Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| INTERNATIONAL BUSINESS MACHINES CORPIBM · Entity 2840 | Senior Vice President | November 15, 2016 | November 16, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
INTERNATIONAL BUSINESS MACHINES CORP
Report date November 15, 2016 · Filed November 16, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 34,853.2077 |
Ending reported balance
After 2016-11-15 transaction · row 25
25 source rows · reconciled sequenceRow 1 · 2016-11-15 · Exercise / conversion · Acquired 7,866 · Balance 54,719.2077 Row 2 · 2016-11-15 · Sale · Disposed 500 · Balance 54,219.2077 Row 3 · 2016-11-15 · Sale · Disposed 850 · Balance 53,369.2077 Row 4 · 2016-11-15 · Sale · Disposed 2,280 · Balance 51,089.2077 Row 5 · 2016-11-15 · Sale · Disposed 510 · Balance 50,579.2077 Row 6 · 2016-11-15 · Sale · Disposed 601 · Balance 49,978.2077 Row 7 · 2016-11-15 · Sale · Disposed 600 · Balance 49,378.2077 Row 8 · 2016-11-15 · Sale · Disposed 380 · Balance 48,998.2077 Row 9 · 2016-11-15 · Sale · Disposed 6,012 · Balance 42,986.2077 Row 10 · 2016-11-15 · Sale · Disposed 100 · Balance 42,886.2077 Row 11 · 2016-11-15 · Sale · Disposed 110 · Balance 42,776.2077 Row 12 · 2016-11-15 · Sale · Disposed 887 · Balance 41,889.2077 Row 13 · 2016-11-15 · Sale · Disposed 1,360 · Balance 40,529.2077 Row 14 · 2016-11-15 · Sale · Disposed 308 · Balance 40,221.2077 Row 15 · 2016-11-15 · Sale · Disposed 358 · Balance 39,863.2077 Row 16 · 2016-11-15 · Sale · Disposed 563 · Balance 39,300.2077 Row 17 · 2016-11-15 · Sale · Disposed 200 · Balance 39,100.2077 Row 18 · 2016-11-15 · Sale · Disposed 737 · Balance 38,363.2077 Row 19 · 2016-11-15 · Sale · Disposed 418 · Balance 37,945.2077 Row 20 · 2016-11-15 · Sale · Disposed 400 · Balance 37,545.2077 Row 21 · 2016-11-15 · Sale · Disposed 198 · Balance 37,347.2077 Row 22 · 2016-11-15 · Sale · Disposed 500 · Balance 36,847.2077 Row 23 · 2016-11-15 · Sale · Disposed 300 · Balance 36,547.2077 Row 24 · 2016-11-15 · Sale · Disposed 1,594 · Balance 34,953.2077 Row 25 · 2016-11-15 · Sale · Disposed 100 · Balance 34,853.2077 |
| Emp. Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $102.80 · Expires 2017-05-07 | Direct | 0 |
Reported balance
After 2016-11-15 transaction · row 26
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 26 · 2016-11-15 · Exercise / conversion · Disposed 7,866 · Balance 0 F1: This grant vested in one installment on the date shown above. |
Filing footnotes · ownership attribution and instrument terms
F1: This grant vested in one installment on the date shown above.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 20, 2013 Filed Dec 2, 2013 17:24 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 2,682 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-061035 · rrd396441.xml · nonDerivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,151.1885 Read SEC document |
| November 06, 2013 Filed Nov 7, 2013 22:14 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 28 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-057669 · rrd394751.xml · derivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,277 Underlying: Common Stock · 28 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| August 07, 2013 Filed Aug 8, 2013 19:58 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 27 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-043674 · rrd387845.xml · derivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,250 Underlying: Common Stock · 27 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| May 08, 2013 Filed May 9, 2013 16:00 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 25 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-026488 · rrd379231.xml · derivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,223 Underlying: Common Stock · 25 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 06, 2013 Filed Feb 7, 2013 17:02 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 22 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-007467 · rrd369356.xml · derivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,200 Underlying: Common Stock · 22 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 01, 2013 Filed Feb 5, 2013 02:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 13,316 | $204.58 | $2,724,187.28 |
DisclosureSEC source: 0001181431-13-006594 · rrd368697.xml · nonDerivative · entry 2 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,815.6629 Read SEC document |
| February 01, 2013 Filed Feb 5, 2013 02:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 27,562 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-006594 · rrd368697.xml · nonDerivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,131.6629 F1 · kind: These shares result from performance share units which vested at the end of the performance period (2010-2012) and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
| January 02, 2013 Filed Jan 3, 2013 21:03 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantRst. Stock Unit · Derivative | 7,979 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-000952 · rrd365649.xml · derivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,979 Underlying: Common Stock · 7,979 shares Expires not disclosed F1 · derivative.exercise_price: These units (retention restricted stock units) are payable in cash or the company's common stock upon the lapse of the restrictions on 01/02/2018. F1 · kind: These units (retention restricted stock units) are payable in cash or the company's common stock upon the lapse of the restrictions on 01/02/2018. F1 · derivative.exercise_date: These units (retention restricted stock units) are payable in cash or the company's common stock upon the lapse of the restrictions on 01/02/2018. F1 · derivative.expiration_date: These units (retention restricted stock units) are payable in cash or the company's common stock upon the lapse of the restrictions on 01/02/2018. Read SEC document |
| November 26, 2012 Filed Nov 27, 2012 21:07 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 8,054 | $0.00 Strike: $82.76 | $0.00 |
DisclosureSEC source: 0001181431-12-060643 · rrd361510.xml · derivative · entry 22 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,054 shares Expires 2016-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This grant vested in one installment on the date shown above. Read SEC document |
| November 26, 2012 Filed Nov 27, 2012 21:07 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 16,792 | $0.00 Strike: $91.04 | $0.00 |
DisclosureSEC source: 0001181431-12-060643 · rrd361510.xml · derivative · entry 21 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,792 shares Expires 2016-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
| November 26, 2012 Filed Nov 27, 2012 21:07 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $192.48 | $19,248.00 |
DisclosureSEC source: 0001181431-12-060643 · rrd361510.xml · nonDerivative · entry 20 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,569.6657 Read SEC document |
| November 26, 2012 Filed Nov 27, 2012 21:07 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $192.43 | $38,486.00 |
DisclosureSEC source: 0001181431-12-060643 · rrd361510.xml · nonDerivative · entry 19 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,669.6657 Read SEC document |
| November 26, 2012 Filed Nov 27, 2012 21:07 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $192.42 | $19,242.00 |
DisclosureSEC source: 0001181431-12-060643 · rrd361510.xml · nonDerivative · entry 18 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,869.6657 Read SEC document |
| November 26, 2012 Filed Nov 27, 2012 21:07 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 2,296 | $192.41 | $441,773.36 |
DisclosureSEC source: 0001181431-12-060643 · rrd361510.xml · nonDerivative · entry 17 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,969.6657 Read SEC document |
| November 26, 2012 Filed Nov 27, 2012 21:07 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 2,751 | $192.40 | $529,292.40 |
DisclosureSEC source: 0001181431-12-060643 · rrd361510.xml · nonDerivative · entry 16 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,265.6657 Read SEC document |
| November 26, 2012 Filed Nov 27, 2012 21:07 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 230 | $192.39 | $44,249.70 |
DisclosureSEC source: 0001181431-12-060643 · rrd361510.xml · nonDerivative · entry 15 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,016.6657 Read SEC document |
| November 26, 2012 Filed Nov 27, 2012 21:07 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $192.38 | $38,476.00 |
DisclosureSEC source: 0001181431-12-060643 · rrd361510.xml · nonDerivative · entry 14 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,246.6657 Read SEC document |
| November 26, 2012 Filed Nov 27, 2012 21:07 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 4,700 | $192.37 | $904,139.00 |
DisclosureSEC source: 0001181431-12-060643 · rrd361510.xml · nonDerivative · entry 13 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,446.6657 Read SEC document |
| November 26, 2012 Filed Nov 27, 2012 21:07 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 900 | $192.36 | $173,124.00 |
DisclosureSEC source: 0001181431-12-060643 · rrd361510.xml · nonDerivative · entry 12 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,146.6657 Read SEC document |
| November 26, 2012 Filed Nov 27, 2012 21:07 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 3,513 | $192.35 | $675,725.55 |
DisclosureSEC source: 0001181431-12-060643 · rrd361510.xml · nonDerivative · entry 11 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,046.6657 Read SEC document |
| November 26, 2012 Filed Nov 27, 2012 21:07 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 400 | $192.33 | $76,932.00 |
DisclosureSEC source: 0001181431-12-060643 · rrd361510.xml · nonDerivative · entry 10 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,559.6657 Read SEC document |
| November 26, 2012 Filed Nov 27, 2012 21:07 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $192.32 | $38,464.00 |
DisclosureSEC source: 0001181431-12-060643 · rrd361510.xml · nonDerivative · entry 9 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,959.6657 Read SEC document |
| November 26, 2012 Filed Nov 27, 2012 21:07 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 220 | $192.31 | $42,308.20 |
DisclosureSEC source: 0001181431-12-060643 · rrd361510.xml · nonDerivative · entry 8 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,159.6657 Read SEC document |
| November 26, 2012 Filed Nov 27, 2012 21:07 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,800 | $192.30 | $346,140.00 |
DisclosureSEC source: 0001181431-12-060643 · rrd361510.xml · nonDerivative · entry 7 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,379.6657 Read SEC document |
| November 26, 2012 Filed Nov 27, 2012 21:07 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 500 | $192.29 | $96,145.00 |
DisclosureSEC source: 0001181431-12-060643 · rrd361510.xml · nonDerivative · entry 6 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,179.6657 Read SEC document |
| November 26, 2012 Filed Nov 27, 2012 21:07 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 2,022 | $192.28 | $388,790.16 |
DisclosureSEC source: 0001181431-12-060643 · rrd361510.xml · nonDerivative · entry 5 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,679.6657 Read SEC document |
| November 26, 2012 Filed Nov 27, 2012 21:07 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 9,714 | $192.27 | $1,867,710.78 |
DisclosureSEC source: 0001181431-12-060643 · rrd361510.xml · nonDerivative · entry 4 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,701.6657 Read SEC document |
| November 26, 2012 Filed Nov 27, 2012 21:07 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 16,792 | $91.04 | $1,528,743.68 |
DisclosureSEC source: 0001181431-12-060643 · rrd361510.xml · nonDerivative · entry 3 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,415.6657 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 26, 2012 Filed Nov 27, 2012 21:07 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 8,054 | $82.76 | $666,549.04 |
DisclosureSEC source: 0001181431-12-060643 · rrd361510.xml · nonDerivative · entry 2 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,623.6657 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 26, 2012 Filed Nov 27, 2012 21:07 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 2,772 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-060643 · rrd361510.xml · nonDerivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,569.6657 Read SEC document |
| November 07, 2012 Filed Nov 8, 2012 16:29 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 23 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-057549 · rrd359925.xml · derivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,178 Underlying: Common Stock · 23 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| August 08, 2012 Filed Aug 9, 2012 14:41 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 22 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-044561 · rrd352996.xml · derivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,156 Underlying: Common Stock · 22 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| May 08, 2012 Filed May 9, 2012 20:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 22 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-028744 · rrd344575.xml · derivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,133 Underlying: Common Stock · 22 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 28, 2012 Filed Feb 29, 2012 15:19 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 600 | $197.99 | $118,794.00 |
DisclosureSEC source: 0001181431-12-012802 · rrd336398.xml · nonDerivative · entry 10 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,330.2061 Read SEC document |
| February 28, 2012 Filed Feb 29, 2012 15:19 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 500 | $197.98 | $98,990.00 |
DisclosureSEC source: 0001181431-12-012802 · rrd336398.xml · nonDerivative · entry 9 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,930.2061 Read SEC document |
| February 28, 2012 Filed Feb 29, 2012 15:19 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 50 | $197.97 | $9,898.50 |
DisclosureSEC source: 0001181431-12-012802 · rrd336398.xml · nonDerivative · entry 8 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,430.2061 Read SEC document |
| February 28, 2012 Filed Feb 29, 2012 15:19 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $197.96 | $19,796.00 |
DisclosureSEC source: 0001181431-12-012802 · rrd336398.xml · nonDerivative · entry 7 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,480.2061 Read SEC document |
| February 28, 2012 Filed Feb 29, 2012 15:19 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 950 | $197.95 | $188,052.50 |
DisclosureSEC source: 0001181431-12-012802 · rrd336398.xml · nonDerivative · entry 6 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,580.2061 Read SEC document |
| February 28, 2012 Filed Feb 29, 2012 15:19 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $197.94 | $19,794.00 |
DisclosureSEC source: 0001181431-12-012802 · rrd336398.xml · nonDerivative · entry 5 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,530.2061 Read SEC document |
| February 28, 2012 Filed Feb 29, 2012 15:19 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 50 | $197.93 | $9,896.50 |
DisclosureSEC source: 0001181431-12-012802 · rrd336398.xml · nonDerivative · entry 4 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,630.2061 Read SEC document |
| February 28, 2012 Filed Feb 29, 2012 15:19 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $197.92 | $19,792.00 |
DisclosureSEC source: 0001181431-12-012802 · rrd336398.xml · nonDerivative · entry 3 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,680.2061 Read SEC document |
| February 28, 2012 Filed Feb 29, 2012 15:19 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 3,380 | $197.90 | $668,902.00 |
DisclosureSEC source: 0001181431-12-012802 · rrd336398.xml · nonDerivative · entry 2 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,780.2061 Read SEC document |
| February 28, 2012 Filed Feb 29, 2012 15:19 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 176 | $197.89 | $34,828.64 |
DisclosureSEC source: 0001181431-12-012802 · rrd336398.xml · nonDerivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,160.2061 Read SEC document |
| February 27, 2012 Filed Feb 28, 2012 18:55 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 10,990 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-012488 · rrd336311.xml · derivative · entry 3 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,990 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| February 27, 2012 Filed Feb 28, 2012 18:55 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 4,984 | $197.42 | $983,916.36 |
DisclosureSEC source: 0001181431-12-012488 · rrd336311.xml · nonDerivative · entry 2 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,336.2061 Read SEC document |
| February 27, 2012 Filed Feb 28, 2012 18:55 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 10,990 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-012488 · rrd336311.xml · nonDerivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,320.2061 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 23, 2012 Filed Feb 24, 2012 16:25 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 500 | $198.77 | $99,385.00 |
DisclosureSEC source: 0001181431-12-011490 · rrd335644.xml · nonDerivative · entry 20 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,532.2061 Read SEC document |
| February 23, 2012 Filed Feb 24, 2012 16:25 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $198.76 | $39,752.00 |
DisclosureSEC source: 0001181431-12-011490 · rrd335644.xml · nonDerivative · entry 19 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,032.2061 Read SEC document |
| February 23, 2012 Filed Feb 24, 2012 16:25 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 600 | $198.75 | $119,250.00 |
DisclosureSEC source: 0001181431-12-011490 · rrd335644.xml · nonDerivative · entry 18 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,232.2061 Read SEC document |
| February 23, 2012 Filed Feb 24, 2012 16:25 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 700 | $198.74 | $139,118.00 |
DisclosureSEC source: 0001181431-12-011490 · rrd335644.xml · nonDerivative · entry 17 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,832.2061 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.