Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Mueller Water Products, Inc.MWA · Entity 2326 | SVP, Engineering and IT | November 27, 2018 | November 29, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Mueller Water Products, Inc.
Report date November 27, 2018 · Filed November 29, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitSEC Table I · non-derivative | Direct | 14,057 |
Reported balance
After 2018-11-27 transaction · row 1
1 source rowRow 1 · 2018-11-27 · Grant · Acquired 7,692 · Balance 14,057 F1: Acquisition is pursuant to grant of restricted stock units under the Mueller Water Products, Inc. Second Amended and Restated 2006 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Mueller Water Products, Inc. Common Stock when the restrictions lapse. The lapse occurs in three (3) equal, annual installments beginning on the first anniversary of the grant date. |
| Common StockSEC Table I · non-derivative | Direct | 62,557 |
Ending reported balance
After 2018-11-28 transaction · row 5
4 source rows · reconciled sequenceRow 2 · 2018-11-28 · Exercise / conversion · Acquired 30,737 · Balance 93,924 Row 3 · 2018-11-28 · Exercise / conversion · Acquired 16,000 · Balance 109,924 Row 4 · 2018-11-28 · Tax withholding · Disposed 630 · Balance 109,294 F2: Shares were withheld to cover the tax liability on the lapse of the restrictions on restricted stock units. Row 5 · 2018-11-28 · Sale · Disposed 46,737 · Balance 62,557 F3: The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $10.38 to $10.64, inclusive. The reporting person undertakes to provide to Mueller Water Products, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.97 · Expires 2019-10-27 | Direct | 0 |
Reported balance
After 2018-11-28 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2018-11-28 · Exercise / conversion · Disposed 30,737 · Balance 0 F4: The stock options vested in three (3) equal, annual installments on the anniversary of the grant date. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.52 · Expires 2020-11-30 | Direct | 0 |
Reported balance
After 2018-11-28 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2018-11-28 · Exercise / conversion · Disposed 16,000 · Balance 0 F4: The stock options vested in three (3) equal, annual installments on the anniversary of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Acquisition is pursuant to grant of restricted stock units under the Mueller Water Products, Inc. Second Amended and Restated 2006 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Mueller Water Products, Inc. Common Stock when the restrictions lapse. The lapse occurs in three (3) equal, annual installments beginning on the first anniversary of the grant date.
F2: Shares were withheld to cover the tax liability on the lapse of the restrictions on restricted stock units.
F3: The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $10.38 to $10.64, inclusive. The reporting person undertakes to provide to Mueller Water Products, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F4: The stock options vested in three (3) equal, annual installments on the anniversary of the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 28, 2018 Filed Nov 29, 2018 21:22 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | Exercise / conversionStock Option (Right to Buy) · Derivative | 16,000 | $0.00 Strike: $3.52 | $0.00 |
DisclosureSEC source: 0001225208-18-015965 · doc4.xml · derivative · entry 7 ALI HASSAN · CIK 0001720953 · SVP, Engineering and IT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,000 shares Expires 2020-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The stock options vested in three (3) equal, annual installments on the anniversary of the grant date. Read SEC document |
| November 28, 2018 Filed Nov 29, 2018 21:22 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | Exercise / conversionStock Option (Right to Buy) · Derivative | 30,737 | $0.00 Strike: $4.97 | $0.00 |
DisclosureSEC source: 0001225208-18-015965 · doc4.xml · derivative · entry 6 ALI HASSAN · CIK 0001720953 · SVP, Engineering and IT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,737 shares Expires 2019-10-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The stock options vested in three (3) equal, annual installments on the anniversary of the grant date. Read SEC document |
| November 28, 2018 Filed Nov 29, 2018 21:22 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | SaleCommon Stock | 46,737 | $10.54 | $492,421.03 |
DisclosureSEC source: 0001225208-18-015965 · doc4.xml · nonDerivative · entry 5 ALI HASSAN · CIK 0001720953 · SVP, Engineering and IT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,557 F3 · price: The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $10.38 to $10.64, inclusive. The reporting person undertakes to provide to Mueller Water Products, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 28, 2018 Filed Nov 29, 2018 21:22 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | Tax withholdingCommon Stock | 630 | $10.58 | $6,665.40 |
DisclosureSEC source: 0001225208-18-015965 · doc4.xml · nonDerivative · entry 4 ALI HASSAN · CIK 0001720953 · SVP, Engineering and IT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,294 F2 · shares: Shares were withheld to cover the tax liability on the lapse of the restrictions on restricted stock units. Read SEC document |
| November 28, 2018 Filed Nov 29, 2018 21:22 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | Exercise / conversionCommon Stock | 16,000 | $3.52 | $56,320.00 |
DisclosureSEC source: 0001225208-18-015965 · doc4.xml · nonDerivative · entry 3 ALI HASSAN · CIK 0001720953 · SVP, Engineering and IT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,924 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 28, 2018 Filed Nov 29, 2018 21:22 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | Exercise / conversionCommon Stock | 30,737 | $4.97 | $152,762.89 |
DisclosureSEC source: 0001225208-18-015965 · doc4.xml · nonDerivative · entry 2 ALI HASSAN · CIK 0001720953 · SVP, Engineering and IT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,924 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 27, 2018 Filed Nov 29, 2018 21:22 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | GrantRestricted Stock Unit | 7,692 | $10.53 | $80,996.76 |
DisclosureSEC source: 0001225208-18-015965 · doc4.xml · nonDerivative · entry 1 ALI HASSAN · CIK 0001720953 · SVP, Engineering and IT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,057 F1 · shares: Acquisition is pursuant to grant of restricted stock units under the Mueller Water Products, Inc. Second Amended and Restated 2006 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Mueller Water Products, Inc. Common Stock when the restrictions lapse. The lapse occurs in three (3) equal, annual installments beginning on the first anniversary of the grant date. Read SEC document |
| November 28, 2017 Filed Nov 30, 2017 20:45 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | GrantRestricted Stock Unit | 6,365 | $12.41 | $78,989.65 |
DisclosureSEC source: 0001225208-17-017914 · doc4.xml · nonDerivative · entry 1 ALI HASSAN · CIK 0001720953 · SVP, Engineering and IT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,365 F1 · shares: Acquisition is pursuant to grant of restricted stock units under the Mueller Water Products, Inc. Second Amended and Restated 2006 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Mueller Water Products, Inc. Common Stock when the restrictions lapse. The lapse occurs in three (3) equal, annual installments beginning on the first anniversary of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.