Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BADGER METER INCBMI · Entity 4075 | Director | September 05, 2017 | September 07, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BADGER METER INC
Report date September 05, 2017 · Filed September 07, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 24,560.606 |
Reported balance
After 2017-09-05 transaction · row 1
1 source rowRow 1 · 2017-09-05 · Sale · Disposed 8,000 · Balance 24,560.606 F1: The price in Column 4 is a weighted average price. The prices actually received ranged from $45.55 to $45.725. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. |
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,082.326 |
Reported balance
Holding disclosure · report date 2017-09-05 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 1,082.326 F2: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director. |
Filing footnotes · ownership attribution and instrument terms
F1: The price in Column 4 is a weighted average price. The prices actually received ranged from $45.55 to $45.725. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
F2: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ROCKWELL COLLINS INC
Report date November 26, 2018 · Filed November 28, 2018
Section 16 reporting ended · disclosed 2018-11-28. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-11-26 transaction · row 1
1 source rowRow 1 · 2018-11-26 · Disposition to issuer · Disposed 26,503.714 · Balance 0 F1: Shares of common stock underlying restricted stock units that were awarded as compensation for the services as Director that are being disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated September 4, 2017, by and among the Issuer, United Technologies Corporation ("UTC") and the Riveter Merger Sub Corp., for the per share merger consideration of $93.33 in cash and .37525 shares of UTC common stock and cash for partial shares (the "Merger Consideration"). Includes dividend equivalents issued on the restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares of common stock underlying restricted stock units that were awarded as compensation for the services as Director that are being disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated September 4, 2017, by and among the Issuer, United Technologies Corporation ("UTC") and the Riveter Merger Sub Corp., for the per share merger consideration of $93.33 in cash and .37525 shares of UTC common stock and cash for partial shares (the "Merger Consideration"). Includes dividend equivalents issued on the restricted stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 26, 2018 Filed Nov 28, 2018 12:05 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | Disposition to issuerCommon Stock | 26,503.714 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001137411-18-000118 · edgar.xml · nonDerivative · entry 1 POLICANO ANDREW J · CIK 0001231568 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Shares of common stock underlying restricted stock units that were awarded as compensation for the services as Director that are being disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated September 4, 2017, by and among the Issuer, United Technologies Corporation ("UTC") and the Riveter Merger Sub Corp., for the per share merger consideration of $93.33 in cash and .37525 shares of UTC common stock and cash for partial shares (the "Merger Consideration"). Includes dividend equivalents issued on the restricted stock units. F1 · price: Shares of common stock underlying restricted stock units that were awarded as compensation for the services as Director that are being disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated September 4, 2017, by and among the Issuer, United Technologies Corporation ("UTC") and the Riveter Merger Sub Corp., for the per share merger consideration of $93.33 in cash and .37525 shares of UTC common stock and cash for partial shares (the "Merger Consideration"). Includes dividend equivalents issued on the restricted stock units. Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 17:07 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | GrantCommon Stock | 861 | $0.00 | $0.00 |
DisclosureSEC source: 0001137411-18-000034 · edgar.xml · nonDerivative · entry 1 POLICANO ANDREW J · CIK 0001231568 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,252.915 F1 · kind: Restricted stock units awarded as compensation for services as Director. Shares of common stock underlying restricted stock units will be issued promptly after departure from the Board of Directors unless the Director has elected to defer receipt of such shares. F2 · balance_after: Includes dividend equivalents issued quarterly on the restricted stock units. Read SEC document |
| September 05, 2017 Filed Sep 7, 2017 14:34 UTC | BADGER METER INC BMI · Entity 4075 | SaleCommon Stock | 8,000 | $45.64 | $365,124.80 |
DisclosureSEC source: 0001209191-17-051844 · doc4.xml · nonDerivative · entry 1 POLICANO ANDREW J · CIK 0001231568 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,560.606 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $45.55 to $45.725. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 16:04 UTC | BADGER METER INC BMI · Entity 4075 | SaleCommon Stock | 8,850 | $45.67 | $404,146.76 |
DisclosureSEC source: 0001209191-17-051157 · doc4.xml · nonDerivative · entry 1 POLICANO ANDREW J · CIK 0001231568 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,560.606 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $45.55 to $45.925. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. Read SEC document |
| May 01, 2017 Filed May 3, 2017 14:27 UTC | BADGER METER INC BMI · Entity 4075 | GrantCommon Stock | 1,377 | $39.50 | $54,391.50 |
DisclosureSEC source: 0001209191-17-029492 · doc4.xml · nonDerivative · entry 1 POLICANO ANDREW J · CIK 0001231568 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,410.606 F1 · kind: Shares granted pursuant to the 2011 Omnibus Incentive Plan as approved by shareholders on April 29, 2011 and re-approved on April 29, 2016. Non-employee directors are given an annual grant of Badger Meter Common Stock on the first business day following the Company's annual meeting. This year's grant is equal to $54,000 as rounded down to the nearest whole share based on a 10-day average closing price of the Company's Common stock. F2 · price: Price reflects the closing price of Badger Meter, Inc. Common Stock at 5/1/2017, the date of grant. Read SEC document |
| February 02, 2017 Filed Feb 3, 2017 13:03 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | GrantCommon Stock | 1,326 | $0.00 | $0.00 |
DisclosureSEC source: 0001137411-17-000024 · edgar.xml · nonDerivative · entry 1 POLICANO ANDREW J · CIK 0001231568 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,102.362 F1 · kind: Restricted stock units awarded as compensation for services as Director. Shares of common stock underlying restricted stock units will be issued promptly after departure from the Board of Directors unless the Director has elected to defer receipt of such shares. F2 · balance_after: Includes dividend equivalents issued quarterly on the restricted stock units. Read SEC document |
| October 26, 2016 Filed Oct 26, 2016 21:24 UTC | BADGER METER INC BMI · Entity 4075 | GiftCommon Stock | 3,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-147015 · doc4.xml · nonDerivative · entry 1 POLICANO ANDREW J · CIK 0001231568 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,033.606 F1 · balance_after: The amount shown reflects the number of shares held following the reported transaction, as adjusted for a 2-for-1 stock split effectuated by the issuer on September 15, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.