Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICOLD REALTY TRUSTNYSE: COLD · Entity 4019 | See Remarks | November 13, 2018 | November 15, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICOLD REALTY TRUST
Report date November 13, 2018 · Filed November 15, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 23,476 |
Ending reported balance
After 2018-11-13 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2018-11-13 · Sale · Disposed 42,000 · Balance 23,476 F1: The prices reported in Column 4 are weighted average prices. These common shares were sold in multiple transactions at prices ranging from $25.95 to $26.05, inclusive. The reporting person undertakes to provide to Americold Realty Trust, any security holder of Americold Realty Trust, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common shares sold at each separate price within the range set forth above. Row 2 · 2018-11-13 · Exercise / conversion · Acquired 23,000 · Balance 46,476 Row 3 · 2018-11-13 · Sale · Disposed 23,000 · Balance 23,476 F1: The prices reported in Column 4 are weighted average prices. These common shares were sold in multiple transactions at prices ranging from $25.95 to $26.05, inclusive. The reporting person undertakes to provide to Americold Realty Trust, any security holder of Americold Realty Trust, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common shares sold at each separate price within the range set forth above. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $9.81 · Expires 2025-09-21 | Direct | 46,000 |
Reported balance
After 2018-11-13 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-11-13 · Exercise / conversion · Disposed 23,000 · Balance 46,000 F2: On November 13, 2018, Mr. Musgrave made a net exercise of 23,000 stock options. F3: Options to acquire common shares vested 20% on September 21, 2016, 2017 and 2018 and remainder vest ratably on September 21, 2019 and 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: The prices reported in Column 4 are weighted average prices. These common shares were sold in multiple transactions at prices ranging from $25.95 to $26.05, inclusive. The reporting person undertakes to provide to Americold Realty Trust, any security holder of Americold Realty Trust, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common shares sold at each separate price within the range set forth above.
F2: On November 13, 2018, Mr. Musgrave made a net exercise of 23,000 stock options.
F3: Options to acquire common shares vested 20% on September 21, 2016, 2017 and 2018 and remainder vest ratably on September 21, 2019 and 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 13, 2018 Filed Nov 15, 2018 21:49 UTC | AMERICOLD REALTY TRUST NYSE: COLD · Entity 4019 | Exercise / conversionStock Option · Derivative | 23,000 | $0.00 Strike: $9.81 | $0.00 |
DisclosureSEC source: 0000899243-18-029069 · doc4.xml · derivative · entry 4 Musgrave Thomas · CIK 0001728301 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,000 Underlying: Common Shares of Beneficial Interest · 23,000 shares Expires 2025-09-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On November 13, 2018, Mr. Musgrave made a net exercise of 23,000 stock options. F3 · derivative.exercise_date: Options to acquire common shares vested 20% on September 21, 2016, 2017 and 2018 and remainder vest ratably on September 21, 2019 and 2020. Read SEC document |
| November 13, 2018 Filed Nov 15, 2018 21:49 UTC | AMERICOLD REALTY TRUST NYSE: COLD · Entity 4019 | SaleCommon Shares of Beneficial Interest | 23,000 | $25.99 | $597,871.20 |
DisclosureSEC source: 0000899243-18-029069 · doc4.xml · nonDerivative · entry 3 Musgrave Thomas · CIK 0001728301 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,476 F1 · price: The prices reported in Column 4 are weighted average prices. These common shares were sold in multiple transactions at prices ranging from $25.95 to $26.05, inclusive. The reporting person undertakes to provide to Americold Realty Trust, any security holder of Americold Realty Trust, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common shares sold at each separate price within the range set forth above. Read SEC document |
| November 13, 2018 Filed Nov 15, 2018 21:49 UTC | AMERICOLD REALTY TRUST NYSE: COLD · Entity 4019 | Exercise / conversionCommon Shares of Beneficial Interest | 23,000 | $9.81 | $225,630.00 |
DisclosureSEC source: 0000899243-18-029069 · doc4.xml · nonDerivative · entry 2 Musgrave Thomas · CIK 0001728301 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,476 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 13, 2018 Filed Nov 15, 2018 21:49 UTC | AMERICOLD REALTY TRUST NYSE: COLD · Entity 4019 | SaleCommon Shares of Beneficial Interest | 42,000 | $26.00 | $1,091,790.00 |
DisclosureSEC source: 0000899243-18-029069 · doc4.xml · nonDerivative · entry 1 Musgrave Thomas · CIK 0001728301 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,476 F1 · price: The prices reported in Column 4 are weighted average prices. These common shares were sold in multiple transactions at prices ranging from $25.95 to $26.05, inclusive. The reporting person undertakes to provide to Americold Realty Trust, any security holder of Americold Realty Trust, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common shares sold at each separate price within the range set forth above. Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 17:36 UTC | AMERICOLD REALTY TRUST NYSE: COLD · Entity 4019 | Exercise / conversionStock Option · Derivative | 46,000 | $0.00 Strike: $9.81 | $0.00 |
DisclosureSEC source: 0000899243-18-023073 · doc4.xml · derivative · entry 4 Musgrave Thomas · CIK 0001728301 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,000 Underlying: Common Shares of Beneficial Interest · 46,000 shares Expires 2025-09-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On August 20, 2018, Mr. Musgrave made a net exercise of 110,000 stock options, resulting in his acquisition of 35,532 common shares of Americold Realty Trust. F3 · derivative.exercise_date: Options to acquire common shares vested 20% on September 21, 2016 and 2017 and remainder vest ratably on September 21, 2018, 2019 and 2020. Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 17:36 UTC | AMERICOLD REALTY TRUST NYSE: COLD · Entity 4019 | Exercise / conversionStock Option · Derivative | 64,000 | $0.00 Strike: $9.81 | $0.00 |
DisclosureSEC source: 0000899243-18-023073 · doc4.xml · derivative · entry 3 Musgrave Thomas · CIK 0001728301 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,000 Underlying: Common Shares of Beneficial Interest · 64,000 shares Expires 2023-12-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On August 20, 2018, Mr. Musgrave made a net exercise of 110,000 stock options, resulting in his acquisition of 35,532 common shares of Americold Realty Trust. F2 · derivative.exercise_date: Options to acquire common shares vested 20% on December 19, 2014, 2015, 2016 and 2017 and remainder vest on December 19, 2018. Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 17:36 UTC | AMERICOLD REALTY TRUST NYSE: COLD · Entity 4019 | Tax withholdingCommon Shares of Beneficial Interest | 74,468 | $23.99 | $1,786,487.32 |
DisclosureSEC source: 0000899243-18-023073 · doc4.xml · nonDerivative · entry 2 Musgrave Thomas · CIK 0001728301 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,476 Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 17:36 UTC | AMERICOLD REALTY TRUST NYSE: COLD · Entity 4019 | Exercise / conversionCommon Shares of Beneficial Interest | 110,000 | $9.81 | $1,079,100.00 |
DisclosureSEC source: 0000899243-18-023073 · doc4.xml · nonDerivative · entry 1 Musgrave Thomas · CIK 0001728301 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,944 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 13, 2018 Filed Jun 15, 2018 17:05 UTC | AMERICOLD REALTY TRUST NYSE: COLD · Entity 4019 | Exercise / conversionStock Option · Derivative | 20,000 | $0.00 Strike: $9.81 | $0.00 |
DisclosureSEC source: 0000899243-18-016792 · doc4.xml · derivative · entry 5 Musgrave Thomas · CIK 0001728301 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,000 Underlying: Common Shares of Beneficial Interest · 20,000 shares Expires 2023-12-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On June 13, 2018, Mr. Musgrave made a net exercise of 100,000 stock options, resulting in his acquisition of 29,944 common shares of Americold Realty Trust (the "Company"). The transactions described herein were pursuant to an exception to a lock-up agreement between Mr. Musgrave and the underwriters with respect to the initial public offering of the Company. F4 · derivative.exercise_date: Options to acquire common shares vested 20% on December 19, 2014, 2015, 2016 and 2017 and remainder vest on December 19, 2018. Read SEC document |
| June 13, 2018 Filed Jun 15, 2018 17:05 UTC | AMERICOLD REALTY TRUST NYSE: COLD · Entity 4019 | Exercise / conversionStock Option · Derivative | 25,000 | $0.00 Strike: $9.81 | $0.00 |
DisclosureSEC source: 0000899243-18-016792 · doc4.xml · derivative · entry 4 Musgrave Thomas · CIK 0001728301 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares of Beneficial Interest · 25,000 shares Expires 2023-06-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On June 13, 2018, Mr. Musgrave made a net exercise of 100,000 stock options, resulting in his acquisition of 29,944 common shares of Americold Realty Trust (the "Company"). The transactions described herein were pursuant to an exception to a lock-up agreement between Mr. Musgrave and the underwriters with respect to the initial public offering of the Company. F3 · derivative.exercise_date: Options to acquire common shares vested 20% on February 25, 2014, 2015, 2016, 2017 and 2018. Read SEC document |
| June 13, 2018 Filed Jun 15, 2018 17:05 UTC | AMERICOLD REALTY TRUST NYSE: COLD · Entity 4019 | Exercise / conversionStock Option · Derivative | 55,000 | $0.00 Strike: $9.81 | $0.00 |
DisclosureSEC source: 0000899243-18-016792 · doc4.xml · derivative · entry 3 Musgrave Thomas · CIK 0001728301 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares of Beneficial Interest · 55,000 shares Expires 2022-05-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On June 13, 2018, Mr. Musgrave made a net exercise of 100,000 stock options, resulting in his acquisition of 29,944 common shares of Americold Realty Trust (the "Company"). The transactions described herein were pursuant to an exception to a lock-up agreement between Mr. Musgrave and the underwriters with respect to the initial public offering of the Company. F2 · derivative.exercise_date: Options to acquire common shares vested 20% on October 31, 2012, 2013, 2014, 2015 and 2016. Read SEC document |
| June 13, 2018 Filed Jun 15, 2018 17:05 UTC | AMERICOLD REALTY TRUST NYSE: COLD · Entity 4019 | Tax withholdingCommon Shares of Beneficial Interest | 70,056 | $21.70 | $1,520,215.20 |
DisclosureSEC source: 0000899243-18-016792 · doc4.xml · nonDerivative · entry 2 Musgrave Thomas · CIK 0001728301 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,944 Read SEC document |
| June 13, 2018 Filed Jun 15, 2018 17:05 UTC | AMERICOLD REALTY TRUST NYSE: COLD · Entity 4019 | Exercise / conversionCommon Shares of Beneficial Interest | 100,000 | $9.81 | $981,000.00 |
DisclosureSEC source: 0000899243-18-016792 · doc4.xml · nonDerivative · entry 1 Musgrave Thomas · CIK 0001728301 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 23, 2018 Filed Jan 24, 2018 17:18 UTC | AMERICOLD REALTY TRUST NYSE: COLD · Entity 4019 | GrantRestricted Stock Units · Derivative | 14,063 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-001771 · doc4.xml · derivative · entry 1 Musgrave Thomas · CIK 0001728301 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,063 Underlying: Common Shares of Beneficial Interest · 14,063 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs will vest ratably on January 23, 2020, 2021 and 2022. F1 · price: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs will vest ratably on January 23, 2020, 2021 and 2022. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs will vest ratably on January 23, 2020, 2021 and 2022. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs will vest ratably on January 23, 2020, 2021 and 2022. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.