Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Azenta, Inc.AZTA · Entity 4724 | Director | May 30, 2025 | November 14, 2025 |
| THERMO FISHER SCIENTIFIC INC.TMO · Entity 2836 | Executive Vice President | March 10, 2016 | March 14, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Azenta, Inc.
Report date May 30, 2025 · Filed November 14, 2025 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CommonSEC Table I · non-derivative | Direct | 17,035 |
Reported balance
After 2025-05-30 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2025-05-30 · Purchase · Acquired 12,000 · Balance 17,035 F1: This amendment is being filed to include the Power of Attorney authorizing the undersigned to sign and file Forms 3, 4, and 5 on behalf of the reporting person, which was inadvertently not included with the original Form 4 filed on June 3, 2025. F2: This amendment is being filed to correct an administrative error in the transaction code reported in the original Form 4 filed on June 3, 2025. The transaction was inadvertently reported using transaction code "A" instead of the correct code "P." |
Filing footnotes · ownership attribution and instrument terms
F1: This amendment is being filed to include the Power of Attorney authorizing the undersigned to sign and file Forms 3, 4, and 5 on behalf of the reporting person, which was inadvertently not included with the original Form 4 filed on June 3, 2025.
F2: This amendment is being filed to correct an administrative error in the transaction code reported in the original Form 4 filed on June 3, 2025. The transaction was inadvertently reported using transaction code "A" instead of the correct code "P."
THERMO FISHER SCIENTIFIC INC.
Report date March 10, 2016 · Filed March 14, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 47,286 |
Ending reported balance
After 2016-03-10 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2016-03-10 · Exercise / conversion · Acquired 17,850 · Balance 65,136 Row 2 · 2016-03-10 · Exercise / conversion · Acquired 8,075 · Balance 73,211 Row 3 · 2016-03-10 · Sale · Disposed 9,525 · Balance 63,686 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $139.10 to $140.04, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. Row 4 · 2016-03-10 · Sale · Disposed 16,400 · Balance 47,286 F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $138.18 to $139.09, inclusive. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $124.28 · Expires 2021-02-26 | Direct | 17,850 |
Reported balance
After 2016-03-10 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2016-03-10 · Exercise / conversion · Disposed 17,850 · Balance 17,850 F3: The option vests in four equal annual installments beginning on February 26, 2015. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $131.07 · Expires 2022-02-25 | Direct | 24,225 |
Reported balance
After 2016-03-10 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2016-03-10 · Exercise / conversion · Disposed 8,075 · Balance 24,225 F4: The option vests in four equal annual installments beginning on February 25, 2016. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 14,256 |
Reported balance
Holding disclosure · report date 2016-03-10 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 14,256 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $139.10 to $140.04, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $138.18 to $139.09, inclusive.
F3: The option vests in four equal annual installments beginning on February 26, 2015.
F4: The option vests in four equal annual installments beginning on February 25, 2016.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 13, 2007 Filed Nov 15, 2007 20:36 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 200 | $57.12 | $11,424.00 |
DisclosureSEC source: 0000097745-07-000249 · mal577.xml · nonDerivative · entry 14 Malus Alan J · CIK 0001380163 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,091 Read SEC document |
| November 13, 2007 Filed Nov 15, 2007 20:36 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 900 | $57.06 | $51,354.00 |
DisclosureSEC source: 0000097745-07-000249 · mal577.xml · nonDerivative · entry 13 Malus Alan J · CIK 0001380163 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,291 Read SEC document |
| November 13, 2007 Filed Nov 15, 2007 20:36 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 300 | $57.03 | $17,109.00 |
DisclosureSEC source: 0000097745-07-000249 · mal577.xml · nonDerivative · entry 12 Malus Alan J · CIK 0001380163 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,191 Read SEC document |
| November 13, 2007 Filed Nov 15, 2007 20:36 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 500 | $57.02 | $28,510.00 |
DisclosureSEC source: 0000097745-07-000249 · mal577.xml · nonDerivative · entry 11 Malus Alan J · CIK 0001380163 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,491 Read SEC document |
| November 13, 2007 Filed Nov 15, 2007 20:36 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 600 | $57.01 | $34,206.00 |
DisclosureSEC source: 0000097745-07-000249 · mal577.xml · nonDerivative · entry 10 Malus Alan J · CIK 0001380163 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,991 Read SEC document |
| November 13, 2007 Filed Nov 15, 2007 20:36 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 2,700 | $57.00 | $153,900.00 |
DisclosureSEC source: 0000097745-07-000249 · mal577.xml · nonDerivative · entry 9 Malus Alan J · CIK 0001380163 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,591 Read SEC document |
| November 13, 2007 Filed Nov 15, 2007 20:36 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 5,900 | $56.99 | $336,241.00 |
DisclosureSEC source: 0000097745-07-000249 · mal577.xml · nonDerivative · entry 8 Malus Alan J · CIK 0001380163 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,291 Read SEC document |
| November 13, 2007 Filed Nov 15, 2007 20:36 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 100 | $56.97 | $5,697.00 |
DisclosureSEC source: 0000097745-07-000249 · mal577.xml · nonDerivative · entry 7 Malus Alan J · CIK 0001380163 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,191 Read SEC document |
| November 13, 2007 Filed Nov 15, 2007 20:36 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 2,400 | $56.96 | $136,704.00 |
DisclosureSEC source: 0000097745-07-000249 · mal577.xml · nonDerivative · entry 6 Malus Alan J · CIK 0001380163 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,291 Read SEC document |
| November 13, 2007 Filed Nov 15, 2007 20:36 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 1,500 | $56.95 | $85,425.00 |
DisclosureSEC source: 0000097745-07-000249 · mal577.xml · nonDerivative · entry 5 Malus Alan J · CIK 0001380163 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,691 Read SEC document |
| November 13, 2007 Filed Nov 15, 2007 20:36 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 700 | $56.94 | $39,858.00 |
DisclosureSEC source: 0000097745-07-000249 · mal577.xml · nonDerivative · entry 4 Malus Alan J · CIK 0001380163 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,191 Read SEC document |
| November 13, 2007 Filed Nov 15, 2007 20:36 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 300 | $56.93 | $17,079.00 |
DisclosureSEC source: 0000097745-07-000249 · mal577.xml · nonDerivative · entry 3 Malus Alan J · CIK 0001380163 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,891 Read SEC document |
| November 13, 2007 Filed Nov 15, 2007 20:36 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 14,000 | $19.63 | $274,820.00 |
DisclosureSEC source: 0000097745-07-000249 · mal577.xml · nonDerivative · entry 2 Malus Alan J · CIK 0001380163 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,191 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 13, 2007 Filed Nov 15, 2007 20:36 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 8,000 | $15.00 | $120,000.00 |
DisclosureSEC source: 0000097745-07-000249 · mal577.xml · nonDerivative · entry 1 Malus Alan J · CIK 0001380163 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,191 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 12, 2007 Filed Nov 14, 2007 22:20 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionStock Option (Right to Buy) · Derivative | 22,000 | $0.00 Strike: $15.00 | $0.00 |
DisclosureSEC source: 0000097745-07-000243 · mal569.xml · derivative · entry 13 Malus Alan J · CIK 0001380163 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Common Stock · 22,000 shares Expires 2011-05-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 12, 2007 Filed Nov 14, 2007 22:20 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 700 | $57.05 | $39,935.00 |
DisclosureSEC source: 0000097745-07-000243 · mal569.xml · nonDerivative · entry 12 Malus Alan J · CIK 0001380163 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,191 Read SEC document |
| November 12, 2007 Filed Nov 14, 2007 22:20 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 700 | $57.03 | $39,921.00 |
DisclosureSEC source: 0000097745-07-000243 · mal569.xml · nonDerivative · entry 11 Malus Alan J · CIK 0001380163 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,891 Read SEC document |
| November 12, 2007 Filed Nov 14, 2007 22:20 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 600 | $57.02 | $34,212.00 |
DisclosureSEC source: 0000097745-07-000243 · mal569.xml · nonDerivative · entry 10 Malus Alan J · CIK 0001380163 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,591 Read SEC document |
| November 12, 2007 Filed Nov 14, 2007 22:20 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 10,000 | $56.99 | $569,900.00 |
DisclosureSEC source: 0000097745-07-000243 · mal569.xml · nonDerivative · entry 9 Malus Alan J · CIK 0001380163 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,191 Read SEC document |
| November 12, 2007 Filed Nov 14, 2007 22:20 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 2,300 | $56.97 | $131,031.00 |
DisclosureSEC source: 0000097745-07-000243 · mal569.xml · nonDerivative · entry 8 Malus Alan J · CIK 0001380163 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,191 Read SEC document |
| November 12, 2007 Filed Nov 14, 2007 22:20 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 700 | $56.96 | $39,872.00 |
DisclosureSEC source: 0000097745-07-000243 · mal569.xml · nonDerivative · entry 7 Malus Alan J · CIK 0001380163 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,491 Read SEC document |
| November 12, 2007 Filed Nov 14, 2007 22:20 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 1,300 | $56.95 | $74,035.00 |
DisclosureSEC source: 0000097745-07-000243 · mal569.xml · nonDerivative · entry 6 Malus Alan J · CIK 0001380163 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,191 Read SEC document |
| November 12, 2007 Filed Nov 14, 2007 22:20 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 4,700 | $56.94 | $267,618.00 |
DisclosureSEC source: 0000097745-07-000243 · mal569.xml · nonDerivative · entry 5 Malus Alan J · CIK 0001380163 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,491 Read SEC document |
| November 12, 2007 Filed Nov 14, 2007 22:20 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 800 | $56.93 | $45,544.00 |
DisclosureSEC source: 0000097745-07-000243 · mal569.xml · nonDerivative · entry 4 Malus Alan J · CIK 0001380163 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,191 Read SEC document |
| November 12, 2007 Filed Nov 14, 2007 22:20 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 200 | $56.92 | $11,384.00 |
DisclosureSEC source: 0000097745-07-000243 · mal569.xml · nonDerivative · entry 3 Malus Alan J · CIK 0001380163 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,991 Read SEC document |
| November 12, 2007 Filed Nov 14, 2007 22:20 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 22,000 | $15.00 | $330,000.00 |
DisclosureSEC source: 0000097745-07-000243 · mal569.xml · nonDerivative · entry 2 Malus Alan J · CIK 0001380163 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,191 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2007 Filed Nov 14, 2007 22:20 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 1,466 | $57.02 | $83,591.32 |
DisclosureSEC source: 0000097745-07-000243 · mal569.xml · nonDerivative · entry 1 Malus Alan J · CIK 0001380163 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,191 Read SEC document |
| January 13, 2007 Filed Jan 17, 2007 23:09 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 2,234 | $48.38 | $108,080.92 |
DisclosureSEC source: 0000097745-07-000041 · mal472.xml · nonDerivative · entry 1 Malus Alan J · CIK 0001380163 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,657 Read SEC document |
| November 09, 2006 Filed Nov 15, 2006 02:52 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantStock Option (Right to Buy) · Derivative | 38,340 | Not disclosed Strike: $31.31 | Not disclosed |
DisclosureSEC source: 0000097745-06-000220 · mal396.xml · derivative · entry 12 Malus Alan J · CIK 0001380163 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,340 Underlying: Common Stock · 38,340 shares Expires 2015-12-19 F12 · price: Received in the Merger in exchange for an employee stock option to acquire 19,170 shares of FSH common stock for $62.61 per share. F11 · derivative.exercise_date: 15,336 options are currently exercisable; 15,336 options are exercisable on 12/31/06; and 7,668 options are exercisable on 12/31/07. Read SEC document |
| November 09, 2006 Filed Nov 15, 2006 02:52 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantStock Option (Right to Buy) · Derivative | 36,400 | Not disclosed Strike: $32.30 | Not disclosed |
DisclosureSEC source: 0000097745-06-000220 · mal396.xml · derivative · entry 11 Malus Alan J · CIK 0001380163 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,400 Underlying: Common Stock · 36,400 shares Expires 2015-07-25 F10 · price: Received in the Merger in exchange for an employee stock option to acquire 18,200 shares of FSH common stock for $64.60 per share. F9 · derivative.exercise_date: 14,560 options are currently exercisable; 14,560 options are exercisable on 12/31/06; and 7,280 options are exercisable on 12/31/07. Read SEC document |
| November 09, 2006 Filed Nov 15, 2006 02:52 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantStock Option (Right to Buy) · Derivative | 37,400 | Not disclosed Strike: $30.68 | Not disclosed |
DisclosureSEC source: 0000097745-06-000220 · mal396.xml · derivative · entry 10 Malus Alan J · CIK 0001380163 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,400 Underlying: Common Stock · 37,400 shares Expires 2015-03-07 F8 · price: Received in the Merger in exchange for an employee stock option to acquire 18,700 shares of FSH common stock for $61.35 per share. Read SEC document |
| November 09, 2006 Filed Nov 15, 2006 02:52 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantStock Option (Right to Buy) · Derivative | 151,400 | $0.00 Strike: $43.37 | $0.00 |
DisclosureSEC source: 0000097745-06-000220 · mal396.xml · derivative · entry 9 Malus Alan J · CIK 0001380163 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,400 Underlying: Common Stock · 151,400 shares Expires 2013-11-09 F7 · derivative.exercise_date: The option vests in five equal annual installments beginning on November 9, 2007. Read SEC document |
| November 09, 2006 Filed Nov 15, 2006 02:52 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantStock Option (Right to Buy) · Derivative | 20,004 | Not disclosed Strike: $14.20 | Not disclosed |
DisclosureSEC source: 0000097745-06-000220 · mal396.xml · derivative · entry 8 Malus Alan J · CIK 0001380163 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,004 Underlying: Common Stock · 20,004 shares Expires 2013-01-27 F6 · price: Received in the Merger in exchange for an employee stock option to acquire 10,002 shares of FSH common stock for $28.40 per share. Read SEC document |
| November 09, 2006 Filed Nov 15, 2006 02:52 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantStock Option (Right to Buy) · Derivative | 30,000 | Not disclosed Strike: $15.00 | Not disclosed |
DisclosureSEC source: 0000097745-06-000220 · mal396.xml · derivative · entry 7 Malus Alan J · CIK 0001380163 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2011-05-03 F5 · price: Received in the Merger in exchange for an employee stock option to acquire 15,000 shares of FSH common stock for $30.00 per share. Read SEC document |
| November 09, 2006 Filed Nov 15, 2006 02:52 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantStock Option (Right to Buy) · Derivative | 36,000 | Not disclosed Strike: $19.63 | Not disclosed |
DisclosureSEC source: 0000097745-06-000220 · mal396.xml · derivative · entry 6 Malus Alan J · CIK 0001380163 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,000 Underlying: Common Stock · 36,000 shares Expires 2008-09-26 F4 · price: Received in the Merger in exchange for an employee stock option to acquire 18,000 shares of FSH common stock for $39.25 per share. Read SEC document |
| November 09, 2006 Filed Nov 15, 2006 02:52 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 3,909 | $43.37 | $169,533.33 |
DisclosureSEC source: 0000097745-06-000220 · mal396.xml · nonDerivative · entry 5 Malus Alan J · CIK 0001380163 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,891 Read SEC document |
| November 09, 2006 Filed Nov 15, 2006 02:52 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantCommon Stock | 21,600 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000097745-06-000220 · mal396.xml · nonDerivative · entry 4 Malus Alan J · CIK 0001380163 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,800 F3 · price: Received in exchange for 10,800 Restricted Stock Units accrued under FSH's 2005 Equity and Incentive Plan. The Restricted Stock Units were settled pursuant to the Merger for 2.0 shares of TMO common stock on the effective date of the Merger. Read SEC document |
| November 09, 2006 Filed Nov 15, 2006 02:52 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantCommon Stock | 13,200 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000097745-06-000220 · mal396.xml · nonDerivative · entry 3 Malus Alan J · CIK 0001380163 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,200 F2 · price: Received in exchange for 6,600 Restricted Stock Units accrued under FSH's 2005 Equity and Incentive Plan. The Restricted Stock Units were settled pursuant to the Merger for 2.0 shares of TMO common stock on the effective date of the Merger. Read SEC document |
| November 09, 2006 Filed Nov 15, 2006 02:52 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantCommon Stock | 13,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000097745-06-000220 · mal396.xml · nonDerivative · entry 2 Malus Alan J · CIK 0001380163 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,000 Read SEC document |
| November 09, 2006 Filed Nov 15, 2006 02:52 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantCommon Stock | 24,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000097745-06-000220 · mal396.xml · nonDerivative · entry 1 Malus Alan J · CIK 0001380163 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 F1 · price: Received in exchange for 12,000 shares of Fisher Scientific International Inc. common stock in connection with the merger of Thermo Fisher Scientific Inc. (formerly known as Thermo Electron Corporation), Trumpet Merger Corporaton and Fisher Scientific International Inc., ("FSH") (the "Merger"). On the effective date of the Merger, the closing price of FSH's common stock was $86.58 per share, and the closing price of TMO's common stock was $43.37 per share. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.