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NOSBAUM LEROY D

Disclosed activity across 1 company

Tapewire entity
162638
SEC CIK
0001192324

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Quanex Building Products CORPNX · Entity 5077DirectorNovember 01, 2018November 02, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Quanex Building Products CORP

Report date November 01, 2018 · Filed November 02, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect2,500 Ending reported balance After 2018-11-01 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2018-11-01 · Exercise / conversion · Acquired 3,610 · Balance 6,110

Row 2 · 2018-11-01 · Disposition to issuer · Disposed 3,610 · Balance 2,500

F1: Represents the total number of restricted stock units that were settled in cash pursuant to their terms.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect24,840 Reported balance After 2018-11-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2018-11-01 · Grant · Acquired 5,184 · Balance 24,840

F2: Each restricted stock unit represents a contingent right to receive cash in an amount equivalent to the value of one share of NX common stock.

F3: The restricted stock unit will vest immediately, but will not become payable until the director's death, disability, or cessation of service on the board, or in the event of a change in control.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect21,230 Reported balance After 2018-11-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2018-11-01 · Exercise / conversion · Disposed 3,610 · Balance 21,230

F2: Each restricted stock unit represents a contingent right to receive cash in an amount equivalent to the value of one share of NX common stock.

F4: The restricted stock unit vested immediately and became payable on the one-year anniversary of its grant, pursuant to the payment election made by the grantee.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the total number of restricted stock units that were settled in cash pursuant to their terms.

F2: Each restricted stock unit represents a contingent right to receive cash in an amount equivalent to the value of one share of NX common stock.

F3: The restricted stock unit will vest immediately, but will not become payable until the director's death, disability, or cessation of service on the board, or in the event of a change in control.

F4: The restricted stock unit vested immediately and became payable on the one-year anniversary of its grant, pursuant to the payment election made by the grantee.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 01, 2018 Filed Nov 2, 2018 20:19 UTC Quanex Building Products CORP NX · Entity 5077 Exercise / conversionRestricted Stock Units · Derivative 3,610 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-031889 · form4.xml · derivative · entry 4

NOSBAUM LEROY D · CIK 0001192324 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,230

Underlying: Common Stock · 3,610 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive cash in an amount equivalent to the value of one share of NX common stock.

F4 · derivative.exercise_date: The restricted stock unit vested immediately and became payable on the one-year anniversary of its grant, pursuant to the payment election made by the grantee.

F4 · derivative.expiration_date: The restricted stock unit vested immediately and became payable on the one-year anniversary of its grant, pursuant to the payment election made by the grantee.

Read SEC document
November 01, 2018 Filed Nov 2, 2018 20:19 UTC Quanex Building Products CORP NX · Entity 5077 GrantRestricted Stock Units · Derivative 5,184 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-031889 · form4.xml · derivative · entry 3

NOSBAUM LEROY D · CIK 0001192324 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,840

Underlying: Common Stock · 5,184 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive cash in an amount equivalent to the value of one share of NX common stock.

F3 · derivative.exercise_date: The restricted stock unit will vest immediately, but will not become payable until the director's death, disability, or cessation of service on the board, or in the event of a change in control.

F3 · derivative.expiration_date: The restricted stock unit will vest immediately, but will not become payable until the director's death, disability, or cessation of service on the board, or in the event of a change in control.

Read SEC document
November 01, 2018 Filed Nov 2, 2018 20:19 UTC Quanex Building Products CORP NX · Entity 5077 Disposition to issuerCommon Stock 3,610 $15.31 $55,269.10
Disclosure

SEC source: 0001127602-18-031889 · form4.xml · nonDerivative · entry 2

NOSBAUM LEROY D · CIK 0001192324 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

F1 · shares: Represents the total number of restricted stock units that were settled in cash pursuant to their terms.

Read SEC document
November 01, 2018 Filed Nov 2, 2018 20:19 UTC Quanex Building Products CORP NX · Entity 5077 Exercise / conversionCommon Stock 3,610 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-031889 · form4.xml · nonDerivative · entry 1

NOSBAUM LEROY D · CIK 0001192324 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,110

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2017 Filed Nov 2, 2017 22:09 UTC Quanex Building Products CORP NX · Entity 5077 GrantRestricted Stock Units · Derivative 3,610 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-031050 · form4.xml · derivative · entry 1

NOSBAUM LEROY D · CIK 0001192324 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,656

Underlying: Common Stock · 3,610 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive cash in an amount equivalent to the value of one share of NX common stock.

F2 · derivative.exercise_date: The restricted stock unit will vest immediately, and will be payable on the first anniversary of the transaction date per the grantee's payment timing election.

F2 · derivative.expiration_date: The restricted stock unit will vest immediately, and will be payable on the first anniversary of the transaction date per the grantee's payment timing election.

Read SEC document
November 01, 2016 Filed Nov 3, 2016 21:10 UTC Quanex Building Products CORP NX · Entity 5077 GrantRestricted Stock Units · Derivative 4,912 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-066091 · form4.xml · derivative · entry 1

NOSBAUM LEROY D · CIK 0001192324 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,046

Underlying: Common Stock · 4,912 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive cash in an amount equivalent to the value of one share of Quanex common stock.

F2 · derivative.exercise_date: The restricted stock unit will vest immediately, but will not be payable until death, disability or cessation of service on the board or change of control.

F2 · derivative.expiration_date: The restricted stock unit will vest immediately, but will not be payable until death, disability or cessation of service on the board or change of control.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.