Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CARPENTER TECHNOLOGY CORPCRS · Entity 3210 | Director | October 09, 2018 | October 11, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CARPENTER TECHNOLOGY CORP
Report date October 09, 2018 · Filed October 11, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Director Stock UnitsSEC Table II · derivative / convertible security | Direct | 29,909.52 |
Reported balance
After 2018-10-09 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-10-09 · Grant · Acquired 1,796 · Balance 29,909.52 F1: Converts to common stock on a 1-for-1 basis F3: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors. F2: Payable upon the later of separation of service or a specified date or event F4: Includes dividend equivalents not previously reported. |
| Director Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $58.48 · Expires 2028-10-09 | Direct | 1,886 |
Reported balance
After 2018-10-09 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-10-09 · Grant · Acquired 1,886 · Balance 1,886 F5: The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Converts to common stock on a 1-for-1 basis
F2: Payable upon the later of separation of service or a specified date or event
F3: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors.
F4: Includes dividend equivalents not previously reported.
F5: The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 09, 2018 Filed Oct 11, 2018 18:52 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | GrantDirector Stock Options · Derivative | 1,886 | Not disclosed Strike: $58.48 | Not disclosed |
DisclosureSEC source: 0000017843-18-000052 · edgar.xml · derivative · entry 2 ANDERSON PHILIP M · CIK 0001397718 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,886 Underlying: Common Stock · 1,886 shares Expires 2028-10-09 F5 · price: The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors. Read SEC document |
| October 09, 2018 Filed Oct 11, 2018 18:52 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | GrantDirector Stock Units · Derivative | 1,796 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000017843-18-000052 · edgar.xml · derivative · entry 1 ANDERSON PHILIP M · CIK 0001397718 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,909.52 Underlying: Common Stock · 1,796 shares Expires not disclosed F1 · derivative.exercise_price: Converts to common stock on a 1-for-1 basis F3 · price: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors. F2 · derivative.exercise_date: Payable upon the later of separation of service or a specified date or event F2 · derivative.expiration_date: Payable upon the later of separation of service or a specified date or event F4 · balance_after: Includes dividend equivalents not previously reported. Read SEC document |
| May 14, 2018 Filed May 16, 2018 20:26 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 6,000 | Not disclosed Strike: $22.35 | Not disclosed |
DisclosureSEC source: 0000017843-18-000014 · edgar.xml · derivative · entry 2 ANDERSON PHILIP M · CIK 0001397718 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires 2018-10-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors. Read SEC document |
| May 14, 2018 Filed May 16, 2018 20:26 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | Exercise / conversionCommon Stock | 6,000 | $22.35 | $134,100.00 |
DisclosureSEC source: 0000017843-18-000014 · edgar.xml · nonDerivative · entry 1 ANDERSON PHILIP M · CIK 0001397718 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,100 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 17:37 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 2,000 | Not disclosed Strike: $22.35 | Not disclosed |
DisclosureSEC source: 0000017843-18-000004 · edgar.xml · derivative · entry 2 ANDERSON PHILIP M · CIK 0001397718 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 2,000 shares Expires 2018-10-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors. Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 17:37 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | Exercise / conversionCommon Stock | 2,000 | $22.35 | $44,700.00 |
DisclosureSEC source: 0000017843-18-000004 · edgar.xml · nonDerivative · entry 1 ANDERSON PHILIP M · CIK 0001397718 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,100 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 10, 2017 Filed Oct 12, 2017 21:20 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | GrantDirector Stock Option (Right to Buy) · Derivative | 2,416 | Not disclosed Strike: $49.52 | Not disclosed |
DisclosureSEC source: 0000017843-17-000057 · edgar.xml · derivative · entry 2 ANDERSON PHILIP M · CIK 0001397718 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,416 Underlying: Common Stock · 2,416 shares Expires 2027-10-10 F5 · price: The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors. Read SEC document |
| October 10, 2017 Filed Oct 12, 2017 21:20 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | GrantDirector Stock Units · Derivative | 2,121 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000017843-17-000057 · edgar.xml · derivative · entry 1 ANDERSON PHILIP M · CIK 0001397718 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,711.5754 Underlying: Common Stock · 2,121 shares Expires not disclosed F1 · derivative.exercise_price: Converts to common stock on a 1-for-1 basis F3 · price: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors. F2 · derivative.exercise_date: Payable upon the later of separation of service or a specified date or event F2 · derivative.expiration_date: Payable upon the later of separation of service or a specified date or event F4 · balance_after: Includes dividend equivalents not previously reported. Read SEC document |
| October 11, 2016 Filed Oct 13, 2016 23:20 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | GrantDirector Stock Options (right to buy) · Derivative | 3,275 | Not disclosed Strike: $39.79 | Not disclosed |
DisclosureSEC source: 0000017843-16-000097 · edgar.xml · derivative · entry 2 ANDERSON PHILIP M · CIK 0001397718 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,275 Underlying: Common Stock · 3,275 shares Expires 2026-10-11 F5 · price: The reporting person was granted an option to purchase stock as part of his director's compensation. Read SEC document |
| October 11, 2016 Filed Oct 13, 2016 23:20 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | GrantDirector Stock Units · Derivative | 2,640 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000017843-16-000097 · edgar.xml · derivative · entry 1 ANDERSON PHILIP M · CIK 0001397718 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,126.1142 Underlying: Common Stock · 2,640 shares Expires not disclosed F1 · derivative.exercise_price: Converts to common stock on a 1-for-1 basis F3 · price: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors. F2 · derivative.exercise_date: Payable upon the later of separation of service or a specified date or event F2 · derivative.expiration_date: Payable upon the later of separation of service or a specified date or event F4 · balance_after: Includes dividend equivalents not previously reported. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.