Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Guardant Health, Inc.
Report date October 09, 2018 · Filed October 11, 2018 · Amendment
Jointly reported with SC US (TTGP), LTD., SC U.S. VENTURE 2010 MANAGEMENT, L.P., SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P., SEQUOIA CAPITAL SCOUT FUND II, L.L.C., SC U.S. VENTURE XIV MANAGEMENT, L.P., SEQUOIA CAPITAL U.S. VENTURE FUND XIV, L.P., SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV, L.P., SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV (Q), L.P., SEQUOIA CAPITAL USV XIV HOLDCO, LTD.
Section 16 reporting ended · disclosed 2018-10-11. Current position is not established by this disclosure.
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | IndirectBy Sandscape, LLC | 29,162 |
Reported balance
After 2018-10-09 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2018-10-09 · Conversion · Acquired 13,264 · Balance 29,162 F1: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F2: This Form 4 is being amended to reflect the correct total number of shares of the Issuer's Common Stock held by Sandscape, LLC following the transactions reported herein. F3: The shares are directly held by Sandscape, LLC. SC US (TTGP), Ltd. is the general partner of SC US Venture 2010 Management, L.P., which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P., which is the managing member of Sequoia Capital Scout Fund II, L.L.C., which is the managing member of Sandscape, LLC. As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by Sandscape, LLC. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| COMMON STOCKSEC Table I · non-derivative | IndirectBy Sequoia Capital USV XIV Holdco, Ltd. | 5,564,701 |
Reported balance
After 2018-10-09 transaction · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · 2018-10-09 · Conversion · Acquired 5,564,701 · Balance 5,564,701 F1: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F4: The shares are directly held by Sequoia Capital USV XIV Holdco, Ltd., or SC USV XIV Holdco. SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XIV Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture Fund XIV, L.P., Sequoia Capital U.S. Venture Partners Fund XIV, L.P. and Sequoia Capital U.S. Venture Partners Fund XIV (Q), L.P., or collectively, the SC USV XIV Funds. The SC USV XIV Funds together own 100% of the outstanding ordinary shares of SC USV XIV Holdco. As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SC USV XIV Holdco. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| COMMON STOCKSEC Table I · non-derivative | IndirectBy Sequoia Capital USV XIV Holdco, Ltd. | 1,402,994 |
Reported balance
After 2018-10-09 transaction · row 3
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 3 · 2018-10-09 · Conversion · Acquired 1,402,994 · Balance 1,402,994 F1: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F4: The shares are directly held by Sequoia Capital USV XIV Holdco, Ltd., or SC USV XIV Holdco. SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XIV Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture Fund XIV, L.P., Sequoia Capital U.S. Venture Partners Fund XIV, L.P. and Sequoia Capital U.S. Venture Partners Fund XIV (Q), L.P., or collectively, the SC USV XIV Funds. The SC USV XIV Funds together own 100% of the outstanding ordinary shares of SC USV XIV Holdco. As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SC USV XIV Holdco. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| COMMON STOCKSEC Table I · non-derivative | IndirectBy Sequoia Capital USV XIV Holdco, Ltd. | 233,832 |
Reported balance
After 2018-10-09 transaction · row 4
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 4 · 2018-10-09 · Conversion · Acquired 233,832 · Balance 233,832 F1: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F4: The shares are directly held by Sequoia Capital USV XIV Holdco, Ltd., or SC USV XIV Holdco. SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XIV Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture Fund XIV, L.P., Sequoia Capital U.S. Venture Partners Fund XIV, L.P. and Sequoia Capital U.S. Venture Partners Fund XIV (Q), L.P., or collectively, the SC USV XIV Funds. The SC USV XIV Funds together own 100% of the outstanding ordinary shares of SC USV XIV Holdco. As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SC USV XIV Holdco. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| COMMON STOCKSEC Table I · non-derivative | IndirectBy Sequoia Capital USV XIV Holdco, Ltd. | 508,497 |
Reported balance
After 2018-10-09 transaction · row 5
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 5 · 2018-10-09 · Conversion · Acquired 508,497 · Balance 508,497 F1: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F4: The shares are directly held by Sequoia Capital USV XIV Holdco, Ltd., or SC USV XIV Holdco. SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XIV Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture Fund XIV, L.P., Sequoia Capital U.S. Venture Partners Fund XIV, L.P. and Sequoia Capital U.S. Venture Partners Fund XIV (Q), L.P., or collectively, the SC USV XIV Funds. The SC USV XIV Funds together own 100% of the outstanding ordinary shares of SC USV XIV Holdco. As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SC USV XIV Holdco. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| COMMON STOCKSEC Table I · non-derivative | IndirectBy Sequoia Capital USV XIV Holdco, Ltd. | 44,866 |
Reported balance
After 2018-10-09 transaction · row 6
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 6 · 2018-10-09 · Conversion · Acquired 44,866 · Balance 44,866 F1: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F4: The shares are directly held by Sequoia Capital USV XIV Holdco, Ltd., or SC USV XIV Holdco. SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XIV Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture Fund XIV, L.P., Sequoia Capital U.S. Venture Partners Fund XIV, L.P. and Sequoia Capital U.S. Venture Partners Fund XIV (Q), L.P., or collectively, the SC USV XIV Funds. The SC USV XIV Funds together own 100% of the outstanding ordinary shares of SC USV XIV Holdco. As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SC USV XIV Holdco. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| SERIES A PREFERRED STOCKSEC Table II · derivative / convertible security | IndirectBy Sandscape, LLC | 0 |
Reported balance
After 2018-10-09 transaction · row 7
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 7 · 2018-10-09 · Conversion · Disposed 13,264 · Balance 0 F1: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F3: The shares are directly held by Sandscape, LLC. SC US (TTGP), Ltd. is the general partner of SC US Venture 2010 Management, L.P., which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P., which is the managing member of Sequoia Capital Scout Fund II, L.L.C., which is the managing member of Sandscape, LLC. As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by Sandscape, LLC. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| SERIES A PREFERRED STOCKSEC Table II · derivative / convertible security | IndirectBy Sequoia Capital USV XIV Holdco, Ltd. | 0 |
Reported balance
After 2018-10-09 transaction · row 8
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 8 · 2018-10-09 · Conversion · Disposed 5,564,701 · Balance 0 F1: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F4: The shares are directly held by Sequoia Capital USV XIV Holdco, Ltd., or SC USV XIV Holdco. SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XIV Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture Fund XIV, L.P., Sequoia Capital U.S. Venture Partners Fund XIV, L.P. and Sequoia Capital U.S. Venture Partners Fund XIV (Q), L.P., or collectively, the SC USV XIV Funds. The SC USV XIV Funds together own 100% of the outstanding ordinary shares of SC USV XIV Holdco. As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SC USV XIV Holdco. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| SERIES B PREFERRED STOCKSEC Table II · derivative / convertible security | IndirectBy Sequoia Capital USV XIV Holdco, Ltd. | 0 |
Reported balance
After 2018-10-09 transaction · row 9
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 9 · 2018-10-09 · Conversion · Disposed 1,402,994 · Balance 0 F1: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F4: The shares are directly held by Sequoia Capital USV XIV Holdco, Ltd., or SC USV XIV Holdco. SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XIV Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture Fund XIV, L.P., Sequoia Capital U.S. Venture Partners Fund XIV, L.P. and Sequoia Capital U.S. Venture Partners Fund XIV (Q), L.P., or collectively, the SC USV XIV Funds. The SC USV XIV Funds together own 100% of the outstanding ordinary shares of SC USV XIV Holdco. As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SC USV XIV Holdco. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| SERIES C PREFERRED STOCKSEC Table II · derivative / convertible security | IndirectBy Sequoia Capital USV XIV Holdco, Ltd. | 0 |
Reported balance
After 2018-10-09 transaction · row 10
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 10 · 2018-10-09 · Conversion · Disposed 233,832 · Balance 0 F1: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F4: The shares are directly held by Sequoia Capital USV XIV Holdco, Ltd., or SC USV XIV Holdco. SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XIV Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture Fund XIV, L.P., Sequoia Capital U.S. Venture Partners Fund XIV, L.P. and Sequoia Capital U.S. Venture Partners Fund XIV (Q), L.P., or collectively, the SC USV XIV Funds. The SC USV XIV Funds together own 100% of the outstanding ordinary shares of SC USV XIV Holdco. As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SC USV XIV Holdco. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| SERIES D PREFERRED STOCKSEC Table II · derivative / convertible security | IndirectBy Sequoia Capital USV XIV Holdco, Ltd. | 0 |
Reported balance
After 2018-10-09 transaction · row 11
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 11 · 2018-10-09 · Conversion · Disposed 508,497 · Balance 0 F1: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F4: The shares are directly held by Sequoia Capital USV XIV Holdco, Ltd., or SC USV XIV Holdco. SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XIV Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture Fund XIV, L.P., Sequoia Capital U.S. Venture Partners Fund XIV, L.P. and Sequoia Capital U.S. Venture Partners Fund XIV (Q), L.P., or collectively, the SC USV XIV Funds. The SC USV XIV Funds together own 100% of the outstanding ordinary shares of SC USV XIV Holdco. As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SC USV XIV Holdco. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| SERIES E PREFERRED STOCKSEC Table II · derivative / convertible security | IndirectBy Sequoia Capital USV XIV Holdco, Ltd. | 0 |
Reported balance
After 2018-10-09 transaction · row 12
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 12 · 2018-10-09 · Conversion · Disposed 44,866 · Balance 0 F1: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F4: The shares are directly held by Sequoia Capital USV XIV Holdco, Ltd., or SC USV XIV Holdco. SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XIV Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture Fund XIV, L.P., Sequoia Capital U.S. Venture Partners Fund XIV, L.P. and Sequoia Capital U.S. Venture Partners Fund XIV (Q), L.P., or collectively, the SC USV XIV Funds. The SC USV XIV Funds together own 100% of the outstanding ordinary shares of SC USV XIV Holdco. As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SC USV XIV Holdco. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date.
F2: This Form 4 is being amended to reflect the correct total number of shares of the Issuer's Common Stock held by Sandscape, LLC following the transactions reported herein.
F3: The shares are directly held by Sandscape, LLC. SC US (TTGP), Ltd. is the general partner of SC US Venture 2010 Management, L.P., which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P., which is the managing member of Sequoia Capital Scout Fund II, L.L.C., which is the managing member of Sandscape, LLC. As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by Sandscape, LLC. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F4: The shares are directly held by Sequoia Capital USV XIV Holdco, Ltd., or SC USV XIV Holdco. SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XIV Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture Fund XIV, L.P., Sequoia Capital U.S. Venture Partners Fund XIV, L.P. and Sequoia Capital U.S. Venture Partners Fund XIV (Q), L.P., or collectively, the SC USV XIV Funds. The SC USV XIV Funds together own 100% of the outstanding ordinary shares of SC USV XIV Holdco. As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SC USV XIV Holdco. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 09, 2018 Filed Oct 11, 2018 21:38 UTC Amendment | Guardant Health, Inc. GH · Entity 3238 | ConversionSERIES E PREFERRED STOCK · Derivative | 44,866 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-18-012499 · wf-form4a_153929391261003.xml · derivative · entry 12 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner SEQUOIA CAPITAL SCOUT FUND II, L.L.C. · CIK 0001611358 · 10% owner Sandscape, LLC · CIK 0001744933 · 10% owner SC U.S. VENTURE XIV MANAGEMENT, L.P. · CIK 0001611397 · 10% owner SEQUOIA CAPITAL U.S. VENTURE FUND XIV, L.P. · CIK 0001556027 · 10% owner SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV, L.P. · CIK 0001556219 · 10% owner SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV (Q), L.P. · CIK 0001561342 · 10% owner SEQUOIA CAPITAL USV XIV HOLDCO, LTD. · CIK 0001611394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital USV XIV Holdco, Ltd. Disclosed balance after: 0 Underlying: COMMON STOCK · 44,866 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F1 · price: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F1 · derivative.exercise_date: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F1 · derivative.expiration_date: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F4 · ownership.nature: The shares are directly held by Sequoia Capital USV XIV Holdco, Ltd., or SC USV XIV Holdco. SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XIV Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture Fund XIV, L.P., Sequoia Capital U.S. Venture Partners Fund XIV, L.P. and Sequoia Capital U.S. Venture Partners Fund XIV (Q), L.P., or collectively, the SC USV XIV Funds. The SC USV XIV Funds together own 100% of the outstanding ordinary shares of SC USV XIV Holdco. As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SC USV XIV Holdco. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| October 09, 2018 Filed Oct 11, 2018 21:38 UTC Amendment | Guardant Health, Inc. GH · Entity 3238 | ConversionSERIES D PREFERRED STOCK · Derivative | 508,497 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-18-012499 · wf-form4a_153929391261003.xml · derivative · entry 11 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner SEQUOIA CAPITAL SCOUT FUND II, L.L.C. · CIK 0001611358 · 10% owner Sandscape, LLC · CIK 0001744933 · 10% owner SC U.S. VENTURE XIV MANAGEMENT, L.P. · CIK 0001611397 · 10% owner SEQUOIA CAPITAL U.S. VENTURE FUND XIV, L.P. · CIK 0001556027 · 10% owner SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV, L.P. · CIK 0001556219 · 10% owner SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV (Q), L.P. · CIK 0001561342 · 10% owner SEQUOIA CAPITAL USV XIV HOLDCO, LTD. · CIK 0001611394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital USV XIV Holdco, Ltd. Disclosed balance after: 0 Underlying: COMMON STOCK · 508,497 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F1 · price: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F1 · derivative.exercise_date: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F1 · derivative.expiration_date: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F4 · ownership.nature: The shares are directly held by Sequoia Capital USV XIV Holdco, Ltd., or SC USV XIV Holdco. SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XIV Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture Fund XIV, L.P., Sequoia Capital U.S. Venture Partners Fund XIV, L.P. and Sequoia Capital U.S. Venture Partners Fund XIV (Q), L.P., or collectively, the SC USV XIV Funds. The SC USV XIV Funds together own 100% of the outstanding ordinary shares of SC USV XIV Holdco. As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SC USV XIV Holdco. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| October 09, 2018 Filed Oct 11, 2018 21:38 UTC Amendment | Guardant Health, Inc. GH · Entity 3238 | ConversionSERIES C PREFERRED STOCK · Derivative | 233,832 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-18-012499 · wf-form4a_153929391261003.xml · derivative · entry 10 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner SEQUOIA CAPITAL SCOUT FUND II, L.L.C. · CIK 0001611358 · 10% owner Sandscape, LLC · CIK 0001744933 · 10% owner SC U.S. VENTURE XIV MANAGEMENT, L.P. · CIK 0001611397 · 10% owner SEQUOIA CAPITAL U.S. VENTURE FUND XIV, L.P. · CIK 0001556027 · 10% owner SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV, L.P. · CIK 0001556219 · 10% owner SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV (Q), L.P. · CIK 0001561342 · 10% owner SEQUOIA CAPITAL USV XIV HOLDCO, LTD. · CIK 0001611394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital USV XIV Holdco, Ltd. Disclosed balance after: 0 Underlying: COMMON STOCK · 233,832 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F1 · price: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F1 · derivative.exercise_date: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F1 · derivative.expiration_date: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F4 · ownership.nature: The shares are directly held by Sequoia Capital USV XIV Holdco, Ltd., or SC USV XIV Holdco. SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XIV Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture Fund XIV, L.P., Sequoia Capital U.S. Venture Partners Fund XIV, L.P. and Sequoia Capital U.S. Venture Partners Fund XIV (Q), L.P., or collectively, the SC USV XIV Funds. The SC USV XIV Funds together own 100% of the outstanding ordinary shares of SC USV XIV Holdco. As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SC USV XIV Holdco. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| October 09, 2018 Filed Oct 11, 2018 21:38 UTC Amendment | Guardant Health, Inc. GH · Entity 3238 | ConversionSERIES B PREFERRED STOCK · Derivative | 1,402,994 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-18-012499 · wf-form4a_153929391261003.xml · derivative · entry 9 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner SEQUOIA CAPITAL SCOUT FUND II, L.L.C. · CIK 0001611358 · 10% owner Sandscape, LLC · CIK 0001744933 · 10% owner SC U.S. VENTURE XIV MANAGEMENT, L.P. · CIK 0001611397 · 10% owner SEQUOIA CAPITAL U.S. VENTURE FUND XIV, L.P. · CIK 0001556027 · 10% owner SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV, L.P. · CIK 0001556219 · 10% owner SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV (Q), L.P. · CIK 0001561342 · 10% owner SEQUOIA CAPITAL USV XIV HOLDCO, LTD. · CIK 0001611394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital USV XIV Holdco, Ltd. Disclosed balance after: 0 Underlying: COMMON STOCK · 1,402,994 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F1 · price: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F1 · derivative.exercise_date: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F1 · derivative.expiration_date: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F4 · ownership.nature: The shares are directly held by Sequoia Capital USV XIV Holdco, Ltd., or SC USV XIV Holdco. SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XIV Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture Fund XIV, L.P., Sequoia Capital U.S. Venture Partners Fund XIV, L.P. and Sequoia Capital U.S. Venture Partners Fund XIV (Q), L.P., or collectively, the SC USV XIV Funds. The SC USV XIV Funds together own 100% of the outstanding ordinary shares of SC USV XIV Holdco. As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SC USV XIV Holdco. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| October 09, 2018 Filed Oct 11, 2018 21:38 UTC Amendment | Guardant Health, Inc. GH · Entity 3238 | ConversionSERIES A PREFERRED STOCK · Derivative | 5,564,701 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-18-012499 · wf-form4a_153929391261003.xml · derivative · entry 8 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner SEQUOIA CAPITAL SCOUT FUND II, L.L.C. · CIK 0001611358 · 10% owner Sandscape, LLC · CIK 0001744933 · 10% owner SC U.S. VENTURE XIV MANAGEMENT, L.P. · CIK 0001611397 · 10% owner SEQUOIA CAPITAL U.S. VENTURE FUND XIV, L.P. · CIK 0001556027 · 10% owner SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV, L.P. · CIK 0001556219 · 10% owner SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV (Q), L.P. · CIK 0001561342 · 10% owner SEQUOIA CAPITAL USV XIV HOLDCO, LTD. · CIK 0001611394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital USV XIV Holdco, Ltd. Disclosed balance after: 0 Underlying: COMMON STOCK · 5,564,701 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F1 · price: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F1 · derivative.exercise_date: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F1 · derivative.expiration_date: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F4 · ownership.nature: The shares are directly held by Sequoia Capital USV XIV Holdco, Ltd., or SC USV XIV Holdco. SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XIV Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture Fund XIV, L.P., Sequoia Capital U.S. Venture Partners Fund XIV, L.P. and Sequoia Capital U.S. Venture Partners Fund XIV (Q), L.P., or collectively, the SC USV XIV Funds. The SC USV XIV Funds together own 100% of the outstanding ordinary shares of SC USV XIV Holdco. As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SC USV XIV Holdco. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| October 09, 2018 Filed Oct 11, 2018 21:38 UTC Amendment | Guardant Health, Inc. GH · Entity 3238 | ConversionSERIES A PREFERRED STOCK · Derivative | 13,264 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-18-012499 · wf-form4a_153929391261003.xml · derivative · entry 7 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner SEQUOIA CAPITAL SCOUT FUND II, L.L.C. · CIK 0001611358 · 10% owner Sandscape, LLC · CIK 0001744933 · 10% owner SC U.S. VENTURE XIV MANAGEMENT, L.P. · CIK 0001611397 · 10% owner SEQUOIA CAPITAL U.S. VENTURE FUND XIV, L.P. · CIK 0001556027 · 10% owner SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV, L.P. · CIK 0001556219 · 10% owner SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV (Q), L.P. · CIK 0001561342 · 10% owner SEQUOIA CAPITAL USV XIV HOLDCO, LTD. · CIK 0001611394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sandscape, LLC Disclosed balance after: 0 Underlying: COMMON STOCK · 13,264 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F1 · price: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F1 · derivative.exercise_date: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F1 · derivative.expiration_date: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F3 · ownership.nature: The shares are directly held by Sandscape, LLC. SC US (TTGP), Ltd. is the general partner of SC US Venture 2010 Management, L.P., which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P., which is the managing member of Sequoia Capital Scout Fund II, L.L.C., which is the managing member of Sandscape, LLC. As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by Sandscape, LLC. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| October 09, 2018 Filed Oct 11, 2018 21:38 UTC Amendment | Guardant Health, Inc. GH · Entity 3238 | ConversionCOMMON STOCK | 44,866 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-18-012499 · wf-form4a_153929391261003.xml · nonDerivative · entry 6 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner SEQUOIA CAPITAL SCOUT FUND II, L.L.C. · CIK 0001611358 · 10% owner Sandscape, LLC · CIK 0001744933 · 10% owner SC U.S. VENTURE XIV MANAGEMENT, L.P. · CIK 0001611397 · 10% owner SEQUOIA CAPITAL U.S. VENTURE FUND XIV, L.P. · CIK 0001556027 · 10% owner SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV, L.P. · CIK 0001556219 · 10% owner SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV (Q), L.P. · CIK 0001561342 · 10% owner SEQUOIA CAPITAL USV XIV HOLDCO, LTD. · CIK 0001611394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital USV XIV Holdco, Ltd. Disclosed balance after: 44,866 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F4 · ownership.nature: The shares are directly held by Sequoia Capital USV XIV Holdco, Ltd., or SC USV XIV Holdco. SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XIV Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture Fund XIV, L.P., Sequoia Capital U.S. Venture Partners Fund XIV, L.P. and Sequoia Capital U.S. Venture Partners Fund XIV (Q), L.P., or collectively, the SC USV XIV Funds. The SC USV XIV Funds together own 100% of the outstanding ordinary shares of SC USV XIV Holdco. As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SC USV XIV Holdco. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| October 09, 2018 Filed Oct 11, 2018 21:38 UTC Amendment | Guardant Health, Inc. GH · Entity 3238 | ConversionCOMMON STOCK | 508,497 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-18-012499 · wf-form4a_153929391261003.xml · nonDerivative · entry 5 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner SEQUOIA CAPITAL SCOUT FUND II, L.L.C. · CIK 0001611358 · 10% owner Sandscape, LLC · CIK 0001744933 · 10% owner SC U.S. VENTURE XIV MANAGEMENT, L.P. · CIK 0001611397 · 10% owner SEQUOIA CAPITAL U.S. VENTURE FUND XIV, L.P. · CIK 0001556027 · 10% owner SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV, L.P. · CIK 0001556219 · 10% owner SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV (Q), L.P. · CIK 0001561342 · 10% owner SEQUOIA CAPITAL USV XIV HOLDCO, LTD. · CIK 0001611394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital USV XIV Holdco, Ltd. Disclosed balance after: 508,497 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F4 · ownership.nature: The shares are directly held by Sequoia Capital USV XIV Holdco, Ltd., or SC USV XIV Holdco. SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XIV Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture Fund XIV, L.P., Sequoia Capital U.S. Venture Partners Fund XIV, L.P. and Sequoia Capital U.S. Venture Partners Fund XIV (Q), L.P., or collectively, the SC USV XIV Funds. The SC USV XIV Funds together own 100% of the outstanding ordinary shares of SC USV XIV Holdco. As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SC USV XIV Holdco. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| October 09, 2018 Filed Oct 11, 2018 21:38 UTC Amendment | Guardant Health, Inc. GH · Entity 3238 | ConversionCOMMON STOCK | 233,832 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-18-012499 · wf-form4a_153929391261003.xml · nonDerivative · entry 4 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner SEQUOIA CAPITAL SCOUT FUND II, L.L.C. · CIK 0001611358 · 10% owner Sandscape, LLC · CIK 0001744933 · 10% owner SC U.S. VENTURE XIV MANAGEMENT, L.P. · CIK 0001611397 · 10% owner SEQUOIA CAPITAL U.S. VENTURE FUND XIV, L.P. · CIK 0001556027 · 10% owner SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV, L.P. · CIK 0001556219 · 10% owner SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV (Q), L.P. · CIK 0001561342 · 10% owner SEQUOIA CAPITAL USV XIV HOLDCO, LTD. · CIK 0001611394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital USV XIV Holdco, Ltd. Disclosed balance after: 233,832 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F4 · ownership.nature: The shares are directly held by Sequoia Capital USV XIV Holdco, Ltd., or SC USV XIV Holdco. SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XIV Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture Fund XIV, L.P., Sequoia Capital U.S. Venture Partners Fund XIV, L.P. and Sequoia Capital U.S. Venture Partners Fund XIV (Q), L.P., or collectively, the SC USV XIV Funds. The SC USV XIV Funds together own 100% of the outstanding ordinary shares of SC USV XIV Holdco. As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SC USV XIV Holdco. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| October 09, 2018 Filed Oct 11, 2018 21:38 UTC Amendment | Guardant Health, Inc. GH · Entity 3238 | ConversionCOMMON STOCK | 1,402,994 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-18-012499 · wf-form4a_153929391261003.xml · nonDerivative · entry 3 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner SEQUOIA CAPITAL SCOUT FUND II, L.L.C. · CIK 0001611358 · 10% owner Sandscape, LLC · CIK 0001744933 · 10% owner SC U.S. VENTURE XIV MANAGEMENT, L.P. · CIK 0001611397 · 10% owner SEQUOIA CAPITAL U.S. VENTURE FUND XIV, L.P. · CIK 0001556027 · 10% owner SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV, L.P. · CIK 0001556219 · 10% owner SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV (Q), L.P. · CIK 0001561342 · 10% owner SEQUOIA CAPITAL USV XIV HOLDCO, LTD. · CIK 0001611394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital USV XIV Holdco, Ltd. Disclosed balance after: 1,402,994 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F4 · ownership.nature: The shares are directly held by Sequoia Capital USV XIV Holdco, Ltd., or SC USV XIV Holdco. SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XIV Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture Fund XIV, L.P., Sequoia Capital U.S. Venture Partners Fund XIV, L.P. and Sequoia Capital U.S. Venture Partners Fund XIV (Q), L.P., or collectively, the SC USV XIV Funds. The SC USV XIV Funds together own 100% of the outstanding ordinary shares of SC USV XIV Holdco. As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SC USV XIV Holdco. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| October 09, 2018 Filed Oct 11, 2018 21:38 UTC Amendment | Guardant Health, Inc. GH · Entity 3238 | ConversionCOMMON STOCK | 5,564,701 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-18-012499 · wf-form4a_153929391261003.xml · nonDerivative · entry 2 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner SEQUOIA CAPITAL SCOUT FUND II, L.L.C. · CIK 0001611358 · 10% owner Sandscape, LLC · CIK 0001744933 · 10% owner SC U.S. VENTURE XIV MANAGEMENT, L.P. · CIK 0001611397 · 10% owner SEQUOIA CAPITAL U.S. VENTURE FUND XIV, L.P. · CIK 0001556027 · 10% owner SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV, L.P. · CIK 0001556219 · 10% owner SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV (Q), L.P. · CIK 0001561342 · 10% owner SEQUOIA CAPITAL USV XIV HOLDCO, LTD. · CIK 0001611394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital USV XIV Holdco, Ltd. Disclosed balance after: 5,564,701 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F4 · ownership.nature: The shares are directly held by Sequoia Capital USV XIV Holdco, Ltd., or SC USV XIV Holdco. SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XIV Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture Fund XIV, L.P., Sequoia Capital U.S. Venture Partners Fund XIV, L.P. and Sequoia Capital U.S. Venture Partners Fund XIV (Q), L.P., or collectively, the SC USV XIV Funds. The SC USV XIV Funds together own 100% of the outstanding ordinary shares of SC USV XIV Holdco. As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SC USV XIV Holdco. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| October 09, 2018 Filed Oct 11, 2018 21:38 UTC Amendment | Guardant Health, Inc. GH · Entity 3238 | ConversionCOMMON STOCK | 13,264 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-18-012499 · wf-form4a_153929391261003.xml · nonDerivative · entry 1 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner SEQUOIA CAPITAL SCOUT FUND II, L.L.C. · CIK 0001611358 · 10% owner Sandscape, LLC · CIK 0001744933 · 10% owner SC U.S. VENTURE XIV MANAGEMENT, L.P. · CIK 0001611397 · 10% owner SEQUOIA CAPITAL U.S. VENTURE FUND XIV, L.P. · CIK 0001556027 · 10% owner SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV, L.P. · CIK 0001556219 · 10% owner SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV (Q), L.P. · CIK 0001561342 · 10% owner SEQUOIA CAPITAL USV XIV HOLDCO, LTD. · CIK 0001611394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sandscape, LLC Disclosed balance after: 29,162 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F2 · balance_after: This Form 4 is being amended to reflect the correct total number of shares of the Issuer's Common Stock held by Sandscape, LLC following the transactions reported herein. F3 · ownership.nature: The shares are directly held by Sandscape, LLC. SC US (TTGP), Ltd. is the general partner of SC US Venture 2010 Management, L.P., which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P., which is the managing member of Sequoia Capital Scout Fund II, L.L.C., which is the managing member of Sandscape, LLC. As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by Sandscape, LLC. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| October 09, 2018 Filed Oct 11, 2018 17:22 UTC | Guardant Health, Inc. GH · Entity 3238 | ConversionSERIES E PREFERRED STOCK · Derivative | 44,866 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-18-012467 · wf-form4_153927853046265.xml · derivative · entry 12 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner SEQUOIA CAPITAL SCOUT FUND II, L.L.C. · CIK 0001611358 · 10% owner Sandscape, LLC · CIK 0001744933 · 10% owner SC U.S. VENTURE XIV MANAGEMENT, L.P. · CIK 0001611397 · 10% owner SEQUOIA CAPITAL U.S. VENTURE FUND XIV, L.P. · CIK 0001556027 · 10% owner SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV, L.P. · CIK 0001556219 · 10% owner SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV (Q), L.P. · CIK 0001561342 · 10% owner SEQUOIA CAPITAL USV XIV HOLDCO, LTD. · CIK 0001611394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital USV XIV Holdco, Ltd. Disclosed balance after: 0 Underlying: COMMON STOCK · 44,866 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F1 · price: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F1 · derivative.exercise_date: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F1 · derivative.expiration_date: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F3 · ownership.nature: The shares are directly held by Sequoia Capital USV XIV Holdco, Ltd., or SC USV XIV Holdco. SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XIV Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture Fund XIV, L.P., Sequoia Capital U.S. Venture Partners Fund XIV, L.P. and Sequoia Capital U.S. Venture Partners Fund XIV (Q), L.P., or collectively, the SC USV XIV Funds. The SC USV XIV Funds together own 100% of the outstanding ordinary shares of SC USV XIV Holdco. As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SC USV XIV Holdco. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| October 09, 2018 Filed Oct 11, 2018 17:22 UTC | Guardant Health, Inc. GH · Entity 3238 | ConversionSERIES D PREFERRED STOCK · Derivative | 508,497 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-18-012467 · wf-form4_153927853046265.xml · derivative · entry 11 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner SEQUOIA CAPITAL SCOUT FUND II, L.L.C. · CIK 0001611358 · 10% owner Sandscape, LLC · CIK 0001744933 · 10% owner SC U.S. VENTURE XIV MANAGEMENT, L.P. · CIK 0001611397 · 10% owner SEQUOIA CAPITAL U.S. VENTURE FUND XIV, L.P. · CIK 0001556027 · 10% owner SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV, L.P. · CIK 0001556219 · 10% owner SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV (Q), L.P. · CIK 0001561342 · 10% owner SEQUOIA CAPITAL USV XIV HOLDCO, LTD. · CIK 0001611394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital USV XIV Holdco, Ltd. Disclosed balance after: 0 Underlying: COMMON STOCK · 508,497 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F1 · price: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F1 · derivative.exercise_date: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F1 · derivative.expiration_date: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F3 · ownership.nature: The shares are directly held by Sequoia Capital USV XIV Holdco, Ltd., or SC USV XIV Holdco. SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XIV Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture Fund XIV, L.P., Sequoia Capital U.S. Venture Partners Fund XIV, L.P. and Sequoia Capital U.S. Venture Partners Fund XIV (Q), L.P., or collectively, the SC USV XIV Funds. The SC USV XIV Funds together own 100% of the outstanding ordinary shares of SC USV XIV Holdco. As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SC USV XIV Holdco. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| October 09, 2018 Filed Oct 11, 2018 17:22 UTC | Guardant Health, Inc. GH · Entity 3238 | ConversionSERIES C PREFERRED STOCK · Derivative | 233,832 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-18-012467 · wf-form4_153927853046265.xml · derivative · entry 10 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner SEQUOIA CAPITAL SCOUT FUND II, L.L.C. · CIK 0001611358 · 10% owner Sandscape, LLC · CIK 0001744933 · 10% owner SC U.S. VENTURE XIV MANAGEMENT, L.P. · CIK 0001611397 · 10% owner SEQUOIA CAPITAL U.S. VENTURE FUND XIV, L.P. · CIK 0001556027 · 10% owner SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV, L.P. · CIK 0001556219 · 10% owner SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV (Q), L.P. · CIK 0001561342 · 10% owner SEQUOIA CAPITAL USV XIV HOLDCO, LTD. · CIK 0001611394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital USV XIV Holdco, Ltd. Disclosed balance after: 0 Underlying: COMMON STOCK · 233,832 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F1 · price: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F1 · derivative.exercise_date: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F1 · derivative.expiration_date: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F3 · ownership.nature: The shares are directly held by Sequoia Capital USV XIV Holdco, Ltd., or SC USV XIV Holdco. SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XIV Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture Fund XIV, L.P., Sequoia Capital U.S. Venture Partners Fund XIV, L.P. and Sequoia Capital U.S. Venture Partners Fund XIV (Q), L.P., or collectively, the SC USV XIV Funds. The SC USV XIV Funds together own 100% of the outstanding ordinary shares of SC USV XIV Holdco. As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SC USV XIV Holdco. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| October 09, 2018 Filed Oct 11, 2018 17:22 UTC | Guardant Health, Inc. GH · Entity 3238 | ConversionSERIES B PREFERRED STOCK · Derivative | 1,402,994 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-18-012467 · wf-form4_153927853046265.xml · derivative · entry 9 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner SEQUOIA CAPITAL SCOUT FUND II, L.L.C. · CIK 0001611358 · 10% owner Sandscape, LLC · CIK 0001744933 · 10% owner SC U.S. VENTURE XIV MANAGEMENT, L.P. · CIK 0001611397 · 10% owner SEQUOIA CAPITAL U.S. VENTURE FUND XIV, L.P. · CIK 0001556027 · 10% owner SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV, L.P. · CIK 0001556219 · 10% owner SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV (Q), L.P. · CIK 0001561342 · 10% owner SEQUOIA CAPITAL USV XIV HOLDCO, LTD. · CIK 0001611394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital USV XIV Holdco, Ltd. Disclosed balance after: 0 Underlying: COMMON STOCK · 1,402,994 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F1 · price: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F1 · derivative.exercise_date: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F1 · derivative.expiration_date: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F3 · ownership.nature: The shares are directly held by Sequoia Capital USV XIV Holdco, Ltd., or SC USV XIV Holdco. SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XIV Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture Fund XIV, L.P., Sequoia Capital U.S. Venture Partners Fund XIV, L.P. and Sequoia Capital U.S. Venture Partners Fund XIV (Q), L.P., or collectively, the SC USV XIV Funds. The SC USV XIV Funds together own 100% of the outstanding ordinary shares of SC USV XIV Holdco. As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SC USV XIV Holdco. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| October 09, 2018 Filed Oct 11, 2018 17:22 UTC | Guardant Health, Inc. GH · Entity 3238 | ConversionSERIES A PREFERRED STOCK · Derivative | 5,564,701 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-18-012467 · wf-form4_153927853046265.xml · derivative · entry 8 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner SEQUOIA CAPITAL SCOUT FUND II, L.L.C. · CIK 0001611358 · 10% owner Sandscape, LLC · CIK 0001744933 · 10% owner SC U.S. VENTURE XIV MANAGEMENT, L.P. · CIK 0001611397 · 10% owner SEQUOIA CAPITAL U.S. VENTURE FUND XIV, L.P. · CIK 0001556027 · 10% owner SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV, L.P. · CIK 0001556219 · 10% owner SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV (Q), L.P. · CIK 0001561342 · 10% owner SEQUOIA CAPITAL USV XIV HOLDCO, LTD. · CIK 0001611394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital USV XIV Holdco, Ltd. Disclosed balance after: 0 Underlying: COMMON STOCK · 5,564,701 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F1 · price: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F1 · derivative.exercise_date: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F1 · derivative.expiration_date: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F3 · ownership.nature: The shares are directly held by Sequoia Capital USV XIV Holdco, Ltd., or SC USV XIV Holdco. SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XIV Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture Fund XIV, L.P., Sequoia Capital U.S. Venture Partners Fund XIV, L.P. and Sequoia Capital U.S. Venture Partners Fund XIV (Q), L.P., or collectively, the SC USV XIV Funds. The SC USV XIV Funds together own 100% of the outstanding ordinary shares of SC USV XIV Holdco. As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SC USV XIV Holdco. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| October 09, 2018 Filed Oct 11, 2018 17:22 UTC | Guardant Health, Inc. GH · Entity 3238 | ConversionSERIES A PREFERRED STOCK · Derivative | 13,264 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-18-012467 · wf-form4_153927853046265.xml · derivative · entry 7 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner SEQUOIA CAPITAL SCOUT FUND II, L.L.C. · CIK 0001611358 · 10% owner Sandscape, LLC · CIK 0001744933 · 10% owner SC U.S. VENTURE XIV MANAGEMENT, L.P. · CIK 0001611397 · 10% owner SEQUOIA CAPITAL U.S. VENTURE FUND XIV, L.P. · CIK 0001556027 · 10% owner SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV, L.P. · CIK 0001556219 · 10% owner SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV (Q), L.P. · CIK 0001561342 · 10% owner SEQUOIA CAPITAL USV XIV HOLDCO, LTD. · CIK 0001611394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sandscape, LLC Disclosed balance after: 0 Underlying: COMMON STOCK · 13,264 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F1 · price: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F1 · derivative.exercise_date: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F1 · derivative.expiration_date: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F2 · ownership.nature: The shares are directly held by Sandscape, LLC. SC US (TTGP), Ltd. is the general partner of SC US Venture 2010 Management, L.P., which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P., which is the managing member of Sequoia Capital Scout Fund II, L.L.C., which is the managing member of Sandscape, LLC. As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by Sandscape, LLC. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| October 09, 2018 Filed Oct 11, 2018 17:22 UTC | Guardant Health, Inc. GH · Entity 3238 | ConversionCOMMON STOCK | 44,866 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-18-012467 · wf-form4_153927853046265.xml · nonDerivative · entry 6 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner SEQUOIA CAPITAL SCOUT FUND II, L.L.C. · CIK 0001611358 · 10% owner Sandscape, LLC · CIK 0001744933 · 10% owner SC U.S. VENTURE XIV MANAGEMENT, L.P. · CIK 0001611397 · 10% owner SEQUOIA CAPITAL U.S. VENTURE FUND XIV, L.P. · CIK 0001556027 · 10% owner SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV, L.P. · CIK 0001556219 · 10% owner SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV (Q), L.P. · CIK 0001561342 · 10% owner SEQUOIA CAPITAL USV XIV HOLDCO, LTD. · CIK 0001611394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital USV XIV Holdco, Ltd. Disclosed balance after: 44,866 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F3 · ownership.nature: The shares are directly held by Sequoia Capital USV XIV Holdco, Ltd., or SC USV XIV Holdco. SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XIV Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture Fund XIV, L.P., Sequoia Capital U.S. Venture Partners Fund XIV, L.P. and Sequoia Capital U.S. Venture Partners Fund XIV (Q), L.P., or collectively, the SC USV XIV Funds. The SC USV XIV Funds together own 100% of the outstanding ordinary shares of SC USV XIV Holdco. As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SC USV XIV Holdco. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| October 09, 2018 Filed Oct 11, 2018 17:22 UTC | Guardant Health, Inc. GH · Entity 3238 | ConversionCOMMON STOCK | 508,497 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-18-012467 · wf-form4_153927853046265.xml · nonDerivative · entry 5 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner SEQUOIA CAPITAL SCOUT FUND II, L.L.C. · CIK 0001611358 · 10% owner Sandscape, LLC · CIK 0001744933 · 10% owner SC U.S. VENTURE XIV MANAGEMENT, L.P. · CIK 0001611397 · 10% owner SEQUOIA CAPITAL U.S. VENTURE FUND XIV, L.P. · CIK 0001556027 · 10% owner SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV, L.P. · CIK 0001556219 · 10% owner SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV (Q), L.P. · CIK 0001561342 · 10% owner SEQUOIA CAPITAL USV XIV HOLDCO, LTD. · CIK 0001611394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital USV XIV Holdco, Ltd. Disclosed balance after: 508,497 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F3 · ownership.nature: The shares are directly held by Sequoia Capital USV XIV Holdco, Ltd., or SC USV XIV Holdco. SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XIV Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture Fund XIV, L.P., Sequoia Capital U.S. Venture Partners Fund XIV, L.P. and Sequoia Capital U.S. Venture Partners Fund XIV (Q), L.P., or collectively, the SC USV XIV Funds. The SC USV XIV Funds together own 100% of the outstanding ordinary shares of SC USV XIV Holdco. As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SC USV XIV Holdco. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| October 09, 2018 Filed Oct 11, 2018 17:22 UTC | Guardant Health, Inc. GH · Entity 3238 | ConversionCOMMON STOCK | 233,832 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-18-012467 · wf-form4_153927853046265.xml · nonDerivative · entry 4 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner SEQUOIA CAPITAL SCOUT FUND II, L.L.C. · CIK 0001611358 · 10% owner Sandscape, LLC · CIK 0001744933 · 10% owner SC U.S. VENTURE XIV MANAGEMENT, L.P. · CIK 0001611397 · 10% owner SEQUOIA CAPITAL U.S. VENTURE FUND XIV, L.P. · CIK 0001556027 · 10% owner SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV, L.P. · CIK 0001556219 · 10% owner SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV (Q), L.P. · CIK 0001561342 · 10% owner SEQUOIA CAPITAL USV XIV HOLDCO, LTD. · CIK 0001611394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital USV XIV Holdco, Ltd. Disclosed balance after: 233,832 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F3 · ownership.nature: The shares are directly held by Sequoia Capital USV XIV Holdco, Ltd., or SC USV XIV Holdco. SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XIV Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture Fund XIV, L.P., Sequoia Capital U.S. Venture Partners Fund XIV, L.P. and Sequoia Capital U.S. Venture Partners Fund XIV (Q), L.P., or collectively, the SC USV XIV Funds. The SC USV XIV Funds together own 100% of the outstanding ordinary shares of SC USV XIV Holdco. As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SC USV XIV Holdco. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| October 09, 2018 Filed Oct 11, 2018 17:22 UTC | Guardant Health, Inc. GH · Entity 3238 | ConversionCOMMON STOCK | 1,402,994 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-18-012467 · wf-form4_153927853046265.xml · nonDerivative · entry 3 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner SEQUOIA CAPITAL SCOUT FUND II, L.L.C. · CIK 0001611358 · 10% owner Sandscape, LLC · CIK 0001744933 · 10% owner SC U.S. VENTURE XIV MANAGEMENT, L.P. · CIK 0001611397 · 10% owner SEQUOIA CAPITAL U.S. VENTURE FUND XIV, L.P. · CIK 0001556027 · 10% owner SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV, L.P. · CIK 0001556219 · 10% owner SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV (Q), L.P. · CIK 0001561342 · 10% owner SEQUOIA CAPITAL USV XIV HOLDCO, LTD. · CIK 0001611394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital USV XIV Holdco, Ltd. Disclosed balance after: 1,402,994 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F3 · ownership.nature: The shares are directly held by Sequoia Capital USV XIV Holdco, Ltd., or SC USV XIV Holdco. SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XIV Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture Fund XIV, L.P., Sequoia Capital U.S. Venture Partners Fund XIV, L.P. and Sequoia Capital U.S. Venture Partners Fund XIV (Q), L.P., or collectively, the SC USV XIV Funds. The SC USV XIV Funds together own 100% of the outstanding ordinary shares of SC USV XIV Holdco. As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SC USV XIV Holdco. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| October 09, 2018 Filed Oct 11, 2018 17:22 UTC | Guardant Health, Inc. GH · Entity 3238 | ConversionCOMMON STOCK | 5,564,701 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-18-012467 · wf-form4_153927853046265.xml · nonDerivative · entry 2 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner SEQUOIA CAPITAL SCOUT FUND II, L.L.C. · CIK 0001611358 · 10% owner Sandscape, LLC · CIK 0001744933 · 10% owner SC U.S. VENTURE XIV MANAGEMENT, L.P. · CIK 0001611397 · 10% owner SEQUOIA CAPITAL U.S. VENTURE FUND XIV, L.P. · CIK 0001556027 · 10% owner SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV, L.P. · CIK 0001556219 · 10% owner SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV (Q), L.P. · CIK 0001561342 · 10% owner SEQUOIA CAPITAL USV XIV HOLDCO, LTD. · CIK 0001611394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital USV XIV Holdco, Ltd. Disclosed balance after: 5,564,701 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F3 · ownership.nature: The shares are directly held by Sequoia Capital USV XIV Holdco, Ltd., or SC USV XIV Holdco. SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XIV Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture Fund XIV, L.P., Sequoia Capital U.S. Venture Partners Fund XIV, L.P. and Sequoia Capital U.S. Venture Partners Fund XIV (Q), L.P., or collectively, the SC USV XIV Funds. The SC USV XIV Funds together own 100% of the outstanding ordinary shares of SC USV XIV Holdco. As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SC USV XIV Holdco. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| October 09, 2018 Filed Oct 11, 2018 17:22 UTC | Guardant Health, Inc. GH · Entity 3238 | ConversionCOMMON STOCK | 13,264 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-18-012467 · wf-form4_153927853046265.xml · nonDerivative · entry 1 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P. · CIK 0001563112 · 10% owner SEQUOIA CAPITAL SCOUT FUND II, L.L.C. · CIK 0001611358 · 10% owner Sandscape, LLC · CIK 0001744933 · 10% owner SC U.S. VENTURE XIV MANAGEMENT, L.P. · CIK 0001611397 · 10% owner SEQUOIA CAPITAL U.S. VENTURE FUND XIV, L.P. · CIK 0001556027 · 10% owner SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV, L.P. · CIK 0001556219 · 10% owner SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XIV (Q), L.P. · CIK 0001561342 · 10% owner SEQUOIA CAPITAL USV XIV HOLDCO, LTD. · CIK 0001611394 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sandscape, LLC Disclosed balance after: 13,264 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The shares of Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, at the then-effective conversion rate for no additional consideration (subject to the payment of cash in lieu of any fractional shares in accordance with the Certificate of Incorporation) immediately prior to the consummation of the Issuer's initial public offering, and have no expiration date. F2 · ownership.nature: The shares are directly held by Sandscape, LLC. SC US (TTGP), Ltd. is the general partner of SC US Venture 2010 Management, L.P., which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P., which is the managing member of Sequoia Capital Scout Fund II, L.L.C., which is the managing member of Sandscape, LLC. As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by Sandscape, LLC. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.