organization · Reporting owner
Montreux IV Associates, LLC
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
SI-BONE, Inc.
Report date October 19, 2018 · Filed October 19, 2018
Jointly reported with Montreux Equity Partners IV, L.P., Montreux IV Associates IV, LLC, Montreux Equity Management IV, LLC, TURNER DANIEL K III
Section 16 reporting ended · disclosed 2018-10-19. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Montreux Equity Partners IV, L.P. | 1,727,395 |
Last balance in matching sequence
After 2018-10-19 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2018-10-19 · Conversion · Acquired 1,102,915 · Balance 1,102,915 F1: The Issuer's Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F2: Montreux Equity Management IV, L.L.C. ("MEM IV LLC") is the general partner of each of Montreux Equity Partners IV, L.P., Montreux IV Associates, L.L.C and Montreux IV Associates IV, L.L.C. Daniel K. Turner III is the managing director of MEM IV LLC and may be deemed to have voting and investment power over the shares held by each of these entities. Mr. Turner disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest, if any. Row 2 · 2018-10-19 · Conversion · Acquired 597,071 · Balance 1,699,986 F3: The Issuer's Series 6 Preferred Stock automatically converted into approximately 1.05878 shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F2: Montreux Equity Management IV, L.L.C. ("MEM IV LLC") is the general partner of each of Montreux Equity Partners IV, L.P., Montreux IV Associates, L.L.C and Montreux IV Associates IV, L.L.C. Daniel K. Turner III is the managing director of MEM IV LLC and may be deemed to have voting and investment power over the shares held by each of these entities. Mr. Turner disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest, if any. Row 3 · 2018-10-19 · Conversion · Acquired 27,409 · Balance 1,727,395 F1: The Issuer's Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F2: Montreux Equity Management IV, L.L.C. ("MEM IV LLC") is the general partner of each of Montreux Equity Partners IV, L.P., Montreux IV Associates, L.L.C and Montreux IV Associates IV, L.L.C. Daniel K. Turner III is the managing director of MEM IV LLC and may be deemed to have voting and investment power over the shares held by each of these entities. Mr. Turner disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest, if any. |
| Common StockSEC Table I · non-derivative | IndirectBy Montreux IV Associates, LLC | 130,391 |
Last balance in matching sequence
After 2018-10-19 transaction · row 5
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 4 · 2018-10-19 · Conversion · Acquired 78,564 · Balance 78,564 F1: The Issuer's Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F2: Montreux Equity Management IV, L.L.C. ("MEM IV LLC") is the general partner of each of Montreux Equity Partners IV, L.P., Montreux IV Associates, L.L.C and Montreux IV Associates IV, L.L.C. Daniel K. Turner III is the managing director of MEM IV LLC and may be deemed to have voting and investment power over the shares held by each of these entities. Mr. Turner disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest, if any. Row 5 · 2018-10-19 · Conversion · Acquired 51,827 · Balance 130,391 F3: The Issuer's Series 6 Preferred Stock automatically converted into approximately 1.05878 shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F2: Montreux Equity Management IV, L.L.C. ("MEM IV LLC") is the general partner of each of Montreux Equity Partners IV, L.P., Montreux IV Associates, L.L.C and Montreux IV Associates IV, L.L.C. Daniel K. Turner III is the managing director of MEM IV LLC and may be deemed to have voting and investment power over the shares held by each of these entities. Mr. Turner disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest, if any. |
| Common StockSEC Table I · non-derivative | IndirectBy Montreux IV Associates IV, LLC | 171,929 |
Reported balance
After 2018-10-19 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2018-10-19 · Conversion · Acquired 171,929 · Balance 171,929 F1: The Issuer's Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F2: Montreux Equity Management IV, L.L.C. ("MEM IV LLC") is the general partner of each of Montreux Equity Partners IV, L.P., Montreux IV Associates, L.L.C and Montreux IV Associates IV, L.L.C. Daniel K. Turner III is the managing director of MEM IV LLC and may be deemed to have voting and investment power over the shares held by each of these entities. Mr. Turner disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest, if any. |
| Warrant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.10 | IndirectBy Montreux Equity Partners IV, L.P. | 0 |
Reported balance
After 2018-10-19 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2018-10-19 · Other · Disposed 15,496 · Balance 0 F4: Shares subject to the warrant are immediately exercisable. The warrant will expire in connection with the closing of the Issuer's initial public offering. F2: Montreux Equity Management IV, L.L.C. ("MEM IV LLC") is the general partner of each of Montreux Equity Partners IV, L.P., Montreux IV Associates, L.L.C and Montreux IV Associates IV, L.L.C. Daniel K. Turner III is the managing director of MEM IV LLC and may be deemed to have voting and investment power over the shares held by each of these entities. Mr. Turner disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest, if any. |
| Series 5 Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $9.10 | IndirectBy Montreux Equity Partners IV, L.P. | 1,112,312 |
Reported balance
After 2018-10-19 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2018-10-19 · Other · Acquired 15,496 · Balance 1,112,312 F1: The Issuer's Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F2: Montreux Equity Management IV, L.L.C. ("MEM IV LLC") is the general partner of each of Montreux Equity Partners IV, L.P., Montreux IV Associates, L.L.C and Montreux IV Associates IV, L.L.C. Daniel K. Turner III is the managing director of MEM IV LLC and may be deemed to have voting and investment power over the shares held by each of these entities. Mr. Turner disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest, if any. |
| Series 5 Preferred StockSEC Table II · derivative / convertible security | IndirectBy Montreux Equity Partners IV, L.P. | 1,102,915 |
Reported balance
After 2018-10-19 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2018-10-19 · Sale · Disposed 9,397 · Balance 1,102,915 F1: The Issuer's Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F5: Immediately prior to the closing of the Issuer's initial public offering, Montreux Equity Partners IV, L.P. exercised a warrant to purchase 15,496 shares of Series 5 Preferred Stock at an exercise price of $9.10 per share. The exercise price was paid on a net exercise cashless basis calculated using the Issuer's initial public offering price of $15.00, resulting in the Issuer withholding 9,397 of the warrant shares to pay the exercise price and issuing MEP the remaining 6,099 shares. F2: Montreux Equity Management IV, L.L.C. ("MEM IV LLC") is the general partner of each of Montreux Equity Partners IV, L.P., Montreux IV Associates, L.L.C and Montreux IV Associates IV, L.L.C. Daniel K. Turner III is the managing director of MEM IV LLC and may be deemed to have voting and investment power over the shares held by each of these entities. Mr. Turner disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest, if any. |
| Series 5 Preferred StockSEC Table II · derivative / convertible security | IndirectBy Montreux Equity Partners IV, L.P. | 0 |
Reported balance
After 2018-10-19 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2018-10-19 · Conversion · Disposed 1,102,915 · Balance 0 F1: The Issuer's Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F2: Montreux Equity Management IV, L.L.C. ("MEM IV LLC") is the general partner of each of Montreux Equity Partners IV, L.P., Montreux IV Associates, L.L.C and Montreux IV Associates IV, L.L.C. Daniel K. Turner III is the managing director of MEM IV LLC and may be deemed to have voting and investment power over the shares held by each of these entities. Mr. Turner disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest, if any. |
| Series 5 Preferred StockSEC Table II · derivative / convertible security | IndirectBy Montreux IV Associates, LLC | 0 |
Reported balance
After 2018-10-19 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2018-10-19 · Conversion · Disposed 78,564 · Balance 0 F1: The Issuer's Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F2: Montreux Equity Management IV, L.L.C. ("MEM IV LLC") is the general partner of each of Montreux Equity Partners IV, L.P., Montreux IV Associates, L.L.C and Montreux IV Associates IV, L.L.C. Daniel K. Turner III is the managing director of MEM IV LLC and may be deemed to have voting and investment power over the shares held by each of these entities. Mr. Turner disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest, if any. |
| Series 6 Preferred StockSEC Table II · derivative / convertible security | IndirectBy Montreux Equity Partners IV, L.P. | 0 |
Reported balance
After 2018-10-19 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2018-10-19 · Conversion · Disposed 563,926 · Balance 0 F3: The Issuer's Series 6 Preferred Stock automatically converted into approximately 1.05878 shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F2: Montreux Equity Management IV, L.L.C. ("MEM IV LLC") is the general partner of each of Montreux Equity Partners IV, L.P., Montreux IV Associates, L.L.C and Montreux IV Associates IV, L.L.C. Daniel K. Turner III is the managing director of MEM IV LLC and may be deemed to have voting and investment power over the shares held by each of these entities. Mr. Turner disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest, if any. |
| Series 6 Preferred StockSEC Table II · derivative / convertible security | IndirectBy Montreux IV Associates, LLC | 0 |
Reported balance
After 2018-10-19 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2018-10-19 · Conversion · Disposed 48,950 · Balance 0 F3: The Issuer's Series 6 Preferred Stock automatically converted into approximately 1.05878 shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F2: Montreux Equity Management IV, L.L.C. ("MEM IV LLC") is the general partner of each of Montreux Equity Partners IV, L.P., Montreux IV Associates, L.L.C and Montreux IV Associates IV, L.L.C. Daniel K. Turner III is the managing director of MEM IV LLC and may be deemed to have voting and investment power over the shares held by each of these entities. Mr. Turner disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest, if any. |
| Series 7 Preferred StockSEC Table II · derivative / convertible security | IndirectBy Montreux Equity Partners IV, L.P. | 0 |
Reported balance
After 2018-10-19 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2018-10-19 · Conversion · Disposed 27,409 · Balance 0 F1: The Issuer's Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F2: Montreux Equity Management IV, L.L.C. ("MEM IV LLC") is the general partner of each of Montreux Equity Partners IV, L.P., Montreux IV Associates, L.L.C and Montreux IV Associates IV, L.L.C. Daniel K. Turner III is the managing director of MEM IV LLC and may be deemed to have voting and investment power over the shares held by each of these entities. Mr. Turner disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest, if any. |
| Series 7 Preferred StockSEC Table II · derivative / convertible security | IndirectBy Montreux IV Associates IV, LLC | 0 |
Reported balance
After 2018-10-19 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2018-10-19 · Conversion · Disposed 171,929 · Balance 0 F1: The Issuer's Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F2: Montreux Equity Management IV, L.L.C. ("MEM IV LLC") is the general partner of each of Montreux Equity Partners IV, L.P., Montreux IV Associates, L.L.C and Montreux IV Associates IV, L.L.C. Daniel K. Turner III is the managing director of MEM IV LLC and may be deemed to have voting and investment power over the shares held by each of these entities. Mr. Turner disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest, if any. |
Filing footnotes · ownership attribution and instrument terms
F1: The Issuer's Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date.
F2: Montreux Equity Management IV, L.L.C. ("MEM IV LLC") is the general partner of each of Montreux Equity Partners IV, L.P., Montreux IV Associates, L.L.C and Montreux IV Associates IV, L.L.C. Daniel K. Turner III is the managing director of MEM IV LLC and may be deemed to have voting and investment power over the shares held by each of these entities. Mr. Turner disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest, if any.
F3: The Issuer's Series 6 Preferred Stock automatically converted into approximately 1.05878 shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date.
F4: Shares subject to the warrant are immediately exercisable. The warrant will expire in connection with the closing of the Issuer's initial public offering.
F5: Immediately prior to the closing of the Issuer's initial public offering, Montreux Equity Partners IV, L.P. exercised a warrant to purchase 15,496 shares of Series 5 Preferred Stock at an exercise price of $9.10 per share. The exercise price was paid on a net exercise cashless basis calculated using the Issuer's initial public offering price of $15.00, resulting in the Issuer withholding 9,397 of the warrant shares to pay the exercise price and issuing MEP the remaining 6,099 shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 19, 2018 Filed Oct 19, 2018 20:49 UTC | SI-BONE, Inc. SIBN · Entity 2501 | ConversionSeries 7 Preferred Stock · Derivative | 171,929 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-055699 · doc4.xml · derivative · entry 15 Montreux Equity Partners IV, L.P. · CIK 0001456153 · 10% owner Montreux IV Associates, LLC · CIK 0001456152 · 10% owner Montreux IV Associates IV, LLC · CIK 0001676802 · 10% owner Montreux Equity Management IV, LLC · CIK 0001456154 · 10% owner TURNER DANIEL K III · CIK 0001280249 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Montreux IV Associates IV, LLC Disclosed balance after: 0 Underlying: Common Stock · 171,929 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Issuer's Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F1 · price: The Issuer's Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F1 · derivative.exercise_date: The Issuer's Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F1 · derivative.expiration_date: The Issuer's Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F2 · ownership.nature: Montreux Equity Management IV, L.L.C. ("MEM IV LLC") is the general partner of each of Montreux Equity Partners IV, L.P., Montreux IV Associates, L.L.C and Montreux IV Associates IV, L.L.C. Daniel K. Turner III is the managing director of MEM IV LLC and may be deemed to have voting and investment power over the shares held by each of these entities. Mr. Turner disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest, if any. Read SEC document |
| October 19, 2018 Filed Oct 19, 2018 20:49 UTC | SI-BONE, Inc. SIBN · Entity 2501 | ConversionSeries 7 Preferred Stock · Derivative | 27,409 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-055699 · doc4.xml · derivative · entry 14 Montreux Equity Partners IV, L.P. · CIK 0001456153 · 10% owner Montreux IV Associates, LLC · CIK 0001456152 · 10% owner Montreux IV Associates IV, LLC · CIK 0001676802 · 10% owner Montreux Equity Management IV, LLC · CIK 0001456154 · 10% owner TURNER DANIEL K III · CIK 0001280249 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Montreux Equity Partners IV, L.P. Disclosed balance after: 0 Underlying: Common Stock · 27,409 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Issuer's Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F1 · price: The Issuer's Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F1 · derivative.exercise_date: The Issuer's Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F1 · derivative.expiration_date: The Issuer's Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F2 · ownership.nature: Montreux Equity Management IV, L.L.C. ("MEM IV LLC") is the general partner of each of Montreux Equity Partners IV, L.P., Montreux IV Associates, L.L.C and Montreux IV Associates IV, L.L.C. Daniel K. Turner III is the managing director of MEM IV LLC and may be deemed to have voting and investment power over the shares held by each of these entities. Mr. Turner disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest, if any. Read SEC document |
| October 19, 2018 Filed Oct 19, 2018 20:49 UTC | SI-BONE, Inc. SIBN · Entity 2501 | ConversionSeries 6 Preferred Stock · Derivative | 48,950 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-055699 · doc4.xml · derivative · entry 13 Montreux Equity Partners IV, L.P. · CIK 0001456153 · 10% owner Montreux IV Associates, LLC · CIK 0001456152 · 10% owner Montreux IV Associates IV, LLC · CIK 0001676802 · 10% owner Montreux Equity Management IV, LLC · CIK 0001456154 · 10% owner TURNER DANIEL K III · CIK 0001280249 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Montreux IV Associates, LLC Disclosed balance after: 0 Underlying: Common Stock · 51,827 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Issuer's Series 6 Preferred Stock automatically converted into approximately 1.05878 shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F3 · price: The Issuer's Series 6 Preferred Stock automatically converted into approximately 1.05878 shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F3 · derivative.exercise_date: The Issuer's Series 6 Preferred Stock automatically converted into approximately 1.05878 shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F3 · derivative.expiration_date: The Issuer's Series 6 Preferred Stock automatically converted into approximately 1.05878 shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F2 · ownership.nature: Montreux Equity Management IV, L.L.C. ("MEM IV LLC") is the general partner of each of Montreux Equity Partners IV, L.P., Montreux IV Associates, L.L.C and Montreux IV Associates IV, L.L.C. Daniel K. Turner III is the managing director of MEM IV LLC and may be deemed to have voting and investment power over the shares held by each of these entities. Mr. Turner disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest, if any. Read SEC document |
| October 19, 2018 Filed Oct 19, 2018 20:49 UTC | SI-BONE, Inc. SIBN · Entity 2501 | ConversionSeries 6 Preferred Stock · Derivative | 563,926 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-055699 · doc4.xml · derivative · entry 12 Montreux Equity Partners IV, L.P. · CIK 0001456153 · 10% owner Montreux IV Associates, LLC · CIK 0001456152 · 10% owner Montreux IV Associates IV, LLC · CIK 0001676802 · 10% owner Montreux Equity Management IV, LLC · CIK 0001456154 · 10% owner TURNER DANIEL K III · CIK 0001280249 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Montreux Equity Partners IV, L.P. Disclosed balance after: 0 Underlying: Common Stock · 597,071 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Issuer's Series 6 Preferred Stock automatically converted into approximately 1.05878 shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F3 · price: The Issuer's Series 6 Preferred Stock automatically converted into approximately 1.05878 shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F3 · derivative.exercise_date: The Issuer's Series 6 Preferred Stock automatically converted into approximately 1.05878 shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F3 · derivative.expiration_date: The Issuer's Series 6 Preferred Stock automatically converted into approximately 1.05878 shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F2 · ownership.nature: Montreux Equity Management IV, L.L.C. ("MEM IV LLC") is the general partner of each of Montreux Equity Partners IV, L.P., Montreux IV Associates, L.L.C and Montreux IV Associates IV, L.L.C. Daniel K. Turner III is the managing director of MEM IV LLC and may be deemed to have voting and investment power over the shares held by each of these entities. Mr. Turner disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest, if any. Read SEC document |
| October 19, 2018 Filed Oct 19, 2018 20:49 UTC | SI-BONE, Inc. SIBN · Entity 2501 | ConversionSeries 5 Preferred Stock · Derivative | 78,564 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-055699 · doc4.xml · derivative · entry 11 Montreux Equity Partners IV, L.P. · CIK 0001456153 · 10% owner Montreux IV Associates, LLC · CIK 0001456152 · 10% owner Montreux IV Associates IV, LLC · CIK 0001676802 · 10% owner Montreux Equity Management IV, LLC · CIK 0001456154 · 10% owner TURNER DANIEL K III · CIK 0001280249 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Montreux IV Associates, LLC Disclosed balance after: 0 Underlying: Common Stock · 78,564 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Issuer's Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F1 · price: The Issuer's Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F1 · derivative.exercise_date: The Issuer's Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F1 · derivative.expiration_date: The Issuer's Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F2 · ownership.nature: Montreux Equity Management IV, L.L.C. ("MEM IV LLC") is the general partner of each of Montreux Equity Partners IV, L.P., Montreux IV Associates, L.L.C and Montreux IV Associates IV, L.L.C. Daniel K. Turner III is the managing director of MEM IV LLC and may be deemed to have voting and investment power over the shares held by each of these entities. Mr. Turner disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest, if any. Read SEC document |
| October 19, 2018 Filed Oct 19, 2018 20:49 UTC | SI-BONE, Inc. SIBN · Entity 2501 | ConversionSeries 5 Preferred Stock · Derivative | 1,102,915 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-055699 · doc4.xml · derivative · entry 10 Montreux Equity Partners IV, L.P. · CIK 0001456153 · 10% owner Montreux IV Associates, LLC · CIK 0001456152 · 10% owner Montreux IV Associates IV, LLC · CIK 0001676802 · 10% owner Montreux Equity Management IV, LLC · CIK 0001456154 · 10% owner TURNER DANIEL K III · CIK 0001280249 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Montreux Equity Partners IV, L.P. Disclosed balance after: 0 Underlying: Common Stock · 1,102,915 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Issuer's Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F1 · price: The Issuer's Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F1 · derivative.exercise_date: The Issuer's Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F1 · derivative.expiration_date: The Issuer's Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F2 · ownership.nature: Montreux Equity Management IV, L.L.C. ("MEM IV LLC") is the general partner of each of Montreux Equity Partners IV, L.P., Montreux IV Associates, L.L.C and Montreux IV Associates IV, L.L.C. Daniel K. Turner III is the managing director of MEM IV LLC and may be deemed to have voting and investment power over the shares held by each of these entities. Mr. Turner disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest, if any. Read SEC document |
| October 19, 2018 Filed Oct 19, 2018 20:49 UTC | SI-BONE, Inc. SIBN · Entity 2501 | SaleSeries 5 Preferred Stock · Derivative | 9,397 | $15.00 | $140,955.00 |
DisclosureSEC source: 0001209191-18-055699 · doc4.xml · derivative · entry 9 Montreux Equity Partners IV, L.P. · CIK 0001456153 · 10% owner Montreux IV Associates, LLC · CIK 0001456152 · 10% owner Montreux IV Associates IV, LLC · CIK 0001676802 · 10% owner Montreux Equity Management IV, LLC · CIK 0001456154 · 10% owner TURNER DANIEL K III · CIK 0001280249 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Montreux Equity Partners IV, L.P. Disclosed balance after: 1,102,915 Underlying: Common Stock · 9,397 shares Expires not disclosed F1 · derivative.exercise_price: The Issuer's Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F5 · kind: Immediately prior to the closing of the Issuer's initial public offering, Montreux Equity Partners IV, L.P. exercised a warrant to purchase 15,496 shares of Series 5 Preferred Stock at an exercise price of $9.10 per share. The exercise price was paid on a net exercise cashless basis calculated using the Issuer's initial public offering price of $15.00, resulting in the Issuer withholding 9,397 of the warrant shares to pay the exercise price and issuing MEP the remaining 6,099 shares. F1 · derivative.exercise_date: The Issuer's Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F1 · derivative.expiration_date: The Issuer's Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F2 · ownership.nature: Montreux Equity Management IV, L.L.C. ("MEM IV LLC") is the general partner of each of Montreux Equity Partners IV, L.P., Montreux IV Associates, L.L.C and Montreux IV Associates IV, L.L.C. Daniel K. Turner III is the managing director of MEM IV LLC and may be deemed to have voting and investment power over the shares held by each of these entities. Mr. Turner disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest, if any. Read SEC document |
| October 19, 2018 Filed Oct 19, 2018 20:49 UTC | SI-BONE, Inc. SIBN · Entity 2501 | OtherSeries 5 Preferred Stock · Derivative | 15,496 | $0.00 Strike: $9.10 | $0.00 |
DisclosureSEC source: 0001209191-18-055699 · doc4.xml · derivative · entry 8 Montreux Equity Partners IV, L.P. · CIK 0001456153 · 10% owner Montreux IV Associates, LLC · CIK 0001456152 · 10% owner Montreux IV Associates IV, LLC · CIK 0001676802 · 10% owner Montreux Equity Management IV, LLC · CIK 0001456154 · 10% owner TURNER DANIEL K III · CIK 0001280249 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Montreux Equity Partners IV, L.P. Disclosed balance after: 1,112,312 Underlying: Common Stock · 15,496 shares Expires not disclosed F1 · derivative.exercise_date: The Issuer's Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F1 · derivative.expiration_date: The Issuer's Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F2 · ownership.nature: Montreux Equity Management IV, L.L.C. ("MEM IV LLC") is the general partner of each of Montreux Equity Partners IV, L.P., Montreux IV Associates, L.L.C and Montreux IV Associates IV, L.L.C. Daniel K. Turner III is the managing director of MEM IV LLC and may be deemed to have voting and investment power over the shares held by each of these entities. Mr. Turner disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest, if any. Read SEC document |
| October 19, 2018 Filed Oct 19, 2018 20:49 UTC | SI-BONE, Inc. SIBN · Entity 2501 | OtherWarrant (right to buy) · Derivative | 15,496 | $0.00 Strike: $9.10 | $0.00 |
DisclosureSEC source: 0001209191-18-055699 · doc4.xml · derivative · entry 7 Montreux Equity Partners IV, L.P. · CIK 0001456153 · 10% owner Montreux IV Associates, LLC · CIK 0001456152 · 10% owner Montreux IV Associates IV, LLC · CIK 0001676802 · 10% owner Montreux Equity Management IV, LLC · CIK 0001456154 · 10% owner TURNER DANIEL K III · CIK 0001280249 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Montreux Equity Partners IV, L.P. Disclosed balance after: 0 Underlying: Series 5 Preferred Stock · 15,496 shares Expires not disclosed F4 · derivative.exercise_date: Shares subject to the warrant are immediately exercisable. The warrant will expire in connection with the closing of the Issuer's initial public offering. F4 · derivative.expiration_date: Shares subject to the warrant are immediately exercisable. The warrant will expire in connection with the closing of the Issuer's initial public offering. F2 · ownership.nature: Montreux Equity Management IV, L.L.C. ("MEM IV LLC") is the general partner of each of Montreux Equity Partners IV, L.P., Montreux IV Associates, L.L.C and Montreux IV Associates IV, L.L.C. Daniel K. Turner III is the managing director of MEM IV LLC and may be deemed to have voting and investment power over the shares held by each of these entities. Mr. Turner disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest, if any. Read SEC document |
| October 19, 2018 Filed Oct 19, 2018 20:49 UTC | SI-BONE, Inc. SIBN · Entity 2501 | ConversionCommon Stock | 171,929 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-055699 · doc4.xml · nonDerivative · entry 6 Montreux Equity Partners IV, L.P. · CIK 0001456153 · 10% owner Montreux IV Associates, LLC · CIK 0001456152 · 10% owner Montreux IV Associates IV, LLC · CIK 0001676802 · 10% owner Montreux Equity Management IV, LLC · CIK 0001456154 · 10% owner TURNER DANIEL K III · CIK 0001280249 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Montreux IV Associates IV, LLC Disclosed balance after: 171,929 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Issuer's Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F2 · ownership.nature: Montreux Equity Management IV, L.L.C. ("MEM IV LLC") is the general partner of each of Montreux Equity Partners IV, L.P., Montreux IV Associates, L.L.C and Montreux IV Associates IV, L.L.C. Daniel K. Turner III is the managing director of MEM IV LLC and may be deemed to have voting and investment power over the shares held by each of these entities. Mr. Turner disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest, if any. Read SEC document |
| October 19, 2018 Filed Oct 19, 2018 20:49 UTC | SI-BONE, Inc. SIBN · Entity 2501 | ConversionCommon Stock | 51,827 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-055699 · doc4.xml · nonDerivative · entry 5 Montreux Equity Partners IV, L.P. · CIK 0001456153 · 10% owner Montreux IV Associates, LLC · CIK 0001456152 · 10% owner Montreux IV Associates IV, LLC · CIK 0001676802 · 10% owner Montreux Equity Management IV, LLC · CIK 0001456154 · 10% owner TURNER DANIEL K III · CIK 0001280249 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Montreux IV Associates, LLC Disclosed balance after: 130,391 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: The Issuer's Series 6 Preferred Stock automatically converted into approximately 1.05878 shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F2 · ownership.nature: Montreux Equity Management IV, L.L.C. ("MEM IV LLC") is the general partner of each of Montreux Equity Partners IV, L.P., Montreux IV Associates, L.L.C and Montreux IV Associates IV, L.L.C. Daniel K. Turner III is the managing director of MEM IV LLC and may be deemed to have voting and investment power over the shares held by each of these entities. Mr. Turner disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest, if any. Read SEC document |
| October 19, 2018 Filed Oct 19, 2018 20:49 UTC | SI-BONE, Inc. SIBN · Entity 2501 | ConversionCommon Stock | 78,564 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-055699 · doc4.xml · nonDerivative · entry 4 Montreux Equity Partners IV, L.P. · CIK 0001456153 · 10% owner Montreux IV Associates, LLC · CIK 0001456152 · 10% owner Montreux IV Associates IV, LLC · CIK 0001676802 · 10% owner Montreux Equity Management IV, LLC · CIK 0001456154 · 10% owner TURNER DANIEL K III · CIK 0001280249 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Montreux IV Associates, LLC Disclosed balance after: 78,564 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Issuer's Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F2 · ownership.nature: Montreux Equity Management IV, L.L.C. ("MEM IV LLC") is the general partner of each of Montreux Equity Partners IV, L.P., Montreux IV Associates, L.L.C and Montreux IV Associates IV, L.L.C. Daniel K. Turner III is the managing director of MEM IV LLC and may be deemed to have voting and investment power over the shares held by each of these entities. Mr. Turner disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest, if any. Read SEC document |
| October 19, 2018 Filed Oct 19, 2018 20:49 UTC | SI-BONE, Inc. SIBN · Entity 2501 | ConversionCommon Stock | 27,409 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-055699 · doc4.xml · nonDerivative · entry 3 Montreux Equity Partners IV, L.P. · CIK 0001456153 · 10% owner Montreux IV Associates, LLC · CIK 0001456152 · 10% owner Montreux IV Associates IV, LLC · CIK 0001676802 · 10% owner Montreux Equity Management IV, LLC · CIK 0001456154 · 10% owner TURNER DANIEL K III · CIK 0001280249 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Montreux Equity Partners IV, L.P. Disclosed balance after: 1,727,395 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Issuer's Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F2 · ownership.nature: Montreux Equity Management IV, L.L.C. ("MEM IV LLC") is the general partner of each of Montreux Equity Partners IV, L.P., Montreux IV Associates, L.L.C and Montreux IV Associates IV, L.L.C. Daniel K. Turner III is the managing director of MEM IV LLC and may be deemed to have voting and investment power over the shares held by each of these entities. Mr. Turner disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest, if any. Read SEC document |
| October 19, 2018 Filed Oct 19, 2018 20:49 UTC | SI-BONE, Inc. SIBN · Entity 2501 | ConversionCommon Stock | 597,071 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-055699 · doc4.xml · nonDerivative · entry 2 Montreux Equity Partners IV, L.P. · CIK 0001456153 · 10% owner Montreux IV Associates, LLC · CIK 0001456152 · 10% owner Montreux IV Associates IV, LLC · CIK 0001676802 · 10% owner Montreux Equity Management IV, LLC · CIK 0001456154 · 10% owner TURNER DANIEL K III · CIK 0001280249 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Montreux Equity Partners IV, L.P. Disclosed balance after: 1,699,986 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: The Issuer's Series 6 Preferred Stock automatically converted into approximately 1.05878 shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F2 · ownership.nature: Montreux Equity Management IV, L.L.C. ("MEM IV LLC") is the general partner of each of Montreux Equity Partners IV, L.P., Montreux IV Associates, L.L.C and Montreux IV Associates IV, L.L.C. Daniel K. Turner III is the managing director of MEM IV LLC and may be deemed to have voting and investment power over the shares held by each of these entities. Mr. Turner disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest, if any. Read SEC document |
| October 19, 2018 Filed Oct 19, 2018 20:49 UTC | SI-BONE, Inc. SIBN · Entity 2501 | ConversionCommon Stock | 1,102,915 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-055699 · doc4.xml · nonDerivative · entry 1 Montreux Equity Partners IV, L.P. · CIK 0001456153 · 10% owner Montreux IV Associates, LLC · CIK 0001456152 · 10% owner Montreux IV Associates IV, LLC · CIK 0001676802 · 10% owner Montreux Equity Management IV, LLC · CIK 0001456154 · 10% owner TURNER DANIEL K III · CIK 0001280249 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Montreux Equity Partners IV, L.P. Disclosed balance after: 1,102,915 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Issuer's Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F2 · ownership.nature: Montreux Equity Management IV, L.L.C. ("MEM IV LLC") is the general partner of each of Montreux Equity Partners IV, L.P., Montreux IV Associates, L.L.C and Montreux IV Associates IV, L.L.C. Daniel K. Turner III is the managing director of MEM IV LLC and may be deemed to have voting and investment power over the shares held by each of these entities. Mr. Turner disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest, if any. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.