Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ROCKWELL AUTOMATION, INCROK · Entity 906 | Director | December 03, 2018 | December 06, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ROCKWELL AUTOMATION, INC
Report date December 03, 2018 · Filed December 06, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 430,330 |
Reported balance
After 2018-12-03 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-12-03 · Exercise / conversion · Acquired 16,892 · Balance 430,330 F1: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). |
| Common StockSEC Table I · non-derivative | Direct | 422,306 |
Reported balance
After 2018-12-04 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2018-12-04 · Sale · Disposed 8,024 · Balance 422,306 F2: Sale of shares pursuant to Rule 10b5-1 trading plan dated 2/28/2018 to cover taxes due on restricted stock and performance shares that vested on 12/03/2018. F3: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $175.5850 to $176.25. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F4: Represents shares held by a revocable trust of which the reporting and his wife are trustees and beneficiaries. |
| Performance SharesSEC Table II · derivative / convertible security · Expires 2018-12-03 | Direct | 0 |
Reported balance
After 2018-12-03 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-12-03 · Exercise / conversion · Disposed 16,892 · Balance 0 F1: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). |
Filing footnotes · ownership attribution and instrument terms
F1: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).
F2: Sale of shares pursuant to Rule 10b5-1 trading plan dated 2/28/2018 to cover taxes due on restricted stock and performance shares that vested on 12/03/2018.
F3: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $175.5850 to $176.25. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
F4: Represents shares held by a revocable trust of which the reporting and his wife are trustees and beneficiaries.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 04, 2018 Filed Dec 6, 2018 22:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 8,024 | $176.24 | $1,414,170.62 |
DisclosureSEC source: 0001246360-18-002594 · form.xml · nonDerivative · entry 2 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 422,306 F2 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan dated 2/28/2018 to cover taxes due on restricted stock and performance shares that vested on 12/03/2018. F3 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $175.5850 to $176.25. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F4 · ownership.direct: Represents shares held by a revocable trust of which the reporting and his wife are trustees and beneficiaries. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 22:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionPerformance Shares · Derivative | 16,892 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-002594 · form.xml · derivative · entry 3 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,892 shares Expires 2018-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 22:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 16,892 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-002594 · form.xml · nonDerivative · entry 1 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 430,330 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 00:21 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GiftCommon Stock | 590 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-002557 · form.xml · nonDerivative · entry 1 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 413,438 F1 · ownership.direct: Represents shares held by a revocable trust of which the reporting person and his wife are trustees and beneficiaries. Read SEC document |
| November 14, 2018 Filed Nov 15, 2018 22:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GiftCommon Stock | 6,390 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-002520 · form.xml · nonDerivative · entry 1 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 414,028 F1 · ownership.direct: Represents shares held by a revocable trust of which the reporting person and his wife are trustees and beneficiaries. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 15:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantCommon Stock | 506 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-002279 · form.xml · nonDerivative · entry 1 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 420,418 F1 · shares: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan. F2 · ownership.direct: Shares are held by a revocable trust of which the reporting person and his wife are trustees and beneficiaries. Read SEC document |
| October 01, 2018 Filed Oct 4, 2018 20:28 UTC Amendment | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantPerformance Shares · Derivative | 16,892 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-002330 · form.xml · derivative · entry 1 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,892 Underlying: Common Stock · 16,892 shares Expires 2018-12-03 F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F2 · shares: On December 3, 2015, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 01:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantCommon Stock | 213 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-000511 · form.xml · nonDerivative · entry 1 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 419,912 F1 · shares: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan. F2 · ownership.direct: Shares are held by a revocable trust of which the reporting person and his wife are trustees and beneficiaries. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 22:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,500 | $0.00 Strike: $74.14 | $0.00 |
DisclosureSEC source: 0001246360-18-000378 · form.xml · derivative · entry 3 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,500 shares Expires 2021-12-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 22:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 10,500 | $203.00 | $2,131,500.00 |
DisclosureSEC source: 0001246360-18-000378 · form.xml · nonDerivative · entry 2 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 419,699 F1 · ownership.direct: Represents shares held by a revocable trust of which the reporting person and his wife are trustees and beneficiaries. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 22:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 10,500 | $74.14 | $778,470.00 |
DisclosureSEC source: 0001246360-18-000378 · form.xml · nonDerivative · entry 1 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 430,199 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 19:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantCommon Stock | 351 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-000007 · form.xml · nonDerivative · entry 1 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 419,699 F1 · shares: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan. F2 · ownership.direct: Represents shares held by a revocable trust of which the reporting person and his wife are trustees and beneficiaries. Read SEC document |
| December 02, 2017 Filed Dec 4, 2017 23:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionPerformance Shares · Derivative | 26,242 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-003182 · form.xml · derivative · entry 2 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,242 shares Expires 2017-12-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| December 02, 2017 Filed Dec 4, 2017 23:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 26,242 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-003182 · form.xml · nonDerivative · entry 1 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 419,348 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F2 · ownership.direct: Represents shares held by a revocable trust of which the reporting person and his wife are trustees and beneficiaries. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 14:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantPerformance Shares · Derivative | 26,242 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-002887 · form.xml · derivative · entry 1 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,242 Underlying: Common Stock · 26,242 shares Expires 2017-12-02 F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F2 · shares: On December 2, 2014, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received. F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 2, 2017, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. Read SEC document |
| August 03, 2017 Filed Aug 4, 2017 17:21 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GiftCommon Stock | 8,180 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-002503 · form.xml · nonDerivative · entry 1 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 393,106 F1 · ownership.direct: Represents shares held by a revocable trust of which the reporting person and his wife are trustees and beneficiaries. Read SEC document |
| August 02, 2017 Filed Aug 2, 2017 21:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $74.14 | $0.00 |
DisclosureSEC source: 0001246360-17-002468 · form.xml · derivative · entry 6 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,500 Underlying: Common Stock · 10,000 shares Expires 2021-12-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| August 02, 2017 Filed Aug 2, 2017 21:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 10,000 | $166.00 | $1,660,000.00 |
DisclosureSEC source: 0001246360-17-002468 · form.xml · nonDerivative · entry 4 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 401,286 F2 · ownership.direct: Represents shares held by a revocable trust of which the reporting person and his wife are trustees and beneficiaries. Read SEC document |
| August 02, 2017 Filed Aug 2, 2017 21:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 10,000 | $74.14 | $741,400.00 |
DisclosureSEC source: 0001246360-17-002468 · form.xml · nonDerivative · entry 3 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 411,286 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 21:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $74.14 | $0.00 |
DisclosureSEC source: 0001246360-17-002468 · form.xml · derivative · entry 5 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,500 Underlying: Common Stock · 10,000 shares Expires 2021-12-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 21:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 10,000 | $165.00 | $1,650,000.00 |
DisclosureSEC source: 0001246360-17-002468 · form.xml · nonDerivative · entry 2 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 401,286 Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 21:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 10,000 | $74.14 | $741,400.00 |
DisclosureSEC source: 0001246360-17-002468 · form.xml · nonDerivative · entry 1 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 411,286 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 26, 2017 Filed May 31, 2017 21:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $74.14 | $0.00 |
DisclosureSEC source: 0001246360-17-002051 · form.xml · derivative · entry 3 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,500 Underlying: Common Stock · 10,000 shares Expires 2021-12-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| May 26, 2017 Filed May 31, 2017 21:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 10,000 | $159.50 | $1,595,000.00 |
DisclosureSEC source: 0001246360-17-002051 · form.xml · nonDerivative · entry 2 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 401,286 F2 · ownership.direct: Represents shares held by a revocable trust of which the reporting person and his wife are trustees and beneficiaries. Read SEC document |
| May 26, 2017 Filed May 31, 2017 21:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 10,000 | $74.14 | $741,400.00 |
DisclosureSEC source: 0001246360-17-002051 · form.xml · nonDerivative · entry 1 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 411,286 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2017 Filed May 23, 2017 21:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $74.14 | $0.00 |
DisclosureSEC source: 0001246360-17-002000 · form.xml · derivative · entry 3 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,500 Underlying: Common Stock · 20,000 shares Expires 2021-12-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2017 Filed May 23, 2017 21:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 20,000 | $159.00 | $3,180,000.00 |
DisclosureSEC source: 0001246360-17-002000 · form.xml · nonDerivative · entry 2 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 401,286 F1 · ownership.direct: Represents shares held by a revocable trust of which the reporting person and his spouse are trustees and beneficiaries. Read SEC document |
| May 22, 2017 Filed May 23, 2017 21:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 20,000 | $74.14 | $1,482,800.00 |
DisclosureSEC source: 0001246360-17-002000 · form.xml · nonDerivative · entry 1 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 421,286 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2017 Filed May 17, 2017 17:35 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $74.14 | $0.00 |
DisclosureSEC source: 0001246360-17-001893 · form.xml · derivative · entry 3 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,500 Underlying: Common Stock · 10,000 shares Expires 2021-12-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2017 Filed May 17, 2017 17:35 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 10,000 | $158.00 | $1,580,000.00 |
DisclosureSEC source: 0001246360-17-001893 · form.xml · nonDerivative · entry 2 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 401,286 F1 · ownership.direct: Represents shares held by a revocable trust of which the reporting person and his spouse are trustees and beneficiaries. Read SEC document |
| May 15, 2017 Filed May 17, 2017 17:35 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 10,000 | $74.14 | $741,400.00 |
DisclosureSEC source: 0001246360-17-001893 · form.xml · nonDerivative · entry 1 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 411,286 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2017 Filed May 10, 2017 22:35 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $74.14 | $0.00 |
DisclosureSEC source: 0001246360-17-001791 · form.xml · derivative · entry 6 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,500 Underlying: Common Stock · 10,000 shares Expires 2021-12-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2017 Filed May 10, 2017 22:35 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 10,000 | $158.00 | $1,580,000.00 |
DisclosureSEC source: 0001246360-17-001791 · form.xml · nonDerivative · entry 4 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 401,286 F1 · ownership.direct: Represents shares held by a revocable trust of which the reporting person and his spouse are trustees and beneficiaries. Read SEC document |
| May 10, 2017 Filed May 10, 2017 22:35 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 10,000 | $74.14 | $741,400.00 |
DisclosureSEC source: 0001246360-17-001791 · form.xml · nonDerivative · entry 3 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 411,286 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2017 Filed May 10, 2017 22:35 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $74.14 | $0.00 |
DisclosureSEC source: 0001246360-17-001791 · form.xml · derivative · entry 5 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,500 Underlying: Common Stock · 10,000 shares Expires 2021-12-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2017 Filed May 10, 2017 22:35 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 10,000 | $157.00 | $1,570,000.00 |
DisclosureSEC source: 0001246360-17-001791 · form.xml · nonDerivative · entry 2 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 401,286 Read SEC document |
| May 09, 2017 Filed May 10, 2017 22:35 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 10,000 | $74.14 | $741,400.00 |
DisclosureSEC source: 0001246360-17-001791 · form.xml · nonDerivative · entry 1 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 411,286 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2017 Filed May 8, 2017 21:35 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | OtherCommon Stock Share Equivalents · Derivative | 370.1529 | $0.00 Strike: $156.39 | $0.00 |
DisclosureSEC source: 0001246360-17-001773 · form.xml · derivative · entry 5 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Nonqual. Savings Plan Disclosed balance after: 0 Underlying: Common Stock · 370.1529 shares Expires not disclosed F3 · shares: Includes share equivalents represented by Company stock fund units acquired under the Company Nonqualified Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 5/5/2017. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan. F4 · derivative.exercise_date: The share equivalents are payable in cash upon retirement or after termination of employment. F4 · derivative.expiration_date: The share equivalents are payable in cash upon retirement or after termination of employment. Read SEC document |
| May 05, 2017 Filed May 8, 2017 21:35 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $74.14 | $0.00 |
DisclosureSEC source: 0001246360-17-001773 · form.xml · derivative · entry 4 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,500 Underlying: Common Stock · 10,000 shares Expires 2021-12-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2017 Filed May 8, 2017 21:35 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | OtherCommon Stock | 88.6406 | $156.39 | $13,862.50 |
DisclosureSEC source: 0001246360-17-001773 · form.xml · nonDerivative · entry 3 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Savings Plan Disclosed balance after: 0 F2 · shares: Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 5/5/2017. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan. Read SEC document |
| May 05, 2017 Filed May 8, 2017 21:35 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 10,000 | $156.00 | $1,560,000.00 |
DisclosureSEC source: 0001246360-17-001773 · form.xml · nonDerivative · entry 2 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 401,286 F1 · ownership.direct: Represents shares held by a revocable trust of which the reporting person and his spouse are trustees and beneficiaries. Read SEC document |
| May 05, 2017 Filed May 8, 2017 21:35 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 10,000 | $74.14 | $741,400.00 |
DisclosureSEC source: 0001246360-17-001773 · form.xml · nonDerivative · entry 1 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 411,286 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2017 Filed Mar 1, 2017 01:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 33,900 | $0.00 Strike: $69.57 | $0.00 |
DisclosureSEC source: 0001246360-17-001121 · form.xml · derivative · entry 4 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 33,900 shares Expires 2020-12-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2017 Filed Mar 1, 2017 01:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 33,900 | $151.00 | $5,118,900.00 |
DisclosureSEC source: 0001246360-17-001121 · form.xml · nonDerivative · entry 3 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 401,286 F2 · ownership.direct: Represents shares held by a revocable trust of which the reporting person and his spouse are trustees and beneficiaries. Read SEC document |
| February 28, 2017 Filed Mar 1, 2017 01:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 33,900 | $69.57 | $2,358,423.00 |
DisclosureSEC source: 0001246360-17-001121 · form.xml · nonDerivative · entry 2 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 435,186 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 23, 2017 Filed Feb 24, 2017 18:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 20,871 | $0.00 Strike: $46.16 | $0.00 |
DisclosureSEC source: 0001246360-17-000968 · form.xml · derivative · entry 7 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,871 shares Expires 2019-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 23, 2017 Filed Feb 24, 2017 18:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 20,871 | $46.16 | $963,405.36 |
DisclosureSEC source: 0001246360-17-000968 · form.xml · nonDerivative · entry 5 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 401,286 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · ownership.direct: Represents shares held by a revocable trust of which the reporting person and his spouse are trustees and beneficiaries. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 18:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $69.57 | $0.00 |
DisclosureSEC source: 0001246360-17-000968 · form.xml · derivative · entry 6 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,900 Underlying: Common Stock · 50,000 shares Expires 2020-12-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 18:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 20,000 | $153.00 | $3,060,000.00 |
DisclosureSEC source: 0001246360-17-000968 · form.xml · nonDerivative · entry 4 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 380,415 Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 18:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 30,000 | $152.25 | $4,567,413.00 |
DisclosureSEC source: 0001246360-17-000968 · form.xml · nonDerivative · entry 3 NOSBUSCH KEITH D · CIK 0001204912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,415 F2 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $152.00 to $152.6307. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.