organization · Reporting owner
Hennessy Capital Partners III LLC
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NRC GROUP HOLDINGS CORP.NRCG · Entity 154032 | 10% owner | October 17, 2018 | October 18, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NRC GROUP HOLDINGS CORP.
Report date October 17, 2018 · Filed October 18, 2018
Jointly reported with HENNESSY DANIEL J, Hennessy Capital Group LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Last balance in matching sequence
After 2018-10-17 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rowsRow 1 · 2018-10-17 · Other · Disposed 1,920,000 · Balance 3,371,250 F1: As contemplated by the sponsor warrant exchange and share forfeiture agreement (the "Agreement"), dated June 25, 2018, between the registrant and Hennessy Capital Partners III LLC ("HCP"), 1,920,000 shares of common stock held by HCP were returned to the registrant for no consideration and cancelled. Hennessy Capital LLC is the managing member of HCP. Daniel J. Hennessy is the sole managing member of Hennessy Capital LLC. Consequently, Mr. Hennessy may be deemed the beneficial owner of the shares held by HCP and has sole voting and dispositive control over such securities. F2: Mr. Hennessy disclaims beneficial ownership except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Row 2 · 2018-10-17 · Purchase · Acquired 1,920,000 · Balance 5,291,250 F3: As contemplated by the Agreement, HCP exchanged 9,600,000 warrants of the registrant for 1,920,000 shares of the registrant's common stock F2: Mr. Hennessy disclaims beneficial ownership except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Row 3 · 2018-10-17 · Other · Disposed 126,953 · Balance 5,164,297 F4: To facilitate the proposed business combination between the registrant and NRC Group Holdings, LLC, HCP agreed to forfeit these shares for the benefit of certain investors. F2: Mr. Hennessy disclaims beneficial ownership except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Row 4 · 2018-10-17 · Other · Disposed 5,164,297 · Balance 0 F5: Represents the pro rata distribution of the shares of common stock of the registrant held by HCP to all of the members of the reporting person or their permitted transferees. F2: Mr. Hennessy disclaims beneficial ownership except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: As contemplated by the sponsor warrant exchange and share forfeiture agreement (the "Agreement"), dated June 25, 2018, between the registrant and Hennessy Capital Partners III LLC ("HCP"), 1,920,000 shares of common stock held by HCP were returned to the registrant for no consideration and cancelled. Hennessy Capital LLC is the managing member of HCP. Daniel J. Hennessy is the sole managing member of Hennessy Capital LLC. Consequently, Mr. Hennessy may be deemed the beneficial owner of the shares held by HCP and has sole voting and dispositive control over such securities.
F2: Mr. Hennessy disclaims beneficial ownership except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
F3: As contemplated by the Agreement, HCP exchanged 9,600,000 warrants of the registrant for 1,920,000 shares of the registrant's common stock
F4: To facilitate the proposed business combination between the registrant and NRC Group Holdings, LLC, HCP agreed to forfeit these shares for the benefit of certain investors.
F5: Represents the pro rata distribution of the shares of common stock of the registrant held by HCP to all of the members of the reporting person or their permitted transferees.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 17, 2018 Filed Oct 18, 2018 19:25 UTC | NRC GROUP HOLDINGS CORP. NRCG · Entity 154032 | OtherCommon Stock | 5,164,297 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-18-014112 · ownership.xml · nonDerivative · entry 4 HENNESSY DANIEL J · CIK 0001519536 · Director · 10% owner Hennessy Capital Partners III LLC · CIK 0001703210 · 10% owner Hennessy Capital LLC · CIK 0001597166 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F5 · kind: Represents the pro rata distribution of the shares of common stock of the registrant held by HCP to all of the members of the reporting person or their permitted transferees. F5 · price: Represents the pro rata distribution of the shares of common stock of the registrant held by HCP to all of the members of the reporting person or their permitted transferees. F2 · ownership.nature: Mr. Hennessy disclaims beneficial ownership except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| October 17, 2018 Filed Oct 18, 2018 19:25 UTC | NRC GROUP HOLDINGS CORP. NRCG · Entity 154032 | OtherCommon Stock | 126,953 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-18-014112 · ownership.xml · nonDerivative · entry 3 HENNESSY DANIEL J · CIK 0001519536 · Director · 10% owner Hennessy Capital Partners III LLC · CIK 0001703210 · 10% owner Hennessy Capital LLC · CIK 0001597166 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,164,297 F4 · kind: To facilitate the proposed business combination between the registrant and NRC Group Holdings, LLC, HCP agreed to forfeit these shares for the benefit of certain investors. F4 · price: To facilitate the proposed business combination between the registrant and NRC Group Holdings, LLC, HCP agreed to forfeit these shares for the benefit of certain investors. F2 · ownership.nature: Mr. Hennessy disclaims beneficial ownership except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| October 17, 2018 Filed Oct 18, 2018 19:25 UTC | NRC GROUP HOLDINGS CORP. NRCG · Entity 154032 | PurchaseCommon Stock | 1,920,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-18-014112 · ownership.xml · nonDerivative · entry 2 HENNESSY DANIEL J · CIK 0001519536 · Director · 10% owner Hennessy Capital Partners III LLC · CIK 0001703210 · 10% owner Hennessy Capital LLC · CIK 0001597166 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,291,250 F3 · kind: As contemplated by the Agreement, HCP exchanged 9,600,000 warrants of the registrant for 1,920,000 shares of the registrant's common stock F3 · price: As contemplated by the Agreement, HCP exchanged 9,600,000 warrants of the registrant for 1,920,000 shares of the registrant's common stock F2 · ownership.nature: Mr. Hennessy disclaims beneficial ownership except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| October 17, 2018 Filed Oct 18, 2018 19:25 UTC | NRC GROUP HOLDINGS CORP. NRCG · Entity 154032 | OtherCommon Stock | 1,920,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-18-014112 · ownership.xml · nonDerivative · entry 1 HENNESSY DANIEL J · CIK 0001519536 · Director · 10% owner Hennessy Capital Partners III LLC · CIK 0001703210 · 10% owner Hennessy Capital LLC · CIK 0001597166 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,371,250 F1 · kind: As contemplated by the sponsor warrant exchange and share forfeiture agreement (the "Agreement"), dated June 25, 2018, between the registrant and Hennessy Capital Partners III LLC ("HCP"), 1,920,000 shares of common stock held by HCP were returned to the registrant for no consideration and cancelled. Hennessy Capital LLC is the managing member of HCP. Daniel J. Hennessy is the sole managing member of Hennessy Capital LLC. Consequently, Mr. Hennessy may be deemed the beneficial owner of the shares held by HCP and has sole voting and dispositive control over such securities. F1 · price: As contemplated by the sponsor warrant exchange and share forfeiture agreement (the "Agreement"), dated June 25, 2018, between the registrant and Hennessy Capital Partners III LLC ("HCP"), 1,920,000 shares of common stock held by HCP were returned to the registrant for no consideration and cancelled. Hennessy Capital LLC is the managing member of HCP. Daniel J. Hennessy is the sole managing member of Hennessy Capital LLC. Consequently, Mr. Hennessy may be deemed the beneficial owner of the shares held by HCP and has sole voting and dispositive control over such securities. F2 · ownership.nature: Mr. Hennessy disclaims beneficial ownership except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| July 19, 2017 Filed Jul 20, 2017 18:02 UTC | NRC GROUP HOLDINGS CORP. HCAC.U · Entity 154032 | OtherCommon Stock | 52,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-17-007798 · f4071917hennes_hennessyiii.xml · nonDerivative · entry 1 HENNESSY DANIEL J · CIK 0001519536 · Director · 10% owner Hennessy Capital Partners III LLC · CIK 0001703210 · 10% owner Hennessy Capital LLC · CIK 0001597166 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,291,250 F1 · shares: As contemplated in connection with the initial public offering of Hennessy Capital Acquisition Corp. III (the "Issuer"), 52,500 shares of common stock, par value $0.0001 per share, were returned to the Issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full. F1 · price: As contemplated in connection with the initial public offering of Hennessy Capital Acquisition Corp. III (the "Issuer"), 52,500 shares of common stock, par value $0.0001 per share, were returned to the Issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full. F2 · ownership.nature: These shares represent common stock held by Hennessy Capital Partners III LLC ("HCP"), acquired pursuant to a subscription agreement dated as of March 31, 2017 by and among HCP and the Issuer. Daniel J. Hennessy, the Chairman and Chief Executive Officer of the Issuer, is the sole managing member of Hennessy Capital LLC, the sole managing member of HCP. Mr. Hennessy has sole voting and dispositive control over the shares held by HCP and may be deemed the beneficial owner of such shares. F3 · ownership.nature: Mr. Hennessy disclaims beneficial ownership except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.