3 · derivative.expiration_date: Expiration Date is the same as the Date Exercisable. Read SEC document |
| February 07, 2014 Filed Feb 11, 2014 14:24 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantPhantom Stock Unit (rest. Stock) · Derivative | 3,558.3871 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-005468 · form4.xml · derivative · entry 1 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,546.6573 Underlying: Common · 3,558.3871 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1. F2 · derivative.exercise_date: These units, which were acquired upon the reinvestment of dividend equivalents pursuant to the terms of the plan, will be paid out in cash at the time elected by the reporting person or otherwise in accordance with the plan. F3 · derivative.expiration_date: Expiration Date is the same as the Date Exercisable. Read SEC document |
| December 20, 2013 Filed Dec 23, 2013 15:31 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantCommon | 467 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-035454 · form4.xml · nonDerivative · entry 1 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,440 F1 · kind: Restricted stock grant made pursuant to The Progressive Corporation 2003 Directors Equity Incentive Plan. F2 · shares: Shares will vest on June 21, 2014 unless forfeited earlier in accordance with the terms of the plan or the award. Read SEC document |
| May 17, 2013 Filed May 20, 2013 21:26 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantCommon | 9,355 | $0.00 | $0.00 |
DisclosureSEC source: 0000080661-13-000064 · f4forsrh1.xml · nonDerivative · entry 1 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,990 F1 · kind: Restricted stock grant made pursuant to The Progressive Corporation 2003 Directors Equity Incentive Plan. Read SEC document |
| February 01, 2013 Filed Feb 5, 2013 14:34 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantPhantom Stock Unit / (Rest. Stock) · Derivative | 681.9753 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000080661-13-000038 · f4forsrh1.xml · derivative · entry 2 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,988.2702 Underlying: Common · 681.9753 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1. F2 · kind: These phantom shares were acquired upon the reinvestment of dividends pursuant to the terms of the plan. F5 · derivative.exercise_date: These units, which were acquired upon the reinvestment of dividends, will be paid out in cash at the time elected by the reporting person, subject to the vesting provisions of the plan. F4 · derivative.expiration_date: Expiration Date is the same as the Date Exercisable. Read SEC document |
| February 01, 2013 Filed Feb 5, 2013 14:34 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantPhantom Stock Unit · Derivative | 2,052.8338 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000080661-13-000038 · f4forsrh1.xml · derivative · entry 1 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,521.8561 Underlying: Common · 2,052.8338 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1. F2 · shares: These phantom shares were acquired upon the reinvestment of dividends pursuant to the terms of the plan. F3 · derivative.exercise_date: The phantom stock units will be distributed in cash at the time elected by the reporting person, subject to the vesting provisions of the Plan. F4 · derivative.expiration_date: Expiration Date is the same as the Date Exercisable. Read SEC document |
| November 29, 2012 Filed Dec 3, 2012 19:48 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantPhantom Stock Unit / (Rest. Stock) · Derivative | 2,414.6864 | $21.49 Strike: $0.00 | $51,891.61 |
DisclosureSEC source: 0000080661-12-000105 · f4forsrh1.xml · derivative · entry 3 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,306.2949 Underlying: Common · 2,414.6864 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1. F2 · kind: These phantom shares were acquired upon the reinvestment of dividends pursuant to the terms of the plan. F3 · derivative.exercise_date: The phantom stock units will be distributed in cash at the time elected by the reporting person, subject to the vesting provisions of the plan. F4 · derivative.expiration_date: Expiration Date is the same as the Date Exercisable. Read SEC document |
| November 29, 2012 Filed Dec 3, 2012 19:48 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantPhantom Stock Unit · Derivative | 8,313.256 | $21.49 Strike: $0.00 | $178,651.87 |
DisclosureSEC source: 0000080661-12-000105 · f4forsrh1.xml · derivative · entry 1 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,513.7585 Underlying: Common · 8,313.256 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1. F2 · kind: These phantom shares were acquired upon the reinvestment of dividends pursuant to the terms of the plan. F3 · derivative.exercise_date: The phantom stock units will be distributed in cash at the time elected by the reporting person, subject to the vesting provisions of the plan. F4 · derivative.expiration_date: Expiration Date is the same as the Date Exercisable. Read SEC document |
| November 29, 2012 Filed Jan 24, 2013 21:48 UTC Amendment | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantPhantom Stock Unit · Derivative | 7,268.5198 | $21.49 Strike: $0.00 | $156,200.49 |
DisclosureSEC source: 0000080661-13-000014 · f4aforsrh1.xml · derivative · entry 1 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,469.0223 Underlying: Common · 7,268.5198 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1. F2 · kind: These phantom shares were acquired upon the reinvestment of dividends pursuant to the terms of the plan. F3 · shares: The reporting person's Form 4 filed on December 3, 2012 overstated the number of phantom stock units acquired by the reporting person upon the reinvestment of dividends under the plan on November 29, 2012. This Form 4/A is being filed to amend the December 3, 2012 Form 4 to report the correct number of phantom stock units acquired by the reporting person on November 29, 2012. The discussion of Line 2 under "Remarks" below related to the original December 3, 2012 Form 4 and should be disregarded. F4 · derivative.exercise_date: The phantom stock units will be distributed in cash at the time elected by the reporting person, subject to the vesting provisions of the plan. F5 · derivative.expiration_date: Expiration Date is the same as the Date Exercisable. Read SEC document |
| April 20, 2012 Filed Apr 24, 2012 14:38 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantCommon | 10,061 | $0.00 | $0.00 |
DisclosureSEC source: 0000080661-12-000070 · f4forsrh1.xml · nonDerivative · entry 1 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,635 F1 · kind: Restricted stock grant made pursuant to The Progressive Corporation 2003 Directors Equity Incentive Plan. Read SEC document |
| February 03, 2012 Filed Feb 7, 2012 21:13 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantPhantom Stock Unit / (Rest. Stock) · Derivative | 979.2867 | $21.17 Strike: $0.00 | $20,731.50 |
DisclosureSEC source: 0000080661-12-000026 · f4forsrh1.xml · derivative · entry 2 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,891.6085 Underlying: Common · 979.2867 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1. F2 · kind: These phantom shares were acquired upon the reinvestment of dividends pursuant to the terms of the plan. F3 · derivative.exercise_date: The phantom stock units will be distributed in cash at the time elected by the reporting person, subject to the vesting provisions of the Plan. F4 · derivative.expiration_date: Expiration Date is the same as the Date Exercisable. Read SEC document |
| February 03, 2012 Filed Feb 7, 2012 21:13 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantPhantom Stock Unit · Derivative | 2,947.7799 | $21.17 Strike: $0.00 | $62,404.50 |
DisclosureSEC source: 0000080661-12-000026 · f4forsrh1.xml · derivative · entry 1 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,200.5025 Underlying: Common · 2,947.7799 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1. F2 · kind: These phantom shares were acquired upon the reinvestment of dividends pursuant to the terms of the plan. F3 · derivative.exercise_date: The phantom stock units will be distributed in cash at the time elected by the reporting person, subject to the vesting provisions of the Plan. F4 · derivative.expiration_date: Expiration Date is the same as the Date Exercisable. Read SEC document |
| May 03, 2011 Filed May 5, 2011 17:50 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | Exercise / conversion2002 Director Option · Derivative | 12,079 | $0.00 Strike: $12.51 | $0.00 |
DisclosureSEC source: 0000080661-11-000079 · f4forsrh1.xml · derivative · entry 3 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 12,079 shares Expires 2012-04-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: This option previously was reported as an option covering 11,497 shares at an exercise price of $13.1396 per share, and it has been adjusted by the Board of Directors pursuant to the terms of The Progressive Corporation 1998 Directors' Stock Option Plan, as approved by shareholders, in connection with the $1.00 per Common Share extraordinary dividend paid on December 29, 2010 to shareholders of record on December 20, 2010. F2 · shares: This option previously was reported as an option covering 11,497 shares at an exercise price of $13.1396 per share, and it has been adjusted by the Board of Directors pursuant to the terms of The Progressive Corporation 1998 Directors' Stock Option Plan, as approved by shareholders, in connection with the $1.00 per Common Share extraordinary dividend paid on December 29, 2010 to shareholders of record on December 20, 2010. Read SEC document |
| May 03, 2011 Filed May 5, 2011 17:50 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | SaleCommon | 6,964 | $21.72 | $151,271.31 |
DisclosureSEC source: 0000080661-11-000079 · f4forsrh1.xml · nonDerivative · entry 2 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,574 F1 · price: The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $21.720 to $21.731, inclusive. The reporting person undertakes to provide to The Progressive Corporation, any security holder of The Progressive Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Footnote 1. Read SEC document |
| May 03, 2011 Filed May 5, 2011 17:50 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | Exercise / conversionCommon | 12,079 | $12.51 | $151,064.81 |
DisclosureSEC source: 0000080661-11-000079 · f4forsrh1.xml · nonDerivative · entry 1 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,538 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 29, 2011 Filed May 2, 2011 20:25 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantCommon | 9,800 | $0.00 | $0.00 |
DisclosureSEC source: 0000080661-11-000076 · f4forsrh1.xml · nonDerivative · entry 1 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,459 F1 · kind: Restricted stock grant made pursuant to The Progressive Corporation 2003 Directors Equity Incentive Plan. Read SEC document |
| February 04, 2011 Filed Feb 8, 2011 20:42 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantPhantom Stock Unit / (Rest. Stock) · Derivative | 992.6673 | $20.05 Strike: $0.00 | $19,902.98 |
DisclosureSEC source: 0000080661-11-000046 · f4forsrh1.xml · derivative · entry 2 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,912.3218 Underlying: Common · 992.6673 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1. F2 · kind: These phantom shares were acquired upon the reinvestment of dividends pursuant to the terms of the plan. F3 · derivative.exercise_date: The phantom stock units will be distributed in cash at the time elected by the reporting person, subject to the vesting provisions of the Plan. F4 · derivative.expiration_date: Expiration Date is the same as the Date Exercisable. Read SEC document |
| February 04, 2011 Filed Feb 8, 2011 20:42 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantPhantom Stock Unit · Derivative | 2,988.0559 | $20.05 Strike: $0.00 | $59,910.52 |
DisclosureSEC source: 0000080661-11-000046 · f4forsrh1.xml · derivative · entry 1 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,252.7226 Underlying: Common · 2,988.0559 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1. F2 · kind: These phantom shares were acquired upon the reinvestment of dividends pursuant to the terms of the plan. F3 · derivative.exercise_date: The phantom stock units will be distributed in cash at the time elected by the reporting person, subject to the vesting provisions of the Plan. F4 · derivative.expiration_date: Expiration Date is the same as the Date Exercisable. Read SEC document |
| December 29, 2010 Filed Dec 30, 2010 21:01 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantPhantom Stock Unit / (Rest. Stock) · Derivative | 2,405.7666 | $19.75 Strike: $0.00 | $47,513.89 |
DisclosureSEC source: 0000080661-10-000108 · f4forsrh1.xml · derivative · entry 2 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,108.1213 Underlying: Common · 2,405.7666 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1. F2 · kind: These phantom shares were acquired upon the reinvestment of dividends pursuant to the terms of the plan. F3 · derivative.exercise_date: The phantom stock units will be distributed in cash at the time elected by the reporting person, subject to the vesting provisions of the Plan. F4 · derivative.expiration_date: Expiration Date is the same as the Date Exercisable. Read SEC document |
| December 29, 2010 Filed Dec 30, 2010 21:01 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantPhantom Stock Unit · Derivative | 7,241.6714 | $19.75 Strike: $0.00 | $143,023.01 |
DisclosureSEC source: 0000080661-10-000108 · f4forsrh1.xml · derivative · entry 1 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,781.3239 Underlying: Common · 7,241.6714 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1. F2 · kind: These phantom shares were acquired upon the reinvestment of dividends pursuant to the terms of the plan. F3 · derivative.exercise_date: The phantom stock units will be distributed in cash at the time elected by the reporting person, subject to the vesting provisions of the Plan. F4 · derivative.expiration_date: Expiration Date is the same as the Date Exercisable. Read SEC document |
| December 29, 2010 Filed Jan 12, 2011 22:34 UTC Amendment | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantPhantom Stock Unit / (Rest. Stock) · Derivative | 2,405.7666 | $19.75 Strike: $0.00 | $47,513.89 |
DisclosureSEC source: 0000080661-11-000029 · f4aforsrh1.xml · derivative · entry 2 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,919.6545 Underlying: Common · 2,405.7666 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1. F2 · kind: These phantom shares were acquired upon the reinvestment of dividends pursuant to the terms of the plan. The reporting person's December 30, 2010 Form 4 improperly reported this acquisition as a disposition (D) of phantom shares in Column 5 of Table II thereof. This Form 4 amends the December 30, 2010 Form 4 to properly report the transaction as an acquisition (A) of phantom shares in Column 5 of Table II. F3 · derivative.exercise_date: The phantom stock units will be distributed in cash at the time elected by the reporting person, subject to the vesting provisions of the Plan. F4 · derivative.expiration_date: Expiration Date is the same as the Date Exercisable. Read SEC document |
| December 29, 2010 Filed Jan 12, 2011 22:34 UTC Amendment | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantPhantom Stock Unit · Derivative | 7,241.6714 | $19.75 Strike: $0.00 | $143,023.01 |
DisclosureSEC source: 0000080661-11-000029 · f4aforsrh1.xml · derivative · entry 1 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,264.6667 Underlying: Common · 7,241.6714 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1. F2 · kind: These phantom shares were acquired upon the reinvestment of dividends pursuant to the terms of the plan. The reporting person's December 30, 2010 Form 4 improperly reported this acquisition as a disposition (D) of phantom shares in Column 5 of Table II thereof. This Form 4 amends the December 30, 2010 Form 4 to properly report the transaction as an acquisition (A) of phantom shares in Column 5 of Table II. F3 · derivative.exercise_date: The phantom stock units will be distributed in cash at the time elected by the reporting person, subject to the vesting provisions of the Plan. F4 · derivative.expiration_date: Expiration Date is the same as the Date Exercisable. Read SEC document |
| April 23, 2010 Filed Apr 26, 2010 15:06 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantPhantom Stock Unit / (Rest. Stock) · Derivative | 12,389 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000080661-10-000057 · f4forsrh1.xml · derivative · entry 2 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,513.8879 Underlying: Common · 12,389 shares Expires not disclosed F2 · derivative.exercise_price: 1 for 1. F3 · derivative.exercise_date: These units will be paid out in an equal number of Common Shares at the time elected by the reporting person, subject to the vesting provisions of the plan. F3 · derivative.expiration_date: These units will be paid out in an equal number of Common Shares at the time elected by the reporting person, subject to the vesting provisions of the plan. Read SEC document |
| April 23, 2010 Filed Apr 26, 2010 15:06 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | Disposition to issuerCommon | 12,389 | $0.00 | $0.00 |
DisclosureSEC source: 0000080661-10-000057 · f4forsrh1.xml · nonDerivative · entry 1 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,352 F1 · price: The reporting person elected to defer receipt of previously granted restricted Common Shares upon vesting thereof. This Form 4 reports the disposition of such restricted shares in exchange for an equal number of phantom stock units under the applicable deferred compensation plan. Read SEC document |
| April 23, 2010 Filed Apr 27, 2010 18:31 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantCommon | 10,307 | $0.00 | $0.00 |
DisclosureSEC source: 0000080661-10-000069 · f4forsrh1.xml · nonDerivative · entry 1 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,659 F1 · kind: Restricted stock grant made pursuant to The Progressive Corporation 2003 Directors Equity Incentive Plan. Read SEC document |
| March 31, 2010 Filed Apr 2, 2010 14:39 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | Exercise / conversion2001 Director Option · Derivative | 18,951 | $0.00 Strike: $8.57 | $0.00 |
DisclosureSEC source: 0000080661-10-000052 · f4forsrh1.xml · derivative · entry 6 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 18,951 shares Expires 2011-04-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 31, 2010 Filed Apr 2, 2010 14:39 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | Exercise / conversion2000 Director Option · Derivative | 35,045 | $0.00 Strike: $4.75 | $0.00 |
DisclosureSEC source: 0000080661-10-000052 · f4forsrh1.xml · derivative · entry 5 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 35,045 shares Expires 2010-04-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 31, 2010 Filed Apr 2, 2010 14:39 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | SaleCommon | 4,931 | $19.01 | $93,738.31 |
DisclosureSEC source: 0000080661-10-000052 · f4forsrh1.xml · nonDerivative · entry 4 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,741 Read SEC document |
| March 31, 2010 Filed Apr 2, 2010 14:39 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | SaleCommon | 12,469 | $19.00 | $236,911.00 |
DisclosureSEC source: 0000080661-10-000052 · f4forsrh1.xml · nonDerivative · entry 3 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,672 Read SEC document |
| March 31, 2010 Filed Apr 2, 2010 14:39 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | Exercise / conversionCommon | 18,951 | $8.57 | $162,370.27 |
DisclosureSEC source: 0000080661-10-000052 · f4forsrh1.xml · nonDerivative · entry 2 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,141 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 31, 2010 Filed Apr 2, 2010 14:39 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | Exercise / conversionCommon | 35,045 | $4.75 | $166,309.55 |
DisclosureSEC source: 0000080661-10-000052 · f4forsrh1.xml · nonDerivative · entry 1 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,190 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 05, 2010 Filed Mar 9, 2010 22:35 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantPhantom Stock Unit / (Rest. Stock) · Derivative | 343.137 | $16.35 Strike: $0.00 | $5,610.29 |
DisclosureSEC source: 0000080661-10-000028 · f4forsrh1.xml · derivative · entry 2 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,124.8879 Underlying: Common · 343.137 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1. F2 · shares: These phantom shares were acquired upon the reinvestment of dividends pursuant to the terms of the plan. F5 · derivative.exercise_date: These units, which were acquired upon the reinvestment of dividends, will be paid out in cash at the time elected by the reporting person, subject to the vesting provisions of the plan. F4 · derivative.expiration_date: Expiration Date is the same as the Date Exercisable. Read SEC document |
| March 05, 2010 Filed Mar 9, 2010 22:35 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantPhantom Stock Unit · Derivative | 1,397.201 | $16.35 Strike: $0.00 | $22,844.24 |
DisclosureSEC source: 0000080661-10-000028 · f4forsrh1.xml · derivative · entry 1 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,022.9953 Underlying: Common · 1,397.201 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1. F2 · shares: These phantom shares were acquired upon the reinvestment of dividends pursuant to the terms of the plan. F3 · derivative.exercise_date: The phantom stock units will be distributed in cash at the time elected by the reporting person, subject to the vesting provisions of the Plan. F4 · derivative.expiration_date: Expiration Date is the same as the Date Exercisable. Read SEC document |
| April 23, 2009 Filed Apr 24, 2009 21:26 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantCommon | 12,389 | $0.00 | $0.00 |
DisclosureSEC source: 0000080661-09-000045 · f4forsrh1.xml · nonDerivative · entry 1 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,145 F1 · kind: Restricted stock grant made pursuant to The Progressive Corporation 2003 Directors Equity Incentive Plan. Read SEC document |
| April 16, 2009 Filed Apr 20, 2009 15:42 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | Exercise / conversion1999 Director Option · Derivative | 16,844 | $0.00 Strike: $10.48 | $0.00 |
DisclosureSEC source: 0000080661-09-000038 · f4forsrh1.xml · derivative · entry 15 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 16,844 shares Expires 2009-04-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 16, 2009 Filed Apr 20, 2009 15:42 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | SaleCommon | 500 | $15.75 | $7,875.00 |
DisclosureSEC source: 0000080661-09-000038 · f4forsrh1.xml · nonDerivative · entry 14 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,756 Read SEC document |
| April 16, 2009 Filed Apr 20, 2009 15:42 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | SaleCommon | 400 | $15.74 | $6,296.00 |
DisclosureSEC source: 0000080661-09-000038 · f4forsrh1.xml · nonDerivative · entry 13 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,256 Read SEC document |
| April 16, 2009 Filed Apr 20, 2009 15:42 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | SaleCommon | 100 | $15.74 | $1,573.90 |
DisclosureSEC source: 0000080661-09-000038 · f4forsrh1.xml · nonDerivative · entry 12 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,656 Read SEC document |
| April 16, 2009 Filed Apr 20, 2009 15:42 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | SaleCommon | 200 | $15.74 | $3,147.00 |
DisclosureSEC source: 0000080661-09-000038 · f4forsrh1.xml · nonDerivative · entry 11 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,756 Read SEC document |
| April 16, 2009 Filed Apr 20, 2009 15:42 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | SaleCommon | 100 | $15.72 | $1,572.00 |
DisclosureSEC source: 0000080661-09-000038 · f4forsrh1.xml · nonDerivative · entry 10 HARDIS STEPHEN R · CIK 0001018624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,956 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.