Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ROCKWELL AUTOMATION, INCROK · Entity 906 | Director | December 03, 2018 | December 06, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ROCKWELL AUTOMATION, INC
Report date December 03, 2018 · Filed December 06, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 430,330 |
Reported balance
After 2018-12-03 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-12-03 · Exercise / conversion · Acquired 16,892 · Balance 430,330 F1: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). |
| Common StockSEC Table I · non-derivative | Direct | 422,306 |
Reported balance
After 2018-12-04 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2018-12-04 · Sale · Disposed 8,024 · Balance 422,306 F2: Sale of shares pursuant to Rule 10b5-1 trading plan dated 2/28/2018 to cover taxes due on restricted stock and performance shares that vested on 12/03/2018. F3: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $175.5850 to $176.25. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F4: Represents shares held by a revocable trust of which the reporting and his wife are trustees and beneficiaries. |
| Performance SharesSEC Table II · derivative / convertible security · Expires 2018-12-03 | Direct | 0 |
Reported balance
After 2018-12-03 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-12-03 · Exercise / conversion · Disposed 16,892 · Balance 0 F1: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). |
Filing footnotes · ownership attribution and instrument terms
F1: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).
F2: Sale of shares pursuant to Rule 10b5-1 trading plan dated 2/28/2018 to cover taxes due on restricted stock and performance shares that vested on 12/03/2018.
F3: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $175.5850 to $176.25. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
F4: Represents shares held by a revocable trust of which the reporting and his wife are trustees and beneficiaries.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 22, 2017 Filed Feb 24, 2017 18:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 50,000 | $69.57 | $3,478,500.00 |
DisclosureSEC source: 0001246360-17-000968 · form.xml · nonDerivative · entry 2 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 430,415 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2017 Filed Feb 21, 2017 23:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $46.16 | $0.00 |
DisclosureSEC source: 0001246360-17-000890 · form.xml · derivative · entry 10 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,871 Underlying: Common Stock · 10,000 shares Expires 2019-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2017 Filed Feb 21, 2017 23:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 10,000 | $46.16 | $461,600.00 |
DisclosureSEC source: 0001246360-17-000890 · form.xml · nonDerivative · entry 6 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 380,415 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · ownership.direct: Represents shares held by a revocable trust of which the reporting person and his spouse are trustees and beneficiaries. Read SEC document |
| February 17, 2017 Filed Feb 21, 2017 23:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $69.57 | $0.00 |
DisclosureSEC source: 0001246360-17-000890 · form.xml · derivative · entry 9 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,900 Underlying: Common Stock · 20,000 shares Expires 2020-12-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 17, 2017 Filed Feb 21, 2017 23:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $46.16 | $0.00 |
DisclosureSEC source: 0001246360-17-000890 · form.xml · derivative · entry 8 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,871 Underlying: Common Stock · 20,000 shares Expires 2019-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 17, 2017 Filed Feb 21, 2017 23:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 20,000 | $151.59 | $3,031,748.00 |
DisclosureSEC source: 0001246360-17-000890 · form.xml · nonDerivative · entry 5 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 370,415 F2 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $151.50 to $151.77. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 17, 2017 Filed Feb 21, 2017 23:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 20,000 | $69.57 | $1,391,400.00 |
DisclosureSEC source: 0001246360-17-000890 · form.xml · nonDerivative · entry 4 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 390,415 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 17, 2017 Filed Feb 21, 2017 23:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 20,000 | $46.16 | $923,200.00 |
DisclosureSEC source: 0001246360-17-000890 · form.xml · nonDerivative · entry 3 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 370,415 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 23:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $69.57 | $0.00 |
DisclosureSEC source: 0001246360-17-000890 · form.xml · derivative · entry 7 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,900 Underlying: Common Stock · 10,000 shares Expires 2020-12-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 23:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 10,000 | $69.57 | $695,700.00 |
DisclosureSEC source: 0001246360-17-000890 · form.xml · nonDerivative · entry 2 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,415 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 22:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $69.57 | $0.00 |
DisclosureSEC source: 0001246360-17-000782 · form.xml · derivative · entry 9 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,900 Underlying: Common Stock · 20,000 shares Expires 2020-12-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 22:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 18,600 | $0.00 Strike: $46.16 | $0.00 |
DisclosureSEC source: 0001246360-17-000782 · form.xml · derivative · entry 8 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,871 Underlying: Common Stock · 18,600 shares Expires 2019-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 22:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 18,600 | $152.15 | $2,829,926.76 |
DisclosureSEC source: 0001246360-17-000782 · form.xml · nonDerivative · entry 6 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 340,415 F2 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $152.06 to $152.2008. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F3 · ownership.direct: Represents shares held by a revocable trust of which the reporting person and his spouse are trustees and beneficiaries. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 22:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 20,000 | $69.57 | $1,391,400.00 |
DisclosureSEC source: 0001246360-17-000782 · form.xml · nonDerivative · entry 5 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 359,015 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 22:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 18,600 | $46.16 | $858,576.00 |
DisclosureSEC source: 0001246360-17-000782 · form.xml · nonDerivative · entry 4 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 339,015 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 22:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $46.16 | $0.00 |
DisclosureSEC source: 0001246360-17-000782 · form.xml · derivative · entry 7 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,471 Underlying: Common Stock · 10,000 shares Expires 2019-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 22:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 10,000 | $152.00 | $1,520,000.00 |
DisclosureSEC source: 0001246360-17-000782 · form.xml · nonDerivative · entry 3 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,415 Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 22:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-000782 · form.xml · nonDerivative · entry 2 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 330,415 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2017 Filed Feb 13, 2017 23:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 39,129 | $0.00 Strike: $46.16 | $0.00 |
DisclosureSEC source: 0001246360-17-000592 · form.xml · derivative · entry 10 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,471 Underlying: Common Stock · 39,129 shares Expires 2019-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2017 Filed Feb 13, 2017 23:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 10,699 | $153.21 | $1,639,237.66 |
DisclosureSEC source: 0001246360-17-000592 · form.xml · nonDerivative · entry 8 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,415 F5 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $153.0675 to $153.61. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F6 · ownership.direct: Represents shares held by a revocable trust of which the reporting person and his spouse are trustees and beneficiaries. Read SEC document |
| February 13, 2017 Filed Feb 13, 2017 23:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 35,022 | $152.54 | $5,342,399.47 |
DisclosureSEC source: 0001246360-17-000592 · form.xml · nonDerivative · entry 7 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 331,114 F4 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $152.07 to $153.06. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 13, 2017 Filed Feb 13, 2017 23:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 39,129 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-000592 · form.xml · nonDerivative · entry 6 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 366,136 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 23:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 29,400 | $0.00 Strike: $46.16 | $0.00 |
DisclosureSEC source: 0001246360-17-000592 · form.xml · derivative · entry 9 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,600 Underlying: Common Stock · 29,400 shares Expires 2019-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 23:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Disposition to issuerCommon Stock | 5,588 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-000592 · form.xml · nonDerivative · entry 5 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 327,007 Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 23:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 5,929 | $151.16 | $896,234.16 |
DisclosureSEC source: 0001246360-17-000592 · form.xml · nonDerivative · entry 4 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 332,595 F3 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $151.11 to $151.48. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 23:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 23,471 | $150.72 | $3,537,558.51 |
DisclosureSEC source: 0001246360-17-000592 · form.xml · nonDerivative · entry 3 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,524 F2 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $150.11 to $151.10. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 23:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 29,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-000592 · form.xml · nonDerivative · entry 2 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 361,995 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2017 Filed Feb 9, 2017 23:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $46.16 | $0.00 |
DisclosureSEC source: 0001246360-17-000516 · form.xml · derivative · entry 9 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,000 Underlying: Common Stock · 10,000 shares Expires 2019-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2017 Filed Feb 9, 2017 23:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 10,000 | $150.00 | $1,500,006.00 |
DisclosureSEC source: 0001246360-17-000516 · form.xml · nonDerivative · entry 7 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 332,595 F4 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $150.00 to $150.007. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F5 · ownership.direct: Represents (i) 320,415 shares held by a revocable trust of which the reporting person and his spouse are trustees and beneficiaries and (ii) 12,180 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| February 09, 2017 Filed Feb 9, 2017 23:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 10,000 | $46.16 | $461,600.00 |
DisclosureSEC source: 0001246360-17-000516 · form.xml · nonDerivative · entry 6 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 342,595 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 23:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 20,600 | $0.00 Strike: $46.16 | $0.00 |
DisclosureSEC source: 0001246360-17-000516 · form.xml · derivative · entry 8 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,000 Underlying: Common Stock · 20,600 shares Expires 2019-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 23:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 100 | $152.40 | $15,240.00 |
DisclosureSEC source: 0001246360-17-000516 · form.xml · nonDerivative · entry 5 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 332,595 Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 23:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 5,475 | $151.79 | $831,048.61 |
DisclosureSEC source: 0001246360-17-000516 · form.xml · nonDerivative · entry 4 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 332,695 F3 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $151.34 to $152.33. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 23:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 15,025 | $150.73 | $2,264,713.74 |
DisclosureSEC source: 0001246360-17-000516 · form.xml · nonDerivative · entry 3 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,170 F2 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $150.34 to $151.26. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 23:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 20,600 | $46.16 | $950,896.00 |
DisclosureSEC source: 0001246360-17-000516 · form.xml · nonDerivative · entry 2 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 353,195 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2017 Filed Feb 6, 2017 22:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 10,000 | $150.00 | $1,500,000.00 |
DisclosureSEC source: 0001246360-17-000451 · form.xml · nonDerivative · entry 2 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 332,595 F2 · ownership.direct: Represents (i) 320,415 shares held by a revocable trust of which the reporting person and his spouse are trustees and beneficiaries and (ii) 12,180 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| January 27, 2017 Filed Jan 31, 2017 15:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 300 | $0.00 Strike: $104.08 | $0.00 |
DisclosureSEC source: 0001246360-17-000391 · form.xml · derivative · entry 8 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,600 Underlying: Common Stock · 300 shares Expires 2025-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2017 Filed Jan 31, 2017 15:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 533 | $0.00 Strike: $115.69 | $0.00 |
DisclosureSEC source: 0001246360-17-000391 · form.xml · derivative · entry 7 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,767 Underlying: Common Stock · 533 shares Expires 2024-12-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2017 Filed Jan 31, 2017 15:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 900 | $0.00 Strike: $108.89 | $0.00 |
DisclosureSEC source: 0001246360-17-000391 · form.xml · derivative · entry 6 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,100 Underlying: Common Stock · 900 shares Expires 2023-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2017 Filed Jan 31, 2017 15:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 20,000 | $152.14 | $3,042,854.00 |
DisclosureSEC source: 0001246360-17-000391 · form.xml · nonDerivative · entry 5 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 342,595 F2 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $152.08 to $152.1916. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F3 · ownership.direct: Represents (i) 330,415 shares held individually by the reporting person or by a revocable trust of which the reporting person and his spouse are trustees and beneficiaries and (ii) 12,180 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| January 27, 2017 Filed Jan 31, 2017 15:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 300 | $104.08 | $31,224.00 |
DisclosureSEC source: 0001246360-17-000391 · form.xml · nonDerivative · entry 4 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 362,595 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2017 Filed Jan 31, 2017 15:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 533 | $115.69 | $61,662.77 |
DisclosureSEC source: 0001246360-17-000391 · form.xml · nonDerivative · entry 3 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 362,295 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2017 Filed Jan 31, 2017 15:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 900 | $108.89 | $98,001.00 |
DisclosureSEC source: 0001246360-17-000391 · form.xml · nonDerivative · entry 2 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 361,762 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2016 Filed Dec 6, 2016 15:21 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 529 | $135.94 | $71,910.94 |
DisclosureSEC source: 0001246360-16-007308 · form.xml · nonDerivative · entry 3 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 360,862 F6 · shares: Sale of shares pursuant to Rule 10b5-1 trading plan dated 8/30/2016 to cover taxes due on performance shares that vested on 12/04/2016. F7 · ownership.direct: Represents (i) 348,682 shares held by a revocable trust of which the reporting person and his spouse are trustees and beneficiaries and (ii) 12,180 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 04, 2016 Filed Dec 6, 2016 15:21 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionPerformance Shares · Derivative | 1,495 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-16-007308 · form.xml · derivative · entry 5 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,495 shares Expires 2016-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| December 04, 2016 Filed Dec 6, 2016 15:21 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 1,495 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-16-007308 · form.xml · nonDerivative · entry 2 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 361,391 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| November 30, 2016 Filed Dec 1, 2016 20:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 12,946 | $133.77 | $1,731,808.43 |
DisclosureSEC source: 0001246360-16-007255 · form.xml · nonDerivative · entry 3 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 359,896 F3 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $132.3000 to $133.9800. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F4 · ownership.direct: Represents (i) 342,426 shares held by a revocable trust of which the reporting person and his spouse are trustees and beneficiaries and (ii) 17,470 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| November 30, 2016 Filed Dec 1, 2016 20:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 7,054 | $132.75 | $936,412.86 |
DisclosureSEC source: 0001246360-16-007255 · form.xml · nonDerivative · entry 2 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 372,842 F2 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $132.3000 to $133.2950. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 16, 2016 Filed Nov 16, 2016 23:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 10,000 | $133.25 | $1,332,538.00 |
DisclosureSEC source: 0001246360-16-007182 · form.xml · nonDerivative · entry 3 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 379,896 F3 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $133.21 to $133.37. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F4 · ownership.direct: Represents (i) 362,426 shares held by a revocable trust of which the reporting person and his spouse are trustees and beneficiaries and (ii) 17,470 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 23:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 40,000 | $132.37 | $5,294,844.00 |
DisclosureSEC source: 0001246360-16-007182 · form.xml · nonDerivative · entry 2 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 389,896 F2 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $132.0000 to $132.9300. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.