Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Affirm Holdings, Inc.AFRM · Entity 1572 | Director | July 01, 2026 | July 06, 2026 |
| CAPITAL ONE FINANCIAL CORPCOF · Entity 547 | President, Card | March 08, 2016 | March 10, 2016 |
| Elevance Health, Inc.ELV · Entity 2934 | Director | May 13, 2026 | May 15, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Affirm Holdings, Inc.
Report date July 01, 2026 · Filed July 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 3,755 |
Ending reported balance
After 2026-07-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-07-01 · Grant · Acquired 655 · Balance 655 F1: Grant of Restricted Stock Units (RSUs) under the Issuer's Amended and Restated 2012 Stock Plan. The RSUs will vest in full on July 1, 2027. F2: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. Row 2 · 2026-07-01 · Grant · Acquired 3,100 · Balance 3,755 F3: Grant of RSUs under the Issuer's Amended and Restated 2012 Stock Plan. The RSUs vest in three annual installments beginning July 1, 2027. F2: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of Restricted Stock Units (RSUs) under the Issuer's Amended and Restated 2012 Stock Plan. The RSUs will vest in full on July 1, 2027.
F2: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.
F3: Grant of RSUs under the Issuer's Amended and Restated 2012 Stock Plan. The RSUs vest in three annual installments beginning July 1, 2027.
CAPITAL ONE FINANCIAL CORP
Report date March 08, 2016 · Filed March 10, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 191,957 |
Reported balance
After 2016-03-08 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2016-03-08 · Grant · Acquired 18,011 · Balance 191,957 F1: These shares were earned pursuant to an award of performance shares granted on January 31, 2013 based on the Company's Adjusted ROA against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. F2: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. |
| Common StockSEC Table I · non-derivative | Direct | 182,790 |
Reported balance
After 2016-03-08 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2016-03-08 · Tax withholding · Disposed 9,167 · Balance 182,790 F3: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were earned pursuant to an award of performance shares granted on January 31, 2013 based on the Company's Adjusted ROA against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.
F2: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.
F3: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.
Elevance Health, Inc.
Report date May 13, 2026 · Filed May 15, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 7,163 |
Reported balance
After 2026-05-13 transaction · row 1
1 source rowRow 1 · 2026-05-13 · Grant · Acquired 563 · Balance 7,163 F1: Deferred stock units accrued under the Elevance Health, Inc. ("Company") Board of Directors Compensation Program. F2: The deferred stock units shall be payable in Company common stock upon the first to occur of (a) five years from the date of grant or (b) the date the Reporting Person ceases to be a member of the Company's board of directors, unless a later date is designated in the Reporting Person's election made under the Company's Board of Directors Deferred Compensation Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Deferred stock units accrued under the Elevance Health, Inc. ("Company") Board of Directors Compensation Program.
F2: The deferred stock units shall be payable in Company common stock upon the first to occur of (a) five years from the date of grant or (b) the date the Reporting Person ceases to be a member of the Company's board of directors, unless a later date is designated in the Reporting Person's election made under the Company's Board of Directors Deferred Compensation Plan.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Anywhere Real Estate Inc.
Report date January 07, 2026 · Filed January 09, 2026
Section 16 reporting ended · disclosed 2026-01-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par valueSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2026-01-09 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2026-01-07 · Grant · Acquired 819,399 · Balance 3,335,451 F1: Represents shares earned under the applicable performance criteria of the 2023 Performance Stock Unit ("PSU") awards, prior to applicable tax withholding (which will be applied following the transactions referred to in the footnotes below). Row 2 · 2026-01-09 · Grant · Acquired 2,548,018 · Balance 5,883,469 F2: On January 9, 2026, pursuant to the previously announced Agreement and Plan of Merger, dated as of September 22, 2025 (the "Merger Agreement"), by and among Anywhere Real Estate Inc. (the "Company"), Compass, Inc. ("Compass"), and Velocity Merger Sub, Inc., a wholly owned subsidiary of Compass ("Merger Sub"), Merger Sub merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Compass. F3: Pursuant to the Merger Agreement, each share of Company common stock, par value $0.01 per share ("Company common stock"), issued and outstanding immediately prior to the effective time of the Merger (the "Effective Time"), was converted into the right to receive 1.436 fully paid and nonassessable shares (the "Exchange Ratio") of class A common stock of Compass (the "Compass Shares") and, if applicable, cash in lieu of fractional shares. F4: Pursuant to the Merger Agreement, at the Effective Time, each outstanding PSU award was canceled and converted into a restricted stock unit ("RSU") award in respect of Compass Shares covering that number of Compass Shares equal to (i) the number of shares of Company common stock subject to the award (based on performance goals determined in the manner set forth in the Merger Agreement) multiplied by (ii) the Exchange Ratio. The amount reported in this line reflects the number of shares earned under subsection (i) of the prior sentence. Row 3 · 2026-01-09 · Disposition to issuer · Disposed 5,883,469 · Balance 0 F2: On January 9, 2026, pursuant to the previously announced Agreement and Plan of Merger, dated as of September 22, 2025 (the "Merger Agreement"), by and among Anywhere Real Estate Inc. (the "Company"), Compass, Inc. ("Compass"), and Velocity Merger Sub, Inc., a wholly owned subsidiary of Compass ("Merger Sub"), Merger Sub merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Compass. F3: Pursuant to the Merger Agreement, each share of Company common stock, par value $0.01 per share ("Company common stock"), issued and outstanding immediately prior to the effective time of the Merger (the "Effective Time"), was converted into the right to receive 1.436 fully paid and nonassessable shares (the "Exchange Ratio") of class A common stock of Compass (the "Compass Shares") and, if applicable, cash in lieu of fractional shares. F5: Pursuant to the Merger Agreement, at the Effective Time, each outstanding RSU award was canceled and converted into a RSU award in respect of Compass Shares covering that number of Compass Shares equal to the product of (i) the number of shares of Company common stock subject to the award multiplied by (ii) the Exchange Ratio. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares earned under the applicable performance criteria of the 2023 Performance Stock Unit ("PSU") awards, prior to applicable tax withholding (which will be applied following the transactions referred to in the footnotes below).
F2: On January 9, 2026, pursuant to the previously announced Agreement and Plan of Merger, dated as of September 22, 2025 (the "Merger Agreement"), by and among Anywhere Real Estate Inc. (the "Company"), Compass, Inc. ("Compass"), and Velocity Merger Sub, Inc., a wholly owned subsidiary of Compass ("Merger Sub"), Merger Sub merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Compass.
F3: Pursuant to the Merger Agreement, each share of Company common stock, par value $0.01 per share ("Company common stock"), issued and outstanding immediately prior to the effective time of the Merger (the "Effective Time"), was converted into the right to receive 1.436 fully paid and nonassessable shares (the "Exchange Ratio") of class A common stock of Compass (the "Compass Shares") and, if applicable, cash in lieu of fractional shares.
F4: Pursuant to the Merger Agreement, at the Effective Time, each outstanding PSU award was canceled and converted into a restricted stock unit ("RSU") award in respect of Compass Shares covering that number of Compass Shares equal to (i) the number of shares of Company common stock subject to the award (based on performance goals determined in the manner set forth in the Merger Agreement) multiplied by (ii) the Exchange Ratio. The amount reported in this line reflects the number of shares earned under subsection (i) of the prior sentence.
F5: Pursuant to the Merger Agreement, at the Effective Time, each outstanding RSU award was canceled and converted into a RSU award in respect of Compass Shares covering that number of Compass Shares equal to the product of (i) the number of shares of Company common stock subject to the award multiplied by (ii) the Exchange Ratio.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 29, 2015 Filed Jun 2, 2015 22:53 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 36,800 | $83.90 | $3,087,520.00 |
DisclosureSEC source: 0001225208-15-013214 · doc4.xml · nonDerivative · entry 6 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,293 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 30, 2015, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F5 · price: These shares were sold at prices ranging from $83.33 to $84.29. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| May 29, 2015 Filed Jun 2, 2015 22:53 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 2,100 | $84.48 | $177,408.00 |
DisclosureSEC source: 0001225208-15-013214 · doc4.xml · nonDerivative · entry 5 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291,093 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 30, 2015, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F4 · price: These shares were sold at prices ranging from $84.36 to $84.51. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| May 29, 2015 Filed Jun 2, 2015 22:53 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 1,500 | $84.49 | $126,735.00 |
DisclosureSEC source: 0001225208-15-013214 · doc4.xml · nonDerivative · entry 4 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,193 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 30, 2015, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F3 · price: These shares were sold at prices ranging from $84.33 to $84.51. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| May 29, 2015 Filed Jun 2, 2015 22:53 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 900 | $84.46 | $76,014.00 |
DisclosureSEC source: 0001225208-15-013214 · doc4.xml · nonDerivative · entry 3 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,693 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 30, 2015, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F3 · price: These shares were sold at prices ranging from $84.33 to $84.51. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| May 29, 2015 Filed Jun 2, 2015 22:53 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 37,700 | $48.95 | $1,845,415.00 |
DisclosureSEC source: 0001225208-15-013214 · doc4.xml · nonDerivative · entry 2 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 295,593 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 30, 2015, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 29, 2015 Filed Jun 2, 2015 22:53 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 48,678 | $45.75 | $2,227,018.50 |
DisclosureSEC source: 0001225208-15-013214 · doc4.xml · nonDerivative · entry 1 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,893 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 30, 2015, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| March 10, 2015 Filed Mar 12, 2015 22:07 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionPerformance Share Units · Derivative | 36,071 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-007745 · doc4.xml · derivative · entry 3 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 36,071 shares Expires 2015-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These performance shares for the January 31, 2012 grant were settled at the end of a three-year period based on the Company's Adjusted ROA against a peer group of companies. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. F1 · derivative.exercise_date: These performance shares for the January 31, 2012 grant were settled at the end of a three-year period based on the Company's Adjusted ROA against a peer group of companies. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. F1 · derivative.expiration_date: These performance shares for the January 31, 2012 grant were settled at the end of a three-year period based on the Company's Adjusted ROA against a peer group of companies. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. Read SEC document |
| March 10, 2015 Filed Mar 12, 2015 22:07 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 18,361 | $77.72 | $1,427,016.92 |
DisclosureSEC source: 0001225208-15-007745 · doc4.xml · nonDerivative · entry 2 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,821 F3 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares for the January 31, 2012 grant. This is authorized in the performance share award agreement. Read SEC document |
| March 10, 2015 Filed Mar 12, 2015 22:07 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 36,071 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-007745 · doc4.xml · nonDerivative · entry 1 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,182 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These performance shares for the January 31, 2012 grant were settled at the end of a three-year period based on the Company's Adjusted ROA against a peer group of companies. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| March 02, 2015 Filed Mar 4, 2015 21:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionStock Options · Derivative | 15,650 | $0.00 Strike: $78.71 | $0.00 |
DisclosureSEC source: 0001225208-15-006786 · doc4.xml · derivative · entry 3 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,650 shares Expires 2015-03-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on July, 21 2014, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F3 · derivative.exercise_date: This option became exercisable in 1/3 increments beginning on March 15, 2006 and annually thereafter. Read SEC document |
| March 02, 2015 Filed Mar 4, 2015 21:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 15,650 | $78.90 | $1,234,785.00 |
DisclosureSEC source: 0001225208-15-006786 · doc4.xml · nonDerivative · entry 2 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,916 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on July, 21 2014, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| March 02, 2015 Filed Mar 4, 2015 21:48 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 15,650 | $78.71 | $1,231,811.50 |
DisclosureSEC source: 0001225208-15-006786 · doc4.xml · nonDerivative · entry 1 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,566 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on July, 21 2014, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| February 15, 2015 Filed Feb 18, 2015 21:29 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionRestricted Stock Units · Derivative | 11,599 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-004482 · doc4.xml · derivative · entry 7 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,599 shares Expires 2015-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit vested on January 1, 2015 and settled in cash on February 15, 2015 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. F1 · price: Each restricted stock unit vested on January 1, 2015 and settled in cash on February 15, 2015 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. F1 · derivative.exercise_date: Each restricted stock unit vested on January 1, 2015 and settled in cash on February 15, 2015 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. F1 · derivative.expiration_date: Each restricted stock unit vested on January 1, 2015 and settled in cash on February 15, 2015 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. Read SEC document |
| February 15, 2015 Filed Feb 18, 2015 21:29 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversion2014 Restricted Stock Units · Derivative | 5,593 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-004482 · doc4.xml · derivative · entry 6 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,185 Underlying: Common Stock · 5,593 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: On February 15, 2015, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. F2 · price: On February 15, 2015, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. F4 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2015 and annually thereafter. F4 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2015 and annually thereafter. Read SEC document |
| February 15, 2015 Filed Feb 18, 2015 21:29 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Disposition to issuerCommon Stock | 11,599 | $76.27 | $884,655.73 |
DisclosureSEC source: 0001225208-15-004482 · doc4.xml · nonDerivative · entry 5 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,915 F1 · price: Each restricted stock unit vested on January 1, 2015 and settled in cash on February 15, 2015 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. Read SEC document |
| February 15, 2015 Filed Feb 18, 2015 21:29 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Disposition to issuerCommon Stock | 5,593 | $76.27 | $426,578.11 |
DisclosureSEC source: 0001225208-15-004482 · doc4.xml · nonDerivative · entry 4 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,514 F2 · price: On February 15, 2015, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 15, 2015 Filed Feb 18, 2015 21:29 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 3,279 | $78.88 | $258,647.52 |
DisclosureSEC source: 0001225208-15-004482 · doc4.xml · nonDerivative · entry 3 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,107 F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 30, 2014. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2015 Filed Feb 18, 2015 21:29 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 5,593 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-004482 · doc4.xml · nonDerivative · entry 2 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,386 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: On February 15, 2015, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 15, 2015 Filed Feb 18, 2015 21:29 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 11,599 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-004482 · doc4.xml · nonDerivative · entry 1 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,793 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit vested on January 1, 2015 and settled in cash on February 15, 2015 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. Read SEC document |
| February 10, 2015 Filed Feb 12, 2015 21:54 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionRestricted Stock Units · Derivative | 9,522 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-003764 · doc4.xml · derivative · entry 8 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,522 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 10, 2015 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F1 · price: On February 10, 2015 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F6 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 10, 2013 and annually thereafter. F6 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 10, 2013 and annually thereafter. Read SEC document |
| February 10, 2015 Filed Feb 12, 2015 21:54 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversion2013 Restricted Stock Units · Derivative | 5,200 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-003764 · doc4.xml · derivative · entry 7 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,201 Underlying: Common Stock · 5,200 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 10, 2015 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F1 · price: On February 10, 2015 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F5 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 10, 2014 and annually thereafter. F5 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 10, 2014 and annually thereafter. Read SEC document |
| February 10, 2015 Filed Feb 12, 2015 21:54 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Disposition to issuerCommon Stock | 9,522 | $76.39 | $727,385.58 |
DisclosureSEC source: 0001225208-15-003764 · doc4.xml · nonDerivative · entry 6 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,194 F1 · price: On February 10, 2015 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| February 10, 2015 Filed Feb 12, 2015 21:54 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Disposition to issuerCommon Stock | 5,200 | $76.39 | $397,228.00 |
DisclosureSEC source: 0001225208-15-003764 · doc4.xml · nonDerivative · entry 5 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,716 F1 · price: On February 10, 2015 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| February 10, 2015 Filed Feb 12, 2015 21:54 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 3,521 | $77.06 | $271,328.26 |
DisclosureSEC source: 0001225208-15-003764 · doc4.xml · nonDerivative · entry 4 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,916 F4 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on January 31, 2012. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 10, 2015 Filed Feb 12, 2015 21:54 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 3,129 | $77.06 | $241,120.74 |
DisclosureSEC source: 0001225208-15-003764 · doc4.xml · nonDerivative · entry 3 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,437 F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on January 31, 2013. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 10, 2015 Filed Feb 12, 2015 21:54 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 5,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-003764 · doc4.xml · nonDerivative · entry 2 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,566 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 10, 2015 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| February 10, 2015 Filed Feb 12, 2015 21:54 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 9,522 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-003764 · doc4.xml · nonDerivative · entry 1 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,366 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 10, 2015 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| January 29, 2015 Filed Feb 2, 2015 22:31 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantStock Options · Derivative | 46,374 | $0.00 Strike: $74.96 | $0.00 |
DisclosureSEC source: 0001225208-15-002615 · doc4.xml · derivative · entry 4 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,374 Underlying: Common Stock · 46,374 shares Expires 2025-01-28 F6 · derivative.exercise_date: This option becomes exercisable in 1/3 increments beginning on February 15, 2016 and annually thereafter. Read SEC document |
| January 29, 2015 Filed Feb 2, 2015 22:31 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantRestricted Stock Units · Derivative | 11,473 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-002615 · doc4.xml · derivative · entry 3 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,473 Underlying: Common Stock · 11,473 shares Expires 2016-02-15 F5 · derivative.exercise_price: Each restricted stock unit will vest on January 1, 2016 and will be settled in cash on February 15, 2016 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. F5 · derivative.exercise_date: Each restricted stock unit will vest on January 1, 2016 and will be settled in cash on February 15, 2016 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. F5 · derivative.expiration_date: Each restricted stock unit will vest on January 1, 2016 and will be settled in cash on February 15, 2016 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. Read SEC document |
| January 29, 2015 Filed Feb 2, 2015 22:31 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Grant2015 Restricted Stock Units · Derivative | 14,806 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-002615 · doc4.xml · derivative · entry 2 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,806 Underlying: Common Stock · 14,806 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the vesting date. F3 · shares: This award is reported net of 565 units automatically withheld by the Company to satisfy the reporting person's tax obligation. F4 · derivative.exercise_date: These restricted stock units will vest in 1/3 increments beginning on February 15, 2016 and annually thereafter. F4 · derivative.expiration_date: These restricted stock units will vest in 1/3 increments beginning on February 15, 2016 and annually thereafter. F3 · derivative.underlying_shares: This award is reported net of 565 units automatically withheld by the Company to satisfy the reporting person's tax obligation. Read SEC document |
| January 29, 2015 Filed Feb 2, 2015 22:31 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 21,034 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-002615 · doc4.xml · nonDerivative · entry 1 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,637 F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2016 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock. Read SEC document |
| September 19, 2014 Filed Sep 22, 2014 20:49 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionStock Options · Derivative | 72,683 | $0.00 Strike: $48.28 | $0.00 |
DisclosureSEC source: 0001225208-14-020294 · doc4.xml · derivative · entry 3 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 72,683 shares Expires 2021-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on July 21, 2014, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F3 · derivative.exercise_date: This option became exercisable in 1/3 increments beginning on January 26, 2011, and annually thereafter. Read SEC document |
| September 19, 2014 Filed Sep 22, 2014 20:49 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 65,477 | $84.00 | $5,500,068.00 |
DisclosureSEC source: 0001225208-14-020294 · doc4.xml · nonDerivative · entry 2 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,613 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on July 21, 2014, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| September 19, 2014 Filed Sep 22, 2014 20:49 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 72,683 | $48.28 | $3,509,135.24 |
DisclosureSEC source: 0001225208-14-020294 · doc4.xml · nonDerivative · entry 1 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,090 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on July 21, 2014, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| August 20, 2014 Filed Aug 22, 2014 20:07 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 2,791 | $80.41 | $224,424.31 |
DisclosureSEC source: 0001225208-14-019039 · doc4.xml · nonDerivative · entry 1 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,397 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on July 21, 2014, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| March 10, 2014 Filed Mar 12, 2014 23:33 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionPerformance Share Units · Derivative | 17,139 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-008178 · doc4.xml · derivative · entry 3 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,139 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These performance shares for the January 26, 2011 grant were settled at the end of a three-year performance period based on the Company's relative and absolute cash return on average tangible assets against a peer group of companies. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. F1 · derivative.exercise_date: These performance shares for the January 26, 2011 grant were settled at the end of a three-year performance period based on the Company's relative and absolute cash return on average tangible assets against a peer group of companies. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. F1 · derivative.expiration_date: These performance shares for the January 26, 2011 grant were settled at the end of a three-year performance period based on the Company's relative and absolute cash return on average tangible assets against a peer group of companies. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. Read SEC document |
| March 10, 2014 Filed Mar 12, 2014 23:33 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 8,724 | $75.15 | $655,608.60 |
DisclosureSEC source: 0001225208-14-008178 · doc4.xml · nonDerivative · entry 2 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,415 F3 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares for the January 26, 2011 grant. This is authorized in the performance share award agreement. Read SEC document |
| March 10, 2014 Filed Mar 12, 2014 23:33 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 17,139 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-008178 · doc4.xml · nonDerivative · entry 1 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,139 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These performance shares for the January 26, 2011 grant were settled at the end of a three-year performance period based on the Company's relative and absolute cash return on average tangible assets against a peer group of companies. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| February 10, 2014 Filed Feb 13, 2014 00:15 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionRestricted Stock Units · Derivative | 9,521 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-004389 · doc4.xml · derivative · entry 8 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,522 Underlying: Common Stock · 9,521 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 10, 2014 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F1 · price: On February 10, 2014 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F6 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 10, 2013 and annually thereafter. F6 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 10, 2013 and annually thereafter. Read SEC document |
| February 10, 2014 Filed Feb 13, 2014 00:15 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversion2013 Restricted Stock Units · Derivative | 5,200 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-004389 · doc4.xml · derivative · entry 7 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,401 Underlying: Common Stock · 5,200 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 10, 2014 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F1 · price: On February 10, 2014 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F5 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 10, 2014 and annually thereafter. F5 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 10, 2014 and annually thereafter. Read SEC document |
| February 10, 2014 Filed Feb 13, 2014 00:15 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Disposition to issuerCommon Stock | 9,521 | $72.24 | $687,797.04 |
DisclosureSEC source: 0001225208-14-004389 · doc4.xml · nonDerivative · entry 6 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,787 F1 · price: On February 10, 2014 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| February 10, 2014 Filed Feb 13, 2014 00:15 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Disposition to issuerCommon Stock | 5,200 | $72.24 | $375,648.00 |
DisclosureSEC source: 0001225208-14-004389 · doc4.xml · nonDerivative · entry 5 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,308 F1 · price: On February 10, 2014 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| February 10, 2014 Filed Feb 13, 2014 00:15 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 4,937 | $71.37 | $352,353.69 |
DisclosureSEC source: 0001225208-14-004389 · doc4.xml · nonDerivative · entry 4 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,508 F4 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on January 31, 2012. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 10, 2014 Filed Feb 13, 2014 00:15 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 3,209 | $71.37 | $229,026.33 |
DisclosureSEC source: 0001225208-14-004389 · doc4.xml · nonDerivative · entry 3 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,445 F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on January 31, 2013. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 10, 2014 Filed Feb 13, 2014 00:15 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 5,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-004389 · doc4.xml · nonDerivative · entry 2 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,654 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 10, 2014 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| February 10, 2014 Filed Feb 13, 2014 00:15 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 9,521 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-004389 · doc4.xml · nonDerivative · entry 1 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,454 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 10, 2014 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| January 30, 2014 Filed Feb 4, 2014 00:21 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantStock Options · Derivative | 37,934 | $0.00 Strike: $70.96 | $0.00 |
DisclosureSEC source: 0001225208-14-003164 · doc4.xml · derivative · entry 4 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,934 Underlying: Common Stock · 37,934 shares Expires 2024-01-29 F6 · derivative.exercise_date: This option becomes exercisable in 1/3 increments beginning on February 15, 2015 and annually thereafter. Read SEC document |
| January 30, 2014 Filed Feb 4, 2014 00:21 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantRestricted Stock Units · Derivative | 11,599 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-003164 · doc4.xml · derivative · entry 3 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,599 Underlying: Common Stock · 11,599 shares Expires 2015-02-15 F5 · derivative.exercise_price: Each restricted stock unit will vest on January 1, 2015 and will be settled in cash on February 15, 2015 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. F5 · derivative.exercise_date: Each restricted stock unit will vest on January 1, 2015 and will be settled in cash on February 15, 2015 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. F5 · derivative.expiration_date: Each restricted stock unit will vest on January 1, 2015 and will be settled in cash on February 15, 2015 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. Read SEC document |
| January 30, 2014 Filed Feb 4, 2014 00:21 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Grant2014 Restricted Stock Units · Derivative | 16,778 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-003164 · doc4.xml · derivative · entry 2 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,778 Underlying: Common Stock · 16,778 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the vesting date. F3 · shares: This award is reported net of 620 units automatically withheld by the Company to satisfy the reporting person's tax obligation. F4 · derivative.exercise_date: These restricted stock units will vest in 1/3 increments beginning on February 15, 2015 and annually thereafter. F4 · derivative.expiration_date: These restricted stock units will vest in 1/3 increments beginning on February 15, 2015 and annually thereafter. F3 · derivative.underlying_shares: This award is reported net of 620 units automatically withheld by the Company to satisfy the reporting person's tax obligation. Read SEC document |
| January 30, 2014 Filed Feb 4, 2014 00:21 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 19,321 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-003164 · doc4.xml · nonDerivative · entry 1 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,722 F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2015 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.