Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ADVENT TECHNOLOGIES HOLDINGS, INC.AMCI · Entity 8769 | 10% owner | November 27, 2018 | November 29, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ADVENT TECHNOLOGIES HOLDINGS, INC.
Report date November 27, 2018 · Filed November 29, 2018
Jointly reported with AMCI Sponsor LLC, Mende Hans J
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 5,108,019 |
Reported balance
After 2018-11-27 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-11-27 · Other · Disposed 236,981 · Balance 5,108,019 F2: As described in the Issuer's registration statement on Form S-1 (File No. 333-227994) under the heading "Description of Securities--Founder Shares," the shares of Class B Common Stock will automatically convert into shares of Class A common stock at the time of the Issuer's initial business combination, or at any time prior thereto at the option of the holder, on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. F1: On November 27, 2018, AMCI Sponsor LLC (the "Sponsor") forfeited at no cost 236,981 shares of Class B common stock of AMCI Acquisition Corp. (the "Issuer"), par value $0.0001 per share (the "Class B Common Stock") in connection with the partial exercise by the underwriters of the Issuer's initial public offering of their over-allotment option. F3: 2005 Kirmar Trust (US) and Fritz R. Kundrun Revocable Trust (US) each hold 50% of the Sponsor. Hans J. Mende, the Issuer's Executive Chairman, is the trustee of 2005 Kirmar Trust (US) and Fritz R. Kundrun is the trustee of Fritz R. Kundrun Revocable Trust (US), and as a result each has voting and investment discretion with respect to the Class B common stock held by the Sponsor. Each may thus be deemed to have beneficial ownership of the Class B common stock held directly by the Sponsor. Each such entity or person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly. |
Filing footnotes · ownership attribution and instrument terms
F1: On November 27, 2018, AMCI Sponsor LLC (the "Sponsor") forfeited at no cost 236,981 shares of Class B common stock of AMCI Acquisition Corp. (the "Issuer"), par value $0.0001 per share (the "Class B Common Stock") in connection with the partial exercise by the underwriters of the Issuer's initial public offering of their over-allotment option.
F2: As described in the Issuer's registration statement on Form S-1 (File No. 333-227994) under the heading "Description of Securities--Founder Shares," the shares of Class B Common Stock will automatically convert into shares of Class A common stock at the time of the Issuer's initial business combination, or at any time prior thereto at the option of the holder, on a one-for-one basis, subject to certain adjustments described therein and have no expiration date.
F3: 2005 Kirmar Trust (US) and Fritz R. Kundrun Revocable Trust (US) each hold 50% of the Sponsor. Hans J. Mende, the Issuer's Executive Chairman, is the trustee of 2005 Kirmar Trust (US) and Fritz R. Kundrun is the trustee of Fritz R. Kundrun Revocable Trust (US), and as a result each has voting and investment discretion with respect to the Class B common stock held by the Sponsor. Each may thus be deemed to have beneficial ownership of the Class B common stock held directly by the Sponsor. Each such entity or person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 27, 2018 Filed Nov 29, 2018 18:29 UTC | ADVENT TECHNOLOGIES HOLDINGS, INC. AMCI · Entity 8769 | OtherClass B Common Stock · Derivative | 236,981 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-044116 · form4.xml · derivative · entry 1 AMCI Sponsor LLC · CIK 0001755448 · 10% owner Mende Hans J · CIK 0001305745 · Director · 10% owner Kundrun Fritz R · CIK 0001317037 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,108,019 Underlying: Class A Common Stock · 236,981 shares Expires not disclosed F2 · derivative.exercise_price: As described in the Issuer's registration statement on Form S-1 (File No. 333-227994) under the heading "Description of Securities--Founder Shares," the shares of Class B Common Stock will automatically convert into shares of Class A common stock at the time of the Issuer's initial business combination, or at any time prior thereto at the option of the holder, on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. F1 · kind: On November 27, 2018, AMCI Sponsor LLC (the "Sponsor") forfeited at no cost 236,981 shares of Class B common stock of AMCI Acquisition Corp. (the "Issuer"), par value $0.0001 per share (the "Class B Common Stock") in connection with the partial exercise by the underwriters of the Issuer's initial public offering of their over-allotment option. F2 · derivative.exercise_date: As described in the Issuer's registration statement on Form S-1 (File No. 333-227994) under the heading "Description of Securities--Founder Shares," the shares of Class B Common Stock will automatically convert into shares of Class A common stock at the time of the Issuer's initial business combination, or at any time prior thereto at the option of the holder, on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. F2 · derivative.expiration_date: As described in the Issuer's registration statement on Form S-1 (File No. 333-227994) under the heading "Description of Securities--Founder Shares," the shares of Class B Common Stock will automatically convert into shares of Class A common stock at the time of the Issuer's initial business combination, or at any time prior thereto at the option of the holder, on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. F3 · ownership.direct: 2005 Kirmar Trust (US) and Fritz R. Kundrun Revocable Trust (US) each hold 50% of the Sponsor. Hans J. Mende, the Issuer's Executive Chairman, is the trustee of 2005 Kirmar Trust (US) and Fritz R. Kundrun is the trustee of Fritz R. Kundrun Revocable Trust (US), and as a result each has voting and investment discretion with respect to the Class B common stock held by the Sponsor. Each may thus be deemed to have beneficial ownership of the Class B common stock held directly by the Sponsor. Each such entity or person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.