Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CIRRUS LOGIC, INC.CRUS · Entity 3854 | VP & Audio GM | November 04, 2018 | November 07, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CIRRUS LOGIC, INC.
Report date November 04, 2018 · Filed November 07, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,643 |
Ending reported balance
After 2018-11-04 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-11-04 · Exercise / conversion · Acquired 6,875 · Balance 6,875 Row 2 · 2018-11-04 · Tax withholding · Disposed 3,232 · Balance 3,643 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 8,250 |
Reported balance
After 2018-11-04 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-11-04 · Exercise / conversion · Disposed 6,875 · Balance 8,250 F1: Each restricted stock unit was the economic equivalent of one share of common stock. The restricted stock unit vested on November 4, 2018, and the Company withheld sufficient shares for payment of required tax withholdings. F2: Expiration date of 11/04/18 |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit was the economic equivalent of one share of common stock. The restricted stock unit vested on November 4, 2018, and the Company withheld sufficient shares for payment of required tax withholdings.
F2: Expiration date of 11/04/18
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 04, 2018 Filed Nov 7, 2018 00:12 UTC | CIRRUS LOGIC, INC. CRUS · Entity 3854 | Exercise / conversionRestricted Stock Units · Derivative | 6,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001273902-18-000055 · edgardoc.xml · derivative · entry 3 Sahota Rashpal · CIK 0001617328 · VP & Audio GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,250 Underlying: Common Stock · 6,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit was the economic equivalent of one share of common stock. The restricted stock unit vested on November 4, 2018, and the Company withheld sufficient shares for payment of required tax withholdings. F2 · derivative.expiration_date: Expiration date of 11/04/18 Read SEC document |
| November 04, 2018 Filed Nov 7, 2018 00:12 UTC | CIRRUS LOGIC, INC. CRUS · Entity 3854 | Tax withholdingCommon Stock | 3,232 | $41.50 | $134,128.00 |
DisclosureSEC source: 0001273902-18-000055 · edgardoc.xml · nonDerivative · entry 2 Sahota Rashpal · CIK 0001617328 · VP & Audio GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,643 Read SEC document |
| November 04, 2018 Filed Nov 7, 2018 00:12 UTC | CIRRUS LOGIC, INC. CRUS · Entity 3854 | Exercise / conversionCommon Stock | 6,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001273902-18-000055 · edgardoc.xml · nonDerivative · entry 1 Sahota Rashpal · CIK 0001617328 · VP & Audio GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,875 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2017 Filed Nov 2, 2017 21:11 UTC | CIRRUS LOGIC, INC. CRUS · Entity 3854 | GrantRestricted Stock Units · Derivative | 4,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001273902-17-000110 · edgardoc.xml · derivative · entry 3 Sahota Rashpal · CIK 0001617328 · VP & Audio GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,125 Underlying: Common Stock · 4,125 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cirrus Logic common stock. F4 · derivative.exercise_date: 100% of the restricted stock units will vest on 11/1/20, the 3-year anniversary of the grant date. F4 · derivative.expiration_date: 100% of the restricted stock units will vest on 11/1/20, the 3-year anniversary of the grant date. Read SEC document |
| November 01, 2017 Filed Nov 2, 2017 21:11 UTC | CIRRUS LOGIC, INC. CRUS · Entity 3854 | GrantPerformance Shares · Derivative | 3,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001273902-17-000110 · edgardoc.xml · derivative · entry 2 Sahota Rashpal · CIK 0001617328 · VP & Audio GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,369 Underlying: Common Stock · 3,100 shares Expires not disclosed F2 · derivative.exercise_price: Each Performance-based Restricted Stock Unit ("RSU's") represents the right to receive, following vesting, up to 200% of one share of Cirrus Logic, Inc. common stock. The resulting number of shares of common stock acquired upon vesting of the performance-based RSU's is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on November 1, 2017, and ending on November 1, 2020. F2 · derivative.exercise_date: Each Performance-based Restricted Stock Unit ("RSU's") represents the right to receive, following vesting, up to 200% of one share of Cirrus Logic, Inc. common stock. The resulting number of shares of common stock acquired upon vesting of the performance-based RSU's is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on November 1, 2017, and ending on November 1, 2020. F2 · derivative.expiration_date: Each Performance-based Restricted Stock Unit ("RSU's") represents the right to receive, following vesting, up to 200% of one share of Cirrus Logic, Inc. common stock. The resulting number of shares of common stock acquired upon vesting of the performance-based RSU's is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on November 1, 2017, and ending on November 1, 2020. Read SEC document |
| November 01, 2017 Filed Nov 2, 2017 21:11 UTC | CIRRUS LOGIC, INC. CRUS · Entity 3854 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 12,500 | $0.00 Strike: $55.72 | $0.00 |
DisclosureSEC source: 0001273902-17-000110 · edgardoc.xml · derivative · entry 1 Sahota Rashpal · CIK 0001617328 · VP & Audio GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 12,500 shares Expires 2027-11-01 F1 · derivative.exercise_date: Only vested shares can be exercised under this option. 25% of the shares will vest on 11/1/18; the remaining shares will vest monthly over the following 36 months so that the option will be fully vested and exercisable on 11/1/21. Read SEC document |
| August 23, 2017 Filed Aug 23, 2017 22:35 UTC | CIRRUS LOGIC, INC. CRUS · Entity 3854 | SaleCommon Stock | 17,230 | $55.10 | $949,307.53 |
DisclosureSEC source: 0001273902-17-000071 · edgardoc.xml · nonDerivative · entry 2 Sahota Rashpal · CIK 0001617328 · VP & Audio GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| August 22, 2017 Filed Aug 23, 2017 22:35 UTC | CIRRUS LOGIC, INC. CRUS · Entity 3854 | Exercise / conversionRestricted Stock Units · Derivative | 17,230 | $0.00 | $0.00 |
DisclosureSEC source: 0001273902-17-000071 · edgardoc.xml · derivative · entry 3 Sahota Rashpal · CIK 0001617328 · VP & Audio GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,000 Underlying: Common Stock · 17,230 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit was the economic equivalent of one share of common stock. F2 · derivative.expiration_date: The restricted stock units were granted on August 22, 2014, in conjunction with Cirrus Logic, Inc.'s acquisition of Wolfson Microelectronics plc. One-third of the shares vested annually, with the shares fully vested on August 22, 2017. Read SEC document |
| August 22, 2017 Filed Aug 23, 2017 22:35 UTC | CIRRUS LOGIC, INC. CRUS · Entity 3854 | Exercise / conversionCommon Stock | 17,230 | $0.00 | $0.00 |
DisclosureSEC source: 0001273902-17-000071 · edgardoc.xml · nonDerivative · entry 1 Sahota Rashpal · CIK 0001617328 · VP & Audio GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,230 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2017 Filed Feb 7, 2017 22:26 UTC | CIRRUS LOGIC, INC. CRUS · Entity 3854 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,510 | $0.00 Strike: $31.25 | $0.00 |
DisclosureSEC source: 0001273902-17-000017 · edgardoc.xml · derivative · entry 6 Sahota Rashpal · CIK 0001617328 · VP & Audio GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,523 Underlying: Common Stock · 2,510 shares Expires 2025-11-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Only vested shares can be exercised under this option. 25% of the shares vested on 11/4/16; the remaining shares will vest monthly over the following 36 months so that the option will be fully vested and exercisable on 11/4/19. Read SEC document |
| February 06, 2017 Filed Feb 7, 2017 22:26 UTC | CIRRUS LOGIC, INC. CRUS · Entity 3854 | Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 4,000 | $0.00 Strike: $31.25 | $0.00 |
DisclosureSEC source: 0001273902-17-000017 · edgardoc.xml · derivative · entry 5 Sahota Rashpal · CIK 0001617328 · VP & Audio GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,800 Underlying: Common Stock · 4,000 shares Expires 2025-11-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Only vested shares can be exercised under this option. 25% of the shares vested on 11/4/16; the remaining shares will vest monthly over the following 36 months so that the option will be fully vested and exercisable on 11/4/19. Read SEC document |
| February 06, 2017 Filed Feb 7, 2017 22:26 UTC | CIRRUS LOGIC, INC. CRUS · Entity 3854 | SaleCommon Stock | 4,000 | $55.86 | $223,452.00 |
DisclosureSEC source: 0001273902-17-000017 · edgardoc.xml · nonDerivative · entry 4 Sahota Rashpal · CIK 0001617328 · VP & Audio GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 06, 2017 Filed Feb 7, 2017 22:26 UTC | CIRRUS LOGIC, INC. CRUS · Entity 3854 | Exercise / conversionCommon Stock | 4,000 | $31.25 | $125,000.00 |
DisclosureSEC source: 0001273902-17-000017 · edgardoc.xml · nonDerivative · entry 3 Sahota Rashpal · CIK 0001617328 · VP & Audio GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2017 Filed Feb 7, 2017 22:26 UTC | CIRRUS LOGIC, INC. CRUS · Entity 3854 | SaleCommon Stock | 2,510 | $55.86 | $140,216.13 |
DisclosureSEC source: 0001273902-17-000017 · edgardoc.xml · nonDerivative · entry 2 Sahota Rashpal · CIK 0001617328 · VP & Audio GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 06, 2017 Filed Feb 7, 2017 22:26 UTC | CIRRUS LOGIC, INC. CRUS · Entity 3854 | Exercise / conversionCommon Stock | 2,510 | $31.25 | $78,437.50 |
DisclosureSEC source: 0001273902-17-000017 · edgardoc.xml · nonDerivative · entry 1 Sahota Rashpal · CIK 0001617328 · VP & Audio GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,510 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 02, 2016 Filed Nov 5, 2016 00:36 UTC | CIRRUS LOGIC, INC. CRUS · Entity 3854 | GrantRestricted Stock Units · Derivative | 4,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001273902-16-000280 · edgardoc.xml · derivative · entry 3 Sahota Rashpal · CIK 0001617328 · VP & Audio GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,230 Underlying: Common Stock · 4,125 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cirrus Logic common stock. F4 · derivative.exercise_date: 100% of the restricted stock units will vest on 11/2/19, the 3-year anniversary of the grant date. F4 · derivative.expiration_date: 100% of the restricted stock units will vest on 11/2/19, the 3-year anniversary of the grant date. Read SEC document |
| November 02, 2016 Filed Nov 5, 2016 00:36 UTC | CIRRUS LOGIC, INC. CRUS · Entity 3854 | GrantPerformance Shares · Derivative | 3,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001273902-16-000280 · edgardoc.xml · derivative · entry 2 Sahota Rashpal · CIK 0001617328 · VP & Audio GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,269 Underlying: Common Stock · 3,100 shares Expires not disclosed F2 · derivative.exercise_price: Each Performance-based Restricted Stock Unit ("RSU's") represents the right to receive, following vesting, up to 200% of one share of Cirrus Logic, Inc. common stock. The resulting number of shares of common stock acquired upon vesting of the performance-based RSU's is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on November 2, 2016, and ending on November 2, 2019. F2 · derivative.exercise_date: Each Performance-based Restricted Stock Unit ("RSU's") represents the right to receive, following vesting, up to 200% of one share of Cirrus Logic, Inc. common stock. The resulting number of shares of common stock acquired upon vesting of the performance-based RSU's is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on November 2, 2016, and ending on November 2, 2019. F2 · derivative.expiration_date: Each Performance-based Restricted Stock Unit ("RSU's") represents the right to receive, following vesting, up to 200% of one share of Cirrus Logic, Inc. common stock. The resulting number of shares of common stock acquired upon vesting of the performance-based RSU's is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on November 2, 2016, and ending on November 2, 2019. Read SEC document |
| November 02, 2016 Filed Nov 5, 2016 00:36 UTC | CIRRUS LOGIC, INC. CRUS · Entity 3854 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 12,500 | $0.00 Strike: $54.65 | $0.00 |
DisclosureSEC source: 0001273902-16-000280 · edgardoc.xml · derivative · entry 1 Sahota Rashpal · CIK 0001617328 · VP & Audio GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 12,500 shares Expires 2026-11-02 F1 · derivative.exercise_date: Only vested shares can be exercised under this option. 25% of the shares will vest on 11/2/17; the remaining shares will vest monthly over the following 36 months so that the option will be fully vested and exercisable on 11/2/20. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.