Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ACCENDRA HEALTH INC/VA/OMI · Entity 6858 | Director | September 28, 2018 | October 02, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ACCENDRA HEALTH INC/VA/
Report date September 28, 2018 · Filed October 02, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 35,635.771 |
Reported balance
After 2018-09-28 transaction · row 1
1 source rowRow 1 · 2018-09-28 · Grant · Acquired 370.139 · Balance 35,635.771 F1: Shares acquired through quarterly dividend reinvestment transaction. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares acquired through quarterly dividend reinvestment transaction.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
BROCADE COMMUNICATIONS SYSTEMS INC
Report date November 17, 2017 · Filed November 21, 2017
Section 16 reporting ended · disclosed 2017-11-21. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-11-17 transaction · row 1
1 source rowRow 1 · 2017-11-17 · Disposition to issuer · Disposed 229,285 · Balance 0 F1: Pursuant to the terms of the Agreement and Plan of Merger, dated as of November 2, 2016 (the "Merger Agreement"), by and among Brocade Communications Systems, Inc. (the "Company"), Broadcom Limited, a limited company organized under the laws of the Republic of Singapore ("Ultimate Parent"), Broadcom Corporation, a California corporation and an indirect subsidiary of Ultimate Parent, and Bobcat Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), as assigned by Broadcom Corporation to LSI Corporation, a Delaware corporation ("Parent"), on November 17, 2017, Merger Sub merged with and into the Company (the "Merger"), and in connection therewith the Reporting Person disposed of these shares in exchange for $12.75 per share, without interest. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.84 | Direct | 0 |
Reported balance
After 2017-11-17 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-11-17 · Disposition to issuer · Disposed 20,000 · Balance 0 F2: Pursuant to the terms of the Merger Agreement and in connection with the Merger, this stock option was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by the excess of $12.75 over the exercise price per share of such award. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.70 | Direct | 0 |
Reported balance
After 2017-11-17 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-11-17 · Disposition to issuer · Disposed 20,000 · Balance 0 F2: Pursuant to the terms of the Merger Agreement and in connection with the Merger, this stock option was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by the excess of $12.75 over the exercise price per share of such award. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.55 | Direct | 0 |
Reported balance
After 2017-11-17 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-11-17 · Disposition to issuer · Disposed 20,000 · Balance 0 F2: Pursuant to the terms of the Merger Agreement and in connection with the Merger, this stock option was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by the excess of $12.75 over the exercise price per share of such award. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-11-17 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-11-17 · Disposition to issuer · Disposed 16,013 · Balance 0 F3: Each restricted stock unit represents a contingent right to receive one share of Company common stock. F4: Pursuant to the terms of the Merger Agreement and in connection with the Merger, this restricted stock unit award was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by $12.75. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the terms of the Agreement and Plan of Merger, dated as of November 2, 2016 (the "Merger Agreement"), by and among Brocade Communications Systems, Inc. (the "Company"), Broadcom Limited, a limited company organized under the laws of the Republic of Singapore ("Ultimate Parent"), Broadcom Corporation, a California corporation and an indirect subsidiary of Ultimate Parent, and Bobcat Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), as assigned by Broadcom Corporation to LSI Corporation, a Delaware corporation ("Parent"), on November 17, 2017, Merger Sub merged with and into the Company (the "Merger"), and in connection therewith the Reporting Person disposed of these shares in exchange for $12.75 per share, without interest.
F2: Pursuant to the terms of the Merger Agreement and in connection with the Merger, this stock option was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by the excess of $12.75 over the exercise price per share of such award.
F3: Each restricted stock unit represents a contingent right to receive one share of Company common stock.
F4: Pursuant to the terms of the Merger Agreement and in connection with the Merger, this restricted stock unit award was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by $12.75.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 28, 2018 Filed Oct 2, 2018 21:29 UTC | ACCENDRA HEALTH INC/VA/ OMI · Entity 6858 | GrantCommon Stock | 370.139 | $16.68 | $6,175.40 |
DisclosureSEC source: 0000075252-18-000131 · edgar.xml · nonDerivative · entry 1 GERDELMAN JOHN W · CIK 0001119837 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,635.771 F1 · shares: Shares acquired through quarterly dividend reinvestment transaction. Read SEC document |
| June 28, 2018 Filed Jul 3, 2018 18:22 UTC | ACCENDRA HEALTH INC/VA/ OMI · Entity 6858 | GrantCommon Stock | 356.632 | $17.06 | $6,082.72 |
DisclosureSEC source: 0000075252-18-000103 · edgar.xml · nonDerivative · entry 1 GERDELMAN JOHN W · CIK 0001119837 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,265.632 F1 · shares: Shares acquired through quarterly dividend reinvestment transaction. Read SEC document |
| May 17, 2018 Filed May 18, 2018 20:11 UTC | ACCENDRA HEALTH INC/VA/ OMI · Entity 6858 | GrantCommon Stock | 10,355 | $0.00 | $0.00 |
DisclosureSEC source: 0000075252-18-000085 · edgar.xml · nonDerivative · entry 1 GERDELMAN JOHN W · CIK 0001119837 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,909 F1 · security: Restricted stock with a one year vesting date. F2 · balance_after: Total reflects shares acquired through dividend reinvestment transactions not previously included in beneficial ownership. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 18:45 UTC | BROCADE COMMUNICATIONS SYSTEMS INC BRCD · Entity 171546 | Disposition to issuerRestricted Stock Unit · Derivative | 16,013 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-062181 · doc4.xml · derivative · entry 5 GERDELMAN JOHN W · CIK 0001119837 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,013 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Company common stock. F4 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement and in connection with the Merger, this restricted stock unit award was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by $12.75. F4 · derivative.expiration_date: Pursuant to the terms of the Merger Agreement and in connection with the Merger, this restricted stock unit award was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by $12.75. F4 · balance_after: Pursuant to the terms of the Merger Agreement and in connection with the Merger, this restricted stock unit award was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by $12.75. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 18:45 UTC | BROCADE COMMUNICATIONS SYSTEMS INC BRCD · Entity 171546 | Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $5.55 | $0.00 |
DisclosureSEC source: 0001209191-17-062181 · doc4.xml · derivative · entry 4 GERDELMAN JOHN W · CIK 0001119837 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires not disclosed F2 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement and in connection with the Merger, this stock option was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by the excess of $12.75 over the exercise price per share of such award. F2 · derivative.expiration_date: Pursuant to the terms of the Merger Agreement and in connection with the Merger, this stock option was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by the excess of $12.75 over the exercise price per share of such award. F2 · balance_after: Pursuant to the terms of the Merger Agreement and in connection with the Merger, this stock option was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by the excess of $12.75 over the exercise price per share of such award. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 18:45 UTC | BROCADE COMMUNICATIONS SYSTEMS INC BRCD · Entity 171546 | Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $5.70 | $0.00 |
DisclosureSEC source: 0001209191-17-062181 · doc4.xml · derivative · entry 3 GERDELMAN JOHN W · CIK 0001119837 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires not disclosed F2 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement and in connection with the Merger, this stock option was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by the excess of $12.75 over the exercise price per share of such award. F2 · derivative.expiration_date: Pursuant to the terms of the Merger Agreement and in connection with the Merger, this stock option was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by the excess of $12.75 over the exercise price per share of such award. F2 · balance_after: Pursuant to the terms of the Merger Agreement and in connection with the Merger, this stock option was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by the excess of $12.75 over the exercise price per share of such award. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 18:45 UTC | BROCADE COMMUNICATIONS SYSTEMS INC BRCD · Entity 171546 | Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $6.84 | $0.00 |
DisclosureSEC source: 0001209191-17-062181 · doc4.xml · derivative · entry 2 GERDELMAN JOHN W · CIK 0001119837 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires not disclosed F2 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement and in connection with the Merger, this stock option was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by the excess of $12.75 over the exercise price per share of such award. F2 · derivative.expiration_date: Pursuant to the terms of the Merger Agreement and in connection with the Merger, this stock option was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by the excess of $12.75 over the exercise price per share of such award. F2 · balance_after: Pursuant to the terms of the Merger Agreement and in connection with the Merger, this stock option was cancelled and converted into the right to receive a cash payment equal to the number of shares of Company common stock subject to such award multiplied by the excess of $12.75 over the exercise price per share of such award. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 18:45 UTC | BROCADE COMMUNICATIONS SYSTEMS INC BRCD · Entity 171546 | Disposition to issuerCommon Stock | 229,285 | $12.75 | $2,923,383.75 |
DisclosureSEC source: 0001209191-17-062181 · doc4.xml · nonDerivative · entry 1 GERDELMAN JOHN W · CIK 0001119837 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the terms of the Agreement and Plan of Merger, dated as of November 2, 2016 (the "Merger Agreement"), by and among Brocade Communications Systems, Inc. (the "Company"), Broadcom Limited, a limited company organized under the laws of the Republic of Singapore ("Ultimate Parent"), Broadcom Corporation, a California corporation and an indirect subsidiary of Ultimate Parent, and Bobcat Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), as assigned by Broadcom Corporation to LSI Corporation, a Delaware corporation ("Parent"), on November 17, 2017, Merger Sub merged with and into the Company (the "Merger"), and in connection therewith the Reporting Person disposed of these shares in exchange for $12.75 per share, without interest. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 19:29 UTC | ACCENDRA HEALTH INC/VA/ OMI · Entity 6858 | GrantCommon Stock | 153.7 | $32.52 | $4,998.17 |
DisclosureSEC source: 0000075252-17-000101 · edgar.xml · nonDerivative · entry 1 GERDELMAN JOHN W · CIK 0001119837 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,747.703 F1 · shares: Shares acquired through quarterly dividend reinvestment transaction. F2 · balance_after: Total reflects shares acquired through dividend reinvestment transactions not previously included in beneficial ownership. Read SEC document |
| May 05, 2017 Filed May 8, 2017 21:17 UTC | ACCENDRA HEALTH INC/VA/ OMI · Entity 6858 | GrantCommon Stock | 3,050 | $0.00 | $0.00 |
DisclosureSEC source: 0000075252-17-000083 · edgar.xml · nonDerivative · entry 1 GERDELMAN JOHN W · CIK 0001119837 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,470.482 F1 · security: Restricted stock with one year vesting date. F2 · balance_after: Total reflects shares acquired through dividend reinvestment transactions not previously included in beneficial ownership. Read SEC document |
| April 11, 2017 Filed Apr 13, 2017 09:57 UTC | BROCADE COMMUNICATIONS SYSTEMS INC BRCD · Entity 171546 | GrantCommon Stock | 16,013 | $0.00 | $0.00 |
DisclosureSEC source: 0001009626-17-000038 · wf-form4_149209183865232.xml · nonDerivative · entry 1 GERDELMAN JOHN W · CIK 0001119837 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,285 F1 · shares: Represents an automatic non-discretionary annual grant of restricted stock units that will vest in full no later than April 11, 2018 subject to the terms of the 2009 Director Plan, as amended. Each restricted stock unit represents a contingent right to receive one share of Brocade common stock. F2 · balance_after: Amount of securities beneficially owned includes 16,013 unvested restricted stock units. Read SEC document |
| December 13, 2016 Filed Dec 15, 2016 19:19 UTC | BROCADE COMMUNICATIONS SYSTEMS INC BRCD · Entity 171546 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $6.32 | $0.00 |
DisclosureSEC source: 0001009626-16-000324 · wf-form4_148184757461297.xml · derivative · entry 3 GERDELMAN JOHN W · CIK 0001119837 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2017-04-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vested in full on April 12, 2011, subject to the terms of the 2009 Director Plan. Read SEC document |
| December 13, 2016 Filed Dec 15, 2016 19:19 UTC | BROCADE COMMUNICATIONS SYSTEMS INC BRCD · Entity 171546 | Tax withholdingCommon Stock | 10,202 | $12.39 | $126,402.78 |
DisclosureSEC source: 0001009626-16-000324 · wf-form4_148184757461297.xml · nonDerivative · entry 2 GERDELMAN JOHN W · CIK 0001119837 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,272 F1 · shares: Shares withheld for payment of exercise price pursuant to terms of the option agreement. The fair market value of Brocade common stock used for purposes of calculating the number of shares to be withheld was the closing price of Brocade common stock as reported on the NASDAQ Stock Market on December 13, 2016. F2 · balance_after: Amount of securities beneficially owned includes 20,223 unvested restricted stock units. Read SEC document |
| December 13, 2016 Filed Dec 15, 2016 19:19 UTC | BROCADE COMMUNICATIONS SYSTEMS INC BRCD · Entity 171546 | Exercise / conversionCommon Stock | 20,000 | $6.32 | $126,400.00 |
DisclosureSEC source: 0001009626-16-000324 · wf-form4_148184757461297.xml · nonDerivative · entry 1 GERDELMAN JOHN W · CIK 0001119837 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,474 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.