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MV MANAGEMENT IX LLC

Disclosed activity across 1 company

Tapewire entity
162297
SEC CIK
0001120126

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Section 16 reporting ended · disclosed 2018-11-20. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Menlo Ventures IX, L.P.2,252,137 Reported balance After 2018-11-16 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2018-11-16 · Other · Disposed 2,252,137 · Balance 2,252,137

F1: Represents a pro rata in kind distribution of shares of Common Stock, without consideration, by each of Menlo Ventures IX, L.P., Menlo Entrepreneurs Fund IX, L.P., Menlo Entrepreneurs Fund IX(A), L.P. and MMEF IX, L.P. to their respective limited partners, and their general partner, MV Management IX, L.L.C.

F2: MV Management IX, L.L.C. is the general partner of Menlo Ventures IX, L.P., Menlo Entrepreneurs Fund IX, L.P., Menlo Entrepreneurs Fund IX(A), L.P. and MMEF IX, L.P. (collectively, the "Menlo Funds"). MV Management IX, L.L.C. exercises voting and dispositive power over the shares held by each of the Menlo Funds. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its proportionate pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy Menlo Entrepreneurs Fund IX, L.P.74,317 Reported balance After 2018-11-16 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2018-11-16 · Other · Disposed 74,317 · Balance 74,317

F1: Represents a pro rata in kind distribution of shares of Common Stock, without consideration, by each of Menlo Ventures IX, L.P., Menlo Entrepreneurs Fund IX, L.P., Menlo Entrepreneurs Fund IX(A), L.P. and MMEF IX, L.P. to their respective limited partners, and their general partner, MV Management IX, L.L.C.

F2: MV Management IX, L.L.C. is the general partner of Menlo Ventures IX, L.P., Menlo Entrepreneurs Fund IX, L.P., Menlo Entrepreneurs Fund IX(A), L.P. and MMEF IX, L.P. (collectively, the "Menlo Funds"). MV Management IX, L.L.C. exercises voting and dispositive power over the shares held by each of the Menlo Funds. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its proportionate pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy Menlo Entrepreneurs Fund IX-A, L.P.10,689 Reported balance After 2018-11-16 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2018-11-16 · Other · Disposed 10,689 · Balance 10,689

F1: Represents a pro rata in kind distribution of shares of Common Stock, without consideration, by each of Menlo Ventures IX, L.P., Menlo Entrepreneurs Fund IX, L.P., Menlo Entrepreneurs Fund IX(A), L.P. and MMEF IX, L.P. to their respective limited partners, and their general partner, MV Management IX, L.L.C.

F2: MV Management IX, L.L.C. is the general partner of Menlo Ventures IX, L.P., Menlo Entrepreneurs Fund IX, L.P., Menlo Entrepreneurs Fund IX(A), L.P. and MMEF IX, L.P. (collectively, the "Menlo Funds"). MV Management IX, L.L.C. exercises voting and dispositive power over the shares held by each of the Menlo Funds. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its proportionate pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy MMEF IX, L.P.47,268 Reported balance After 2018-11-16 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 4 · 2018-11-16 · Other · Disposed 47,269 · Balance 47,268

F1: Represents a pro rata in kind distribution of shares of Common Stock, without consideration, by each of Menlo Ventures IX, L.P., Menlo Entrepreneurs Fund IX, L.P., Menlo Entrepreneurs Fund IX(A), L.P. and MMEF IX, L.P. to their respective limited partners, and their general partner, MV Management IX, L.L.C.

F2: MV Management IX, L.L.C. is the general partner of Menlo Ventures IX, L.P., Menlo Entrepreneurs Fund IX, L.P., Menlo Entrepreneurs Fund IX(A), L.P. and MMEF IX, L.P. (collectively, the "Menlo Funds"). MV Management IX, L.L.C. exercises voting and dispositive power over the shares held by each of the Menlo Funds. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its proportionate pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy MV Management IX, L.L.C.0 Last balance in matching sequence After 2018-11-16 transaction · row 6 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 5 · 2018-11-16 · Other · Acquired 581,249 · Balance 581,249

F3: Represents the receipt of shares of Common Stock by MV Management IX, L.L.C. in the distributions described in greater detail in the footnote above.

F1: Represents a pro rata in kind distribution of shares of Common Stock, without consideration, by each of Menlo Ventures IX, L.P., Menlo Entrepreneurs Fund IX, L.P., Menlo Entrepreneurs Fund IX(A), L.P. and MMEF IX, L.P. to their respective limited partners, and their general partner, MV Management IX, L.L.C.

F2: MV Management IX, L.L.C. is the general partner of Menlo Ventures IX, L.P., Menlo Entrepreneurs Fund IX, L.P., Menlo Entrepreneurs Fund IX(A), L.P. and MMEF IX, L.P. (collectively, the "Menlo Funds"). MV Management IX, L.L.C. exercises voting and dispositive power over the shares held by each of the Menlo Funds. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its proportionate pecuniary interest therein.

Row 6 · 2018-11-16 · Other · Disposed 581,249 · Balance 0

F4: Represents a pro-rata in-kind distribution of shares of Common Stock by MV Management IX, L.L.C., without consideration, to its members.

F1: Represents a pro rata in kind distribution of shares of Common Stock, without consideration, by each of Menlo Ventures IX, L.P., Menlo Entrepreneurs Fund IX, L.P., Menlo Entrepreneurs Fund IX(A), L.P. and MMEF IX, L.P. to their respective limited partners, and their general partner, MV Management IX, L.L.C.

F2: MV Management IX, L.L.C. is the general partner of Menlo Ventures IX, L.P., Menlo Entrepreneurs Fund IX, L.P., Menlo Entrepreneurs Fund IX(A), L.P. and MMEF IX, L.P. (collectively, the "Menlo Funds"). MV Management IX, L.L.C. exercises voting and dispositive power over the shares held by each of the Menlo Funds. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its proportionate pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a pro rata in kind distribution of shares of Common Stock, without consideration, by each of Menlo Ventures IX, L.P., Menlo Entrepreneurs Fund IX, L.P., Menlo Entrepreneurs Fund IX(A), L.P. and MMEF IX, L.P. to their respective limited partners, and their general partner, MV Management IX, L.L.C.

F2: MV Management IX, L.L.C. is the general partner of Menlo Ventures IX, L.P., Menlo Entrepreneurs Fund IX, L.P., Menlo Entrepreneurs Fund IX(A), L.P. and MMEF IX, L.P. (collectively, the "Menlo Funds"). MV Management IX, L.L.C. exercises voting and dispositive power over the shares held by each of the Menlo Funds. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its proportionate pecuniary interest therein.

F3: Represents the receipt of shares of Common Stock by MV Management IX, L.L.C. in the distributions described in greater detail in the footnote above.

F4: Represents a pro-rata in-kind distribution of shares of Common Stock by MV Management IX, L.L.C., without consideration, to its members.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 16, 2018 Filed Nov 20, 2018 16:27 UTC NLIGHT, INC. LASR · Entity 4397 OtherCommon Stock 581,249 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-059433 · doc4.xml · nonDerivative · entry 6

MV MANAGEMENT IX LLC · CIK 0001120126 · 10% owner

MENLO VENTURES IX LP · CIK 0001120284 · 10% owner

MENLO ENTREPRENEURS FUND IX A LP · CIK 0001230036 · 10% owner

MENLO ENTREPRENEURS FUND IX LP · CIK 0001131886 · 10% owner

MMEF IX LP · CIK 0001131824 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By MV Management IX, L.L.C.

Disclosed balance after: 0

F4 · kind: Represents a pro-rata in-kind distribution of shares of Common Stock by MV Management IX, L.L.C., without consideration, to its members.

F1 · price: Represents a pro rata in kind distribution of shares of Common Stock, without consideration, by each of Menlo Ventures IX, L.P., Menlo Entrepreneurs Fund IX, L.P., Menlo Entrepreneurs Fund IX(A), L.P. and MMEF IX, L.P. to their respective limited partners, and their general partner, MV Management IX, L.L.C.

F2 · ownership.nature: MV Management IX, L.L.C. is the general partner of Menlo Ventures IX, L.P., Menlo Entrepreneurs Fund IX, L.P., Menlo Entrepreneurs Fund IX(A), L.P. and MMEF IX, L.P. (collectively, the "Menlo Funds"). MV Management IX, L.L.C. exercises voting and dispositive power over the shares held by each of the Menlo Funds. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its proportionate pecuniary interest therein.

Read SEC document
November 16, 2018 Filed Nov 20, 2018 16:27 UTC NLIGHT, INC. LASR · Entity 4397 OtherCommon Stock 581,249 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-059433 · doc4.xml · nonDerivative · entry 5

MV MANAGEMENT IX LLC · CIK 0001120126 · 10% owner

MENLO VENTURES IX LP · CIK 0001120284 · 10% owner

MENLO ENTREPRENEURS FUND IX A LP · CIK 0001230036 · 10% owner

MENLO ENTREPRENEURS FUND IX LP · CIK 0001131886 · 10% owner

MMEF IX LP · CIK 0001131824 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By MV Management IX, L.L.C.

Disclosed balance after: 581,249

F3 · kind: Represents the receipt of shares of Common Stock by MV Management IX, L.L.C. in the distributions described in greater detail in the footnote above.

F1 · price: Represents a pro rata in kind distribution of shares of Common Stock, without consideration, by each of Menlo Ventures IX, L.P., Menlo Entrepreneurs Fund IX, L.P., Menlo Entrepreneurs Fund IX(A), L.P. and MMEF IX, L.P. to their respective limited partners, and their general partner, MV Management IX, L.L.C.

F2 · ownership.nature: MV Management IX, L.L.C. is the general partner of Menlo Ventures IX, L.P., Menlo Entrepreneurs Fund IX, L.P., Menlo Entrepreneurs Fund IX(A), L.P. and MMEF IX, L.P. (collectively, the "Menlo Funds"). MV Management IX, L.L.C. exercises voting and dispositive power over the shares held by each of the Menlo Funds. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its proportionate pecuniary interest therein.

Read SEC document
November 16, 2018 Filed Nov 20, 2018 16:27 UTC NLIGHT, INC. LASR · Entity 4397 OtherCommon Stock 47,269 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-059433 · doc4.xml · nonDerivative · entry 4

MV MANAGEMENT IX LLC · CIK 0001120126 · 10% owner

MENLO VENTURES IX LP · CIK 0001120284 · 10% owner

MENLO ENTREPRENEURS FUND IX A LP · CIK 0001230036 · 10% owner

MENLO ENTREPRENEURS FUND IX LP · CIK 0001131886 · 10% owner

MMEF IX LP · CIK 0001131824 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By MMEF IX, L.P.

Disclosed balance after: 47,268

F1 · kind: Represents a pro rata in kind distribution of shares of Common Stock, without consideration, by each of Menlo Ventures IX, L.P., Menlo Entrepreneurs Fund IX, L.P., Menlo Entrepreneurs Fund IX(A), L.P. and MMEF IX, L.P. to their respective limited partners, and their general partner, MV Management IX, L.L.C.

F1 · price: Represents a pro rata in kind distribution of shares of Common Stock, without consideration, by each of Menlo Ventures IX, L.P., Menlo Entrepreneurs Fund IX, L.P., Menlo Entrepreneurs Fund IX(A), L.P. and MMEF IX, L.P. to their respective limited partners, and their general partner, MV Management IX, L.L.C.

F2 · ownership.nature: MV Management IX, L.L.C. is the general partner of Menlo Ventures IX, L.P., Menlo Entrepreneurs Fund IX, L.P., Menlo Entrepreneurs Fund IX(A), L.P. and MMEF IX, L.P. (collectively, the "Menlo Funds"). MV Management IX, L.L.C. exercises voting and dispositive power over the shares held by each of the Menlo Funds. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its proportionate pecuniary interest therein.

Read SEC document
November 16, 2018 Filed Nov 20, 2018 16:27 UTC NLIGHT, INC. LASR · Entity 4397 OtherCommon Stock 10,689 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-059433 · doc4.xml · nonDerivative · entry 3

MV MANAGEMENT IX LLC · CIK 0001120126 · 10% owner

MENLO VENTURES IX LP · CIK 0001120284 · 10% owner

MENLO ENTREPRENEURS FUND IX A LP · CIK 0001230036 · 10% owner

MENLO ENTREPRENEURS FUND IX LP · CIK 0001131886 · 10% owner

MMEF IX LP · CIK 0001131824 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Menlo Entrepreneurs Fund IX-A, L.P.

Disclosed balance after: 10,689

F1 · kind: Represents a pro rata in kind distribution of shares of Common Stock, without consideration, by each of Menlo Ventures IX, L.P., Menlo Entrepreneurs Fund IX, L.P., Menlo Entrepreneurs Fund IX(A), L.P. and MMEF IX, L.P. to their respective limited partners, and their general partner, MV Management IX, L.L.C.

F1 · price: Represents a pro rata in kind distribution of shares of Common Stock, without consideration, by each of Menlo Ventures IX, L.P., Menlo Entrepreneurs Fund IX, L.P., Menlo Entrepreneurs Fund IX(A), L.P. and MMEF IX, L.P. to their respective limited partners, and their general partner, MV Management IX, L.L.C.

F2 · ownership.nature: MV Management IX, L.L.C. is the general partner of Menlo Ventures IX, L.P., Menlo Entrepreneurs Fund IX, L.P., Menlo Entrepreneurs Fund IX(A), L.P. and MMEF IX, L.P. (collectively, the "Menlo Funds"). MV Management IX, L.L.C. exercises voting and dispositive power over the shares held by each of the Menlo Funds. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its proportionate pecuniary interest therein.

Read SEC document
November 16, 2018 Filed Nov 20, 2018 16:27 UTC NLIGHT, INC. LASR · Entity 4397 OtherCommon Stock 74,317 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-059433 · doc4.xml · nonDerivative · entry 2

MV MANAGEMENT IX LLC · CIK 0001120126 · 10% owner

MENLO VENTURES IX LP · CIK 0001120284 · 10% owner

MENLO ENTREPRENEURS FUND IX A LP · CIK 0001230036 · 10% owner

MENLO ENTREPRENEURS FUND IX LP · CIK 0001131886 · 10% owner

MMEF IX LP · CIK 0001131824 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Menlo Entrepreneurs Fund IX, L.P.

Disclosed balance after: 74,317

F1 · kind: Represents a pro rata in kind distribution of shares of Common Stock, without consideration, by each of Menlo Ventures IX, L.P., Menlo Entrepreneurs Fund IX, L.P., Menlo Entrepreneurs Fund IX(A), L.P. and MMEF IX, L.P. to their respective limited partners, and their general partner, MV Management IX, L.L.C.

F1 · price: Represents a pro rata in kind distribution of shares of Common Stock, without consideration, by each of Menlo Ventures IX, L.P., Menlo Entrepreneurs Fund IX, L.P., Menlo Entrepreneurs Fund IX(A), L.P. and MMEF IX, L.P. to their respective limited partners, and their general partner, MV Management IX, L.L.C.

F2 · ownership.nature: MV Management IX, L.L.C. is the general partner of Menlo Ventures IX, L.P., Menlo Entrepreneurs Fund IX, L.P., Menlo Entrepreneurs Fund IX(A), L.P. and MMEF IX, L.P. (collectively, the "Menlo Funds"). MV Management IX, L.L.C. exercises voting and dispositive power over the shares held by each of the Menlo Funds. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its proportionate pecuniary interest therein.

Read SEC document
November 16, 2018 Filed Nov 20, 2018 16:27 UTC NLIGHT, INC. LASR · Entity 4397 OtherCommon Stock 2,252,137 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-059433 · doc4.xml · nonDerivative · entry 1

MV MANAGEMENT IX LLC · CIK 0001120126 · 10% owner

MENLO VENTURES IX LP · CIK 0001120284 · 10% owner

MENLO ENTREPRENEURS FUND IX A LP · CIK 0001230036 · 10% owner

MENLO ENTREPRENEURS FUND IX LP · CIK 0001131886 · 10% owner

MMEF IX LP · CIK 0001131824 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Menlo Ventures IX, L.P.

Disclosed balance after: 2,252,137

F1 · kind: Represents a pro rata in kind distribution of shares of Common Stock, without consideration, by each of Menlo Ventures IX, L.P., Menlo Entrepreneurs Fund IX, L.P., Menlo Entrepreneurs Fund IX(A), L.P. and MMEF IX, L.P. to their respective limited partners, and their general partner, MV Management IX, L.L.C.

F1 · price: Represents a pro rata in kind distribution of shares of Common Stock, without consideration, by each of Menlo Ventures IX, L.P., Menlo Entrepreneurs Fund IX, L.P., Menlo Entrepreneurs Fund IX(A), L.P. and MMEF IX, L.P. to their respective limited partners, and their general partner, MV Management IX, L.L.C.

F2 · ownership.nature: MV Management IX, L.L.C. is the general partner of Menlo Ventures IX, L.P., Menlo Entrepreneurs Fund IX, L.P., Menlo Entrepreneurs Fund IX(A), L.P. and MMEF IX, L.P. (collectively, the "Menlo Funds"). MV Management IX, L.L.C. exercises voting and dispositive power over the shares held by each of the Menlo Funds. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its proportionate pecuniary interest therein.

Read SEC document
September 11, 2018 Filed Sep 11, 2018 19:10 UTC NLIGHT, INC. LASR · Entity 4397 SaleCommon Stock 1,192,205 $25.44 $30,329,695.20
Disclosure

SEC source: 0001124796-18-000033 · wf-form4_153670739938428.xml · nonDerivative · entry 1

MV MANAGEMENT IX LLC · CIK 0001120126 · 10% owner

MENLO VENTURES IX LP · CIK 0001120284 · 10% owner

MENLO ENTREPRENEURS FUND IX A LP · CIK 0001230036 · 10% owner

MENLO ENTREPRENEURS FUND IX LP · CIK 0001131886 · 10% owner

MMEF IX LP · CIK 0001131824 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,768,823

F1 · balance_after: Consists of 4,504,274 shares held of record by Menlo Ventures IX, L.P., 148,634 shares held of record by Menlo Entrepreneurs Fund IX, L.P., 21,378 shares held of record by Menlo Entrepreneurs Fund IX(A), L.P. and 94,537 shares held of record by MMEF IX, L.P.

F2 · ownership.nature: MV Management IX, L.L.C. is the general partner of Menlo Ventures IX, L.P., Menlo Entrepreneurs Fund IX, L.P., Menlo Entrepreneurs Fund IX(A), L.P. and MMEF IX, L.P. (collectively, the "Menlo Funds"), and the managing members of the general partner are H. DuBose Montgomery, John W. Jarve, Douglas C. Carlisle, Mark A. Siegel and Shawn T. Carolan. These individuals may be deemed to have shared voting and investment power over the shares held by the Menlo Funds. Each of these individuals disclaims beneficial ownership of such shares, and this report shall not be deemed an admission that the Reporting Person or its managing members are the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
April 30, 2018 Filed Apr 30, 2018 18:55 UTC NLIGHT, INC. LASR · Entity 4397 ConversionSeries G Preferred Stock · Derivative 333,971 $0.00 $0.00
Disclosure

SEC source: 0001104659-18-028724 · a4.xml · derivative · entry 6

MV MANAGEMENT IX LLC · CIK 0001120126 · 10% owner

MENLO VENTURES IX LP · CIK 0001120284 · 10% owner

MENLO ENTREPRENEURS FUND IX A LP · CIK 0001230036 · 10% owner

MENLO ENTREPRENEURS FUND IX LP · CIK 0001131886 · 10% owner

MMEF IX LP · CIK 0001131824 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 333,971 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The Series G Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date.

F10 · shares: Consists of 315,445 shares held of record by Menlo Ventures IX, L.P., 10,409 shares held of record by Menlo Entrepreneurs Fund IX, L.P., 1,497 shares held of record by Menlo Entrepreneurs Fund IX(A), L.P. and 6,620 shares held of record by MMEF IX, L.P.

F5 · derivative.exercise_date: The Series G Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date.

F5 · derivative.expiration_date: The Series G Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date.

F12 · ownership.direct: MV Management IX, L.L.C. is the general partner of Menlo Ventures IX, L.P., Menlo Entrepreneurs Fund IX, L.P., Menlo Entrepreneurs Fund IX(A), L.P. and MMEF IX, L.P. (collectively, the "Menlo Funds"), and the managing members of the general partner are H. DuBose Montgomery, John W. Jarve, Douglas C. Carlisle, Mark A. Siegel and Shawn T. Carolan. These individuals may be deemed to have shared voting and investment power over the shares held by the Menlo Funds. Each of these individuals disclaims beneficial ownership of such shares, and this report shall not be deemed an admission that the Reporting Person or its managing members are the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
April 30, 2018 Filed Apr 30, 2018 18:55 UTC NLIGHT, INC. LASR · Entity 4397 ConversionSeries F Preferred Stock · Derivative 2,526,719 $0.00 $0.00
Disclosure

SEC source: 0001104659-18-028724 · a4.xml · derivative · entry 5

MV MANAGEMENT IX LLC · CIK 0001120126 · 10% owner

MENLO VENTURES IX LP · CIK 0001120284 · 10% owner

MENLO ENTREPRENEURS FUND IX A LP · CIK 0001230036 · 10% owner

MENLO ENTREPRENEURS FUND IX LP · CIK 0001131886 · 10% owner

MMEF IX LP · CIK 0001131824 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,526,719 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The Series F Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date.

F9 · shares: Consists of 2,383,702 shares held of record by Menlo Ventures IX, L.P., 78,660 shares held of record by Menlo Entrepreneurs Fund IX, L.P., 11,917 shares held of record by Menlo Entrepreneurs Fund IX(A), L.P. and 52,440 shares held of record by MMEF IX, L.P.

F4 · derivative.exercise_date: The Series F Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date.

F4 · derivative.expiration_date: The Series F Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date.

F12 · ownership.direct: MV Management IX, L.L.C. is the general partner of Menlo Ventures IX, L.P., Menlo Entrepreneurs Fund IX, L.P., Menlo Entrepreneurs Fund IX(A), L.P. and MMEF IX, L.P. (collectively, the "Menlo Funds"), and the managing members of the general partner are H. DuBose Montgomery, John W. Jarve, Douglas C. Carlisle, Mark A. Siegel and Shawn T. Carolan. These individuals may be deemed to have shared voting and investment power over the shares held by the Menlo Funds. Each of these individuals disclaims beneficial ownership of such shares, and this report shall not be deemed an admission that the Reporting Person or its managing members are the beneficial owner of such securities for Section 16 or any other purpose.

Read SEC document
April 30, 2018 Filed Apr 30, 2018 18:55 UTC NLIGHT, INC. LASR · Entity 4397 ConversionSeries E Preferred Stock · Derivative 267,754 $0.00 $0.00
Disclosure

SEC source: 0001104659-18-028724 · a4.xml · derivative · entry 4

MV MANAGEMENT IX LLC · CIK 0001120126 · 10% owner

MENLO VENTURES IX LP · CIK 0001120284 · 10% owner

MENLO ENTREPRENEURS FUND IX A LP · CIK 0001230036 · 10% owner

MENLO ENTREPRENEURS FUND IX LP · CIK 0001131886 · 10% owner

MMEF IX LP · CIK 0001131824 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 267,754 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Series E Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date.

F8 · shares: Consists of 252,599 shares held of record by Menlo Ventures IX, L.P., 8,335 shares held of record by Menlo Entrepreneurs Fund IX, L.P., 1,263 shares held of record by Menlo Entrepreneurs Fund IX(A), L.P. and 5,557 shares held of record by MMEF IX, L.P.

F3 · derivative.exercise_date: The Series E Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date.

F3 · derivative.expiration_date: The Series E Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date.

F12 · ownership.direct: MV Management IX, L.L.C. is the general partner of Menlo Ventures IX, L.P., Menlo Entrepreneurs Fund IX, L.P., Menlo Entrepreneurs Fund IX(A), L.P. and MMEF IX, L.P. (collectively, the "Menlo Funds"), and the managing members of the general partner are H. DuBose Montgomery, John W. Jarve, Douglas C. Carlisle, Mark A. Siegel and Shawn T. Carolan. These individuals may be deemed to have shared voting and investment power over the shares held by the Menlo Funds. Each of these individuals disclaims beneficial ownership of such shares, and this report shall not be deemed an admission that the Reporting Person or its managing members are the beneficial owner of such securities for Section 16 or any other purpose.

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April 30, 2018 Filed Apr 30, 2018 18:55 UTC NLIGHT, INC. LASR · Entity 4397 ConversionSeries D Preferred Stock · Derivative 1,415,912 $0.00 $0.00
Disclosure

SEC source: 0001104659-18-028724 · a4.xml · derivative · entry 3

MV MANAGEMENT IX LLC · CIK 0001120126 · 10% owner

MENLO VENTURES IX LP · CIK 0001120284 · 10% owner

MENLO ENTREPRENEURS FUND IX A LP · CIK 0001230036 · 10% owner

MENLO ENTREPRENEURS FUND IX LP · CIK 0001131886 · 10% owner

MMEF IX LP · CIK 0001131824 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,415,912 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Series D Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date.

F7 · shares: Consists of 1,335,768 shares held of record by Menlo Ventures IX, L.P., 44,080 shares held of record by Menlo Entrepreneurs Fund IX, L.P., 6,678 shares held of record by Menlo Entrepreneurs Fund IX(A), L.P. and 29,386 shares held of record by MMEF IX, L.P.

F2 · derivative.exercise_date: The Series D Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date.

F2 · derivative.expiration_date: The Series D Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date.

F12 · ownership.direct: MV Management IX, L.L.C. is the general partner of Menlo Ventures IX, L.P., Menlo Entrepreneurs Fund IX, L.P., Menlo Entrepreneurs Fund IX(A), L.P. and MMEF IX, L.P. (collectively, the "Menlo Funds"), and the managing members of the general partner are H. DuBose Montgomery, John W. Jarve, Douglas C. Carlisle, Mark A. Siegel and Shawn T. Carolan. These individuals may be deemed to have shared voting and investment power over the shares held by the Menlo Funds. Each of these individuals disclaims beneficial ownership of such shares, and this report shall not be deemed an admission that the Reporting Person or its managing members are the beneficial owner of such securities for Section 16 or any other purpose.

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April 30, 2018 Filed Apr 30, 2018 18:55 UTC NLIGHT, INC. LASR · Entity 4397 ConversionSeries C Preferred Stock · Derivative 1,389,860 $0.00 $0.00
Disclosure

SEC source: 0001104659-18-028724 · a4.xml · derivative · entry 2

MV MANAGEMENT IX LLC · CIK 0001120126 · 10% owner

MENLO VENTURES IX LP · CIK 0001120284 · 10% owner

MENLO ENTREPRENEURS FUND IX A LP · CIK 0001230036 · 10% owner

MENLO ENTREPRENEURS FUND IX LP · CIK 0001131886 · 10% owner

MMEF IX LP · CIK 0001131824 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,389,860 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series C Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date.

F6 · shares: Consists of 1,317,410 shares held of record by Menlo Ventures IX, L.P., 43,470 shares held of record by Menlo Entrepreneurs Fund IX, L.P., 5,268 shares held of record by Menlo Entrepreneurs Fund IX(A), L.P. and 23,712 shares held of record by MMEF IX, L.P.

F1 · derivative.exercise_date: The Series C Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date.

F1 · derivative.expiration_date: The Series C Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date.

F12 · ownership.direct: MV Management IX, L.L.C. is the general partner of Menlo Ventures IX, L.P., Menlo Entrepreneurs Fund IX, L.P., Menlo Entrepreneurs Fund IX(A), L.P. and MMEF IX, L.P. (collectively, the "Menlo Funds"), and the managing members of the general partner are H. DuBose Montgomery, John W. Jarve, Douglas C. Carlisle, Mark A. Siegel and Shawn T. Carolan. These individuals may be deemed to have shared voting and investment power over the shares held by the Menlo Funds. Each of these individuals disclaims beneficial ownership of such shares, and this report shall not be deemed an admission that the Reporting Person or its managing members are the beneficial owner of such securities for Section 16 or any other purpose.

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April 30, 2018 Filed Apr 30, 2018 18:55 UTC NLIGHT, INC. LASR · Entity 4397 ConversionCommon Stock 5,934,216 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-028724 · a4.xml · nonDerivative · entry 1

MV MANAGEMENT IX LLC · CIK 0001120126 · 10% owner

MENLO VENTURES IX LP · CIK 0001120284 · 10% owner

MENLO ENTREPRENEURS FUND IX A LP · CIK 0001230036 · 10% owner

MENLO ENTREPRENEURS FUND IX LP · CIK 0001131886 · 10% owner

MMEF IX LP · CIK 0001131824 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,961,028

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Series C Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date.

F2 · price: The Series D Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date.

F3 · price: The Series E Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date.

F4 · price: The Series F Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date.

F5 · price: The Series G Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date.

F11 · balance_after: Consists of 5,630,342 shares held of record by Menlo Ventures IX, L.P., 185,792 shares held of record by Menlo Entrepreneurs Fund IX, L.P., 26,723 shares held of record by Menlo Entrepreneurs Fund IX(A), L.P. and 118,171 shares held of record by MMEF IX, L.P.

F12 · ownership.direct: MV Management IX, L.L.C. is the general partner of Menlo Ventures IX, L.P., Menlo Entrepreneurs Fund IX, L.P., Menlo Entrepreneurs Fund IX(A), L.P. and MMEF IX, L.P. (collectively, the "Menlo Funds"), and the managing members of the general partner are H. DuBose Montgomery, John W. Jarve, Douglas C. Carlisle, Mark A. Siegel and Shawn T. Carolan. These individuals may be deemed to have shared voting and investment power over the shares held by the Menlo Funds. Each of these individuals disclaims beneficial ownership of such shares, and this report shall not be deemed an admission that the Reporting Person or its managing members are the beneficial owner of such securities for Section 16 or any other purpose.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.