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person · Reporting owner

Di Leo Allen Bruno V

Disclosed activity across 2 companies

Tapewire entity
16248
SEC CIK
0001538976

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CUMMINS INCCMI · Entity 2961DirectorMay 12, 2026May 13, 2026
INTERNATIONAL BUSINESS MACHINES CORPIBM · Entity 2840Senior Vice PresidentDecember 30, 2016January 03, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CUMMINS INC

Report date May 12, 2026 · Filed May 13, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
CommonSEC Table I · non-derivativeDirect5,378.9939 Reported balance After 2026-05-12 transaction · row 1
1 source row

Row 1 · 2026-05-12 · Grant · Acquired 306 · Balance 5,378.9939

INTERNATIONAL BUSINESS MACHINES CORP

Report date December 30, 2016 · Filed January 03, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct18,245 Reported balance After 2016-12-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2016-12-30 · Grant · Acquired 96 · Balance 18,245

F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Phantom Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct18,610 Reported balance After 2016-12-30 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2016-12-30 · Grant · Acquired 365 · Balance 18,610

F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Filing footnotes · ownership attribution and instrument terms

F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 12, 2026 Filed May 13, 2026 14:44 UTC CUMMINS INC CMI · Entity 2961 GrantCommon 306 $0.00 $0.00
Disclosure

SEC source: 0001225208-26-005227 · doc4.xml · nonDerivative · entry 1

Di Leo Allen Bruno V · CIK 0001538976 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,378.9939

Read SEC document
May 13, 2025 Filed May 15, 2025 20:48 UTC CUMMINS INC CMI · Entity 2961 GrantCommon 595 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-005168 · doc4.xml · nonDerivative · entry 1

Di Leo Allen Bruno V · CIK 0001538976 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,072.9939

Read SEC document
November 12, 2024 Filed Nov 13, 2024 21:13 UTC CUMMINS INC CMI · Entity 2961 SaleCommon 0.11 $356.64 $39.23
Disclosure

SEC source: 0001225208-24-009900 · doc4.xml · nonDerivative · entry 2

Di Leo Allen Bruno V · CIK 0001538976 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,477.9939

Read SEC document
November 11, 2024 Filed Nov 13, 2024 21:13 UTC CUMMINS INC CMI · Entity 2961 SaleCommon 4,945 $358.55 $1,773,042.61
Disclosure

SEC source: 0001225208-24-009900 · doc4.xml · nonDerivative · entry 1

Di Leo Allen Bruno V · CIK 0001538976 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,478.1039

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $358.4500 - $358.7300. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

Read SEC document
May 14, 2024 Filed May 17, 2024 18:56 UTC CUMMINS INC CMI · Entity 2961 GrantCommon 604 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-006171 · doc4.xml · nonDerivative · entry 1

Di Leo Allen Bruno V · CIK 0001538976 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,423.1039

F1 · balance_after: Includes 631.1029 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the most recently filed Form 4.

Read SEC document
May 09, 2023 Filed May 11, 2023 00:57 UTC CUMMINS INC CMI · Entity 2961 GrantCommon 757 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-005732 · doc4.xml · nonDerivative · entry 1

Di Leo Allen Bruno V · CIK 0001538976 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,188

Read SEC document
November 16, 2022 Filed Nov 16, 2022 18:14 UTC CUMMINS INC CMI · Entity 2961 SaleCommon 950 $250.30 $237,786.05
Disclosure

SEC source: 0001225208-22-011717 · doc4.xml · nonDerivative · entry 1

Di Leo Allen Bruno V · CIK 0001538976 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,431

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $250.26 - $250.49. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

Read SEC document
May 10, 2022 Filed May 11, 2022 20:10 UTC CUMMINS INC CMI · Entity 2961 GrantCommon 882 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-006872 · doc4.xml · nonDerivative · entry 1

Di Leo Allen Bruno V · CIK 0001538976 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,381

Read SEC document
November 17, 2021 Filed Nov 22, 2021 20:23 UTC CUMMINS INC CMI · Entity 2961 SaleCommon 1,000 $233.81 $233,810.00
Disclosure

SEC source: 0001225208-21-014034 · doc4.xml · nonDerivative · entry 1

Di Leo Allen Bruno V · CIK 0001538976 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,499

Read SEC document
May 11, 2021 Filed May 13, 2021 16:00 UTC CUMMINS INC CMI · Entity 2961 GrantCommon 575 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-008102 · doc4.xml · nonDerivative · entry 1

Di Leo Allen Bruno V · CIK 0001538976 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,499

Read SEC document
May 12, 2020 Filed May 13, 2020 12:49 UTC CUMMINS INC CMI · Entity 2961 GrantCommon 982 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-007533 · doc4.xml · nonDerivative · entry 1

Di Leo Allen Bruno V · CIK 0001538976 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,924

Read SEC document
May 14, 2019 Filed May 16, 2019 17:21 UTC CUMMINS INC CMI · Entity 2961 GrantCommon 906 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-008097 · doc4.xml · nonDerivative · entry 1

Di Leo Allen Bruno V · CIK 0001538976 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,942

Read SEC document
May 08, 2018 Filed May 8, 2018 21:03 UTC CUMMINS INC CMI · Entity 2961 GrantCommon 938 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008912 · doc4.xml · nonDerivative · entry 1

Di Leo Allen Bruno V · CIK 0001538976 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,036

Read SEC document
May 09, 2017 Filed May 9, 2017 20:17 UTC CUMMINS INC CMI · Entity 2961 GrantCommon 995 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-009390 · doc4.xml · nonDerivative · entry 1

Di Leo Allen Bruno V · CIK 0001538976 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,098

Read SEC document
December 30, 2016 Filed Jan 3, 2017 17:07 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 365 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-17-000043 · primarydocument.xml · derivative · entry 2

Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,610

Underlying: Common Stock · 365 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
December 30, 2016 Filed Jan 3, 2017 17:07 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 96 $165.99 Strike: $0.00 $15,935.04
Disclosure

SEC source: 0001562180-17-000043 · primarydocument.xml · derivative · entry 1

Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,245

Underlying: Common Stock · 96 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 16:10 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 95 $168.02 Strike: $0.00 $15,961.90
Disclosure

SEC source: 0001562180-16-003819 · primarydocument.xml · derivative · entry 1

Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,150

Underlying: Common Stock · 95 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 30, 2016 Filed Dec 1, 2016 19:52 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 98 $162.22 Strike: $0.00 $15,897.56
Disclosure

SEC source: 0001562180-16-003636 · primarydocument.xml · derivative · entry 1

Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,060

Underlying: Common Stock · 98 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 15, 2016 Filed Nov 16, 2016 21:26 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 100 $158.67 Strike: $0.00 $15,867.00
Disclosure

SEC source: 0001562180-16-003539 · primarydocument.xml · derivative · entry 1

Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,967

Underlying: Common Stock · 100 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 08, 2016 Filed Nov 9, 2016 19:55 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 160 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-16-003439 · primarydocument.xml · derivative · entry 1

Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,871

Underlying: Common Stock · 160 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
October 31, 2016 Filed Nov 1, 2016 17:50 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 104 $153.69 Strike: $0.00 $15,983.76
Disclosure

SEC source: 0001562180-16-003312 · primarydocument.xml · derivative · entry 1

Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,711

Underlying: Common Stock · 104 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
October 14, 2016 Filed Oct 17, 2016 16:42 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 103 $154.45 Strike: $0.00 $15,908.35
Disclosure

SEC source: 0001562180-16-003244 · primarydocument.xml · derivative · entry 1

Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,610

Underlying: Common Stock · 103 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
September 30, 2016 Filed Oct 3, 2016 19:29 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 100 $158.85 Strike: $0.00 $15,885.00
Disclosure

SEC source: 0001562180-16-003174 · primarydocument.xml · derivative · entry 1

Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,507

Underlying: Common Stock · 100 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 17:35 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 102 $155.66 Strike: $0.00 $15,877.32
Disclosure

SEC source: 0001562180-16-003150 · primarydocument.xml · derivative · entry 1

Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,408

Underlying: Common Stock · 102 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 31, 2016 Filed Sep 1, 2016 16:56 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 100 $158.88 Strike: $0.00 $15,888.00
Disclosure

SEC source: 0001562180-16-003073 · primarydocument.xml · derivative · entry 1

Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,305

Underlying: Common Stock · 100 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 15, 2016 Filed Aug 16, 2016 21:05 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 98 $161.88 Strike: $0.00 $15,864.24
Disclosure

SEC source: 0001562180-16-003009 · primarydocument.xml · derivative · entry 1

Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,202

Underlying: Common Stock · 98 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
August 08, 2016 Filed Aug 9, 2016 20:35 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 147 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-16-002948 · primarydocument.xml · derivative · entry 1

Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,104

Underlying: Common Stock · 147 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
July 29, 2016 Filed Aug 1, 2016 17:27 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 99 $160.62 Strike: $0.00 $15,901.38
Disclosure

SEC source: 0001562180-16-002871 · primarydocument.xml · derivative · entry 1

Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,958

Underlying: Common Stock · 99 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
July 15, 2016 Filed Jul 18, 2016 18:33 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 100 $159.78 Strike: $0.00 $15,978.00
Disclosure

SEC source: 0001562180-16-002802 · primarydocument.xml · derivative · entry 1

Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,860

Underlying: Common Stock · 100 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
June 30, 2016 Filed Jul 1, 2016 19:23 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 105 $151.78 Strike: $0.00 $15,936.90
Disclosure

SEC source: 0001562180-16-002745 · primarydocument.xml · derivative · entry 1

Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,762

Underlying: Common Stock · 105 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
June 15, 2016 Filed Jun 16, 2016 18:50 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 106 $150.68 Strike: $0.00 $15,972.08
Disclosure

SEC source: 0001562180-16-002641 · primarydocument.xml · derivative · entry 1

Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,659

Underlying: Common Stock · 106 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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June 08, 2016 Filed Jun 10, 2016 00:37 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantRst. Stock Unit · Derivative 9,656 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-16-002608 · primarydocument.xml · derivative · entry 1

Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,656

Underlying: Common Stock · 9,656 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for # of these units on 06/08/2017, # of these units on 06/08/2018, # of these units on 06/08/2019, and # of these units on 06/08/2020.

F1 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for # of these units on 06/08/2017, # of these units on 06/08/2018, # of these units on 06/08/2019, and # of these units on 06/08/2020.

F1 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for # of these units on 06/08/2017, # of these units on 06/08/2018, # of these units on 06/08/2019, and # of these units on 06/08/2020.

F1 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for # of these units on 06/08/2017, # of these units on 06/08/2018, # of these units on 06/08/2019, and # of these units on 06/08/2020.

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May 31, 2016 Filed Jun 1, 2016 14:54 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 103 $153.74 Strike: $0.00 $15,835.22
Disclosure

SEC source: 0001562180-16-002443 · primarydocument.xml · derivative · entry 1

Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,553

Underlying: Common Stock · 103 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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May 13, 2016 Filed May 16, 2016 16:45 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 108 $147.72 Strike: $0.00 $15,953.76
Disclosure

SEC source: 0001562180-16-002349 · primarydocument.xml · derivative · entry 1

Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,458

Underlying: Common Stock · 108 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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May 06, 2016 Filed May 9, 2016 19:40 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 154 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-16-002232 · primarydocument.xml · derivative · entry 1

Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,351

Underlying: Common Stock · 154 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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April 29, 2016 Filed May 2, 2016 20:41 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 109 $145.94 Strike: $0.00 $15,907.46
Disclosure

SEC source: 0001562180-16-002194 · primarydocument.xml · derivative · entry 1

Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,198

Underlying: Common Stock · 109 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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April 20, 2016 Filed Apr 21, 2016 19:59 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 700 $146.84 $102,788.00
Disclosure

SEC source: 0001562180-16-002141 · primarydocument.xml · nonDerivative · entry 3

Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,979.7456

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April 20, 2016 Filed Apr 21, 2016 19:59 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 2,700 $146.83 $396,441.27
Disclosure

SEC source: 0001562180-16-002141 · primarydocument.xml · nonDerivative · entry 2

Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,679.7456

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April 20, 2016 Filed Apr 21, 2016 19:59 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 500 $146.83 $73,415.00
Disclosure

SEC source: 0001562180-16-002141 · primarydocument.xml · nonDerivative · entry 1

Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,379.7456

Read SEC document
April 15, 2016 Filed Apr 18, 2016 16:50 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 105 $151.72 Strike: $0.00 $15,930.60
Disclosure

SEC source: 0001562180-16-002121 · primarydocument.xml · derivative · entry 1

Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,095

Underlying: Common Stock · 105 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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March 31, 2016 Filed Apr 1, 2016 20:38 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 105 $151.45 Strike: $0.00 $15,902.25
Disclosure

SEC source: 0001562180-16-002051 · primarydocument.xml · derivative · entry 1

Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,991

Underlying: Common Stock · 105 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
March 15, 2016 Filed Mar 16, 2016 15:37 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 3,577 $142.96 Strike: $0.00 $511,367.92
Disclosure

SEC source: 0001562180-16-001973 · primarydocument.xml · derivative · entry 1

Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,888

Underlying: Common Stock · 3,577 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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February 29, 2016 Filed Mar 1, 2016 21:59 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 121 $131.03 Strike: $0.00 $15,854.63
Disclosure

SEC source: 0001562180-16-001848 · primarydocument.xml · derivative · entry 1

Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,321

Underlying: Common Stock · 121 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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February 10, 2016 Filed Feb 11, 2016 21:35 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 4,050 $123.11 $498,605.22
Disclosure

SEC source: 0001562180-16-001609 · primarydocument.xml · nonDerivative · entry 4

Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,742.756

Read SEC document
February 10, 2016 Filed Feb 11, 2016 21:35 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 200 $123.11 $24,622.00
Disclosure

SEC source: 0001562180-16-001609 · primarydocument.xml · nonDerivative · entry 3

Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,792.756

Read SEC document
February 10, 2016 Filed Feb 11, 2016 21:35 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 700 $123.10 $86,170.00
Disclosure

SEC source: 0001562180-16-001609 · primarydocument.xml · nonDerivative · entry 2

Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,992.756

Read SEC document
February 10, 2016 Filed Feb 11, 2016 21:35 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 400 $123.07 $49,228.00
Disclosure

SEC source: 0001562180-16-001609 · primarydocument.xml · nonDerivative · entry 1

Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,692.756

Read SEC document
February 08, 2016 Filed Feb 9, 2016 21:32 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 124 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-16-001559 · primarydocument.xml · derivative · entry 1

Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,205

Underlying: Common Stock · 124 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

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February 01, 2016 Filed Feb 2, 2016 23:10 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Tax withholdingCommon Stock 3,687 $124.49 $458,994.63
Disclosure

SEC source: 0001562180-16-001468 · primarydocument.xml · nonDerivative · entry 2

Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,083.007

Read SEC document
February 01, 2016 Filed Feb 2, 2016 23:10 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantCommon Stock 8,667 $0.00 $0.00
Disclosure

SEC source: 0001562180-16-001468 · primarydocument.xml · nonDerivative · entry 1

Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,770.007

F1 · kind: These shares result from performance share units which vested at the end of the performance period (2013-2015) and were payable in cash or the company's common stock on the transaction date shown.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.