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GROWCOCK TERRY D

Disclosed activity across 3 companies

Tapewire entity
163247
SEC CIK
0001205084

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ENVIRI CorpHSC · Entity 42674DirectorMarch 03, 2018March 05, 2018
L3HARRIS TECHNOLOGIES, INC. /DE/HRS · Entity 610DirectorOctober 01, 2018October 03, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ENVIRI Corp

Report date March 03, 2018 · Filed March 05, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect24,743 Reported balance After 2018-03-03 transaction · row 1
1 source row

Row 1 · 2018-03-03 · Exercise / conversion · Acquired 8,029 · Balance 24,743

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect31,972 Reported balance After 2018-03-03 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2018-03-03 · Exercise / conversion · Disposed 8,029 · Balance 31,972

F1: Restricted Stock Units convert into common stock on a one-for-one basis.

F2: Represents restricted stock units granted under the 2016 Non-Employee Directors' Long-Term Equity Compensation Plan. Each restricted stock unit shall vest at the close of business on the earlier of (i) the first anniversary of the grant date or (ii) the annual meeting of the Issuer's stockholders in the year immediately following the year of the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted Stock Units convert into common stock on a one-for-one basis.

F2: Represents restricted stock units granted under the 2016 Non-Employee Directors' Long-Term Equity Compensation Plan. Each restricted stock unit shall vest at the close of business on the earlier of (i) the first anniversary of the grant date or (ii) the annual meeting of the Issuer's stockholders in the year immediately following the year of the grant date.

L3HARRIS TECHNOLOGIES, INC. /DE/

Report date October 01, 2018 · Filed October 03, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom Stock UnitsSEC Table II · derivative / convertible securityDirect3,822.67 Reported balance After 2018-10-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2018-10-01 · Grant · Acquired 215.04 · Balance 3,822.67

F1: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2: The phantom stock units were awarded on October 1, 2018 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F3: The aggregate of 3,822.67 phantom stock units includes 15.24 phantom stock units acquired through dividend reinvestment in the Harris Corporation 2005 Directors' Deferred Compensation Plan ("Plan") on 9/6/18.

Filing footnotes · ownership attribution and instrument terms

F1: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2: The phantom stock units were awarded on October 1, 2018 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F3: The aggregate of 3,822.67 phantom stock units includes 15.24 phantom stock units acquired through dividend reinvestment in the Harris Corporation 2005 Directors' Deferred Compensation Plan ("Plan") on 9/6/18.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CARLISLE COMPANIES INC

Report date May 02, 2018 · Filed May 03, 2018

Section 16 reporting ended · disclosed 2018-05-03. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect20,784 Reported balance After 2018-05-02 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2018-05-02 · Grant · Acquired 19,793 · Balance 20,784

F1: On May 2, 2018, the reporting person notified the issuer of his retirement from the Board of Directors of the issuer, effective immediately, in accordance with the issuer's mandatory age 72 retirement policy set for in the issuer's Statement of Corporate Governance Guidelines and Principles.

F2: Not applicable.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2018-05-02 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2018-05-02 · Conversion · Acquired 19,793 · Balance 0

F1: On May 2, 2018, the reporting person notified the issuer of his retirement from the Board of Directors of the issuer, effective immediately, in accordance with the issuer's mandatory age 72 retirement policy set for in the issuer's Statement of Corporate Governance Guidelines and Principles.

F3: Each restricted stock unit represents a right to receive one share of the issuer's common stock.

F4: The restricted stock units were fully vested on the date of grant and the vested shares will be delivered to the reporting person upon the reporting person's termination of service as a director of the issuer.

Filing footnotes · ownership attribution and instrument terms

F1: On May 2, 2018, the reporting person notified the issuer of his retirement from the Board of Directors of the issuer, effective immediately, in accordance with the issuer's mandatory age 72 retirement policy set for in the issuer's Statement of Corporate Governance Guidelines and Principles.

F2: Not applicable.

F3: Each restricted stock unit represents a right to receive one share of the issuer's common stock.

F4: The restricted stock units were fully vested on the date of grant and the vested shares will be delivered to the reporting person upon the reporting person's termination of service as a director of the issuer.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2018 Filed Oct 3, 2018 19:47 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 GrantPhantom Stock Units · Derivative 215.04 $168.57 $36,249.29
Disclosure

SEC source: 0001209191-18-053707 · doc4.xml · derivative · entry 1

GROWCOCK TERRY D · CIK 0001205084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,822.67

Underlying: Common Stock, Par Value $1.00 · 215.04 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The phantom stock units were awarded on October 1, 2018 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F2 · derivative.expiration_date: The phantom stock units were awarded on October 1, 2018 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F3 · balance_after: The aggregate of 3,822.67 phantom stock units includes 15.24 phantom stock units acquired through dividend reinvestment in the Harris Corporation 2005 Directors' Deferred Compensation Plan ("Plan") on 9/6/18.

Read SEC document
July 01, 2018 Filed Jul 3, 2018 18:52 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 GrantPhantom Stock Units · Derivative 268.09 $144.54 $38,749.73
Disclosure

SEC source: 0001209191-18-040812 · doc4.xml · derivative · entry 1

GROWCOCK TERRY D · CIK 0001205084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,592.39

Underlying: Common Stock, Par Value $1.00 · 268.09 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The phantom stock units were awarded on July 1, 2018 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F2 · derivative.expiration_date: The phantom stock units were awarded on July 1, 2018 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F3 · balance_after: The aggregate of 3,592.39 phantom stock units includes (a) 12.55 phantom stock units acquired through dividend reinvestment in the Harris Corporation 2005 Directors' Deferred Compensation Plan ("Plan") on 5/31/18 and (b) a reduction of a .02 phantom stock unit due to rounding of previous reports by the Plan's recordkeeper.

Read SEC document
May 02, 2018 Filed May 3, 2018 23:05 UTC CARLISLE COMPANIES INC CSL · Entity 982 ConversionRestricted Stock Units · Derivative 19,793 $106.85 $2,114,882.05
Disclosure

SEC source: 0000790051-18-000115 · wf-form4_152538872816221.xml · derivative · entry 2

GROWCOCK TERRY D · CIK 0001205084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,793 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On May 2, 2018, the reporting person notified the issuer of his retirement from the Board of Directors of the issuer, effective immediately, in accordance with the issuer's mandatory age 72 retirement policy set for in the issuer's Statement of Corporate Governance Guidelines and Principles.

F3 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of the issuer's common stock.

F4 · derivative.exercise_date: The restricted stock units were fully vested on the date of grant and the vested shares will be delivered to the reporting person upon the reporting person's termination of service as a director of the issuer.

F4 · derivative.expiration_date: The restricted stock units were fully vested on the date of grant and the vested shares will be delivered to the reporting person upon the reporting person's termination of service as a director of the issuer.

Read SEC document
May 02, 2018 Filed May 3, 2018 23:05 UTC CARLISLE COMPANIES INC CSL · Entity 982 GrantCommon Stock 19,793 Not disclosed Not disclosed
Disclosure

SEC source: 0000790051-18-000115 · wf-form4_152538872816221.xml · nonDerivative · entry 1

GROWCOCK TERRY D · CIK 0001205084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,784

F1 · security: On May 2, 2018, the reporting person notified the issuer of his retirement from the Board of Directors of the issuer, effective immediately, in accordance with the issuer's mandatory age 72 retirement policy set for in the issuer's Statement of Corporate Governance Guidelines and Principles.

F2 · price: Not applicable.

Read SEC document
April 01, 2018 Filed Apr 3, 2018 15:19 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 GrantPhantom Stock Units · Derivative 209.26 $161.28 $33,749.45
Disclosure

SEC source: 0001209191-18-022674 · doc4.xml · derivative · entry 1

GROWCOCK TERRY D · CIK 0001205084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,311.77

Underlying: Common Stock, Par Value $1.00 · 209.26 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The phantom stock units were awarded on April 1, 2018 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F2 · derivative.expiration_date: The phantom stock units were awarded on April 1, 2018 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 20:18 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 OtherPhantom Stock Units · Derivative 27,922.55 $157.72 $4,403,944.59
Disclosure

SEC source: 0001209191-18-019200 · doc4.xml · derivative · entry 1

GROWCOCK TERRY D · CIK 0001205084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,102.51

Underlying: Common Stock, Par Value $1.00 · 27,922.55 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F3 · balance_after: The aggregate of 3,102.51 phantom stock units includes 113.12 phantom stock units acquired through dividend reinvestment in the Harris Corporation 2005 Directors' Deferred Compensation Plan on 3/7/18.

Read SEC document
March 03, 2018 Filed Mar 5, 2018 21:58 UTC ENVIRI Corp HSC · Entity 42674 Exercise / conversionRestricted Stock Units · Derivative 8,029 $0.00 $0.00
Disclosure

SEC source: 0000045876-18-000027 · wf-form4_152028709889948.xml · derivative · entry 2

GROWCOCK TERRY D · CIK 0001205084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,972

Underlying: Common Stock · 8,029 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents restricted stock units granted under the 2016 Non-Employee Directors' Long-Term Equity Compensation Plan. Each restricted stock unit shall vest at the close of business on the earlier of (i) the first anniversary of the grant date or (ii) the annual meeting of the Issuer's stockholders in the year immediately following the year of the grant date.

F2 · derivative.expiration_date: Represents restricted stock units granted under the 2016 Non-Employee Directors' Long-Term Equity Compensation Plan. Each restricted stock unit shall vest at the close of business on the earlier of (i) the first anniversary of the grant date or (ii) the annual meeting of the Issuer's stockholders in the year immediately following the year of the grant date.

Read SEC document
March 03, 2018 Filed Mar 5, 2018 21:58 UTC ENVIRI Corp HSC · Entity 42674 Exercise / conversionCommon Stock 8,029 $0.00 $0.00
Disclosure

SEC source: 0000045876-18-000027 · wf-form4_152028709889948.xml · nonDerivative · entry 1

GROWCOCK TERRY D · CIK 0001205084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,743

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2018 Filed Feb 13, 2018 17:14 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 Exercise / conversionRestricted Stock Units · Derivative 333 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-009457 · doc4.xml · derivative · entry 2

GROWCOCK TERRY D · CIK 0001205084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333

Underlying: Common Stock, Par Value $1.00 · 333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units were granted on 2/10/16. An additional one-third vested on 2/10/18 and were settled in shares of common stock. The grant of 1,000 restricted stock units and the prior vesting of one-third of the units were previously reported.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units were granted on 2/10/16. An additional one-third vested on 2/10/18 and were settled in shares of common stock. The grant of 1,000 restricted stock units and the prior vesting of one-third of the units were previously reported.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units were granted on 2/10/16. An additional one-third vested on 2/10/18 and were settled in shares of common stock. The grant of 1,000 restricted stock units and the prior vesting of one-third of the units were previously reported.

Read SEC document
February 10, 2018 Filed Feb 13, 2018 17:14 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 Exercise / conversionCommon Stock, Par Value $1.00 333 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-009457 · doc4.xml · nonDerivative · entry 1

GROWCOCK TERRY D · CIK 0001205084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,688

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units were granted on 2/10/16. An additional one-third vested on 2/10/18 and were settled in shares of common stock. The grant of 1,000 restricted stock units and the prior vesting of one-third of the units were previously reported.

Read SEC document
February 06, 2018 Filed Feb 7, 2018 20:33 UTC CARLISLE COMPANIES INC CSL · Entity 982 GrantRestricted Stock Units · Derivative 1,196 $0.00 $0.00
Disclosure

SEC source: 0000790051-18-000050 · wf-form4_151803558453121.xml · derivative · entry 1

GROWCOCK TERRY D · CIK 0001205084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,721

Underlying: Common Stock · 1,196 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of the issuer's common stock.

F2 · shares: Represents a grant of units from the issuer for services as a director of the issuer.

F3 · derivative.exercise_date: The restricted stock units were fully vested on the date of grant and the vested shares will be delivered to the reporting person upon the reporting person's termination of service as a director of the issuer.

F3 · derivative.expiration_date: The restricted stock units were fully vested on the date of grant and the vested shares will be delivered to the reporting person upon the reporting person's termination of service as a director of the issuer.

Read SEC document
January 01, 2018 Filed Jan 3, 2018 21:12 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 GrantPhantom Stock Units · Derivative 238.26 $141.65 $33,749.53
Disclosure

SEC source: 0001209191-18-000808 · doc4.xml · derivative · entry 1

GROWCOCK TERRY D · CIK 0001205084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,911.94

Underlying: Common Stock, Par Value $1.00 · 238.26 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The phantom stock units were awarded on January 1, 2018 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F2 · derivative.expiration_date: The phantom stock units were awarded on January 1, 2018 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F3 · balance_after: The aggregate of 30,911.94 phantom stock units includes 124.07 phantom stock units acquired through dividend reinvestment in the Harris Corporation 2005 Directors' Deferred Compensation Plan on 11/16/17.

Read SEC document
December 21, 2017 Filed Dec 22, 2017 23:41 UTC CARLISLE COMPANIES INC CSL · Entity 982 GiftCommon Stock 2,036 Not disclosed Not disclosed
Disclosure

SEC source: 0000790051-17-000018 · wf-form4_151398608253199.xml · nonDerivative · entry 1

GROWCOCK TERRY D · CIK 0001205084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 991

F1 · price: On December 21, 2017, the reporting person gifted 2,036 shares to the University of St. Francis.

Read SEC document
October 01, 2017 Filed Oct 3, 2017 20:18 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 GrantPhantom Stock Units · Derivative 256.3 $131.68 $33,749.58
Disclosure

SEC source: 0001209191-17-055064 · doc4.xml · derivative · entry 1

GROWCOCK TERRY D · CIK 0001205084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,549.61

Underlying: Common Stock, Par Value $1.00 · 256.3 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The phantom stock units were awarded on October 1, 2017 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F2 · derivative.expiration_date: The phantom stock units were awarded on October 1, 2017 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F3 · balance_after: The aggregate of 30,549.61 phantom stock units includes 140.36 phantom stock units acquired through dividend reinvestment in the Harris Corporation 2005 Directors' Deferred Compensation Plan on 9/7/17.

Read SEC document
July 01, 2017 Filed Jul 5, 2017 16:42 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 GrantPhantom Stock Units · Derivative 309.41 $109.08 $33,750.44
Disclosure

SEC source: 0001209191-17-042991 · doc4.xml · derivative · entry 1

GROWCOCK TERRY D · CIK 0001205084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,152.95

Underlying: Common Stock, Par Value $1.00 · 309.41 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The phantom stock units were awarded on July 1, 2017 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F2 · derivative.expiration_date: The phantom stock units were awarded on July 1, 2017 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F3 · balance_after: The aggregate of 30,152.95 phantom stock units includes (a) 140.36 phantom stock units acquired through dividend reinvestment in the Harris Corporation 2005 Directors' Deferred Compensation Plan ("Plan") on 5/31/17 and (b) a reduction of a .35 phantom stock unit due to rounding of previous reports by the Plan's recordkeeper.

Read SEC document
April 25, 2017 Filed Apr 27, 2017 17:33 UTC ENVIRI Corp HSC · Entity 42674 Exercise / conversionRestricted Stock Units · Derivative 15,714 $0.00 $0.00
Disclosure

SEC source: 0000045876-17-000042 · wf-form4_149331437636440.xml · derivative · entry 2

GROWCOCK TERRY D · CIK 0001205084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000.96

Underlying: Common Stock · 15,714 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On May 6, 2016, the reporting person was granted 15,714 restricted stock units that vested on the first anniversary of the issuer's annual meeting of stockholders in the year immediately following the year of the grant date.

F2 · derivative.expiration_date: On May 6, 2016, the reporting person was granted 15,714 restricted stock units that vested on the first anniversary of the issuer's annual meeting of stockholders in the year immediately following the year of the grant date.

Read SEC document
April 25, 2017 Filed Apr 27, 2017 17:33 UTC ENVIRI Corp HSC · Entity 42674 Exercise / conversionCommon Stock 15,714 Not disclosed Not disclosed
Disclosure

SEC source: 0000045876-17-000042 · wf-form4_149331437636440.xml · nonDerivative · entry 1

GROWCOCK TERRY D · CIK 0001205084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,714

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis.

Read SEC document
April 01, 2017 Filed Apr 4, 2017 17:23 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 GrantPhantom Stock Units · Derivative 303.32 $111.27 $33,750.42
Disclosure

SEC source: 0001209191-17-024510 · doc4.xml · derivative · entry 1

GROWCOCK TERRY D · CIK 0001205084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,703.53

Underlying: Common Stock, Par Value $1.00 · 303.32 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The phantom stock units were awarded on April 1, 2017 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F2 · derivative.expiration_date: The phantom stock units were awarded on April 1, 2017 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F3 · balance_after: The aggregate of 29,703.53 phantom stock units includes 140.19 phantom stock units acquired through dividend reinvestment in the Harris Corporation 2005 Directors' Deferred Compensation Plan on 3/10/17.

Read SEC document
March 03, 2017 Filed Mar 6, 2017 20:23 UTC ENVIRI Corp HSC · Entity 42674 GrantRestricted Stock Units · Derivative 8,029 $0.00 $0.00
Disclosure

SEC source: 0000045876-17-000015 · wf-form4_148883180466010.xml · derivative · entry 1

GROWCOCK TERRY D · CIK 0001205084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,714.955

Underlying: Common Stock · 8,029 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted stock units granted under the 2016 Non-Employee Directors' Long-Term Equity Compensation Plan. Each restricted stock unit shall vest at the close of business on the earlier of (i) the first anniversary of the grant date or (ii) the annual meeting of the Issuer's stockholders in the year immediately following the year of the grant date.

F1 · derivative.exercise_date: Represents restricted stock units granted under the 2016 Non-Employee Directors' Long-Term Equity Compensation Plan. Each restricted stock unit shall vest at the close of business on the earlier of (i) the first anniversary of the grant date or (ii) the annual meeting of the Issuer's stockholders in the year immediately following the year of the grant date.

F1 · derivative.expiration_date: Represents restricted stock units granted under the 2016 Non-Employee Directors' Long-Term Equity Compensation Plan. Each restricted stock unit shall vest at the close of business on the earlier of (i) the first anniversary of the grant date or (ii) the annual meeting of the Issuer's stockholders in the year immediately following the year of the grant date.

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February 10, 2017 Filed Feb 14, 2017 12:20 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 Exercise / conversionRestricted Stock Units · Derivative 334 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-010259 · doc4.xml · derivative · entry 2

GROWCOCK TERRY D · CIK 0001205084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 666

Underlying: Common Stock, Par Value $1.00 · 334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to one share of the Issuer's common stock. The restricted stock units granted on 2/10/16 were one-third vested on 2/10/17 and were settled in shares of common stock on 2/10/17. The grant of 1,000 restricted stock units was previously reported.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to one share of the Issuer's common stock. The restricted stock units granted on 2/10/16 were one-third vested on 2/10/17 and were settled in shares of common stock on 2/10/17. The grant of 1,000 restricted stock units was previously reported.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to one share of the Issuer's common stock. The restricted stock units granted on 2/10/16 were one-third vested on 2/10/17 and were settled in shares of common stock on 2/10/17. The grant of 1,000 restricted stock units was previously reported.

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February 10, 2017 Filed Feb 14, 2017 12:20 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 Exercise / conversionCommon Stock, Par Value $1.00 334 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-010259 · doc4.xml · nonDerivative · entry 1

GROWCOCK TERRY D · CIK 0001205084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,355

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to one share of the Issuer's common stock. The restricted stock units granted on 2/10/16 were one-third vested on 2/10/17 and were settled in shares of common stock on 2/10/17. The grant of 1,000 restricted stock units was previously reported.

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February 08, 2017 Filed Feb 9, 2017 17:33 UTC CARLISLE COMPANIES INC CSL · Entity 982 GrantRestricted Stock Units · Derivative 1,207 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-002032 · edgar.xml · derivative · entry 2

GROWCOCK TERRY D · CIK 0001205084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,207

Underlying: Common Stock · 1,207 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1.

F2 · derivative.exercise_date: The restricted stock units are payable in common stock of the issuer (one common share for each unit) upon the reporting person's termination of service as a director of the issuer.

F2 · derivative.expiration_date: The restricted stock units are payable in common stock of the issuer (one common share for each unit) upon the reporting person's termination of service as a director of the issuer.

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January 01, 2017 Filed Jan 3, 2017 21:23 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 GrantPhantom Stock Units · Derivative 329.37 $102.47 $33,750.54
Disclosure

SEC source: 0001209191-17-000225 · doc4.xml · derivative · entry 1

GROWCOCK TERRY D · CIK 0001205084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,260.02

Underlying: Common Stock, Par Value $1.00 · 329.37 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The phantom stock units were awarded on January 1, 2017 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F2 · derivative.expiration_date: The phantom stock units were awarded on January 1, 2017 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F3 · balance_after: The aggregate of 29,260.02 phantom stock units includes 146.69 phantom stock units acquired through dividend reinvestment in the Harris Corporation 2005 Directors' Deferred Compensation Plan on 11/16/16.

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October 01, 2016 Filed Oct 4, 2016 18:28 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 GrantPhantom Stock Units · Derivative 368.41 $91.61 $33,750.04
Disclosure

SEC source: 0001209191-16-143995 · doc4.xml · derivative · entry 1

GROWCOCK TERRY D · CIK 0001205084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,783.96

Underlying: Common Stock, Par Value $1.00 · 368.41 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The phantom stock units were awarded on October 1, 2016 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F2 · derivative.expiration_date: The phantom stock units were awarded on October 1, 2016 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.

F3 · balance_after: The aggregate of 28,783.96 phantom stock units includes: (a) 515.72 phantom stock units acquired through dividend reinvestment in the Harris Corporation 2005 Directors' Deferred Compensation Plan ("Plan") from 3/8/16 through 9/7/16 and (b) a reduction of a .21 phantom stock unit due to rounding of previous reports by the Plan's record keeper.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.