Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Genprex, Inc.GNPX · Entity 8441 | 10% owner | September 27, 2018 | October 02, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Genprex, Inc.
Report date September 27, 2018 · Filed October 02, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | IndirectBy Inception Fund, L.P | 0 |
Reported balance
After 2018-09-27 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2018-09-27 · Other · Disposed 583,008 · Balance 0 F1: Pro rata distribution from Inception Fund, LP of which the reporting person is the general partner. |
| COMMON STOCKSEC Table I · non-derivative | IndirectBy Inception Incubator Limited | 0 |
Reported balance
After 2018-09-27 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2018-09-27 · Other · Disposed 102,000 · Balance 0 F2: Pro rata distribution from Inception Incubator Limited, of which the reporting person is the general partner. |
| COMMON STOCKSEC Table I · non-derivative | IndirectBy Tangle Trade Mgmt, LLC | 36,067 |
Reported balance
After 2018-09-27 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2018-09-27 · Other · Disposed 475,974 · Balance 36,067 F3: Pro rata distribution from Tangletrade Fund LP, of which the reporting person is the general partner. F4: 5,867 shares are held directly and 30,200 shares are held indirectly. |
Filing footnotes · ownership attribution and instrument terms
F1: Pro rata distribution from Inception Fund, LP of which the reporting person is the general partner.
F2: Pro rata distribution from Inception Incubator Limited, of which the reporting person is the general partner.
F3: Pro rata distribution from Tangletrade Fund LP, of which the reporting person is the general partner.
F4: 5,867 shares are held directly and 30,200 shares are held indirectly.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 27, 2018 Filed Oct 2, 2018 00:35 UTC | Genprex, Inc. GNPX · Entity 8441 | OtherCOMMON STOCK | 475,974 | $0.00 | $0.00 |
DisclosureSEC source: 0001185185-18-001784 · ownership.xml · nonDerivative · entry 3 Ly Viet-An Hoan · CIK 0001735523 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tangle Trade Mgmt, LLC Disclosed balance after: 36,067 F3 · kind: Pro rata distribution from Tangletrade Fund LP, of which the reporting person is the general partner. F4 · ownership.direct: 5,867 shares are held directly and 30,200 shares are held indirectly. Read SEC document |
| September 27, 2018 Filed Oct 2, 2018 00:35 UTC | Genprex, Inc. GNPX · Entity 8441 | OtherCOMMON STOCK | 102,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001185185-18-001784 · ownership.xml · nonDerivative · entry 2 Ly Viet-An Hoan · CIK 0001735523 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Inception Incubator Limited Disclosed balance after: 0 F2 · kind: Pro rata distribution from Inception Incubator Limited, of which the reporting person is the general partner. Read SEC document |
| September 27, 2018 Filed Oct 2, 2018 00:35 UTC | Genprex, Inc. GNPX · Entity 8441 | OtherCOMMON STOCK | 583,008 | $0.00 | $0.00 |
DisclosureSEC source: 0001185185-18-001784 · ownership.xml · nonDerivative · entry 1 Ly Viet-An Hoan · CIK 0001735523 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Inception Fund, L.P Disclosed balance after: 0 F1 · kind: Pro rata distribution from Inception Fund, LP of which the reporting person is the general partner. Read SEC document |
| July 27, 2018 Filed Jul 31, 2018 22:34 UTC | Genprex, Inc. GNPX · Entity 8441 | GrantWarrant Agreement (right to buy) · Derivative | 425,000 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0001185185-18-001311 · ownership.xml · derivative · entry 2 Ly Viet-An Hoan · CIK 0001735523 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Cancer Revolution LLC Disclosed balance after: 425,000 Underlying: Common Stock · 425,000 shares Expires 2023-07-27 Read SEC document |
| July 27, 2018 Filed Jul 31, 2018 22:34 UTC | Genprex, Inc. GNPX · Entity 8441 | GrantWarrant Agreement (right to buy) · Derivative | 144,351 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0001185185-18-001311 · ownership.xml · derivative · entry 1 Ly Viet-An Hoan · CIK 0001735523 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Inception Capital Management, LLC Disclosed balance after: 144,351 Underlying: Common Stock · 144,351 shares Expires 2023-07-27 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.