Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TerraVolt Holdings, Inc.RSRT · Entity 7663 | 10% owner | September 24, 2018 | September 28, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TerraVolt Holdings, Inc.
Report date September 24, 2018 · Filed September 28, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series A Preferred StockSEC Table II · derivative / convertible security | Direct | 8,815,414 |
Reported balance
After 2018-09-24 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-09-24 · Sale · Disposed 505,000 · Balance 8,815,414 F1: The Series A Preferred Stock is automatically convertible into shares of Common Stock on a one-for-one basis on the business day immediately following effectiveness of an amendment to the Issuer's articles of incorporation to increase the number of shares of Common Stock that the Issuer is authorized to issue to 100,000,000 shares. F2: The shares of Series A Preferred Stock were transferred to an affiliate of M1 Advisors LLC in consideration for, and in settlement of, a loan in the principal amount of $270,000. |
Filing footnotes · ownership attribution and instrument terms
F1: The Series A Preferred Stock is automatically convertible into shares of Common Stock on a one-for-one basis on the business day immediately following effectiveness of an amendment to the Issuer's articles of incorporation to increase the number of shares of Common Stock that the Issuer is authorized to issue to 100,000,000 shares.
F2: The shares of Series A Preferred Stock were transferred to an affiliate of M1 Advisors LLC in consideration for, and in settlement of, a loan in the principal amount of $270,000.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 24, 2018 Filed Sep 28, 2018 21:16 UTC | TerraVolt Holdings, Inc. RSRT · Entity 7663 | SaleSeries A Preferred Stock · Derivative | 505,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-18-013902 · ownership.xml · derivative · entry 1 M1 Advisors LLC · CIK 0001753043 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,815,414 Underlying: Common Stock · 505,000 shares Expires not disclosed F1 · derivative.exercise_price: The Series A Preferred Stock is automatically convertible into shares of Common Stock on a one-for-one basis on the business day immediately following effectiveness of an amendment to the Issuer's articles of incorporation to increase the number of shares of Common Stock that the Issuer is authorized to issue to 100,000,000 shares. F2 · price: The shares of Series A Preferred Stock were transferred to an affiliate of M1 Advisors LLC in consideration for, and in settlement of, a loan in the principal amount of $270,000. F1 · derivative.exercise_date: The Series A Preferred Stock is automatically convertible into shares of Common Stock on a one-for-one basis on the business day immediately following effectiveness of an amendment to the Issuer's articles of incorporation to increase the number of shares of Common Stock that the Issuer is authorized to issue to 100,000,000 shares. F1 · derivative.expiration_date: The Series A Preferred Stock is automatically convertible into shares of Common Stock on a one-for-one basis on the business day immediately following effectiveness of an amendment to the Issuer's articles of incorporation to increase the number of shares of Common Stock that the Issuer is authorized to issue to 100,000,000 shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.