Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Hanesbrands Inc.HBI · Entity 72407 | Director | January 27, 2017 | January 31, 2017 |
| Lamb Weston Holdings, Inc.LW · Entity 3684 | Director | October 04, 2018 | October 09, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Hanesbrands Inc.
Report date January 27, 2017 · Filed January 31, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 14,970 |
Ending reported balance
After 2017-01-27 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-01-27 · Exercise / conversion · Acquired 81 · Balance 15,007 F1: Represents a distribution to the Reporting Person of 81 shares of Hanesbrands Inc. common stock in settlement of an equal number of shares of phantom stock held in a stock equivalent account (the "HBI Stock Fund") in the Hanesbrands Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"). Row 2 · 2017-01-27 · Tax withholding · Disposed 37 · Balance 14,970 F2: Represents shares of common stock withheld to pay taxes upon the distribution of shares of Hanesbrands Inc. common stock from the Plan. |
| Phantom StockSEC Table II · derivative / convertible security | Direct | 144,531 |
Reported balance
After 2017-01-27 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-01-27 · Exercise / conversion · Disposed 81 · Balance 144,531 F3: Represents an HBI Stock Fund balance under the Plan. Balances in the HBI Stock Fund are settled on a share-for-share basis in shares of Hanesbrands Inc. common stock. F4: 1-for-1 F1: Represents a distribution to the Reporting Person of 81 shares of Hanesbrands Inc. common stock in settlement of an equal number of shares of phantom stock held in a stock equivalent account (the "HBI Stock Fund") in the Hanesbrands Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"). F5: Balances in the HBI Stock Fund are settled on a share-for-share basis in shares of Hanesbrands Inc. common stock (i) with respect to deferrals prior to January 1, 2008, at the time specified by the Reporting Person at the time of the Reporting Person's deferral election, which in no case shall be prior to the January 1 following the first anniversary of the date the deferral election is made and (ii) with respect to deferrals on or after January 1, 2008, on the earlier of the fifth anniversary of the date of the deferral or the Reporting Person's separation from service as a member of the Hanesbrands Inc. Board of Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a distribution to the Reporting Person of 81 shares of Hanesbrands Inc. common stock in settlement of an equal number of shares of phantom stock held in a stock equivalent account (the "HBI Stock Fund") in the Hanesbrands Inc. Non-Employee Director Deferred Compensation Plan (the "Plan").
F2: Represents shares of common stock withheld to pay taxes upon the distribution of shares of Hanesbrands Inc. common stock from the Plan.
F3: Represents an HBI Stock Fund balance under the Plan. Balances in the HBI Stock Fund are settled on a share-for-share basis in shares of Hanesbrands Inc. common stock.
F4: 1-for-1
F5: Balances in the HBI Stock Fund are settled on a share-for-share basis in shares of Hanesbrands Inc. common stock (i) with respect to deferrals prior to January 1, 2008, at the time specified by the Reporting Person at the time of the Reporting Person's deferral election, which in no case shall be prior to the January 1 following the first anniversary of the date the deferral election is made and (ii) with respect to deferrals on or after January 1, 2008, on the earlier of the fifth anniversary of the date of the deferral or the Reporting Person's separation from service as a member of the Hanesbrands Inc. Board of Directors.
Lamb Weston Holdings, Inc.
Report date October 04, 2018 · Filed October 09, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,589 |
Reported balance
After 2018-10-04 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-10-04 · Grant · Acquired 1,911 · Balance 8,589 F1: Represents restricted stock units ("RSUs") that vest on the earlier of (1) the first anniversary of the date of grant and (2) the date of the first annual meeting of Lamb Weston Holdings, Inc.'s ("Lamb Weston") stockholders occurring after the date of grant, or earlier upon certain events. Each RSU represents a contingent right to receive one share of Lamb Weston common stock upon settlement. F2: Includes 32.9 additional shares acquired since the date of the reporting person's last report through a dividend reinvestment feature. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units ("RSUs") that vest on the earlier of (1) the first anniversary of the date of grant and (2) the date of the first annual meeting of Lamb Weston Holdings, Inc.'s ("Lamb Weston") stockholders occurring after the date of grant, or earlier upon certain events. Each RSU represents a contingent right to receive one share of Lamb Weston common stock upon settlement.
F2: Includes 32.9 additional shares acquired since the date of the reporting person's last report through a dividend reinvestment feature.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 04, 2018 Filed Oct 9, 2018 16:38 UTC | Lamb Weston Holdings, Inc. LW · Entity 3684 | GrantCommon Stock | 1,911 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-012102 · edgar.xml · nonDerivative · entry 1 SCHINDLER ANDREW J · CIK 0001087764 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,589 F1 · security: Represents restricted stock units ("RSUs") that vest on the earlier of (1) the first anniversary of the date of grant and (2) the date of the first annual meeting of Lamb Weston Holdings, Inc.'s ("Lamb Weston") stockholders occurring after the date of grant, or earlier upon certain events. Each RSU represents a contingent right to receive one share of Lamb Weston common stock upon settlement. F2 · balance_after: Includes 32.9 additional shares acquired since the date of the reporting person's last report through a dividend reinvestment feature. Read SEC document |
| December 01, 2017 Filed Dec 5, 2017 16:20 UTC | Lamb Weston Holdings, Inc. LW · Entity 3684 | GrantCommon Stock | 12.0579 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-014915 · edgar.xml · nonDerivative · entry 2 SCHINDLER ANDREW J · CIK 0001087764 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,645.1 F2 · price: Represents additional RSUs accrued through a dividend reinvestment feature. The RSUs vest on the earlier of (1) October 6, 2018 and (2) the date of Lamb Weston's 2018 annual meeting of stockholders, or earlier upon certain events. Read SEC document |
| December 01, 2017 Filed Dec 5, 2017 16:20 UTC | Lamb Weston Holdings, Inc. LW · Entity 3684 | GrantCommon Stock | 8.5325 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-014915 · edgar.xml · nonDerivative · entry 1 SCHINDLER ANDREW J · CIK 0001087764 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,633.04 F1 · price: Represents additional restricted stock units ("RSUs") accrued through a dividend reinvestment feature. Each RSU represents a contingent right to receive one share of Lamb Weston Holdings, Inc. ("Lamb Weston") common stock upon settlement. The RSUs vest on December 14, 2017, or earlier upon certain events. Read SEC document |
| October 06, 2017 Filed Oct 10, 2017 16:40 UTC | Lamb Weston Holdings, Inc. LW · Entity 3684 | GrantCommon Stock | 3,528 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-013222 · edgar.xml · nonDerivative · entry 1 SCHINDLER ANDREW J · CIK 0001087764 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,624.51 F1 · security: Represents restricted stock units ("RSUs") that vest on the earlier of (1) the first anniversary of the date of grant and (2) the date of the first annual meeting of Lamb Weston Holdings, Inc.'s ("Lamb Weston") stockholders occurring after the date of grant, or earlier upon certain events. Each RSU represents a contingent right to receive one share of Lamb Weston common stock upon settlement. Read SEC document |
| September 01, 2017 Filed Sep 6, 2017 16:23 UTC | Lamb Weston Holdings, Inc. LW · Entity 3684 | GrantCommon Stock | 10.1369 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-012076 · edgar.xml · nonDerivative · entry 1 SCHINDLER ANDREW J · CIK 0001087764 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,096.51 F1 · price: Represents additional restricted stock units ("RSUs") accrued through a dividend reinvestment feature. Each RSU represents a contingent right to receive one share of Lamb Weston Holdings, Inc. common stock upon settlement. The RSUs vest on December 14, 2017, or earlier upon certain events. Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 17:28 UTC | Lamb Weston Holdings, Inc. LW · Entity 3684 | GrantCommon Stock | 9.8 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-008599 · edgar.xml · nonDerivative · entry 1 SCHINDLER ANDREW J · CIK 0001087764 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,086.37 F1 · price: Represents additional restricted stock units ("RSUs") accrued through a dividend reinvestment feature. Each RSU represents a contingent right to receive one share of Lamb Weston Holdings, Inc. common stock upon settlement. The RSUs vest on December 14, 2017, or earlier upon certain events. F2 · balance_after: Includes RSUs that were previously reported in Table II. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:49 UTC | Lamb Weston Holdings, Inc. LW · Entity 3684 | GrantRestricted Stock Units · Derivative | 11.5691 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-006548 · doc4.xml · derivative · entry 1 SCHINDLER ANDREW J · CIK 0001087764 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,476.5691 Underlying: Common Stock · 11.5691 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Lamb Weston Holdings, Inc. common stock upon settlement. F2 · shares: These additional RSUs were accrued through a dividend reinvestment feature. F3 · derivative.exercise_date: RSUs vest on December 14, 2017, or earlier upon certain events. F3 · derivative.expiration_date: RSUs vest on December 14, 2017, or earlier upon certain events. Read SEC document |
| January 27, 2017 Filed Jan 31, 2017 16:29 UTC | Hanesbrands Inc. HBI · Entity 72407 | Exercise / conversionPhantom Stock · Derivative | 81 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001359841-17-000033 · wf-form4_148589815742106.xml · derivative · entry 3 SCHINDLER ANDREW J · CIK 0001087764 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,531 Underlying: Common Stock · 81 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Represents an HBI Stock Fund balance under the Plan. Balances in the HBI Stock Fund are settled on a share-for-share basis in shares of Hanesbrands Inc. common stock. F4 · derivative.exercise_price: 1-for-1 F1 · price: Represents a distribution to the Reporting Person of 81 shares of Hanesbrands Inc. common stock in settlement of an equal number of shares of phantom stock held in a stock equivalent account (the "HBI Stock Fund") in the Hanesbrands Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"). F5 · derivative.exercise_date: Balances in the HBI Stock Fund are settled on a share-for-share basis in shares of Hanesbrands Inc. common stock (i) with respect to deferrals prior to January 1, 2008, at the time specified by the Reporting Person at the time of the Reporting Person's deferral election, which in no case shall be prior to the January 1 following the first anniversary of the date the deferral election is made and (ii) with respect to deferrals on or after January 1, 2008, on the earlier of the fifth anniversary of the date of the deferral or the Reporting Person's separation from service as a member of the Hanesbrands Inc. Board of Directors. F5 · derivative.expiration_date: Balances in the HBI Stock Fund are settled on a share-for-share basis in shares of Hanesbrands Inc. common stock (i) with respect to deferrals prior to January 1, 2008, at the time specified by the Reporting Person at the time of the Reporting Person's deferral election, which in no case shall be prior to the January 1 following the first anniversary of the date the deferral election is made and (ii) with respect to deferrals on or after January 1, 2008, on the earlier of the fifth anniversary of the date of the deferral or the Reporting Person's separation from service as a member of the Hanesbrands Inc. Board of Directors. Read SEC document |
| January 27, 2017 Filed Jan 31, 2017 16:29 UTC | Hanesbrands Inc. HBI · Entity 72407 | Tax withholdingCommon Stock | 37 | $21.92 | $811.04 |
DisclosureSEC source: 0001359841-17-000033 · wf-form4_148589815742106.xml · nonDerivative · entry 2 SCHINDLER ANDREW J · CIK 0001087764 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,970 F2 · kind: Represents shares of common stock withheld to pay taxes upon the distribution of shares of Hanesbrands Inc. common stock from the Plan. Read SEC document |
| January 27, 2017 Filed Jan 31, 2017 16:29 UTC | Hanesbrands Inc. HBI · Entity 72407 | Exercise / conversionCommon Stock | 81 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001359841-17-000033 · wf-form4_148589815742106.xml · nonDerivative · entry 1 SCHINDLER ANDREW J · CIK 0001087764 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,007 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents a distribution to the Reporting Person of 81 shares of Hanesbrands Inc. common stock in settlement of an equal number of shares of phantom stock held in a stock equivalent account (the "HBI Stock Fund") in the Hanesbrands Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"). Read SEC document |
| December 14, 2016 Filed Dec 16, 2016 17:06 UTC | Lamb Weston Holdings, Inc. LW · Entity 3684 | GrantRestricted Stock Units · Derivative | 2,465 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-16-035800 · doc4.xml · derivative · entry 2 SCHINDLER ANDREW J · CIK 0001087764 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,465 Underlying: Common Stock · 2,465 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Lamb Weston common stock upon settlement. F3 · derivative.exercise_date: Restricted stock units vest on December 14, 2017, or earlier upon certain events. F3 · derivative.expiration_date: Restricted stock units vest on December 14, 2017, or earlier upon certain events. Read SEC document |
| December 13, 2016 Filed Dec 15, 2016 16:25 UTC | Hanesbrands Inc. HBI · Entity 72407 | GrantCommon Stock | 5,652 | $0.00 | $0.00 |
DisclosureSEC source: 0001359841-16-000519 · wf-form4_148183714119447.xml · nonDerivative · entry 1 SCHINDLER ANDREW J · CIK 0001087764 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,926 F1 · shares: Consists of restricted stock units that upon vesting on the first anniversary of the grant date are settled on a one-for-one basis in shares of common stock. Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 16:26 UTC | Hanesbrands Inc. HBI · Entity 72407 | Exercise / conversionPhantom Stock · Derivative | 17,001 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001359841-16-000460 · wf-form4_148175080488486.xml · derivative · entry 3 SCHINDLER ANDREW J · CIK 0001087764 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,612 Underlying: Common Stock · 17,001 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Represents an HBI Stock Fund balance under the Plan. Balances in the HBI Stock Fund are settled on a share-for-share basis in shares of Hanesbrands Inc. common stock. F4 · derivative.exercise_price: 1-for-1 F1 · price: Represents a distribution to the Reporting Person of 17,001 shares of Hanesbrands Inc. common stock in settlement of an equal number of shares of phantom stock held in a stock equivalent account (the "HBI Stock Fund") in the Hanesbrands Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"). F5 · derivative.exercise_date: Balances in the HBI Stock Fund are settled on a share-for-share basis in shares of Hanesbrands Inc. common stock (i) with respect to deferrals prior to January 1, 2008, at the time specified by the Reporting Person at the time of the Reporting Person's deferral election, which in no case shall be prior to the January 1 following the first anniversary of the date the deferral election is made and (ii) with respect to deferrals on or after January 1, 2008, on the earlier of the fifth anniversary of the date of the deferral or the Reporting Person's separation from service as a member of the Hanesbrands Inc. Board of Directors. F5 · derivative.expiration_date: Balances in the HBI Stock Fund are settled on a share-for-share basis in shares of Hanesbrands Inc. common stock (i) with respect to deferrals prior to January 1, 2008, at the time specified by the Reporting Person at the time of the Reporting Person's deferral election, which in no case shall be prior to the January 1 following the first anniversary of the date the deferral election is made and (ii) with respect to deferrals on or after January 1, 2008, on the earlier of the fifth anniversary of the date of the deferral or the Reporting Person's separation from service as a member of the Hanesbrands Inc. Board of Directors. Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 16:26 UTC | Hanesbrands Inc. HBI · Entity 72407 | Tax withholdingCommon Stock | 7,727 | $23.23 | $179,498.21 |
DisclosureSEC source: 0001359841-16-000460 · wf-form4_148175080488486.xml · nonDerivative · entry 2 SCHINDLER ANDREW J · CIK 0001087764 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,274 F2 · kind: Represents shares of common stock withheld to pay taxes upon the distribution of shares of Hanesbrands Inc. common stock from the Plan. Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 16:26 UTC | Hanesbrands Inc. HBI · Entity 72407 | Exercise / conversionCommon Stock | 17,001 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001359841-16-000460 · wf-form4_148175080488486.xml · nonDerivative · entry 1 SCHINDLER ANDREW J · CIK 0001087764 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,001 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents a distribution to the Reporting Person of 17,001 shares of Hanesbrands Inc. common stock in settlement of an equal number of shares of phantom stock held in a stock equivalent account (the "HBI Stock Fund") in the Hanesbrands Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"). Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 16:15 UTC | Hanesbrands Inc. HBI · Entity 72407 | GrantPhantom Stock · Derivative | 4,200 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001359841-16-000436 · wf-form4_148157731307143.xml · derivative · entry 2 SCHINDLER ANDREW J · CIK 0001087764 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,613 Underlying: Common Stock · 4,200 shares Expires not disclosed F2 · security: Represents an HBI Stock Fund balance under the Plan. Balances in the HBI Stock Fund are settled on a share-for-share basis in shares of Hanesbrands Inc. common stock. F3 · derivative.exercise_price: 1-for-1 F1 · price: Represents a deferral by the Reporting Person of 4,200 shares of Hanesbrands Inc. common stock upon the vesting of restricted stock units granted to the Reporting Person on December 8, 2015. The amount deferred was deemed to be invested in a stock equivalent account (the "HBI Stock Fund") in the Hanesbrands Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"). F4 · derivative.exercise_date: Balances in the HBI Stock Fund are settled on a share-for-share basis in shares of Hanesbrands Inc. common stock (i) with respect to deferrals prior to January 1, 2008, at the time specified by the Reporting Person at the time of the Reporting Person's deferral election, which in no case shall be prior to the January 1 following the first anniversary of the date the deferral election is made and (ii) with respect to deferrals on or after January 1, 2008, on the earlier of the fifth anniversary of the date of the deferral or the Reporting Person's separation from service as a member of the Hanesbrands Inc. board of directors. F4 · derivative.expiration_date: Balances in the HBI Stock Fund are settled on a share-for-share basis in shares of Hanesbrands Inc. common stock (i) with respect to deferrals prior to January 1, 2008, at the time specified by the Reporting Person at the time of the Reporting Person's deferral election, which in no case shall be prior to the January 1 following the first anniversary of the date the deferral election is made and (ii) with respect to deferrals on or after January 1, 2008, on the earlier of the fifth anniversary of the date of the deferral or the Reporting Person's separation from service as a member of the Hanesbrands Inc. board of directors. F5 · balance_after: Includes acquisitions of 595.305, 629.975, 655.231 and 753.831 phantom stock units acquired through deemed dividend reinvestment on March 8, 2016, June 7, 2016, September 7, 2016 and December 6, 2016, respectively. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 16:15 UTC | Hanesbrands Inc. HBI · Entity 72407 | Disposition to issuerCommon Stock | 4,200 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001359841-16-000436 · wf-form4_148157731307143.xml · nonDerivative · entry 1 SCHINDLER ANDREW J · CIK 0001087764 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Represents a deferral by the Reporting Person of 4,200 shares of Hanesbrands Inc. common stock upon the vesting of restricted stock units granted to the Reporting Person on December 8, 2015. The amount deferred was deemed to be invested in a stock equivalent account (the "HBI Stock Fund") in the Hanesbrands Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.