Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AUTOLIV INCALV · Entity 3593 | See Remarks | December 06, 2018 | December 10, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AUTOLIV INC
Report date December 06, 2018 · Filed December 10, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2020-02-19 | Direct | 273.8791 |
Reported balance
After 2018-12-06 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-12-06 · Grant · Acquired 2.0336 · Balance 273.8791 F1: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock. F2: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs. F3: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2020-02-19 | Direct | 188.9766 |
Reported balance
After 2018-12-06 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-12-06 · Grant · Acquired 1.4032 · Balance 188.9766 F4: Reflects performance shares that converted to RSUs in connection with the spin-off of the issuer's wholly-owned subsidiary Veoneer, Inc. on June 29, 2018. F1: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock. F2: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs. F3: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2021-02-13 | Direct | 402.374 |
Reported balance
After 2018-12-06 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-12-06 · Grant · Acquired 2.9877 · Balance 402.374 F1: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock. F2: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs. F5: The RSUs vest and convert to shares in one installment on the third anniversary of February 13, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.
F2: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.
F3: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.
F4: Reflects performance shares that converted to RSUs in connection with the spin-off of the issuer's wholly-owned subsidiary Veoneer, Inc. on June 29, 2018.
F5: The RSUs vest and convert to shares in one installment on the third anniversary of February 13, 2018.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 06, 2018 Filed Dec 10, 2018 17:02 UTC | AUTOLIV INC ALV · Entity 3593 | GrantRestricted Stock Unit · Derivative | 2.9877 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-030510 · doc4.xml · derivative · entry 3 Moloney Michael · CIK 0001745631 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 402.374 Underlying: Common Stock · 2.9877 shares Expires 2021-02-13 F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock. F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs. F5 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 13, 2018. F5 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 13, 2018. Read SEC document |
| December 06, 2018 Filed Dec 10, 2018 17:02 UTC | AUTOLIV INC ALV · Entity 3593 | GrantRestricted Stock Unit · Derivative | 1.4032 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-030510 · doc4.xml · derivative · entry 2 Moloney Michael · CIK 0001745631 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188.9766 Underlying: Common Stock · 1.4032 shares Expires 2020-02-19 F4 · security: Reflects performance shares that converted to RSUs in connection with the spin-off of the issuer's wholly-owned subsidiary Veoneer, Inc. on June 29, 2018. F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock. F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs. F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017. F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017. Read SEC document |
| December 06, 2018 Filed Dec 10, 2018 17:02 UTC | AUTOLIV INC ALV · Entity 3593 | GrantRestricted Stock Unit · Derivative | 2.0336 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-030510 · doc4.xml · derivative · entry 1 Moloney Michael · CIK 0001745631 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 273.8791 Underlying: Common Stock · 2.0336 shares Expires 2020-02-19 F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock. F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs. F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017. F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017. Read SEC document |
| September 06, 2018 Filed Sep 10, 2018 15:15 UTC | AUTOLIV INC ALV · Entity 3593 | GrantRestricted Stock Unit · Derivative | 2.8673 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-024100 · doc4.xml · derivative · entry 3 Moloney Michael · CIK 0001745631 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 399.3863 Underlying: Common Stock · 2.8673 shares Expires 2021-02-13 F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock. F3 · kind: Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs. F10 · kind: Dividend equivalent rights accrued in the form of additional RSUs to RSUs granted on February 13, 2018. F11 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 13, 2018. F11 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 13, 2018. F5 · balance_after: As reported in the Registration Statement on Form 10 filed by Veoneer, Inc. ("VNE") with the SEC, in connection with the distribution by ALV of 100% of the outstanding shares of common stock of VNE on a pro rata basis to ALV stockholders on June 29, 2018 (the "Spin-off"), stock-based awards granted by ALV prior to the Spin-off were converted into adjusted stock-based awards relating to both shares of ALV and VNE common stock. With certain limited exceptions, the adjusted awards are subject to the same or equivalent vesting conditions and other terms that applied to the applicable original ALV award immediately before the Spin-off. For each holder of an RSU, 50% of the outstanding stock award value, as calculated immediately prior to the spin-off, was converted to an RSU of VNE, and 50% to an RSU of ALV, with an adjustment to the number of shares as required to preserve the value inherent in the stock award before and after the distribution. F6 · balance_after: (Continued from footnote 5)Outstanding performance shares were converted to RSUs of both ALV and VNE as described above, with the number of performance shares so converting determined based on: (i) for the period between the beginning of the performance period and December 31, 2017, the actual level of performance measured as of December 31, 2017; and (ii) for the period following December 31, 2017 and the last day of the applicable performance period, actual performance measured as of December 31, 2017, or target level performance, whichever was greater. The conversion and adjustment described herein is referred to as the "Spin-off Conversion and Adjustment." F7 · balance_after: The number of RSUs held following the Spin-off Conversion and Adjustment. Read SEC document |
| September 06, 2018 Filed Sep 10, 2018 15:15 UTC | AUTOLIV INC ALV · Entity 3593 | GrantRestricted Stock Unit · Derivative | 1.3466 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-024100 · doc4.xml · derivative · entry 2 Moloney Michael · CIK 0001745631 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187.5734 Underlying: Common Stock · 1.3466 shares Expires 2020-02-19 F8 · security: RSUs received in connection with the Spin-Off Conversion and Adjustment of performance shares granted by ALV on February 19, 2017. F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock. F3 · kind: Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs. F9 · kind: Dividend equivalent rights accrued in the form of additional RSUs. F4 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017. F4 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017. F5 · balance_after: As reported in the Registration Statement on Form 10 filed by Veoneer, Inc. ("VNE") with the SEC, in connection with the distribution by ALV of 100% of the outstanding shares of common stock of VNE on a pro rata basis to ALV stockholders on June 29, 2018 (the "Spin-off"), stock-based awards granted by ALV prior to the Spin-off were converted into adjusted stock-based awards relating to both shares of ALV and VNE common stock. With certain limited exceptions, the adjusted awards are subject to the same or equivalent vesting conditions and other terms that applied to the applicable original ALV award immediately before the Spin-off. For each holder of an RSU, 50% of the outstanding stock award value, as calculated immediately prior to the spin-off, was converted to an RSU of VNE, and 50% to an RSU of ALV, with an adjustment to the number of shares as required to preserve the value inherent in the stock award before and after the distribution. F6 · balance_after: (Continued from footnote 5)Outstanding performance shares were converted to RSUs of both ALV and VNE as described above, with the number of performance shares so converting determined based on: (i) for the period between the beginning of the performance period and December 31, 2017, the actual level of performance measured as of December 31, 2017; and (ii) for the period following December 31, 2017 and the last day of the applicable performance period, actual performance measured as of December 31, 2017, or target level performance, whichever was greater. The conversion and adjustment described herein is referred to as the "Spin-off Conversion and Adjustment." F7 · balance_after: The number of RSUs held following the Spin-off Conversion and Adjustment. Read SEC document |
| September 06, 2018 Filed Sep 10, 2018 15:15 UTC | AUTOLIV INC ALV · Entity 3593 | GrantRestricted Stock Unit · Derivative | 1.9516 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-024100 · doc4.xml · derivative · entry 1 Moloney Michael · CIK 0001745631 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271.8455 Underlying: Common Stock · 1.9516 shares Expires 2020-02-19 F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock. F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs to RSUs granted on February 19, 2017. F3 · kind: Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs. F4 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017. F4 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017. F5 · balance_after: As reported in the Registration Statement on Form 10 filed by Veoneer, Inc. ("VNE") with the SEC, in connection with the distribution by ALV of 100% of the outstanding shares of common stock of VNE on a pro rata basis to ALV stockholders on June 29, 2018 (the "Spin-off"), stock-based awards granted by ALV prior to the Spin-off were converted into adjusted stock-based awards relating to both shares of ALV and VNE common stock. With certain limited exceptions, the adjusted awards are subject to the same or equivalent vesting conditions and other terms that applied to the applicable original ALV award immediately before the Spin-off. For each holder of an RSU, 50% of the outstanding stock award value, as calculated immediately prior to the spin-off, was converted to an RSU of VNE, and 50% to an RSU of ALV, with an adjustment to the number of shares as required to preserve the value inherent in the stock award before and after the distribution. F6 · balance_after: (Continued from footnote 5)Outstanding performance shares were converted to RSUs of both ALV and VNE as described above, with the number of performance shares so converting determined based on: (i) for the period between the beginning of the performance period and December 31, 2017, the actual level of performance measured as of December 31, 2017; and (ii) for the period following December 31, 2017 and the last day of the applicable performance period, actual performance measured as of December 31, 2017, or target level performance, whichever was greater. The conversion and adjustment described herein is referred to as the "Spin-off Conversion and Adjustment." F7 · balance_after: The number of RSUs held following the Spin-off Conversion and Adjustment. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.