Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| INTERNATIONAL BUSINESS MACHINES CORPIBM · Entity 2840 | Senior Vice President | November 15, 2016 | November 16, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
INTERNATIONAL BUSINESS MACHINES CORP
Report date November 15, 2016 · Filed November 16, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 34,853.2077 |
Ending reported balance
After 2016-11-15 transaction · row 25
25 source rows · reconciled sequenceRow 1 · 2016-11-15 · Exercise / conversion · Acquired 7,866 · Balance 54,719.2077 Row 2 · 2016-11-15 · Sale · Disposed 500 · Balance 54,219.2077 Row 3 · 2016-11-15 · Sale · Disposed 850 · Balance 53,369.2077 Row 4 · 2016-11-15 · Sale · Disposed 2,280 · Balance 51,089.2077 Row 5 · 2016-11-15 · Sale · Disposed 510 · Balance 50,579.2077 Row 6 · 2016-11-15 · Sale · Disposed 601 · Balance 49,978.2077 Row 7 · 2016-11-15 · Sale · Disposed 600 · Balance 49,378.2077 Row 8 · 2016-11-15 · Sale · Disposed 380 · Balance 48,998.2077 Row 9 · 2016-11-15 · Sale · Disposed 6,012 · Balance 42,986.2077 Row 10 · 2016-11-15 · Sale · Disposed 100 · Balance 42,886.2077 Row 11 · 2016-11-15 · Sale · Disposed 110 · Balance 42,776.2077 Row 12 · 2016-11-15 · Sale · Disposed 887 · Balance 41,889.2077 Row 13 · 2016-11-15 · Sale · Disposed 1,360 · Balance 40,529.2077 Row 14 · 2016-11-15 · Sale · Disposed 308 · Balance 40,221.2077 Row 15 · 2016-11-15 · Sale · Disposed 358 · Balance 39,863.2077 Row 16 · 2016-11-15 · Sale · Disposed 563 · Balance 39,300.2077 Row 17 · 2016-11-15 · Sale · Disposed 200 · Balance 39,100.2077 Row 18 · 2016-11-15 · Sale · Disposed 737 · Balance 38,363.2077 Row 19 · 2016-11-15 · Sale · Disposed 418 · Balance 37,945.2077 Row 20 · 2016-11-15 · Sale · Disposed 400 · Balance 37,545.2077 Row 21 · 2016-11-15 · Sale · Disposed 198 · Balance 37,347.2077 Row 22 · 2016-11-15 · Sale · Disposed 500 · Balance 36,847.2077 Row 23 · 2016-11-15 · Sale · Disposed 300 · Balance 36,547.2077 Row 24 · 2016-11-15 · Sale · Disposed 1,594 · Balance 34,953.2077 Row 25 · 2016-11-15 · Sale · Disposed 100 · Balance 34,853.2077 |
| Emp. Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $102.80 · Expires 2017-05-07 | Direct | 0 |
Reported balance
After 2016-11-15 transaction · row 26
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 26 · 2016-11-15 · Exercise / conversion · Disposed 7,866 · Balance 0 F1: This grant vested in one installment on the date shown above. |
Filing footnotes · ownership attribution and instrument terms
F1: This grant vested in one installment on the date shown above.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 15, 2016 Filed Nov 16, 2016 21:29 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 7,866 | $0.00 Strike: $102.80 | $0.00 |
DisclosureSEC source: 0001562180-16-003540 · primarydocument.xml · derivative · entry 26 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,866 shares Expires 2017-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This grant vested in one installment on the date shown above. Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 21:29 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $158.77 | $15,877.00 |
DisclosureSEC source: 0001562180-16-003540 · primarydocument.xml · nonDerivative · entry 25 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,853.2077 Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 21:29 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,594 | $158.76 | $253,063.44 |
DisclosureSEC source: 0001562180-16-003540 · primarydocument.xml · nonDerivative · entry 24 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,953.2077 Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 21:29 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 300 | $158.75 | $47,625.00 |
DisclosureSEC source: 0001562180-16-003540 · primarydocument.xml · nonDerivative · entry 23 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,547.2077 Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 21:29 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 500 | $158.74 | $79,370.00 |
DisclosureSEC source: 0001562180-16-003540 · primarydocument.xml · nonDerivative · entry 22 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,847.2077 Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 21:29 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 198 | $158.73 | $31,428.54 |
DisclosureSEC source: 0001562180-16-003540 · primarydocument.xml · nonDerivative · entry 21 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,347.2077 Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 21:29 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 400 | $158.72 | $63,488.00 |
DisclosureSEC source: 0001562180-16-003540 · primarydocument.xml · nonDerivative · entry 20 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,545.2077 Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 21:29 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 418 | $158.71 | $66,340.78 |
DisclosureSEC source: 0001562180-16-003540 · primarydocument.xml · nonDerivative · entry 19 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,945.2077 Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 21:29 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 737 | $158.70 | $116,961.90 |
DisclosureSEC source: 0001562180-16-003540 · primarydocument.xml · nonDerivative · entry 18 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,363.2077 Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 21:29 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $158.69 | $31,738.00 |
DisclosureSEC source: 0001562180-16-003540 · primarydocument.xml · nonDerivative · entry 17 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,100.2077 Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 21:29 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 563 | $158.68 | $89,336.84 |
DisclosureSEC source: 0001562180-16-003540 · primarydocument.xml · nonDerivative · entry 16 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,300.2077 Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 21:29 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 358 | $158.67 | $56,803.86 |
DisclosureSEC source: 0001562180-16-003540 · primarydocument.xml · nonDerivative · entry 15 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,863.2077 Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 21:29 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 308 | $158.66 | $48,867.28 |
DisclosureSEC source: 0001562180-16-003540 · primarydocument.xml · nonDerivative · entry 14 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,221.2077 Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 21:29 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,360 | $158.65 | $215,764.00 |
DisclosureSEC source: 0001562180-16-003540 · primarydocument.xml · nonDerivative · entry 13 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,529.2077 Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 21:29 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 887 | $158.64 | $140,713.68 |
DisclosureSEC source: 0001562180-16-003540 · primarydocument.xml · nonDerivative · entry 12 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,889.2077 Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 21:29 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 110 | $158.63 | $17,449.30 |
DisclosureSEC source: 0001562180-16-003540 · primarydocument.xml · nonDerivative · entry 11 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,776.2077 Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 21:29 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $158.62 | $15,862.00 |
DisclosureSEC source: 0001562180-16-003540 · primarydocument.xml · nonDerivative · entry 10 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,886.2077 Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 21:29 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 6,012 | $158.61 | $953,563.32 |
DisclosureSEC source: 0001562180-16-003540 · primarydocument.xml · nonDerivative · entry 9 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,986.2077 Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 21:29 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 380 | $158.60 | $60,268.00 |
DisclosureSEC source: 0001562180-16-003540 · primarydocument.xml · nonDerivative · entry 8 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,998.2077 Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 21:29 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 600 | $158.59 | $95,154.00 |
DisclosureSEC source: 0001562180-16-003540 · primarydocument.xml · nonDerivative · entry 7 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,378.2077 Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 21:29 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 601 | $158.58 | $95,306.58 |
DisclosureSEC source: 0001562180-16-003540 · primarydocument.xml · nonDerivative · entry 6 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,978.2077 Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 21:29 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 510 | $158.57 | $80,870.70 |
DisclosureSEC source: 0001562180-16-003540 · primarydocument.xml · nonDerivative · entry 5 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,579.2077 Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 21:29 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 2,280 | $158.56 | $361,516.80 |
DisclosureSEC source: 0001562180-16-003540 · primarydocument.xml · nonDerivative · entry 4 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,089.2077 Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 21:29 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 850 | $158.55 | $134,767.50 |
DisclosureSEC source: 0001562180-16-003540 · primarydocument.xml · nonDerivative · entry 3 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,369.2077 Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 21:29 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 500 | $158.54 | $79,270.00 |
DisclosureSEC source: 0001562180-16-003540 · primarydocument.xml · nonDerivative · entry 2 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,219.2077 Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 21:29 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 7,866 | $102.80 | $808,624.80 |
DisclosureSEC source: 0001562180-16-003540 · primarydocument.xml · nonDerivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,719.2077 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 08, 2016 Filed Nov 9, 2016 19:54 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 52 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-16-003438 · primarydocument.xml · derivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,775 Underlying: Common Stock · 52 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| August 08, 2016 Filed Aug 9, 2016 20:34 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 49 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-16-002946 · primarydocument.xml · derivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,722 Underlying: Common Stock · 49 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| June 08, 2016 Filed Jun 10, 2016 00:37 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantRst. Stock Unit · Derivative | 9,656 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-16-002607 · primarydocument.xml · derivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,656 Underlying: Common Stock · 9,656 shares Expires not disclosed F1 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,414 of these units on 06/08/2017, 2,414 of these units on 06/08/2018, 2,414 of these units on 06/08/2019, and 2,414 of these units on 06/08/2020. F1 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,414 of these units on 06/08/2017, 2,414 of these units on 06/08/2018, 2,414 of these units on 06/08/2019, and 2,414 of these units on 06/08/2020. F1 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,414 of these units on 06/08/2017, 2,414 of these units on 06/08/2018, 2,414 of these units on 06/08/2019, and 2,414 of these units on 06/08/2020. F1 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,414 of these units on 06/08/2017, 2,414 of these units on 06/08/2018, 2,414 of these units on 06/08/2019, and 2,414 of these units on 06/08/2020. Read SEC document |
| May 06, 2016 Filed May 9, 2016 19:39 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 54 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-16-002230 · primarydocument.xml · derivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,677 Underlying: Common Stock · 54 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 08, 2016 Filed Feb 9, 2016 21:22 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 57 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-16-001553 · primarydocument.xml · derivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,633 Underlying: Common Stock · 57 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 01, 2016 Filed Feb 2, 2016 23:09 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 3,265 | $124.49 | $406,459.85 |
DisclosureSEC source: 0001562180-16-001466 · primarydocument.xml · nonDerivative · entry 2 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,818.0347 Read SEC document |
| February 01, 2016 Filed Feb 2, 2016 23:09 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 8,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-16-001466 · primarydocument.xml · nonDerivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,083.0347 F1 · kind: These shares result from performance share units which vested at the end of the performance period (2013-2015) and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
| November 06, 2015 Filed Nov 9, 2015 21:40 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 52 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-15-000961 · primarydocument.xml · derivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,576 Underlying: Common Stock · 52 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| August 06, 2015 Filed Aug 7, 2015 18:36 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 46 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-15-000653 · primarydocument.xml · derivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,522 Underlying: Common Stock · 46 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| May 06, 2015 Filed May 7, 2015 19:42 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 42 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-15-006620 · rrd424830.xml · derivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,476 Underlying: Common Stock · 42 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 06, 2015 Filed Feb 9, 2015 20:50 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 38 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-15-002145 · rrd422216.xml · derivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,437 Underlying: Common Stock · 38 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 02, 2015 Filed Feb 3, 2015 21:35 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantRst. Stock Unit · Derivative | 25,158 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-15-001831 · rrd422031.xml · derivative · entry 3 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,158 Underlying: Common Stock · 25,158 shares Expires not disclosed F2 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 12,579 of these units on 02/02/2017, and the restrictions lapse for the remaining 12,579 of these units on 02/02/2019. F2 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 12,579 of these units on 02/02/2017, and the restrictions lapse for the remaining 12,579 of these units on 02/02/2019. F2 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 12,579 of these units on 02/02/2017, and the restrictions lapse for the remaining 12,579 of these units on 02/02/2019. F2 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 12,579 of these units on 02/02/2017, and the restrictions lapse for the remaining 12,579 of these units on 02/02/2019. Read SEC document |
| February 01, 2015 Filed Feb 3, 2015 21:35 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 5,953 | $154.14 | $917,595.42 |
DisclosureSEC source: 0001181431-15-001831 · rrd422031.xml · nonDerivative · entry 2 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,384.8056 Read SEC document |
| February 01, 2015 Filed Feb 3, 2015 21:35 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 13,530 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-15-001831 · rrd422031.xml · nonDerivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,337.8056 F1 · kind: These shares result from performance share units which vested at the end of the performance period (2012-2014) and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
| November 25, 2014 Filed Dec 16, 2014 21:56 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 3,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-038971 · rrd420430.xml · nonDerivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,808.0702 Read SEC document |
| November 06, 2014 Filed Nov 7, 2014 16:41 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 37 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-035884 · rrd418561.xml · derivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,401 Underlying: Common Stock · 37 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| August 06, 2014 Filed Aug 8, 2014 19:14 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 32 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-028688 · rrd414373.xml · derivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,363 Underlying: Common Stock · 32 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| July 29, 2014 Filed Jul 30, 2014 14:39 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 900 | $195.38 | $175,842.00 |
DisclosureSEC source: 0001181431-14-027674 · rrd413711.xml · nonDerivative · entry 3 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,895.8478 Read SEC document |
| July 29, 2014 Filed Jul 30, 2014 14:39 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $195.37 | $19,537.00 |
DisclosureSEC source: 0001181431-14-027674 · rrd413711.xml · nonDerivative · entry 2 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,795.8478 Read SEC document |
| July 29, 2014 Filed Jul 30, 2014 14:39 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 3,000 | $195.36 | $586,080.00 |
DisclosureSEC source: 0001181431-14-027674 · rrd413711.xml · nonDerivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,895.8478 Read SEC document |
| May 07, 2014 Filed May 8, 2014 17:05 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 31 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-018469 · rrd408870.xml · derivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,331 Underlying: Common Stock · 31 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 06, 2014 Filed Feb 7, 2014 21:46 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 29 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-005795 · rrd401799.xml · derivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,305 Underlying: Common Stock · 29 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 01, 2014 Filed Feb 4, 2014 01:18 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 9,461 | $176.59 | $1,670,670.69 |
DisclosureSEC source: 0001181431-14-004824 · rrd401212.xml · nonDerivative · entry 2 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,885.9503 Read SEC document |
| February 01, 2014 Filed Feb 4, 2014 01:18 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 20,196 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-004824 · rrd401212.xml · nonDerivative · entry 1 IWATA JON C · CIK 0001180450 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,346.9503 F1 · kind: These shares result from performance share units which vested at the end of the performance period (2011-2013) and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.