Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| INTERNATIONAL BUSINESS MACHINES CORPIBM · Entity 2840 | Senior Vice President | December 30, 2016 | January 03, 2017 |
| Symbotic Inc.SYM · Entity 2319 | Director | August 02, 2022 | January 06, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
INTERNATIONAL BUSINESS MACHINES CORP
Report date December 30, 2016 · Filed January 03, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 20,281 |
Reported balance
After 2016-12-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2016-12-30 · Grant · Acquired 10 · Balance 20,281 F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. |
| Phantom Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 20,830 |
Reported balance
After 2016-12-30 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2016-12-30 · Grant · Acquired 549 · Balance 20,830 F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.
F2: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.
F3: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.
Symbotic Inc.
Report date August 02, 2022 · Filed January 06, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class V-1 Common StockSEC Table I · non-derivative | Direct | 764,353 |
Reported balance
After 2022-08-02 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-08-02 · Grant · Acquired 9,655 · Balance 764,353 F1: Represents Symbotic Holdings Units issued to the Reporting Person on August 2, 2022 as Earnout Interests following the occurrence of Triggering Event III in connection with the Agreement and Plan of Merger, dated December 12, 2021, by and among the Issuer, Saturn Acquisition (DE) Corp., Warehouse Technologies LLC and Symbotic Holdings LLC ("Symbotic Holdings"), as described in the Issuer's final prospectus filed with the Securities and Exchange Commission on June 1, 2022. F2: The term "Symbotic Holdings Units" is used herein to represent limited liability company units of Symbotic Holdings and an equal number of paired shares of Class V-1 Common Stock of the Issuer, which, pursuant to the limited liability company agreement of Symbotic Holdings, are together redeemable by the holder on a one-for-one basis for a share of Class A Common Stock of the Issuer, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions, and in accordance with other terms and conditions set forth in Symbotic Holdings' Second Amended and Restated Limited Liability Company Agreement, dated as of June 7, 2022. Upon redemption, the Issuer will cancel the Symbotic Holdings Units and cancel and retire for no consideration the redeemed shares of Class V-1 Common Stock. Shares of Class V-1 Common Stock of the Issuer have no economic rights and each share of Class V-1 Common Stock entitles its holder to 1 vote per share. F3: The amount of securities beneficially owned following the reported transactions in Table I does not include shares of other classes of the Issuer's securities held directly or indirectly by the Reporting Person that are reported on preceding Form 4 filings. |
| Symbotic Holdings UnitsSEC Table II · derivative / convertible security | Direct | 764,353 |
Reported balance
After 2022-08-02 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-08-02 · Grant · Acquired 9,655 · Balance 764,353 F1: Represents Symbotic Holdings Units issued to the Reporting Person on August 2, 2022 as Earnout Interests following the occurrence of Triggering Event III in connection with the Agreement and Plan of Merger, dated December 12, 2021, by and among the Issuer, Saturn Acquisition (DE) Corp., Warehouse Technologies LLC and Symbotic Holdings LLC ("Symbotic Holdings"), as described in the Issuer's final prospectus filed with the Securities and Exchange Commission on June 1, 2022. F2: The term "Symbotic Holdings Units" is used herein to represent limited liability company units of Symbotic Holdings and an equal number of paired shares of Class V-1 Common Stock of the Issuer, which, pursuant to the limited liability company agreement of Symbotic Holdings, are together redeemable by the holder on a one-for-one basis for a share of Class A Common Stock of the Issuer, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions, and in accordance with other terms and conditions set forth in Symbotic Holdings' Second Amended and Restated Limited Liability Company Agreement, dated as of June 7, 2022. Upon redemption, the Issuer will cancel the Symbotic Holdings Units and cancel and retire for no consideration the redeemed shares of Class V-1 Common Stock. Shares of Class V-1 Common Stock of the Issuer have no economic rights and each share of Class V-1 Common Stock entitles its holder to 1 vote per share. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents Symbotic Holdings Units issued to the Reporting Person on August 2, 2022 as Earnout Interests following the occurrence of Triggering Event III in connection with the Agreement and Plan of Merger, dated December 12, 2021, by and among the Issuer, Saturn Acquisition (DE) Corp., Warehouse Technologies LLC and Symbotic Holdings LLC ("Symbotic Holdings"), as described in the Issuer's final prospectus filed with the Securities and Exchange Commission on June 1, 2022.
F2: The term "Symbotic Holdings Units" is used herein to represent limited liability company units of Symbotic Holdings and an equal number of paired shares of Class V-1 Common Stock of the Issuer, which, pursuant to the limited liability company agreement of Symbotic Holdings, are together redeemable by the holder on a one-for-one basis for a share of Class A Common Stock of the Issuer, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions, and in accordance with other terms and conditions set forth in Symbotic Holdings' Second Amended and Restated Limited Liability Company Agreement, dated as of June 7, 2022. Upon redemption, the Issuer will cancel the Symbotic Holdings Units and cancel and retire for no consideration the redeemed shares of Class V-1 Common Stock. Shares of Class V-1 Common Stock of the Issuer have no economic rights and each share of Class V-1 Common Stock entitles its holder to 1 vote per share.
F3: The amount of securities beneficially owned following the reported transactions in Table I does not include shares of other classes of the Issuer's securities held directly or indirectly by the Reporting Person that are reported on preceding Form 4 filings.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 07, 2014 Filed May 8, 2014 17:02 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 58 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-018461 · rrd408864.xml · derivative · entry 1 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,960 Underlying: Common Stock · 58 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 11, 2014 Filed Feb 12, 2014 17:07 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,351 | $180.24 | $243,504.24 |
DisclosureSEC source: 0001181431-14-006414 · rrd402206.xml · nonDerivative · entry 3 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,916.8509 Read SEC document |
| February 11, 2014 Filed Feb 12, 2014 17:07 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 2,700 | $180.23 | $486,628.56 |
DisclosureSEC source: 0001181431-14-006414 · rrd402206.xml · nonDerivative · entry 2 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,267.8509 Read SEC document |
| February 11, 2014 Filed Feb 12, 2014 17:07 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 449 | $180.23 | $80,923.27 |
DisclosureSEC source: 0001181431-14-006414 · rrd402206.xml · nonDerivative · entry 1 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,967.8509 Read SEC document |
| February 06, 2014 Filed Feb 7, 2014 21:42 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 54 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-005789 · rrd401794.xml · derivative · entry 1 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,910 Underlying: Common Stock · 54 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 01, 2014 Filed Feb 4, 2014 01:14 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 6,134 | $176.59 | $1,083,172.39 |
DisclosureSEC source: 0001181431-14-004818 · rrd401206.xml · nonDerivative · entry 2 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,393.38 Read SEC document |
| February 01, 2014 Filed Feb 4, 2014 01:14 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 13,464 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-004818 · rrd401206.xml · nonDerivative · entry 1 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,527.38 F1 · kind: These shares result from performance share units which vested at the end of the performance period (2011-2013) and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
| November 19, 2013 Filed Dec 2, 2013 17:22 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 153 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-061032 · rrd396438.xml · nonDerivative · entry 6 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · son Disclosed balance after: 476 F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 19, 2013 Filed Dec 2, 2013 17:22 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 153 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-061032 · rrd396438.xml · nonDerivative · entry 5 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · daughter 2 Disclosed balance after: 476 F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 19, 2013 Filed Dec 2, 2013 17:22 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 153 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-061032 · rrd396438.xml · nonDerivative · entry 4 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · daughter 1 Disclosed balance after: 476 F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 19, 2013 Filed Dec 2, 2013 17:22 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 153 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-061032 · rrd396438.xml · nonDerivative · entry 3 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,066.0041 Read SEC document |
| November 19, 2013 Filed Dec 2, 2013 17:22 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 153 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-061032 · rrd396438.xml · nonDerivative · entry 2 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,219.0041 Read SEC document |
| November 19, 2013 Filed Dec 2, 2013 17:22 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 153 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-061032 · rrd396438.xml · nonDerivative · entry 1 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,372.0041 Read SEC document |
| November 06, 2013 Filed Nov 7, 2013 22:10 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 52 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-057659 · rrd394745.xml · derivative · entry 1 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,859 Underlying: Common Stock · 52 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| August 07, 2013 Filed Aug 8, 2013 19:53 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 50 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-043666 · rrd387840.xml · derivative · entry 1 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,807 Underlying: Common Stock · 50 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| May 16, 2013 Filed May 17, 2013 15:39 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | OtherPhantom Stock Unit · Derivative | 1,295 | $204.69 Strike: $0.00 | $265,073.55 |
DisclosureSEC source: 0001181431-13-028562 · rrd380358.xml · derivative · entry 13 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,756 Underlying: Common Stock · 1,295 shares Expires not disclosed F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F3 · kind: Intra-plan transfer under the IBM Excess 401(k) Plus Plan. F4 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F4 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| May 16, 2013 Filed May 17, 2013 15:39 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 48 | $205.83 | $9,879.84 |
DisclosureSEC source: 0001181431-13-028562 · rrd380358.xml · nonDerivative · entry 8 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,485.55 Read SEC document |
| May 16, 2013 Filed May 17, 2013 15:39 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $205.81 | $41,162.02 |
DisclosureSEC source: 0001181431-13-028562 · rrd380358.xml · nonDerivative · entry 7 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,533.55 Read SEC document |
| May 16, 2013 Filed May 17, 2013 15:39 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 3,187 | $205.81 | $655,916.47 |
DisclosureSEC source: 0001181431-13-028562 · rrd380358.xml · nonDerivative · entry 6 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,733.55 Read SEC document |
| May 16, 2013 Filed May 17, 2013 15:39 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,002 | $205.80 | $206,211.60 |
DisclosureSEC source: 0001181431-13-028562 · rrd380358.xml · nonDerivative · entry 5 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,920.55 Read SEC document |
| May 16, 2013 Filed May 17, 2013 15:39 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 500 | $205.79 | $102,895.00 |
DisclosureSEC source: 0001181431-13-028562 · rrd380358.xml · nonDerivative · entry 4 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,922.55 Read SEC document |
| May 16, 2013 Filed May 17, 2013 15:39 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $205.78 | $41,156.00 |
DisclosureSEC source: 0001181431-13-028562 · rrd380358.xml · nonDerivative · entry 3 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,422.55 Read SEC document |
| May 16, 2013 Filed May 17, 2013 15:39 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 367 | $205.77 | $75,519.06 |
DisclosureSEC source: 0001181431-13-028562 · rrd380358.xml · nonDerivative · entry 2 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,622.55 Read SEC document |
| May 16, 2013 Filed May 17, 2013 15:39 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 496 | $205.77 | $102,061.92 |
DisclosureSEC source: 0001181431-13-028562 · rrd380358.xml · nonDerivative · entry 1 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,989.55 Read SEC document |
| May 08, 2013 Filed May 9, 2013 15:53 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 39 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-026480 · rrd379224.xml · derivative · entry 1 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,462 Underlying: Common Stock · 39 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 20, 2013 Filed Feb 21, 2013 18:56 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,200 | $200.99 | $241,188.00 |
DisclosureSEC source: 0001181431-13-011257 · rrd371065.xml · nonDerivative · entry 2 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,469.2925 Read SEC document |
| February 20, 2013 Filed Feb 21, 2013 18:56 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,800 | $200.96 | $361,731.60 |
DisclosureSEC source: 0001181431-13-011257 · rrd371065.xml · nonDerivative · entry 1 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,669.2925 Read SEC document |
| February 06, 2013 Filed Feb 7, 2013 16:51 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 36 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-007457 · rrd369349.xml · derivative · entry 1 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,425 Underlying: Common Stock · 36 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 04, 2013 Filed Feb 5, 2013 17:29 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,680 | $204.15 | $342,967.30 |
DisclosureSEC source: 0001181431-13-006640 · rrd368855.xml · nonDerivative · entry 3 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,451.4008 Read SEC document |
| February 04, 2013 Filed Feb 5, 2013 17:29 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 300 | $204.14 | $61,242.03 |
DisclosureSEC source: 0001181431-13-006640 · rrd368855.xml · nonDerivative · entry 2 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,131.4008 Read SEC document |
| February 04, 2013 Filed Feb 5, 2013 17:29 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,120 | $204.14 | $228,636.80 |
DisclosureSEC source: 0001181431-13-006640 · rrd368855.xml · nonDerivative · entry 1 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,431.4008 Read SEC document |
| February 01, 2013 Filed Feb 5, 2013 02:04 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 8,777 | $204.58 | $1,795,598.66 |
DisclosureSEC source: 0001181431-13-006587 · rrd368690.xml · nonDerivative · entry 2 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,551.4008 Read SEC document |
| February 01, 2013 Filed Feb 5, 2013 02:04 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 18,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-006587 · rrd368690.xml · nonDerivative · entry 1 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,328.4008 F1 · kind: These shares result from performance share units which vested at the end of the performance period (2010-2012) and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
| January 02, 2013 Filed Jan 3, 2013 21:02 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantRst. Stock Unit · Derivative | 13,298 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-000944 · rrd365647.xml · derivative · entry 1 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,298 Underlying: Common Stock · 13,298 shares Expires not disclosed F1 · derivative.exercise_price: These units (retention restricted stock units) are payable in cash or the company's common stock upon the lapse of the restrictions on 01/02/2018. F1 · kind: These units (retention restricted stock units) are payable in cash or the company's common stock upon the lapse of the restrictions on 01/02/2018. F1 · derivative.exercise_date: These units (retention restricted stock units) are payable in cash or the company's common stock upon the lapse of the restrictions on 01/02/2018. F1 · derivative.expiration_date: These units (retention restricted stock units) are payable in cash or the company's common stock upon the lapse of the restrictions on 01/02/2018. Read SEC document |
| November 13, 2012 Filed Dec 3, 2012 19:54 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 135 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-061697 · rrd361705.xml · nonDerivative · entry 8 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · son Disclosed balance after: 323 F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 13, 2012 Filed Dec 3, 2012 19:54 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 135 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-061697 · rrd361705.xml · nonDerivative · entry 7 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · daughter 2 Disclosed balance after: 323 F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 13, 2012 Filed Dec 3, 2012 19:54 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 135 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-061697 · rrd361705.xml · nonDerivative · entry 6 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · daughter 1 Disclosed balance after: 323 F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 13, 2012 Filed Dec 3, 2012 19:54 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 2,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-061697 · rrd361705.xml · nonDerivative · entry 5 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · spouse Disclosed balance after: 5,250 F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 13, 2012 Filed Dec 3, 2012 19:54 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 135 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-061697 · rrd361705.xml · nonDerivative · entry 4 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,954.8906 Read SEC document |
| November 13, 2012 Filed Dec 3, 2012 19:54 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 135 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-061697 · rrd361705.xml · nonDerivative · entry 3 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,089.8906 Read SEC document |
| November 13, 2012 Filed Dec 3, 2012 19:54 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 135 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-061697 · rrd361705.xml · nonDerivative · entry 2 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,224.8906 Read SEC document |
| November 13, 2012 Filed Dec 3, 2012 19:54 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 2,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-061697 · rrd361705.xml · nonDerivative · entry 1 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,359.8906 Read SEC document |
| November 07, 2012 Filed Nov 8, 2012 16:25 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 38 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-057540 · rrd359917.xml · derivative · entry 1 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,390 Underlying: Common Stock · 38 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| November 01, 2012 Filed Nov 2, 2012 18:19 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $196.68 | $19,668.00 |
DisclosureSEC source: 0001181431-12-056283 · rrd359133.xml · nonDerivative · entry 7 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,541.8717 Read SEC document |
| November 01, 2012 Filed Nov 2, 2012 18:19 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 803 | $196.67 | $157,926.01 |
DisclosureSEC source: 0001181431-12-056283 · rrd359133.xml · nonDerivative · entry 6 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,641.8717 Read SEC document |
| November 01, 2012 Filed Nov 2, 2012 18:19 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $196.66 | $19,666.00 |
DisclosureSEC source: 0001181431-12-056283 · rrd359133.xml · nonDerivative · entry 5 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,444.8717 Read SEC document |
| November 01, 2012 Filed Nov 2, 2012 18:19 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 300 | $196.65 | $58,995.00 |
DisclosureSEC source: 0001181431-12-056283 · rrd359133.xml · nonDerivative · entry 4 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,544.8717 Read SEC document |
| November 01, 2012 Filed Nov 2, 2012 18:19 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 500 | $196.64 | $98,320.00 |
DisclosureSEC source: 0001181431-12-056283 · rrd359133.xml · nonDerivative · entry 3 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,844.8717 Read SEC document |
| November 01, 2012 Filed Nov 2, 2012 18:19 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $196.63 | $19,663.00 |
DisclosureSEC source: 0001181431-12-056283 · rrd359133.xml · nonDerivative · entry 2 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,344.8717 Read SEC document |
| November 01, 2012 Filed Nov 2, 2012 18:19 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 97 | $196.62 | $19,072.30 |
DisclosureSEC source: 0001181431-12-056283 · rrd359133.xml · nonDerivative · entry 1 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,444.8717 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.