Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BRISTOL MYERS SQUIBB COBMY · Entity 1662 | Director | April 06, 2017 | April 10, 2017 |
| Corteva, Inc.CTVA · Entity 3006 | Director | April 30, 2025 | May 02, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BRISTOL MYERS SQUIBB CO
Report date April 06, 2017 · Filed April 10, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.10 par valueSEC Table I · non-derivative | Direct | 935,571 |
Ending reported balance
After 2017-04-07 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-04-06 · Sale · Disposed 17,000 · Balance 952,571 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2017. F2: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $52.585 to $53.52, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Row 2 · 2017-04-07 · Sale · Disposed 17,000 · Balance 935,571 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2017. F3: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $52.885 to $53.645, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. |
| Common Stock, $0.10 par valueSEC Table I · non-derivative | Indirect2016 Trust | 200,000 |
Reported balance
Holding disclosure · report date 2017-04-06 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 200,000 |
| Common Stock, $0.10 par valueSEC Table I · non-derivative | Indirect2015 Trust | 41,273 |
Reported balance
Holding disclosure · report date 2017-04-06 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 41,273 |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2017.
F2: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $52.585 to $53.52, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
F3: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $52.885 to $53.645, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
Corteva, Inc.
Report date April 30, 2025 · Filed May 02, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 37,784.1509 |
Reported balance
After 2025-04-30 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-04-30 · Grant · Acquired 2,990 · Balance 37,784.1509 F1: Includes acquisition of 336.7595 shares pursuant to dividend reinvestment. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes acquisition of 336.7595 shares pursuant to dividend reinvestment.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
DuPont de Nemours, Inc.
Report date September 18, 2017 · Filed June 26, 2019
Section 16 reporting ended · disclosed 2019-06-26. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 18,348 |
Reported balance
After 2017-09-18 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-09-18 · Purchase · Acquired 85 · Balance 18,348 F1: The transactions reported in this Form 4 were executed by the reporting person's investment advisor in a managed account as part of the investment advisor's implementation of a large-cap investment strategy. F2: Represents unvested RSUs and direct ownership. |
| Common StockSEC Table I · non-derivative | Direct | 18,631.7889 |
Reported balance
After 2018-03-08 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2018-03-08 · Sale · Disposed 85 · Balance 18,631.7889 F1: The transactions reported in this Form 4 were executed by the reporting person's investment advisor in a managed account as part of the investment advisor's implementation of a large-cap investment strategy. F3: Represents unvested RSUs. |
| Common StockSEC Table I · non-derivative | Direct | 22,231.3904 |
Reported balance
After 2019-05-21 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2019-05-21 · Purchase · Acquired 270 · Balance 22,231.3904 F1: The transactions reported in this Form 4 were executed by the reporting person's investment advisor in a managed account as part of the investment advisor's implementation of a large-cap investment strategy. F2: Represents unvested RSUs and direct ownership. |
Filing footnotes · ownership attribution and instrument terms
F1: The transactions reported in this Form 4 were executed by the reporting person's investment advisor in a managed account as part of the investment advisor's implementation of a large-cap investment strategy.
F2: Represents unvested RSUs and direct ownership.
F3: Represents unvested RSUs.
EIDP, Inc.
Report date August 31, 2017 · Filed September 05, 2017
Section 16 reporting ended · disclosed 2017-09-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-08-31 transaction · row 1
1 source rowRow 1 · 2017-08-31 · Disposition to issuer · Disposed 14,242.6413 · Balance 0 F1: Disposed of pursuant to merger agreement between issuer and Dow Chemical Company in exchange for 18,263 shares or stock units, as applicable, of DowDuPont common stock having a market value of $ 67.18 per share, or stock units, as applicable, on the effective date of the merger. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to merger agreement between issuer and Dow Chemical Company in exchange for 18,263 shares or stock units, as applicable, of DowDuPont common stock having a market value of $ 67.18 per share, or stock units, as applicable, on the effective date of the merger.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 04, 2013 Filed May 7, 2013 22:29 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 12,754 | $40.20 | $512,710.80 |
DisclosureSEC source: 0001225208-13-011570 · doc4.xml · nonDerivative · entry 3 ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 578,562 F3 · shares: Shares withheld for payment of taxes upon vesting of market share units. Read SEC document |
| May 04, 2013 Filed May 7, 2013 22:29 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 8,859 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-011570 · doc4.xml · nonDerivative · entry 2 ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 591,316 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| May 04, 2013 Filed May 7, 2013 22:29 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 13,989 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-011570 · doc4.xml · nonDerivative · entry 1 ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 582,457 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of one-quarter of market share units granted on May 4, 2010. The balance of the award is scheduled to vest on the fourth anniversary of the grant date. Read SEC document |
| March 10, 2013 Filed Mar 11, 2013 20:57 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantMarket Share Units · Derivative | 110,453 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-007252 · doc4.xml · derivative · entry 1 ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,453 Underlying: Common Stock, $0.10 par value · 110,453 shares Expires 2017-03-10 F1 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F2 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date. F2 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:33 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherPerformance Shares · Derivative | 2,806.6461 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-007225 · doc4.xml · derivative · entry 21 ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,121.6461 Underlying: Common Stock, $0.10 par value · 2,806.6461 shares Expires 2015-03-31 F20 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015. F21 · shares: Represents dividend equivalents earned under the 2012-2014 Long-Term Performance Award. F20 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015. F20 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:33 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 70,315 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-007225 · doc4.xml · derivative · entry 20 ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,315 Underlying: Common Stock, $0.10 par value · 70,315 shares Expires 2015-03-31 F18 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015. F19 · shares: Represents performance shares earned under the 2012-2014 Long-Term Performance Award. F18 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015. F18 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:33 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherPerformance Shares · Derivative | 7,058.0273 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-007225 · doc4.xml · derivative · entry 19 ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,883.0273 Underlying: Common Stock, $0.10 par value · 7,058.0273 shares Expires 2014-03-31 F16 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014. F17 · shares: Represents dividend equivalents earned under the 2011-2013 Long-Term Performance Award. F16 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014. F16 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:33 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 79,760 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-007225 · doc4.xml · derivative · entry 18 ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,825 Underlying: Common Stock, $0.10 par value · 79,760 shares Expires 2014-03-31 F14 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014. F15 · shares: Represents performance shares earned under the 2011-2013 Long-Term Performance Award. F14 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014. F14 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:33 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionPerformance Shares · Derivative | 251,042 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-007225 · doc4.xml · derivative · entry 17 ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 251,042 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013. F1 · shares: Represents distribution of performance shares earned under the 2010-2012 Long-Term Performance Award. F10 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013. F10 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:33 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherPerformance Shares · Derivative | 9,633.7408 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-007225 · doc4.xml · derivative · entry 16 ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,042 Underlying: Common Stock, $0.10 par value · 9,633.7408 shares Expires not disclosed F12 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2013. F13 · shares: Represents dividend equivalents earned under the 2010-2012 Long-Term Performance Award. F12 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2013. F12 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2013. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:33 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 72,957 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-007225 · doc4.xml · derivative · entry 15 ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,408.2592 Underlying: Common Stock, $0.10 par value · 72,957 shares Expires not disclosed F10 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013. F11 · shares: Represents performance shares earned under the 2010-2012 Long-Term Performance Award. F10 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013. F10 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:33 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 29,239 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-007225 · doc4.xml · derivative · entry 14 ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,720 Underlying: Common Stock, $0.10 par value · 29,239 shares Expires 2016-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F3 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 6, 2012. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date. F3 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 6, 2012. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:33 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 33,531 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-007225 · doc4.xml · derivative · entry 13 ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,411 Underlying: Common Stock, $0.10 par value · 33,531 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F2 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in two equal installments on the third and fourth anniversaries of the grant date. F2 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in two equal installments on the third and fourth anniversaries of the grant date. F9 · balance_after: Represents an aggregate of the derivative securities beneficially owned under the awards granted on March 2, 2010 and March 1, 2011. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:33 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 16,348 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-007225 · doc4.xml · derivative · entry 12 ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,942 Underlying: Common Stock, $0.10 par value · 16,348 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 2, 2010. The balance of the award is scheduled to vest on the fourth anniversary of the grant date. F4 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 2, 2010. The balance of the award is scheduled to vest on the fourth anniversary of the grant date. F9 · balance_after: Represents an aggregate of the derivative securities beneficially owned under the awards granted on March 2, 2010 and March 1, 2011. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:33 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 140,136 | $37.53 | $5,259,304.08 |
DisclosureSEC source: 0001225208-13-007225 · doc4.xml · nonDerivative · entry 11 ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 568,468 F7 · shares: Shares withheld for payment of taxes upon distribution of the 2010-2012 Long-Term Performance Award. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:33 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 25,669 | $37.53 | $963,357.57 |
DisclosureSEC source: 0001225208-13-007225 · doc4.xml · nonDerivative · entry 10 ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 708,604 F6 · shares: Shares withheld for payment of taxes upon vesting of market share units. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:33 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 18,577 | $37.53 | $697,194.81 |
DisclosureSEC source: 0001225208-13-007225 · doc4.xml · nonDerivative · entry 9 ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 734,273 F6 · shares: Shares withheld for payment of taxes upon vesting of market share units. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:33 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 13,633 | $37.53 | $511,646.49 |
DisclosureSEC source: 0001225208-13-007225 · doc4.xml · nonDerivative · entry 8 ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 752,850 F6 · shares: Shares withheld for payment of taxes upon vesting of market share units. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:33 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 4,041 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-007225 · doc4.xml · nonDerivative · entry 7 ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 766,483 F5 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:33 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 8,074 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-007225 · doc4.xml · nonDerivative · entry 6 ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 762,442 F5 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:33 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 14,757 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-007225 · doc4.xml · nonDerivative · entry 5 ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 754,368 F5 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:33 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 16,348 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-007225 · doc4.xml · nonDerivative · entry 4 ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 739,611 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Represents vesting of one-quarter of market share units granted on March 2, 2010. The balance of the award is scheduled to vest on the fourth anniversary of the grant date. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:33 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 29,239 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-007225 · doc4.xml · nonDerivative · entry 3 ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 723,263 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Represents vesting of one-quarter of market share units granted on March 6, 2012. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:33 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 33,531 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-007225 · doc4.xml · nonDerivative · entry 2 ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 694,024 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in two equal installments on the third and fourth anniversaries of the grant date. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:33 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 251,042 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-007225 · doc4.xml · nonDerivative · entry 1 ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 660,493 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents distribution of performance shares earned under the 2010-2012 Long-Term Performance Award. Read SEC document |
| March 04, 2013 Filed Mar 5, 2013 21:54 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionRestricted Stock Units · Derivative | 7,453 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-006654 · doc4.xml · derivative · entry 6 ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 7,453 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting. F3 · derivative.exercise_date: Represents vesting of one-third of restricted stock units granted on March 4, 2008. This is the final vesting of this award. F3 · derivative.expiration_date: Represents vesting of one-third of restricted stock units granted on March 4, 2008. This is the final vesting of this award. Read SEC document |
| March 04, 2013 Filed Mar 5, 2013 21:54 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 3,073 | $36.94 | $113,516.62 |
DisclosureSEC source: 0001225208-13-006654 · doc4.xml · nonDerivative · entry 4 ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 409,451 F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units. Read SEC document |
| March 04, 2013 Filed Mar 5, 2013 21:54 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 7,453 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-006654 · doc4.xml · nonDerivative · entry 3 ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 412,524 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Represents vesting of one-third of restricted stock units granted on March 4, 2008. This is the final vesting of this award. Read SEC document |
| March 03, 2013 Filed Mar 5, 2013 21:54 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionRestricted Stock Units · Derivative | 10,344 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-006654 · doc4.xml · derivative · entry 5 ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,344 Underlying: Common Stock, $0.10 par value · 10,344 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting. F1 · derivative.exercise_date: Represents vesting of one-third of restricted stock units granted on March 3, 2009. The balance of the award is scheduled to vest on the fifth anniversary of the grant date. F1 · derivative.expiration_date: Represents vesting of one-third of restricted stock units granted on March 3, 2009. The balance of the award is scheduled to vest on the fifth anniversary of the grant date. Read SEC document |
| March 03, 2013 Filed Mar 5, 2013 21:54 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 4,264 | $37.15 | $158,407.60 |
DisclosureSEC source: 0001225208-13-006654 · doc4.xml · nonDerivative · entry 2 ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 405,071 F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units. Read SEC document |
| March 03, 2013 Filed Mar 5, 2013 21:54 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 10,344 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-006654 · doc4.xml · nonDerivative · entry 1 ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 409,335 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of one-third of restricted stock units granted on March 3, 2009. The balance of the award is scheduled to vest on the fifth anniversary of the grant date. Read SEC document |
| September 05, 2012 Filed Sep 7, 2012 20:08 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionOption (right to buy) · Derivative | 135,000 | $0.00 Strike: $23.14 | $0.00 |
DisclosureSEC source: 0001225208-12-019252 · doc4.xml · derivative · entry 3 ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 135,000 shares Expires 2013-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was March 4, 2003. Read SEC document |
| September 05, 2012 Filed Sep 7, 2012 20:08 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 115,500 | $33.05 | $3,817,275.00 |
DisclosureSEC source: 0001225208-12-019252 · doc4.xml · nonDerivative · entry 2 ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 398,991 F1 · shares: Shares sold to cover exercise price and taxes in accordance with broker's procedures for sell-to-cover transactions. The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $33.02 to $33.13, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. F1 · price: Shares sold to cover exercise price and taxes in accordance with broker's procedures for sell-to-cover transactions. The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $33.02 to $33.13, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 05, 2012 Filed Sep 7, 2012 20:08 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 135,000 | $23.14 | $3,123,900.00 |
DisclosureSEC source: 0001225208-12-019252 · doc4.xml · nonDerivative · entry 1 ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 514,491 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 04, 2012 Filed May 7, 2012 20:35 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 13,990 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-011415 · doc4.xml · derivative · entry 4 ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,979 Underlying: Common Stock, $0.10 par value · 13,990 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the vesting date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on May 4, 2010. The balance of the award is scheduled to vest in two equal installments on the third and fourth anniversaries of the grant date. F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on May 4, 2010. The balance of the award is scheduled to vest in two equal installments on the third and fourth anniversaries of the grant date. Read SEC document |
| May 04, 2012 Filed May 7, 2012 20:35 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 9,566 | $33.37 | $319,217.42 |
DisclosureSEC source: 0001225208-12-011415 · doc4.xml · nonDerivative · entry 3 ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 379,491 F3 · shares: Shares withheld for payment of taxes upon vesting of market share units. Read SEC document |
| May 04, 2012 Filed May 7, 2012 20:35 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 4,962 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-011415 · doc4.xml · nonDerivative · entry 2 ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 389,057 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| May 04, 2012 Filed May 7, 2012 20:35 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 13,990 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-011415 · doc4.xml · nonDerivative · entry 1 ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 384,095 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of one-quarter of market share units granted on May 4, 2010. The balance of the award is scheduled to vest in two equal installments on the third and fourth anniversaries of the grant date. Read SEC document |
| March 06, 2012 Filed Mar 9, 2012 02:27 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionRestricted Stock Units · Derivative | 6,600 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-007114 · doc4.xml · derivative · entry 12 ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 6,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F19 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting. F2 · derivative.exercise_date: Represents vesting of one-third of restricted stock units granted on March 6, 2007. This award has fully vested. F2 · derivative.expiration_date: Represents vesting of one-third of restricted stock units granted on March 6, 2007. This award has fully vested. Read SEC document |
| March 06, 2012 Filed Mar 9, 2012 02:27 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherPerformance Shares · Derivative | 4,172 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-007114 · doc4.xml · derivative · entry 11 ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,065 Underlying: Common Stock, $0.10 par value · 4,172 shares Expires 2014-03-31 F17 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014. F18 · shares: Represents dividend equivalents earned under the 2011-2013 Long-Term Performance Award. F17 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014. F17 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014. Read SEC document |
| March 06, 2012 Filed Mar 9, 2012 02:27 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 92,893 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-007114 · doc4.xml · derivative · entry 10 ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,893 Underlying: Common Stock, $0.10 par value · 92,893 shares Expires 2014-03-31 F15 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014. F16 · shares: Represents performance shares earned under the 2011-2013 Long-Term Performance Award. F15 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014. F15 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014. Read SEC document |
| March 06, 2012 Filed Mar 9, 2012 02:27 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionPerformance Shares · Derivative | 103,180 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-007114 · doc4.xml · derivative · entry 9 ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,451.2592 Underlying: Common Stock, $0.10 par value · 103,180 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012. F1 · shares: Represents distribution of performance shares earned under the 2009-2011 Long-Term Performance Award. F10 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012. F10 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012. F14 · balance_after: This amount represents an aggregate of the derivative securities beneficially owned under the 2010-2012 Long-Term Performance Award only. Read SEC document |
| March 06, 2012 Filed Mar 9, 2012 02:27 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherPerformance Shares · Derivative | 7,241.9592 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-007114 · doc4.xml · derivative · entry 8 ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,631.2592 Underlying: Common Stock, $0.10 par value · 7,241.9592 shares Expires not disclosed F12 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2013. F13 · shares: Represents dividend equivalents earned under the 2010-2012 Long Term Performance Award. F12 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2013. F12 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2013. F9 · balance_after: This amount represents an aggregate of the derivative securities beneficially owned under the 2009-2011 and 2010-2012 Long-Term Performance Awards. Read SEC document |
| March 06, 2012 Filed Mar 9, 2012 02:27 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 36,790 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-007114 · doc4.xml · derivative · entry 7 ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,389.3 Underlying: Common Stock, $0.10 par value · 36,790 shares Expires not disclosed F10 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012. F11 · shares: Represents performance shares earned under the 2009-2011 Long-Term Performance Award. F10 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012. F10 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012. F9 · balance_after: This amount represents an aggregate of the derivative securities beneficially owned under the 2009-2011 and 2010-2012 Long-Term Performance Awards. Read SEC document |
| March 06, 2012 Filed Mar 9, 2012 02:27 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 84,971 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-007114 · doc4.xml · derivative · entry 6 ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,599.3 Underlying: Common Stock, $0.10 par value · 84,971 shares Expires not disclosed F7 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013. F8 · shares: Represents performance shares earned under the 2010-2012 Long-Term Performance Award. F7 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013. F7 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013. F9 · balance_after: This amount represents an aggregate of the derivative securities beneficially owned under the 2009-2011 and 2010-2012 Long-Term Performance Awards. Read SEC document |
| March 06, 2012 Filed Mar 9, 2012 02:27 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantMarket Share Units · Derivative | 116,959 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-007114 · doc4.xml · derivative · entry 5 ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,959 Underlying: Common Stock, $0.10 par value · 116,959 shares Expires 2016-03-06 F5 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the vesting date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F6 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date. F6 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| March 06, 2012 Filed Mar 9, 2012 02:27 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 52,076 | $32.33 | $1,683,617.08 |
DisclosureSEC source: 0001225208-12-007114 · doc4.xml · nonDerivative · entry 4 ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 370,105 F4 · shares: Shares withheld for payment of taxes upon distribution of the 2009-2011 Long-Term Performance Award. Read SEC document |
| March 06, 2012 Filed Mar 9, 2012 02:27 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 3,332 | $32.33 | $107,723.56 |
DisclosureSEC source: 0001225208-12-007114 · doc4.xml · nonDerivative · entry 3 ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 422,181 F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units. Read SEC document |
| March 06, 2012 Filed Mar 9, 2012 02:27 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 6,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-007114 · doc4.xml · nonDerivative · entry 2 ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 425,513 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents vesting of one-third of restricted stock units granted on March 6, 2007. This award has fully vested. Read SEC document |
| March 06, 2012 Filed Mar 9, 2012 02:27 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 103,180 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-007114 · doc4.xml · nonDerivative · entry 1 ANDREOTTI LAMBERTO · CIK 0001208099 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 418,913 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents distribution of performance shares earned under the 2009-2011 Long-Term Performance Award. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.