person · Reporting owner
MANNING BARBARA BROOKE
Disclosed activity across 3 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.CBA · Entity 162319 | CCO/GC of Subadviser | November 30, 2016 | December 01, 2016 |
| ClearBridge MLP & Midstream Fund Inc.CEM · Entity 87611 | CCO/GC of Subadviser | December 04, 2018 | December 06, 2018 |
| LMP CAPITAL & INCOME FUND INC.SCD · Entity 5762 | CCO/GC of Subadviser | November 30, 2016 | December 02, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.
Report date November 30, 2016 · Filed December 01, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2016-11-30 transaction · row 1
1 source rowRow 1 · 2016-11-30 · Sale · Disposed 1,200 · Balance 0 F1: The price reported in column 4 is a weighted average. These shares were purchased in multiple transactions at prices ranging from $8.800 to $8.808 inclusive. Ms. Manning undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares purchased at each separate price within the range set forth above. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in column 4 is a weighted average. These shares were purchased in multiple transactions at prices ranging from $8.800 to $8.808 inclusive. Ms. Manning undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares purchased at each separate price within the range set forth above.
ClearBridge MLP & Midstream Fund Inc.
Report date December 04, 2018 · Filed December 06, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-12-04 transaction · row 1
1 source rowRow 1 · 2018-12-04 · Sale · Disposed 1,608.4589 · Balance 0 F1: Includes shares acquired through the Fund's Dividend Reinvestment Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes shares acquired through the Fund's Dividend Reinvestment Plan.
LMP CAPITAL & INCOME FUND INC.
Report date November 30, 2016 · Filed December 02, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2016-11-30 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2016-11-30 · Sale · Disposed 3,130.115 · Balance 0 F1: The price reported in column 4 is a weighted average. These shares were purchased in multiple transactions at prices ranging from $13.114 to $13.140 inclusive. Ms. Manning undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares purchased at each separate price within the range set forth above. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in column 4 is a weighted average. These shares were purchased in multiple transactions at prices ranging from $13.114 to $13.140 inclusive. Ms. Manning undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares purchased at each separate price within the range set forth above.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 04, 2018 Filed Dec 6, 2018 12:05 UTC | ClearBridge MLP & Midstream Fund Inc. CEM · Entity 87611 | SaleCommon Stock | 1,608.4589 | $12.12 | $19,495.33 |
DisclosureSEC source: 0000914851-18-000260 · wf-form4_154411590884546.xml · nonDerivative · entry 1 MANNING BARBARA BROOKE · CIK 0001372333 · CCO/GC of Subadviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Includes shares acquired through the Fund's Dividend Reinvestment Plan. Read SEC document |
| November 30, 2016 Filed Dec 1, 2016 16:44 UTC | CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. CBA · Entity 162319 | SaleCommon Stock | 1,200 | $8.81 | $10,566.00 |
DisclosureSEC source: 0000914851-16-000758 · wf-form4_148062863758134.xml · nonDerivative · entry 1 MANNING BARBARA BROOKE · CIK 0001372333 · CCO/GC of Subadviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The price reported in column 4 is a weighted average. These shares were purchased in multiple transactions at prices ranging from $8.800 to $8.808 inclusive. Ms. Manning undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares purchased at each separate price within the range set forth above. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 14:36 UTC | LMP CAPITAL & INCOME FUND INC. SCD · Entity 5762 | SaleCommon Stock | 3,130.115 | $13.14 | $41,129.71 |
DisclosureSEC source: 0000914851-16-000760 · wf-form4_148068936175625.xml · nonDerivative · entry 1 MANNING BARBARA BROOKE · CIK 0001372333 · CCO/GC of Subadviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: The price reported in column 4 is a weighted average. These shares were purchased in multiple transactions at prices ranging from $13.114 to $13.140 inclusive. Ms. Manning undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares purchased at each separate price within the range set forth above. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.