Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NLIGHT, INC.LASR · Entity 4397 | Director | November 19, 2018 | November 21, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NLIGHT, INC.
Report date November 19, 2018 · Filed November 21, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 128,224 |
Reported balance
After 2018-11-19 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2018-11-19 · Sale · Disposed 33,000 · Balance 128,224 F1: Shares held of record by the Osborne 2002 Living Trust, of which David Osborne is the trustee and exercises sole voting and investment power over the shares held thereby. |
| Common StockSEC Table I · non-derivative | Direct | 5,603 |
Reported balance
Holding disclosure · report date 2018-11-19 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 5,603 F2: Amount includes 2,500 restricted stock units previously reported as derivative securities in Table II of the reporting person's Form 3 filed on April 25, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares held of record by the Osborne 2002 Living Trust, of which David Osborne is the trustee and exercises sole voting and investment power over the shares held thereby.
F2: Amount includes 2,500 restricted stock units previously reported as derivative securities in Table II of the reporting person's Form 3 filed on April 25, 2018.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 19, 2018 Filed Nov 21, 2018 01:57 UTC | NLIGHT, INC. LASR · Entity 4397 | SaleCommon Stock | 33,000 | $18.76 | $619,080.00 |
DisclosureSEC source: 0001124796-18-000046 · wf-form4_154276541038808.xml · nonDerivative · entry 1 Osborne David D. · CIK 0001738433 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 128,224 F1 · ownership.nature: Shares held of record by the Osborne 2002 Living Trust, of which David Osborne is the trustee and exercises sole voting and investment power over the shares held thereby. Read SEC document |
| July 02, 2018 Filed Jul 6, 2018 00:17 UTC | NLIGHT, INC. LASR · Entity 4397 | GrantCommon Stock | 345 | $0.00 | $0.00 |
DisclosureSEC source: 0001124796-18-000015 · wf-form4_153083624104242.xml · nonDerivative · entry 1 Osborne David D. · CIK 0001738433 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,603 F1 · shares: The reporting person has elected to receive restricted stock units in lieu of cash retainer fees payable for service on the Issuer's board of directors and any committees thereof. Each restricted stock unit represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. The number of restricted stock units issued represents the quotient of (A) the amount of such fees divided by (B) the Issuer's closing stock price on the date such fees would otherwise be paid, rounded down to the nearest whole share. All restricted stock units will vest on December 31, 2018 subject to the non-employee director continuing to be a service provider through the applicable vesting date. F2 · balance_after: Amount includes 2,500 restricted stock units previously reported as derivative securities in Table II of the reporting person's Form 3 filed on April 25, 2018. Read SEC document |
| April 30, 2018 Filed Apr 30, 2018 22:59 UTC | NLIGHT, INC. LASR · Entity 4397 | ConversionSeries F Preferred Stock · Derivative | 12,690 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-028731 · a4.xml · derivative · entry 7 Osborne David D. · CIK 0001738433 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 12,690 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The Series F Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date. F4 · derivative.exercise_date: The Series F Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date. F4 · derivative.expiration_date: The Series F Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date. F5 · ownership.nature: Shares held of record by the Osborne 2002 Living Trust, of which David Osborne is the trustee and exercises sole voting and investment power over the shares held thereby. Read SEC document |
| April 30, 2018 Filed Apr 30, 2018 22:59 UTC | NLIGHT, INC. LASR · Entity 4397 | ConversionSeries E Preferred Stock · Derivative | 38,872 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-028731 · a4.xml · derivative · entry 6 Osborne David D. · CIK 0001738433 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 38,872 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Series E Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date. F3 · derivative.exercise_date: The Series E Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date. F3 · derivative.expiration_date: The Series E Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date. F5 · ownership.nature: Shares held of record by the Osborne 2002 Living Trust, of which David Osborne is the trustee and exercises sole voting and investment power over the shares held thereby. Read SEC document |
| April 30, 2018 Filed Apr 30, 2018 22:59 UTC | NLIGHT, INC. LASR · Entity 4397 | ConversionSeries D Preferred Stock · Derivative | 34,321 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-028731 · a4.xml · derivative · entry 5 Osborne David D. · CIK 0001738433 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 34,321 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Series D Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date. F2 · derivative.exercise_date: The Series D Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date. F2 · derivative.expiration_date: The Series D Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date. F5 · ownership.nature: Shares held of record by the Osborne 2002 Living Trust, of which David Osborne is the trustee and exercises sole voting and investment power over the shares held thereby. Read SEC document |
| April 30, 2018 Filed Apr 30, 2018 22:59 UTC | NLIGHT, INC. LASR · Entity 4397 | ConversionSeries C Preferred Stock · Derivative | 63,332 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-028731 · a4.xml · derivative · entry 4 Osborne David D. · CIK 0001738433 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 63,332 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series C Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date. F1 · derivative.exercise_date: The Series C Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date. F1 · derivative.expiration_date: The Series C Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date. F5 · ownership.nature: Shares held of record by the Osborne 2002 Living Trust, of which David Osborne is the trustee and exercises sole voting and investment power over the shares held thereby. Read SEC document |
| April 30, 2018 Filed Apr 30, 2018 22:59 UTC | NLIGHT, INC. LASR · Entity 4397 | ConversionSeries C Preferred Stock · Derivative | 2,629 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-028731 · a4.xml · derivative · entry 3 Osborne David D. · CIK 0001738433 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,629 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series C Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date. F1 · derivative.exercise_date: The Series C Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date. F1 · derivative.expiration_date: The Series C Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date. Read SEC document |
| April 30, 2018 Filed Apr 30, 2018 22:59 UTC | NLIGHT, INC. LASR · Entity 4397 | ConversionCommon Stock | 149,215 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-028731 · a4.xml · nonDerivative · entry 2 Osborne David D. · CIK 0001738433 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 161,224 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Series C Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date. F2 · price: The Series D Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date. F3 · price: The Series E Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date. F4 · price: The Series F Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date. F5 · ownership.nature: Shares held of record by the Osborne 2002 Living Trust, of which David Osborne is the trustee and exercises sole voting and investment power over the shares held thereby. Read SEC document |
| April 30, 2018 Filed Apr 30, 2018 22:59 UTC | NLIGHT, INC. LASR · Entity 4397 | ConversionCommon Stock | 2,629 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-028731 · a4.xml · nonDerivative · entry 1 Osborne David D. · CIK 0001738433 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,758 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Series C Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.