Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Affirm Holdings, Inc.AFRM · Entity 1572 | Director | July 01, 2026 | July 06, 2026 |
| CAPITAL ONE FINANCIAL CORPCOF · Entity 547 | President, Card | March 08, 2016 | March 10, 2016 |
| Elevance Health, Inc.ELV · Entity 2934 | Director | May 13, 2026 | May 15, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Affirm Holdings, Inc.
Report date July 01, 2026 · Filed July 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 3,755 |
Ending reported balance
After 2026-07-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-07-01 · Grant · Acquired 655 · Balance 655 F1: Grant of Restricted Stock Units (RSUs) under the Issuer's Amended and Restated 2012 Stock Plan. The RSUs will vest in full on July 1, 2027. F2: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. Row 2 · 2026-07-01 · Grant · Acquired 3,100 · Balance 3,755 F3: Grant of RSUs under the Issuer's Amended and Restated 2012 Stock Plan. The RSUs vest in three annual installments beginning July 1, 2027. F2: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of Restricted Stock Units (RSUs) under the Issuer's Amended and Restated 2012 Stock Plan. The RSUs will vest in full on July 1, 2027.
F2: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.
F3: Grant of RSUs under the Issuer's Amended and Restated 2012 Stock Plan. The RSUs vest in three annual installments beginning July 1, 2027.
CAPITAL ONE FINANCIAL CORP
Report date March 08, 2016 · Filed March 10, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 191,957 |
Reported balance
After 2016-03-08 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2016-03-08 · Grant · Acquired 18,011 · Balance 191,957 F1: These shares were earned pursuant to an award of performance shares granted on January 31, 2013 based on the Company's Adjusted ROA against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. F2: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. |
| Common StockSEC Table I · non-derivative | Direct | 182,790 |
Reported balance
After 2016-03-08 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2016-03-08 · Tax withholding · Disposed 9,167 · Balance 182,790 F3: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were earned pursuant to an award of performance shares granted on January 31, 2013 based on the Company's Adjusted ROA against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.
F2: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.
F3: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.
Elevance Health, Inc.
Report date May 13, 2026 · Filed May 15, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 7,163 |
Reported balance
After 2026-05-13 transaction · row 1
1 source rowRow 1 · 2026-05-13 · Grant · Acquired 563 · Balance 7,163 F1: Deferred stock units accrued under the Elevance Health, Inc. ("Company") Board of Directors Compensation Program. F2: The deferred stock units shall be payable in Company common stock upon the first to occur of (a) five years from the date of grant or (b) the date the Reporting Person ceases to be a member of the Company's board of directors, unless a later date is designated in the Reporting Person's election made under the Company's Board of Directors Deferred Compensation Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Deferred stock units accrued under the Elevance Health, Inc. ("Company") Board of Directors Compensation Program.
F2: The deferred stock units shall be payable in Company common stock upon the first to occur of (a) five years from the date of grant or (b) the date the Reporting Person ceases to be a member of the Company's board of directors, unless a later date is designated in the Reporting Person's election made under the Company's Board of Directors Deferred Compensation Plan.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Anywhere Real Estate Inc.
Report date January 07, 2026 · Filed January 09, 2026
Section 16 reporting ended · disclosed 2026-01-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par valueSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2026-01-09 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2026-01-07 · Grant · Acquired 819,399 · Balance 3,335,451 F1: Represents shares earned under the applicable performance criteria of the 2023 Performance Stock Unit ("PSU") awards, prior to applicable tax withholding (which will be applied following the transactions referred to in the footnotes below). Row 2 · 2026-01-09 · Grant · Acquired 2,548,018 · Balance 5,883,469 F2: On January 9, 2026, pursuant to the previously announced Agreement and Plan of Merger, dated as of September 22, 2025 (the "Merger Agreement"), by and among Anywhere Real Estate Inc. (the "Company"), Compass, Inc. ("Compass"), and Velocity Merger Sub, Inc., a wholly owned subsidiary of Compass ("Merger Sub"), Merger Sub merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Compass. F3: Pursuant to the Merger Agreement, each share of Company common stock, par value $0.01 per share ("Company common stock"), issued and outstanding immediately prior to the effective time of the Merger (the "Effective Time"), was converted into the right to receive 1.436 fully paid and nonassessable shares (the "Exchange Ratio") of class A common stock of Compass (the "Compass Shares") and, if applicable, cash in lieu of fractional shares. F4: Pursuant to the Merger Agreement, at the Effective Time, each outstanding PSU award was canceled and converted into a restricted stock unit ("RSU") award in respect of Compass Shares covering that number of Compass Shares equal to (i) the number of shares of Company common stock subject to the award (based on performance goals determined in the manner set forth in the Merger Agreement) multiplied by (ii) the Exchange Ratio. The amount reported in this line reflects the number of shares earned under subsection (i) of the prior sentence. Row 3 · 2026-01-09 · Disposition to issuer · Disposed 5,883,469 · Balance 0 F2: On January 9, 2026, pursuant to the previously announced Agreement and Plan of Merger, dated as of September 22, 2025 (the "Merger Agreement"), by and among Anywhere Real Estate Inc. (the "Company"), Compass, Inc. ("Compass"), and Velocity Merger Sub, Inc., a wholly owned subsidiary of Compass ("Merger Sub"), Merger Sub merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Compass. F3: Pursuant to the Merger Agreement, each share of Company common stock, par value $0.01 per share ("Company common stock"), issued and outstanding immediately prior to the effective time of the Merger (the "Effective Time"), was converted into the right to receive 1.436 fully paid and nonassessable shares (the "Exchange Ratio") of class A common stock of Compass (the "Compass Shares") and, if applicable, cash in lieu of fractional shares. F5: Pursuant to the Merger Agreement, at the Effective Time, each outstanding RSU award was canceled and converted into a RSU award in respect of Compass Shares covering that number of Compass Shares equal to the product of (i) the number of shares of Company common stock subject to the award multiplied by (ii) the Exchange Ratio. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares earned under the applicable performance criteria of the 2023 Performance Stock Unit ("PSU") awards, prior to applicable tax withholding (which will be applied following the transactions referred to in the footnotes below).
F2: On January 9, 2026, pursuant to the previously announced Agreement and Plan of Merger, dated as of September 22, 2025 (the "Merger Agreement"), by and among Anywhere Real Estate Inc. (the "Company"), Compass, Inc. ("Compass"), and Velocity Merger Sub, Inc., a wholly owned subsidiary of Compass ("Merger Sub"), Merger Sub merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Compass.
F3: Pursuant to the Merger Agreement, each share of Company common stock, par value $0.01 per share ("Company common stock"), issued and outstanding immediately prior to the effective time of the Merger (the "Effective Time"), was converted into the right to receive 1.436 fully paid and nonassessable shares (the "Exchange Ratio") of class A common stock of Compass (the "Compass Shares") and, if applicable, cash in lieu of fractional shares.
F4: Pursuant to the Merger Agreement, at the Effective Time, each outstanding PSU award was canceled and converted into a restricted stock unit ("RSU") award in respect of Compass Shares covering that number of Compass Shares equal to (i) the number of shares of Company common stock subject to the award (based on performance goals determined in the manner set forth in the Merger Agreement) multiplied by (ii) the Exchange Ratio. The amount reported in this line reflects the number of shares earned under subsection (i) of the prior sentence.
F5: Pursuant to the Merger Agreement, at the Effective Time, each outstanding RSU award was canceled and converted into a RSU award in respect of Compass Shares covering that number of Compass Shares equal to the product of (i) the number of shares of Company common stock subject to the award multiplied by (ii) the Exchange Ratio.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2019 Filed Oct 3, 2019 20:19 UTC | Elevance Health, Inc. ANTM · Entity 2934 | GrantCommon Stock | 522 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-030003 · form4.xml · nonDerivative · entry 1 Schneider Ryan M. · CIK 0001420501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 522 F1 · shares: Phantom Stock units accrued under the Anthem, Inc. ("Company") Board of Directors Compensation Program. F2 · shares: The phantom stock units shall be payable in Company common stock upon the first to occur of (a) five years from the date of grant or (b) the date the Reporting Person ceases to be a member of the Company's board of directors, unless a later date is designated in the Reporting Person's election made under the Company's Board of Directors Deferred Compensation Plan. Read SEC document |
| September 04, 2019 Filed Sep 6, 2019 20:50 UTC | Anywhere Real Estate Inc. RLGY · Entity 69629 | GrantCommon Stock, $0.01 par value | 4,142 | $0.00 | $0.00 |
DisclosureSEC source: 0001398987-19-000225 · wf-form4_156780304160571.xml · nonDerivative · entry 1 Schneider Ryan M. · CIK 0001420501 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 359,370 F1 · shares: Consist of shares underlying dividend equivalent units ("DEUs") on restricted stock units. The DEUs accrued in connection with a quarterly cash dividend paid on September 4, 2019. The DEUs vest on the same terms as the underlying restricted stock units. Read SEC document |
| May 29, 2019 Filed May 31, 2019 21:06 UTC | Anywhere Real Estate Inc. RLGY · Entity 69629 | GrantCommon Stock, $0.01 par value | 2,467 | $0.00 | $0.00 |
DisclosureSEC source: 0001398987-19-000167 · wf-form4_155933674808660.xml · nonDerivative · entry 1 Schneider Ryan M. · CIK 0001420501 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 355,228 F1 · shares: Consist of shares underlying dividend equivalent units ("DEUs") on restricted stock units. The DEUs accrued in connection with a quarterly cash dividend paid on May 29, 2019. The DEUs vest on the same terms as the underlying restricted stock units. Read SEC document |
| May 08, 2019 Filed May 8, 2019 20:07 UTC | Anywhere Real Estate Inc. RLGY · Entity 69629 | PurchaseCommon Stock, $0.01 par value | 119,300 | $8.38 | $999,734.00 |
DisclosureSEC source: 0001398987-19-000135 · wf-form4_155734604986191.xml · nonDerivative · entry 1 Schneider Ryan M. · CIK 0001420501 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 352,761 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.35 to $8.42, inclusive. The reporting person undertakes to provide Realogy Holdings Corp., any security holder of Realogy Holdings Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares at each separate price within the range set forth in this footnote (1). Read SEC document |
| March 25, 2019 Filed Mar 27, 2019 21:30 UTC | Anywhere Real Estate Inc. RLGY · Entity 69629 | GrantCommon Stock, $0.01 par value | 1,543 | $0.00 | $0.00 |
DisclosureSEC source: 0001398987-19-000095 · wf-form4_155372224003928.xml · nonDerivative · entry 1 Schneider Ryan M. · CIK 0001420501 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,461 F1 · shares: Consist of shares underlying dividend equivalent units ("DEUs") on restricted stock units. The DEUs accrued in connection with a quarterly cash dividend paid on March 25, 2019. The DEUs vest on the same terms as the underlying restricted stock units. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 22:19 UTC | Anywhere Real Estate Inc. RLGY · Entity 69629 | Tax withholdingCommon Stock, $0.01 par value | 7,239 | $13.38 | $96,857.82 |
DisclosureSEC source: 0001398987-19-000050 · wf-form4_155173797978513.xml · nonDerivative · entry 2 Schneider Ryan M. · CIK 0001420501 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,918 F2 · shares: Shares forfeited to satisfy tax withholding obligation upon partial vesting of restricted stock unit award. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 22:19 UTC | Anywhere Real Estate Inc. RLGY · Entity 69629 | GrantEmployee Stock Options · Derivative | 433,526 | $0.00 Strike: $13.60 | $0.00 |
DisclosureSEC source: 0001398987-19-000050 · wf-form4_155173797978513.xml · derivative · entry 3 Schneider Ryan M. · CIK 0001420501 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 433,526 Underlying: Common Stock, $0.01 par value · 433,526 shares Expires 2029-02-28 F3 · derivative.exercise_date: Options become exercisable in four equal annual installments, commencing on the first anniversary of the grant date. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 22:19 UTC | Anywhere Real Estate Inc. RLGY · Entity 69629 | GrantCommon Stock, $0.01 par value | 110,294 | $0.00 | $0.00 |
DisclosureSEC source: 0001398987-19-000050 · wf-form4_155173797978513.xml · nonDerivative · entry 1 Schneider Ryan M. · CIK 0001420501 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,157 F1 · shares: Represents shares issuable upon settlement of a restricted stock unit award issued under the 2018 Long Term Incentive Plan. Read SEC document |
| November 29, 2018 Filed Dec 3, 2018 22:13 UTC | Anywhere Real Estate Inc. RLGY · Entity 69629 | GrantCommon Stock, $0.01 par value | 515 | $0.00 | $0.00 |
DisclosureSEC source: 0001398987-18-000268 · wf-form4_154387516783832.xml · nonDerivative · entry 1 Schneider Ryan M. · CIK 0001420501 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,863 F1 · shares: Consist of shares underlying dividend equivalent units ("DEUs") on restricted stock units. The DEUs accrued in connection with a quarterly cash dividend paid on November 29, 2018. The DEUs vest on the same terms as the underlying restricted stock units. Read SEC document |
| October 23, 2018 Filed Oct 25, 2018 20:59 UTC | Anywhere Real Estate Inc. RLGY · Entity 69629 | Tax withholdingCommon Stock, $0.01 par value | 8,829 | $18.38 | $162,277.02 |
DisclosureSEC source: 0001398987-18-000225 · wf-form4_154050118078687.xml · nonDerivative · entry 1 Schneider Ryan M. · CIK 0001420501 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,348 F1 · kind: Shares forfeited to satisfy tax withholding obligation upon partial vesting of restricted stock unit award. Read SEC document |
| August 30, 2018 Filed Sep 4, 2018 21:06 UTC | Anywhere Real Estate Inc. RLGY · Entity 69629 | GrantCommon Stock, $0.01 par value | 574 | $0.00 | $0.00 |
DisclosureSEC source: 0001398987-18-000216 · wf-form4_153609516485627.xml · nonDerivative · entry 1 Schneider Ryan M. · CIK 0001420501 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,177 F1 · shares: Consist of shares underlying dividend equivalent units ("DEUs") on restricted stock units. The DEUs accrued in connection with a quarterly cash dividend paid on August 30, 2018. The DEUs vest on the same terms as the underlying restricted stock units. Read SEC document |
| May 30, 2018 Filed Jun 1, 2018 13:08 UTC | Anywhere Real Estate Inc. RLGY · Entity 69629 | GrantCommon Stock, $0.01 par value | 510 | $0.00 | $0.00 |
DisclosureSEC source: 0001398987-18-000163 · wf-form4_152785852101091.xml · nonDerivative · entry 1 Schneider Ryan M. · CIK 0001420501 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,603 F1 · shares: Consist of shares underlying dividend equivalent units ("DEUs") on restricted stock units. The DEUs accrued in connection with a quarterly cash dividend paid on May 30, 2018. The DEUs vest on the same terms as the underlying restricted stock units. Read SEC document |
| May 02, 2018 Filed May 4, 2018 20:25 UTC | Anywhere Real Estate Inc. RLGY · Entity 69629 | GrantCommon Stock, $0.01 par value | 199 | $0.00 | $0.00 |
DisclosureSEC source: 0001398987-18-000119 · wf-form4_152546542002630.xml · nonDerivative · entry 2 Schneider Ryan M. · CIK 0001420501 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,093 F2 · shares: Consist of shares underlying dividend equivalent units ("DEUs") accrued on the restricted stock units reported in footnote 1. The DEUs accrued in connection with a quarterly cash dividend paid on March 26, 2018. The DEUs vest on the same terms as the underlying restricted stock units. Read SEC document |
| May 02, 2018 Filed May 4, 2018 20:25 UTC | Anywhere Real Estate Inc. RLGY · Entity 69629 | GrantCommon Stock, $0.01 par value | 59,171 | $0.00 | $0.00 |
DisclosureSEC source: 0001398987-18-000119 · wf-form4_152546542002630.xml · nonDerivative · entry 1 Schneider Ryan M. · CIK 0001420501 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,894 F1 · date: Represents a restricted stock unit grant made on March 1, 2018, subject to stockholder approval of the 2018 Long-Term Incentive Plan. Realogy's stockholders approved the 2018 Long-Term Incentive Plan on May 2, 2018. Read SEC document |
| March 26, 2018 Filed Mar 28, 2018 20:43 UTC | Anywhere Real Estate Inc. RLGY · Entity 69629 | GrantCommon Stock, $0.01 par value | 258 | $0.00 | $0.00 |
DisclosureSEC source: 0001398987-18-000074 · wf-form4_152226977144013.xml · nonDerivative · entry 1 Schneider Ryan M. · CIK 0001420501 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,723 F1 · shares: Consist of shares underlying dividend equivalent units ("DEUs") on restricted stock units. The DEUs accrued in connection with a quarterly cash dividend paid on March 26, 2018. The DEUs vest on the same terms as the underlying restricted stock units. Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 22:05 UTC | Anywhere Real Estate Inc. RLGY · Entity 69629 | GrantEmployee Stock Options · Derivative | 210,674 | $0.00 Strike: $25.35 | $0.00 |
DisclosureSEC source: 0001398987-18-000041 · wf-form4_152002828529169.xml · derivative · entry 1 Schneider Ryan M. · CIK 0001420501 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,674 Underlying: Common Stock, $0.01 par value · 210,674 shares Expires 2028-03-01 F1 · derivative.exercise_date: Options become exercisable in four equal annual installments, commencing on the first anniversary of the grant date. Read SEC document |
| November 30, 2017 Filed Dec 4, 2017 21:24 UTC | Anywhere Real Estate Inc. RLGY · Entity 69629 | GrantCommon Stock, $0.01 par value | 245 | $0.00 | $0.00 |
DisclosureSEC source: 0001398987-17-000248 · wf-form4_151242266886287.xml · nonDerivative · entry 1 Schneider Ryan M. · CIK 0001420501 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,465 F1 · shares: Consist of shares underlying dividend equivalent units ("DEUs") on restricted stock units. The DEUs accrued in connection with a quarterly cash dividend paid on November 30, 2017. The DEUs vest on the same terms as the underlying restricted stock units. Read SEC document |
| October 23, 2017 Filed Oct 23, 2017 21:48 UTC | Anywhere Real Estate Inc. RLGY · Entity 69629 | GrantEmployee Stock Option (right to buy) · Derivative | 261,234 | $0.00 Strike: $32.80 | $0.00 |
DisclosureSEC source: 0001398987-17-000208 · wf-form4_150879527837835.xml · derivative · entry 2 Schneider Ryan M. · CIK 0001420501 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,234 Underlying: Common Stock, $0.01 par value · 261,234 shares Expires 2027-10-23 F2 · derivative.exercise_date: Options become exercisable in four equal annual installments, commencing on the first anniversary of the grant date. Read SEC document |
| October 23, 2017 Filed Oct 23, 2017 21:48 UTC | Anywhere Real Estate Inc. RLGY · Entity 69629 | GrantCommon Stock, $0.01 par value | 76,220 | $0.00 | $0.00 |
DisclosureSEC source: 0001398987-17-000208 · wf-form4_150879527837835.xml · nonDerivative · entry 1 Schneider Ryan M. · CIK 0001420501 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,220 F1 · shares: Represents shares issuable upon vesting of a restricted stock unit award. Read SEC document |
| March 08, 2016 Filed Mar 10, 2016 21:29 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 9,167 | $68.49 | $627,847.83 |
DisclosureSEC source: 0001225208-16-029614 · doc4.xml · nonDerivative · entry 2 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,790 F3 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement. Read SEC document |
| March 08, 2016 Filed Mar 10, 2016 21:29 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 18,011 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-029614 · doc4.xml · nonDerivative · entry 1 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,957 F1 · security: These shares were earned pursuant to an award of performance shares granted on January 31, 2013 based on the Company's Adjusted ROA against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| February 15, 2016 Filed Feb 17, 2016 22:20 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionRestricted Stock Units · Derivative | 11,473 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-026818 · doc4.xml · derivative · entry 11 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,473 shares Expires 2016-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock vested on January 1, 2016 and settled in cash on February 15, 2016 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. F1 · price: Each restricted stock vested on January 1, 2016 and settled in cash on February 15, 2016 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. F1 · derivative.exercise_date: Each restricted stock vested on January 1, 2016 and settled in cash on February 15, 2016 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. F1 · derivative.expiration_date: Each restricted stock vested on January 1, 2016 and settled in cash on February 15, 2016 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. Read SEC document |
| February 15, 2016 Filed Feb 17, 2016 22:20 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversion2015 Restricted Stock Units · Derivative | 4,936 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-026818 · doc4.xml · derivative · entry 10 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,870 Underlying: Common Stock · 4,936 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: On February 15, 2016 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. F2 · price: On February 15, 2016 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. F6 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2016 and annually thereafter. F6 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2016 and annually thereafter. Read SEC document |
| February 15, 2016 Filed Feb 17, 2016 22:20 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversion2014 Restricted Stock Units · Derivative | 5,593 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-026818 · doc4.xml · derivative · entry 9 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,592 Underlying: Common Stock · 5,593 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: On February 15, 2016 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. F2 · price: On February 15, 2016 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. F5 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2015 and annually thereafter. F5 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2015 and annually thereafter. Read SEC document |
| February 15, 2016 Filed Feb 17, 2016 22:20 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Disposition to issuerCommon Stock | 11,473 | $62.51 | $717,177.23 |
DisclosureSEC source: 0001225208-16-026818 · doc4.xml · nonDerivative · entry 8 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,694 F1 · price: Each restricted stock vested on January 1, 2016 and settled in cash on February 15, 2016 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. Read SEC document |
| February 15, 2016 Filed Feb 17, 2016 22:20 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Disposition to issuerCommon Stock | 5,593 | $62.51 | $349,618.43 |
DisclosureSEC source: 0001225208-16-026818 · doc4.xml · nonDerivative · entry 7 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,167 F2 · price: On February 15, 2016 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 15, 2016 Filed Feb 17, 2016 22:20 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Disposition to issuerCommon Stock | 4,936 | $62.51 | $308,549.36 |
DisclosureSEC source: 0001225208-16-026818 · doc4.xml · nonDerivative · entry 6 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,760 F2 · price: On February 15, 2016 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 15, 2016 Filed Feb 17, 2016 22:20 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 3,551 | $62.54 | $222,079.54 |
DisclosureSEC source: 0001225208-16-026818 · doc4.xml · nonDerivative · entry 5 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,696 F4 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 29, 2015. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2016 Filed Feb 17, 2016 22:20 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 2,335 | $62.54 | $146,030.90 |
DisclosureSEC source: 0001225208-16-026818 · doc4.xml · nonDerivative · entry 4 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,247 F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 30, 2014. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2016 Filed Feb 17, 2016 22:20 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 4,936 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-026818 · doc4.xml · nonDerivative · entry 3 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,582 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: On February 15, 2016 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 15, 2016 Filed Feb 17, 2016 22:20 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 5,593 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-026818 · doc4.xml · nonDerivative · entry 2 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,646 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: On February 15, 2016 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 15, 2016 Filed Feb 17, 2016 22:20 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 11,473 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-026818 · doc4.xml · nonDerivative · entry 1 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,053 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock vested on January 1, 2016 and settled in cash on February 15, 2016 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. Read SEC document |
| February 10, 2016 Filed Feb 12, 2016 22:47 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversion2013 Restricted Stock Units · Derivative | 5,201 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-026377 · doc4.xml · derivative · entry 4 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,201 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 10, 2016 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F1 · price: On February 10, 2016 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F3 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 10, 2014 and annually thereafter. F3 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 10, 2014 and annually thereafter. Read SEC document |
| February 10, 2016 Filed Feb 12, 2016 22:47 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Disposition to issuerCommon Stock | 5,201 | $62.74 | $326,310.74 |
DisclosureSEC source: 0001225208-16-026377 · doc4.xml · nonDerivative · entry 3 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,580 F1 · price: On February 10, 2016 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| February 10, 2016 Filed Feb 12, 2016 22:47 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 2,286 | $62.24 | $142,280.64 |
DisclosureSEC source: 0001225208-16-026377 · doc4.xml · nonDerivative · entry 2 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,781 F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on January 31, 2013. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 10, 2016 Filed Feb 12, 2016 22:47 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 5,201 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-026377 · doc4.xml · nonDerivative · entry 1 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,067 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 10, 2016 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| February 04, 2016 Filed Feb 9, 2016 02:12 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantStock Options · Derivative | 44,709 | $0.00 Strike: $63.73 | $0.00 |
DisclosureSEC source: 0001225208-16-025841 · doc4.xml · derivative · entry 4 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,709 Underlying: Common Stock · 44,709 shares Expires 2026-02-03 F7 · derivative.exercise_date: This option becomes exercisable in 1/3 increments beginning on February 15, 2017 and annually thereafter. Read SEC document |
| February 04, 2016 Filed Feb 9, 2016 02:12 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantRestricted Stock Units · Derivative | 14,358 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-025841 · doc4.xml · derivative · entry 3 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,358 Underlying: Common Stock · 14,358 shares Expires 2017-02-15 F6 · derivative.exercise_price: Each restricted stock unit will vest on January 1, 2017 and will be settled in cash on February 15, 2017 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. F6 · derivative.exercise_date: Each restricted stock unit will vest on January 1, 2017 and will be settled in cash on February 15, 2017 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. F6 · derivative.expiration_date: Each restricted stock unit will vest on January 1, 2017 and will be settled in cash on February 15, 2017 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. Read SEC document |
| February 04, 2016 Filed Feb 9, 2016 02:12 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Grant2016 Restricted Stock Units · Derivative | 13,032 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-025841 · doc4.xml · derivative · entry 2 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,032 Underlying: Common Stock · 13,032 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the vesting date. F4 · shares: This award is reported net of 463 units automatically withheld by the Company to satisfy the reporting person's tax obligation. F5 · derivative.exercise_date: These restricted stock units will vest in 1/3 increments beginning on February 15, 2017 and annually thereafter. F5 · derivative.expiration_date: These restricted stock units will vest in 1/3 increments beginning on February 15, 2017 and annually thereafter. F4 · derivative.underlying_shares: This award is reported net of 463 units automatically withheld by the Company to satisfy the reporting person's tax obligation. Read SEC document |
| February 04, 2016 Filed Feb 9, 2016 02:12 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 25,823 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-025841 · doc4.xml · nonDerivative · entry 1 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,866 F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2017 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| June 10, 2015 Filed Jun 12, 2015 20:08 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionStock Options · Derivative | 21,600 | $0.00 Strike: $48.95 | $0.00 |
DisclosureSEC source: 0001225208-15-013821 · doc4.xml · derivative · entry 3 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 Underlying: Common Stock · 21,600 shares Expires 2018-02-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 30, 2015, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F3 · derivative.exercise_date: This option became exercisable in 1/3 increments beginning on February 21, 2009 and annually thereafter. Read SEC document |
| June 10, 2015 Filed Jun 12, 2015 20:08 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 21,600 | $86.00 | $1,857,600.00 |
DisclosureSEC source: 0001225208-15-013821 · doc4.xml · nonDerivative · entry 2 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,758 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 30, 2015, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| June 10, 2015 Filed Jun 12, 2015 20:08 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 21,600 | $48.95 | $1,057,320.00 |
DisclosureSEC source: 0001225208-15-013821 · doc4.xml · nonDerivative · entry 1 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,358 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 30, 2015, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| June 01, 2015 Filed Jun 2, 2015 22:53 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionStock Options · Derivative | 4,300 | $0.00 Strike: $48.95 | $0.00 |
DisclosureSEC source: 0001225208-15-013214 · doc4.xml · derivative · entry 13 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,700 Underlying: Common Stock · 4,300 shares Expires 2018-02-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 30, 2015, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F9 · derivative.exercise_date: The option became exercisable in 1/3 increments beginning on February 21, 2009. Read SEC document |
| June 01, 2015 Filed Jun 2, 2015 22:53 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 4,300 | $84.00 | $361,200.00 |
DisclosureSEC source: 0001225208-15-013214 · doc4.xml · nonDerivative · entry 10 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,479 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 30, 2015, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| June 01, 2015 Filed Jun 2, 2015 22:53 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 4,300 | $48.95 | $210,485.00 |
DisclosureSEC source: 0001225208-15-013214 · doc4.xml · nonDerivative · entry 9 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,779 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 30, 2015, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 29, 2015 Filed Jun 2, 2015 22:53 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionStock Options · Derivative | 37,700 | $0.00 Strike: $48.95 | $0.00 |
DisclosureSEC source: 0001225208-15-013214 · doc4.xml · derivative · entry 12 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,000 Underlying: Common Stock · 37,700 shares Expires 2018-02-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 30, 2015, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F9 · derivative.exercise_date: The option became exercisable in 1/3 increments beginning on February 21, 2009. Read SEC document |
| May 29, 2015 Filed Jun 2, 2015 22:53 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionStock Options · Derivative | 48,678 | $0.00 Strike: $45.75 | $0.00 |
DisclosureSEC source: 0001225208-15-013214 · doc4.xml · derivative · entry 11 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 48,678 shares Expires 2022-01-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 30, 2015, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F8 · derivative.exercise_date: The option became exercisable in 1/3 increments beginning on February 10, 2013. Read SEC document |
| May 29, 2015 Filed Jun 2, 2015 22:53 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 56,408 | $83.73 | $4,723,041.84 |
DisclosureSEC source: 0001225208-15-013214 · doc4.xml · nonDerivative · entry 8 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,479 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 30, 2015, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F7 · price: These shares were sold at prices ranging from $83.33 to $84.24. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| May 29, 2015 Filed Jun 2, 2015 22:53 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 42,406 | $83.73 | $3,550,654.38 |
DisclosureSEC source: 0001225208-15-013214 · doc4.xml · nonDerivative · entry 7 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,887 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 30, 2015, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F6 · price: These shares were sold at prices ranging from $83.33 to $84.30. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.