Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| VALVOLINE INCVVV · Entity 1678 | Controller | November 19, 2018 | November 21, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
VALVOLINE INC
Report date November 19, 2018 · Filed November 21, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| UnitsSEC Table II · derivative / convertible security | Direct | 3,760 |
Reported balance
After 2018-11-19 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-11-19 · Grant · Acquired 3,760 · Balance 3,760 F1: Each restricted stock unit represents a right to receive one share of Valvoline common stock. F2: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a right to receive one share of Valvoline common stock.
F2: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 19, 2018 Filed Nov 21, 2018 11:58 UTC | VALVOLINE INC VVV · Entity 1678 | GrantUnits · Derivative | 3,760 | $0.00 | $0.00 |
DisclosureSEC source: 0001674910-18-000130 · wf-form4_154281946111771.xml · derivative · entry 1 Scheve David J. · CIK 0001687665 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,760 Underlying: Common Stock · 3,760 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of Valvoline common stock. F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date. F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 17:48 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionUnits · Derivative | 369 | $0.00 | $0.00 |
DisclosureSEC source: 0001674910-18-000109 · wf-form4_154275410761106.xml · derivative · entry 4 Scheve David J. · CIK 0001687665 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 369 Underlying: Common Stock · 369 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Valvoline common stock on a one-for-one basis. F3 · derivative.exercise_date: The restricted stock units vest one-third on each anniversary following the grant date. F3 · derivative.expiration_date: The restricted stock units vest one-third on each anniversary following the grant date. Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 17:48 UTC | VALVOLINE INC VVV · Entity 1678 | Tax withholdingCommon Stock | 119 | $20.41 | $2,428.79 |
DisclosureSEC source: 0001674910-18-000109 · wf-form4_154275410761106.xml · nonDerivative · entry 2 Scheve David J. · CIK 0001687665 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,673 Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 17:48 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionCommon Stock | 369 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001674910-18-000109 · wf-form4_154275410761106.xml · nonDerivative · entry 1 Scheve David J. · CIK 0001687665 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,792 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Valvoline common stock on a one-for-one basis. Read SEC document |
| November 13, 2018 Filed Nov 14, 2018 16:41 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionUnits · Derivative | 1,064 | $0.00 | $0.00 |
DisclosureSEC source: 0001674910-18-000069 · wf-form4_154223164854982.xml · derivative · entry 4 Scheve David J. · CIK 0001687665 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,128 Underlying: Common Stock · 1,064 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Valvoline common stock on a one-for-one basis. F3 · derivative.exercise_date: The restricted stock units vest one-third on each anniversary following the grant date. F3 · derivative.expiration_date: The restricted stock units vest one-third on each anniversary following the grant date. Read SEC document |
| November 13, 2018 Filed Nov 14, 2018 16:41 UTC | VALVOLINE INC VVV · Entity 1678 | Tax withholdingCommon Stock | 342 | $19.73 | $6,747.66 |
DisclosureSEC source: 0001674910-18-000069 · wf-form4_154223164854982.xml · nonDerivative · entry 2 Scheve David J. · CIK 0001687665 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,423 Read SEC document |
| November 13, 2018 Filed Nov 14, 2018 16:41 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionCommon Stock | 1,064 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001674910-18-000069 · wf-form4_154223164854982.xml · nonDerivative · entry 1 Scheve David J. · CIK 0001687665 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,765 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Valvoline common stock on a one-for-one basis. Read SEC document |
| October 10, 2018 Filed Oct 11, 2018 16:52 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionUnits · Derivative | 2,067 | $0.00 | $0.00 |
DisclosureSEC source: 0001674910-18-000059 · wf-form4_153929115746261.xml · derivative · entry 4 Scheve David J. · CIK 0001687665 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,202 Underlying: Common Stock · 2,067 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Valvoline common stock on a one-for-one basis. F3 · derivative.exercise_date: The restricted stock units granted to the Reporting Person on October 10, 2016 vest 25% on the second anniversary of the grant date and 75% on the third anniversary of the grant date. F3 · derivative.expiration_date: The restricted stock units granted to the Reporting Person on October 10, 2016 vest 25% on the second anniversary of the grant date and 75% on the third anniversary of the grant date. Read SEC document |
| October 10, 2018 Filed Oct 11, 2018 16:52 UTC | VALVOLINE INC VVV · Entity 1678 | Tax withholdingCommon Stock | 664 | $19.58 | $13,001.12 |
DisclosureSEC source: 0001674910-18-000059 · wf-form4_153929115746261.xml · nonDerivative · entry 2 Scheve David J. · CIK 0001687665 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,701 Read SEC document |
| October 10, 2018 Filed Oct 11, 2018 16:52 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionCommon Stock | 2,067 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001674910-18-000059 · wf-form4_153929115746261.xml · nonDerivative · entry 1 Scheve David J. · CIK 0001687665 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,365 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Valvoline common stock on a one-for-one basis. Read SEC document |
| November 16, 2017 Filed Nov 17, 2017 16:56 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionRestricted Stock Unit · Derivative | 359 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-17-000946 · ss68202_4.xml · derivative · entry 4 Scheve David J. · CIK 0001687665 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 728 Underlying: Common Stock · 359 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Valvoline common stock on a one-for-one basis. F3 · derivative.exercise_date: These restricted stock units vest one-third on each anniversary following the grant date. F3 · derivative.expiration_date: These restricted stock units vest one-third on each anniversary following the grant date. Read SEC document |
| November 16, 2017 Filed Nov 17, 2017 16:56 UTC | VALVOLINE INC VVV · Entity 1678 | Tax withholdingCommon Stock | 130 | $24.87 | $3,233.10 |
DisclosureSEC source: 0000947871-17-000946 · ss68202_4.xml · nonDerivative · entry 2 Scheve David J. · CIK 0001687665 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298 Read SEC document |
| November 16, 2017 Filed Nov 17, 2017 16:56 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionCommon Stock | 359 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-17-000946 · ss68202_4.xml · nonDerivative · entry 1 Scheve David J. · CIK 0001687665 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 428 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Valvoline common stock on a one-for-one basis. Read SEC document |
| November 13, 2017 Filed Nov 15, 2017 17:52 UTC | VALVOLINE INC VVV · Entity 1678 | GrantRestricted Stock Unit · Derivative | 3,150 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-17-000926 · ss67715_4.xml · derivative · entry 1 Scheve David J. · CIK 0001687665 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,150 Underlying: Common Stock · 3,150 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of Valvoline common stock. F2 · derivative.exercise_date: The restricted stocks units vest in three equal annual installments beginning on the first anniversary of the grant date. F2 · derivative.expiration_date: The restricted stocks units vest in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| September 14, 2017 Filed Sep 18, 2017 17:52 UTC | VALVOLINE INC VVV · Entity 1678 | GrantRestricted Stock Unit · Derivative | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-17-000739 · ss59143_4.xml · derivative · entry 1 Scheve David J. · CIK 0001687665 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 Underlying: Common Stock · 100 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one share of Valvoline common stock. F2 · derivative.exercise_date: Each Restricted Stock Unit vests upon the third anniversary of the grant date, subject to the continued employment of the Reporting Person with Valvoline through such vesting date. F2 · derivative.expiration_date: Each Restricted Stock Unit vests upon the third anniversary of the grant date, subject to the continued employment of the Reporting Person with Valvoline through such vesting date. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 15:42 UTC | VALVOLINE INC VVV · Entity 1678 | GrantDividend Equivalent Right · Derivative | 19 | $0.00 | $0.00 |
DisclosureSEC source: 0000950157-17-000957 · form4.xml · derivative · entry 2 Scheve David J. · CIK 0001687665 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19 Underlying: Common Stock · 19 shares Expires not disclosed F2 · derivative.exercise_price: The dividend equivalent rights accrued on restricted stock units and will vest upon the same terms and conditions as such restricted stock units. Each dividend equivalent right is the economic equivalent of one restricted stock unit. F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units and will vest upon the same terms and conditions as such restricted stock units. Each dividend equivalent right is the economic equivalent of one restricted stock unit. F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units and will vest upon the same terms and conditions as such restricted stock units. Each dividend equivalent right is the economic equivalent of one restricted stock unit. Read SEC document |
| June 06, 2017 Filed Jun 8, 2017 19:01 UTC | VALVOLINE INC VVV · Entity 1678 | GrantFY 2017 Stock Appreciation Right · Derivative | 6,725 | Not disclosed Strike: $20.29 | Not disclosed |
DisclosureSEC source: 0000950157-17-000879 · form4.xml · derivative · entry 3 Scheve David J. · CIK 0001687665 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,725 Underlying: Common Stock · 6,725 shares Expires 2026-12-16 F5 · derivative.exercise_price: Pursuant to the terms of the Employee Matters Agreement, the Reporting Person was entitled to receive the number of stock appreciation rights of Valvoline equal to the Equity Award Exchange Ratio for each such stock appreciation right, and the original strike price of $109.15 was converted to $20.29. F5 · price: Pursuant to the terms of the Employee Matters Agreement, the Reporting Person was entitled to receive the number of stock appreciation rights of Valvoline equal to the Equity Award Exchange Ratio for each such stock appreciation right, and the original strike price of $109.15 was converted to $20.29. F6 · derivative.exercise_date: Fifty percent (50%) of the stock appreciation rights vest on November 16, 2017, twenty-five percent (25%) of the stock appreciation rights vest on November 16, 2018 and twenty-five percent (25%) of the stock appreciation rights vest on November 16, 2019. Read SEC document |
| June 06, 2017 Filed Jun 8, 2017 19:01 UTC | VALVOLINE INC VVV · Entity 1678 | GrantRestricted Stock Unit · Derivative | 9,207 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950157-17-000879 · form4.xml · derivative · entry 2 Scheve David J. · CIK 0001687665 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,207 Underlying: Common Stock · 9,207 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Valvoline common stock. F3 · shares: Ashland Global Holdings Inc. ("Ashland") distributed to its stockholders on May 12, 2017 (the "Distribution Date") 170,000,000 shares of Valvoline Inc. ("Valvoline") common stock as a pro rata dividend (the "Distribution"). Pursuant to the terms of the Employee Matters Agreement entered into between Ashland and Valvoline dated September 22, 2016 (the "Employee Matters Agreement"), the Reporting Person was entitled to receive the number of restricted stock units of Valvoline obtained by dividing (x) the closing price of Ashland common stock on the Distribution Date by (y) the simple arithmetic average of the volume-weighted average price of Valvoline common stock for each of the ten consecutive trading days immediately following the Distribution Date (such quotient, the "Equity Award Exchange Ratio") for each such restricted stock unit. F3 · price: Ashland Global Holdings Inc. ("Ashland") distributed to its stockholders on May 12, 2017 (the "Distribution Date") 170,000,000 shares of Valvoline Inc. ("Valvoline") common stock as a pro rata dividend (the "Distribution"). Pursuant to the terms of the Employee Matters Agreement entered into between Ashland and Valvoline dated September 22, 2016 (the "Employee Matters Agreement"), the Reporting Person was entitled to receive the number of restricted stock units of Valvoline obtained by dividing (x) the closing price of Ashland common stock on the Distribution Date by (y) the simple arithmetic average of the volume-weighted average price of Valvoline common stock for each of the ten consecutive trading days immediately following the Distribution Date (such quotient, the "Equity Award Exchange Ratio") for each such restricted stock unit. F4 · derivative.exercise_date: The restricted stock units vest upon the same terms and conditions as were applicable to the Reporting Person's awards of restricted stock units of Ashland immediately prior to the Distribution. F4 · derivative.expiration_date: The restricted stock units vest upon the same terms and conditions as were applicable to the Reporting Person's awards of restricted stock units of Ashland immediately prior to the Distribution. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.