Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| INTERNATIONAL BUSINESS MACHINES CORPIBM · Entity 2840 | Senior Vice President | December 30, 2016 | January 03, 2017 |
| Symbotic Inc.SYM · Entity 2319 | Director | August 02, 2022 | January 06, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
INTERNATIONAL BUSINESS MACHINES CORP
Report date December 30, 2016 · Filed January 03, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 20,281 |
Reported balance
After 2016-12-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2016-12-30 · Grant · Acquired 10 · Balance 20,281 F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. |
| Phantom Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 20,830 |
Reported balance
After 2016-12-30 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2016-12-30 · Grant · Acquired 549 · Balance 20,830 F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.
F2: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.
F3: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.
Symbotic Inc.
Report date August 02, 2022 · Filed January 06, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class V-1 Common StockSEC Table I · non-derivative | Direct | 764,353 |
Reported balance
After 2022-08-02 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-08-02 · Grant · Acquired 9,655 · Balance 764,353 F1: Represents Symbotic Holdings Units issued to the Reporting Person on August 2, 2022 as Earnout Interests following the occurrence of Triggering Event III in connection with the Agreement and Plan of Merger, dated December 12, 2021, by and among the Issuer, Saturn Acquisition (DE) Corp., Warehouse Technologies LLC and Symbotic Holdings LLC ("Symbotic Holdings"), as described in the Issuer's final prospectus filed with the Securities and Exchange Commission on June 1, 2022. F2: The term "Symbotic Holdings Units" is used herein to represent limited liability company units of Symbotic Holdings and an equal number of paired shares of Class V-1 Common Stock of the Issuer, which, pursuant to the limited liability company agreement of Symbotic Holdings, are together redeemable by the holder on a one-for-one basis for a share of Class A Common Stock of the Issuer, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions, and in accordance with other terms and conditions set forth in Symbotic Holdings' Second Amended and Restated Limited Liability Company Agreement, dated as of June 7, 2022. Upon redemption, the Issuer will cancel the Symbotic Holdings Units and cancel and retire for no consideration the redeemed shares of Class V-1 Common Stock. Shares of Class V-1 Common Stock of the Issuer have no economic rights and each share of Class V-1 Common Stock entitles its holder to 1 vote per share. F3: The amount of securities beneficially owned following the reported transactions in Table I does not include shares of other classes of the Issuer's securities held directly or indirectly by the Reporting Person that are reported on preceding Form 4 filings. |
| Symbotic Holdings UnitsSEC Table II · derivative / convertible security | Direct | 764,353 |
Reported balance
After 2022-08-02 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-08-02 · Grant · Acquired 9,655 · Balance 764,353 F1: Represents Symbotic Holdings Units issued to the Reporting Person on August 2, 2022 as Earnout Interests following the occurrence of Triggering Event III in connection with the Agreement and Plan of Merger, dated December 12, 2021, by and among the Issuer, Saturn Acquisition (DE) Corp., Warehouse Technologies LLC and Symbotic Holdings LLC ("Symbotic Holdings"), as described in the Issuer's final prospectus filed with the Securities and Exchange Commission on June 1, 2022. F2: The term "Symbotic Holdings Units" is used herein to represent limited liability company units of Symbotic Holdings and an equal number of paired shares of Class V-1 Common Stock of the Issuer, which, pursuant to the limited liability company agreement of Symbotic Holdings, are together redeemable by the holder on a one-for-one basis for a share of Class A Common Stock of the Issuer, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions, and in accordance with other terms and conditions set forth in Symbotic Holdings' Second Amended and Restated Limited Liability Company Agreement, dated as of June 7, 2022. Upon redemption, the Issuer will cancel the Symbotic Holdings Units and cancel and retire for no consideration the redeemed shares of Class V-1 Common Stock. Shares of Class V-1 Common Stock of the Issuer have no economic rights and each share of Class V-1 Common Stock entitles its holder to 1 vote per share. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents Symbotic Holdings Units issued to the Reporting Person on August 2, 2022 as Earnout Interests following the occurrence of Triggering Event III in connection with the Agreement and Plan of Merger, dated December 12, 2021, by and among the Issuer, Saturn Acquisition (DE) Corp., Warehouse Technologies LLC and Symbotic Holdings LLC ("Symbotic Holdings"), as described in the Issuer's final prospectus filed with the Securities and Exchange Commission on June 1, 2022.
F2: The term "Symbotic Holdings Units" is used herein to represent limited liability company units of Symbotic Holdings and an equal number of paired shares of Class V-1 Common Stock of the Issuer, which, pursuant to the limited liability company agreement of Symbotic Holdings, are together redeemable by the holder on a one-for-one basis for a share of Class A Common Stock of the Issuer, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions, and in accordance with other terms and conditions set forth in Symbotic Holdings' Second Amended and Restated Limited Liability Company Agreement, dated as of June 7, 2022. Upon redemption, the Issuer will cancel the Symbotic Holdings Units and cancel and retire for no consideration the redeemed shares of Class V-1 Common Stock. Shares of Class V-1 Common Stock of the Issuer have no economic rights and each share of Class V-1 Common Stock entitles its holder to 1 vote per share.
F3: The amount of securities beneficially owned following the reported transactions in Table I does not include shares of other classes of the Issuer's securities held directly or indirectly by the Reporting Person that are reported on preceding Form 4 filings.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 15, 2015 Filed Dec 16, 2015 21:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 12 | $137.79 Strike: $0.00 | $1,653.48 |
DisclosureSEC source: 0001562180-15-001095 · primarydocument.xml · derivative · entry 1 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,715 Underlying: Common Stock · 12 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| November 30, 2015 Filed Dec 1, 2015 17:34 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 12 | $139.42 Strike: $0.00 | $1,673.04 |
DisclosureSEC source: 0001562180-15-001016 · primarydocument.xml · derivative · entry 1 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,701 Underlying: Common Stock · 12 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| November 13, 2015 Filed Nov 16, 2015 18:06 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 13 | $131.75 Strike: $0.00 | $1,712.75 |
DisclosureSEC source: 0001562180-15-000978 · primarydocument.xml · derivative · entry 1 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,699 Underlying: Common Stock · 13 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| November 06, 2015 Filed Nov 9, 2015 21:39 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 137 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-15-000954 · primarydocument.xml · derivative · entry 1 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,679 Underlying: Common Stock · 137 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| October 30, 2015 Filed Nov 2, 2015 16:54 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 12 | $140.08 Strike: $0.00 | $1,680.96 |
DisclosureSEC source: 0001562180-15-000914 · primarydocument.xml · derivative · entry 1 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,542 Underlying: Common Stock · 12 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| October 15, 2015 Filed Oct 16, 2015 14:58 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 11 | $150.09 Strike: $0.00 | $1,650.99 |
DisclosureSEC source: 0001562180-15-000852 · primarydocument.xml · derivative · entry 1 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,532 Underlying: Common Stock · 11 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| September 30, 2015 Filed Oct 1, 2015 17:24 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 11 | $144.97 Strike: $0.00 | $1,594.67 |
DisclosureSEC source: 0001562180-15-000819 · primarydocument.xml · derivative · entry 1 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,523 Underlying: Common Stock · 11 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| September 15, 2015 Filed Sep 16, 2015 18:07 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 11 | $147.53 Strike: $0.00 | $1,622.83 |
DisclosureSEC source: 0001562180-15-000770 · primarydocument.xml · derivative · entry 1 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,512 Underlying: Common Stock · 11 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| August 31, 2015 Filed Sep 1, 2015 19:58 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 11 | $147.89 Strike: $0.00 | $1,626.79 |
DisclosureSEC source: 0001562180-15-000713 · primarydocument.xml · derivative · entry 1 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,499 Underlying: Common Stock · 11 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| August 14, 2015 Filed Aug 17, 2015 18:49 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 11 | $155.75 Strike: $0.00 | $1,713.25 |
DisclosureSEC source: 0001562180-15-000671 · primarydocument.xml · derivative · entry 1 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,481 Underlying: Common Stock · 11 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| August 06, 2015 Filed Aug 7, 2015 18:35 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 120 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-15-000646 · primarydocument.xml · derivative · entry 1 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,471 Underlying: Common Stock · 120 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| July 31, 2015 Filed Aug 3, 2015 16:48 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 10 | $161.99 Strike: $0.00 | $1,619.90 |
DisclosureSEC source: 0001562180-15-000630 · primarydocument.xml · derivative · entry 8 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,350 Underlying: Common Stock · 10 shares Expires not disclosed F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F3 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F4 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F4 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| July 31, 2015 Filed Aug 3, 2015 16:48 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 300 | $161.65 | $48,495.00 |
DisclosureSEC source: 0001562180-15-000630 · primarydocument.xml · nonDerivative · entry 3 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,201.3092 Read SEC document |
| July 31, 2015 Filed Aug 3, 2015 16:48 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $161.64 | $16,164.00 |
DisclosureSEC source: 0001562180-15-000630 · primarydocument.xml · nonDerivative · entry 2 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,501.3092 Read SEC document |
| July 31, 2015 Filed Aug 3, 2015 16:48 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 2,600 | $161.63 | $420,227.86 |
DisclosureSEC source: 0001562180-15-000630 · primarydocument.xml · nonDerivative · entry 1 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,601.3092 Read SEC document |
| July 15, 2015 Filed Jul 16, 2015 17:39 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 10 | $168.53 Strike: $0.00 | $1,685.30 |
DisclosureSEC source: 0001562180-15-000570 · primarydocument.xml · derivative · entry 1 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,344 Underlying: Common Stock · 10 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| June 30, 2015 Filed Jul 1, 2015 17:37 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 8 | $162.66 Strike: $0.00 | $1,301.28 |
DisclosureSEC source: 0001562180-15-000535 · primarydocument.xml · derivative · entry 1 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,335 Underlying: Common Stock · 8 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| June 15, 2015 Filed Jun 16, 2015 17:27 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 8 | $166.26 Strike: $0.00 | $1,330.08 |
DisclosureSEC source: 0001181431-15-008337 · rrd425807.xml · derivative · entry 1 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,327 Underlying: Common Stock · 8 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| May 29, 2015 Filed Jun 1, 2015 15:54 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 8 | $169.65 Strike: $0.00 | $1,357.20 |
DisclosureSEC source: 0001181431-15-007668 · rrd425394.xml · derivative · entry 1 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,317 Underlying: Common Stock · 8 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| May 15, 2015 Filed May 18, 2015 20:49 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 8 | $173.26 Strike: $0.00 | $1,386.08 |
DisclosureSEC source: 0001181431-15-007064 · rrd425054.xml · derivative · entry 1 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,307 Underlying: Common Stock · 8 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| May 06, 2015 Filed May 7, 2015 19:37 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 109 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-15-006613 · rrd424823.xml · derivative · entry 1 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,302 Underlying: Common Stock · 109 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| April 30, 2015 Filed May 1, 2015 18:03 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 8 | $171.29 Strike: $0.00 | $1,370.32 |
DisclosureSEC source: 0001181431-15-006347 · rrd424616.xml · derivative · entry 1 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,194 Underlying: Common Stock · 8 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| April 15, 2015 Filed Apr 16, 2015 17:09 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 8 | $164.13 Strike: $0.00 | $1,313.04 |
DisclosureSEC source: 0001181431-15-005885 · rrd424371.xml · derivative · entry 1 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,188 Underlying: Common Stock · 8 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| March 31, 2015 Filed Apr 1, 2015 17:53 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 9 | $160.50 Strike: $0.00 | $1,444.50 |
DisclosureSEC source: 0001181431-15-005358 · rrd424047.xml · derivative · entry 1 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,180 Underlying: Common Stock · 9 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| March 13, 2015 Filed Mar 16, 2015 17:16 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 3,286 | $154.28 Strike: $0.00 | $506,964.08 |
DisclosureSEC source: 0001181431-15-004632 · rrd423606.xml · derivative · entry 1 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,173 Underlying: Common Stock · 3,286 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 27, 2015 Filed Mar 2, 2015 21:09 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 8 | $161.94 Strike: $0.00 | $1,295.52 |
DisclosureSEC source: 0001181431-15-003602 · rrd423041.xml · derivative · entry 1 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,886 Underlying: Common Stock · 8 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 25, 2015 Filed Feb 26, 2015 18:36 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 500 | $163.02 | $81,511.80 |
DisclosureSEC source: 0001181431-15-003426 · rrd422956.xml · nonDerivative · entry 2 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,103.6023 Read SEC document |
| February 25, 2015 Filed Feb 26, 2015 18:36 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 2,100 | $163.00 | $342,300.00 |
DisclosureSEC source: 0001181431-15-003426 · rrd422956.xml · nonDerivative · entry 1 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,603.6023 Read SEC document |
| February 19, 2015 Filed Feb 20, 2015 17:56 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | OtherPhantom Stock Unit · Derivative | 725 | $163.89 Strike: $0.00 | $118,820.25 |
DisclosureSEC source: 0001181431-15-002897 · rrd422691.xml · derivative · entry 6 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,878 Underlying: Common Stock · 725 shares Expires not disclosed F3 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F4 · kind: Intra-plan transfer under the IBM Excess 401(k) Plus Plan. F5 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F5 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 19, 2015 Filed Feb 20, 2015 17:56 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | OtherCommon Stock | 522.8245 | $163.89 | $85,685.71 |
DisclosureSEC source: 0001181431-15-002897 · rrd422691.xml · nonDerivative · entry 1 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,703.6023 F1 · kind: Intra-plan transfer into the IBM Stock Fund of the IBM 401(k) Plus Plan. Read SEC document |
| February 06, 2015 Filed Feb 9, 2015 20:45 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 71 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-15-002136 · rrd422209.xml · derivative · entry 1 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,157 Underlying: Common Stock · 71 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 02, 2015 Filed Feb 3, 2015 21:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantRst. Stock Unit · Derivative | 50,315 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-15-001820 · rrd422040.xml · derivative · entry 7 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,315 Underlying: Common Stock · 50,315 shares Expires not disclosed F3 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 25,157 of these units on 02/02/2017, and the restrictions lapse for the remaining 25,158 of these units on 02/02/2019. F3 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 25,157 of these units on 02/02/2017, and the restrictions lapse for the remaining 25,158 of these units on 02/02/2019. F3 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 25,157 of these units on 02/02/2017, and the restrictions lapse for the remaining 25,158 of these units on 02/02/2019. F3 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 25,157 of these units on 02/02/2017, and the restrictions lapse for the remaining 25,158 of these units on 02/02/2019. Read SEC document |
| February 01, 2015 Filed Feb 3, 2015 21:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 3,989 | $154.14 | $614,864.46 |
DisclosureSEC source: 0001181431-15-001820 · rrd422040.xml · nonDerivative · entry 2 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,151.9962 Read SEC document |
| February 01, 2015 Filed Feb 3, 2015 21:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 9,533 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-15-001820 · rrd422040.xml · nonDerivative · entry 1 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,140.9962 F1 · kind: These shares result from performance share units which vested at the end of the performance period (2012-2014) and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
| December 21, 2014 Filed Dec 22, 2014 21:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 8,772 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-039413 · rrd420699.xml · derivative · entry 7 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,772 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| December 21, 2014 Filed Dec 22, 2014 21:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 4,524 | $159.02 | $719,406.48 |
DisclosureSEC source: 0001181431-14-039413 · rrd420699.xml · nonDerivative · entry 2 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,611.0242 Read SEC document |
| December 21, 2014 Filed Dec 22, 2014 21:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 8,772 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-039413 · rrd420699.xml · nonDerivative · entry 1 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,135.0242 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 26, 2014 Filed Dec 16, 2014 21:55 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 175 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-038968 · rrd420428.xml · nonDerivative · entry 6 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · son Disclosed balance after: 651 F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 26, 2014 Filed Dec 16, 2014 21:55 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 175 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-038968 · rrd420428.xml · nonDerivative · entry 5 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · daughter 2 Disclosed balance after: 651 F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 26, 2014 Filed Dec 16, 2014 21:55 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 175 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-038968 · rrd420428.xml · nonDerivative · entry 4 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · daughter 1 Disclosed balance after: 651 F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 26, 2014 Filed Dec 16, 2014 21:55 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 175 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-038968 · rrd420428.xml · nonDerivative · entry 3 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,363.0242 Read SEC document |
| November 26, 2014 Filed Dec 16, 2014 21:55 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 175 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-038968 · rrd420428.xml · nonDerivative · entry 2 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,538.0242 Read SEC document |
| November 26, 2014 Filed Dec 16, 2014 21:55 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 175 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-038968 · rrd420428.xml · nonDerivative · entry 1 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,713.0242 Read SEC document |
| November 06, 2014 Filed Nov 7, 2014 16:35 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 69 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-035878 · rrd418548.xml · derivative · entry 1 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,090 Underlying: Common Stock · 69 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| August 06, 2014 Filed Aug 8, 2014 19:10 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 59 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-028682 · rrd414367.xml · derivative · entry 1 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,019 Underlying: Common Stock · 59 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| July 30, 2014 Filed Jul 31, 2014 14:18 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,900 | $194.11 | $368,809.00 |
DisclosureSEC source: 0001181431-14-027820 · rrd413824.xml · nonDerivative · entry 5 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,835.4128 Read SEC document |
| July 30, 2014 Filed Jul 31, 2014 14:18 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 250 | $194.05 | $48,512.50 |
DisclosureSEC source: 0001181431-14-027820 · rrd413824.xml · nonDerivative · entry 4 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,735.4128 Read SEC document |
| July 30, 2014 Filed Jul 31, 2014 14:18 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $194.03 | $19,403.00 |
DisclosureSEC source: 0001181431-14-027820 · rrd413824.xml · nonDerivative · entry 3 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,985.4128 Read SEC document |
| July 30, 2014 Filed Jul 31, 2014 14:18 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 2,700 | $194.03 | $523,871.01 |
DisclosureSEC source: 0001181431-14-027820 · rrd413824.xml · nonDerivative · entry 2 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,085.4128 Read SEC document |
| July 30, 2014 Filed Jul 31, 2014 14:18 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 150 | $194.02 | $29,103.00 |
DisclosureSEC source: 0001181431-14-027820 · rrd413824.xml · nonDerivative · entry 1 Rhodin Michael D. · CIK 0001481603 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,785.4128 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.