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Argand Partners SEA Fund QP, LP

Disclosed activity across 1 company

Tapewire entity
161895
SEC CIK
0001663088

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Section 16 reporting ended · disclosed 2018-12-10. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectBy Industrea Alexandria LLC0 Last balance in matching sequence After 2018-12-06 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2018-12-06 · Exercise / conversion · Acquired 4,403,325 · Balance 4,403,325

F1: Immediately prior to the consummation of the Concrete Pumping Holding, Inc.'s initial business combination on December 6, 2018 (the "business combination"), each outstanding share of Industrea Acquisition Corp.'s Class B common stock, par value $0.0001 per share ("Founder Shares"), was converted into one share of Industrea Acquisition Corp.'s Class A common stock, par value $0.0001 ("Industrea common stock"). Industrea Alexandria LLC (the "Sponsor") held 4,403,325 Founder Shares prior to the business combination, which were converted into 4,403,325 shares of Industrea common stock immediately prior to the business combination.

F4: The securities are held directly by the Sponsor. Howard D. Morgan, Heather Faust, Tariq Osman, Joseph Del Toro and Charles Burns are the managers of the Sponsor and share voting and dispositive power over the securities held directly by the Sponsor by approval of a majority of the managers. Argand Partners Fund, LP, Argand Partners Institutional Co-Invest Fund, LP, Argand Partners SEA Fund AI, LP, Argand Partners SEA Fund QP, LP and Argand Partners Team Co-Invest Fund LP (collectively, the "Funds") are the members of the Sponsor. Ms. Faust and Messrs. Morgan and Osman are the directors of the general partner of the general partner of each of the Funds. As a result, the Sponsor, the Funds, Ms. Faust and Messrs. Morgan, Osman, Del Toro and Burns (collectively, the "Reporting Persons") may be deemed to have or share beneficial ownership of the securities held directly by the Sponsor.

F5: Each of the Reporting Persons disclaims beneficial ownership of such securities except to the extent of its, his or her pecuniary interest therein, and this Report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 or for any other purpose.

Row 2 · 2018-12-06 · Other · Disposed 4,403,325 · Balance 0

F2: Upon consummation of the business combination, each share of outstanding Industrea common stock was exchanged for one share of the Concrete Pumping Holding, Inc.'s common stock, par value $0.0001 per share ("BBCP common stock"), and Industrea Acquisition Corp. became a wholly owned subsidiary of Concrete Pumping Holdings, Inc. The Sponsor held 4,403,325 shares of Industrea common stock at the time of the business combination, which were exchanged for 4,403,325 shares of BBCP common stock upon consummation of the business combination.

F4: The securities are held directly by the Sponsor. Howard D. Morgan, Heather Faust, Tariq Osman, Joseph Del Toro and Charles Burns are the managers of the Sponsor and share voting and dispositive power over the securities held directly by the Sponsor by approval of a majority of the managers. Argand Partners Fund, LP, Argand Partners Institutional Co-Invest Fund, LP, Argand Partners SEA Fund AI, LP, Argand Partners SEA Fund QP, LP and Argand Partners Team Co-Invest Fund LP (collectively, the "Funds") are the members of the Sponsor. Ms. Faust and Messrs. Morgan and Osman are the directors of the general partner of the general partner of each of the Funds. As a result, the Sponsor, the Funds, Ms. Faust and Messrs. Morgan, Osman, Del Toro and Burns (collectively, the "Reporting Persons") may be deemed to have or share beneficial ownership of the securities held directly by the Sponsor.

F5: Each of the Reporting Persons disclaims beneficial ownership of such securities except to the extent of its, his or her pecuniary interest therein, and this Report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 or for any other purpose.

Class B Common StockSEC Table II · derivative / convertible securityDirect4,403,325 Reported balance After 2018-12-06 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2018-12-06 · Other · Disposed 1,202,925 · Balance 4,403,325

F6: The Founder Shares were convertible for shares of Industrea Acquisition Corp.'s Class A common stock as described under the heading "Description of Securities - Founder Shares" in Industrea Acquisition Corp.'s registration statement on Form S-1 (File No. 333-219053) and had no expiration date.

F3: Forfeiture of Founder Shares to Industrea Acquisition Corp. for no consideration.

Class B Common StockSEC Table II · derivative / convertible securityDirect0 Reported balance After 2018-12-06 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2018-12-06 · Exercise / conversion · Disposed 4,403,325 · Balance 0

F1: Immediately prior to the consummation of the Concrete Pumping Holding, Inc.'s initial business combination on December 6, 2018 (the "business combination"), each outstanding share of Industrea Acquisition Corp.'s Class B common stock, par value $0.0001 per share ("Founder Shares"), was converted into one share of Industrea Acquisition Corp.'s Class A common stock, par value $0.0001 ("Industrea common stock"). Industrea Alexandria LLC (the "Sponsor") held 4,403,325 Founder Shares prior to the business combination, which were converted into 4,403,325 shares of Industrea common stock immediately prior to the business combination.

F6: The Founder Shares were convertible for shares of Industrea Acquisition Corp.'s Class A common stock as described under the heading "Description of Securities - Founder Shares" in Industrea Acquisition Corp.'s registration statement on Form S-1 (File No. 333-219053) and had no expiration date.

Filing footnotes · ownership attribution and instrument terms

F1: Immediately prior to the consummation of the Concrete Pumping Holding, Inc.'s initial business combination on December 6, 2018 (the "business combination"), each outstanding share of Industrea Acquisition Corp.'s Class B common stock, par value $0.0001 per share ("Founder Shares"), was converted into one share of Industrea Acquisition Corp.'s Class A common stock, par value $0.0001 ("Industrea common stock"). Industrea Alexandria LLC (the "Sponsor") held 4,403,325 Founder Shares prior to the business combination, which were converted into 4,403,325 shares of Industrea common stock immediately prior to the business combination.

F2: Upon consummation of the business combination, each share of outstanding Industrea common stock was exchanged for one share of the Concrete Pumping Holding, Inc.'s common stock, par value $0.0001 per share ("BBCP common stock"), and Industrea Acquisition Corp. became a wholly owned subsidiary of Concrete Pumping Holdings, Inc. The Sponsor held 4,403,325 shares of Industrea common stock at the time of the business combination, which were exchanged for 4,403,325 shares of BBCP common stock upon consummation of the business combination.

F3: Forfeiture of Founder Shares to Industrea Acquisition Corp. for no consideration.

F4: The securities are held directly by the Sponsor. Howard D. Morgan, Heather Faust, Tariq Osman, Joseph Del Toro and Charles Burns are the managers of the Sponsor and share voting and dispositive power over the securities held directly by the Sponsor by approval of a majority of the managers. Argand Partners Fund, LP, Argand Partners Institutional Co-Invest Fund, LP, Argand Partners SEA Fund AI, LP, Argand Partners SEA Fund QP, LP and Argand Partners Team Co-Invest Fund LP (collectively, the "Funds") are the members of the Sponsor. Ms. Faust and Messrs. Morgan and Osman are the directors of the general partner of the general partner of each of the Funds. As a result, the Sponsor, the Funds, Ms. Faust and Messrs. Morgan, Osman, Del Toro and Burns (collectively, the "Reporting Persons") may be deemed to have or share beneficial ownership of the securities held directly by the Sponsor.

F5: Each of the Reporting Persons disclaims beneficial ownership of such securities except to the extent of its, his or her pecuniary interest therein, and this Report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 or for any other purpose.

F6: The Founder Shares were convertible for shares of Industrea Acquisition Corp.'s Class A common stock as described under the heading "Description of Securities - Founder Shares" in Industrea Acquisition Corp.'s registration statement on Form S-1 (File No. 333-219053) and had no expiration date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 06, 2018 Filed Dec 10, 2018 21:22 UTC Concrete Pumping Holdings, Inc. BBCP · Entity 5538 Exercise / conversionClass B Common Stock · Derivative 4,403,325 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-063926 · tv508766_4.xml · derivative · entry 4

Argand Partners Fund, LP · CIK 0001663099 · 10% owner

Argand Partners Institutional Co-Invest Fund, LP · CIK 0001663094 · 10% owner

Argand Partners SEA Fund AI, LP · CIK 0001663083 · 10% owner

Argand Partners SEA Fund QP, LP · CIK 0001663088 · 10% owner

Argand Partners Team Co-Invest Fund LP · CIK 0001712426 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,403,325 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Immediately prior to the consummation of the Concrete Pumping Holding, Inc.'s initial business combination on December 6, 2018 (the "business combination"), each outstanding share of Industrea Acquisition Corp.'s Class B common stock, par value $0.0001 per share ("Founder Shares"), was converted into one share of Industrea Acquisition Corp.'s Class A common stock, par value $0.0001 ("Industrea common stock"). Industrea Alexandria LLC (the "Sponsor") held 4,403,325 Founder Shares prior to the business combination, which were converted into 4,403,325 shares of Industrea common stock immediately prior to the business combination.

F1 · shares: Immediately prior to the consummation of the Concrete Pumping Holding, Inc.'s initial business combination on December 6, 2018 (the "business combination"), each outstanding share of Industrea Acquisition Corp.'s Class B common stock, par value $0.0001 per share ("Founder Shares"), was converted into one share of Industrea Acquisition Corp.'s Class A common stock, par value $0.0001 ("Industrea common stock"). Industrea Alexandria LLC (the "Sponsor") held 4,403,325 Founder Shares prior to the business combination, which were converted into 4,403,325 shares of Industrea common stock immediately prior to the business combination.

F6 · derivative.exercise_date: The Founder Shares were convertible for shares of Industrea Acquisition Corp.'s Class A common stock as described under the heading "Description of Securities - Founder Shares" in Industrea Acquisition Corp.'s registration statement on Form S-1 (File No. 333-219053) and had no expiration date.

F6 · derivative.expiration_date: The Founder Shares were convertible for shares of Industrea Acquisition Corp.'s Class A common stock as described under the heading "Description of Securities - Founder Shares" in Industrea Acquisition Corp.'s registration statement on Form S-1 (File No. 333-219053) and had no expiration date.

Read SEC document
December 06, 2018 Filed Dec 10, 2018 21:22 UTC Concrete Pumping Holdings, Inc. BBCP · Entity 5538 OtherClass B Common Stock · Derivative 1,202,925 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-063926 · tv508766_4.xml · derivative · entry 3

Argand Partners Fund, LP · CIK 0001663099 · 10% owner

Argand Partners Institutional Co-Invest Fund, LP · CIK 0001663094 · 10% owner

Argand Partners SEA Fund AI, LP · CIK 0001663083 · 10% owner

Argand Partners SEA Fund QP, LP · CIK 0001663088 · 10% owner

Argand Partners Team Co-Invest Fund LP · CIK 0001712426 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,403,325

Underlying: Class A Common Stock · 1,202,925 shares

Expires not disclosed

F6 · derivative.exercise_price: The Founder Shares were convertible for shares of Industrea Acquisition Corp.'s Class A common stock as described under the heading "Description of Securities - Founder Shares" in Industrea Acquisition Corp.'s registration statement on Form S-1 (File No. 333-219053) and had no expiration date.

F3 · shares: Forfeiture of Founder Shares to Industrea Acquisition Corp. for no consideration.

F6 · derivative.exercise_date: The Founder Shares were convertible for shares of Industrea Acquisition Corp.'s Class A common stock as described under the heading "Description of Securities - Founder Shares" in Industrea Acquisition Corp.'s registration statement on Form S-1 (File No. 333-219053) and had no expiration date.

F6 · derivative.expiration_date: The Founder Shares were convertible for shares of Industrea Acquisition Corp.'s Class A common stock as described under the heading "Description of Securities - Founder Shares" in Industrea Acquisition Corp.'s registration statement on Form S-1 (File No. 333-219053) and had no expiration date.

Read SEC document
December 06, 2018 Filed Dec 10, 2018 21:22 UTC Concrete Pumping Holdings, Inc. BBCP · Entity 5538 OtherClass A Common Stock 4,403,325 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-18-063926 · tv508766_4.xml · nonDerivative · entry 2

Argand Partners Fund, LP · CIK 0001663099 · 10% owner

Argand Partners Institutional Co-Invest Fund, LP · CIK 0001663094 · 10% owner

Argand Partners SEA Fund AI, LP · CIK 0001663083 · 10% owner

Argand Partners SEA Fund QP, LP · CIK 0001663088 · 10% owner

Argand Partners Team Co-Invest Fund LP · CIK 0001712426 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Industrea Alexandria LLC

Disclosed balance after: 0

F2 · kind: Upon consummation of the business combination, each share of outstanding Industrea common stock was exchanged for one share of the Concrete Pumping Holding, Inc.'s common stock, par value $0.0001 per share ("BBCP common stock"), and Industrea Acquisition Corp. became a wholly owned subsidiary of Concrete Pumping Holdings, Inc. The Sponsor held 4,403,325 shares of Industrea common stock at the time of the business combination, which were exchanged for 4,403,325 shares of BBCP common stock upon consummation of the business combination.

F2 · price: Upon consummation of the business combination, each share of outstanding Industrea common stock was exchanged for one share of the Concrete Pumping Holding, Inc.'s common stock, par value $0.0001 per share ("BBCP common stock"), and Industrea Acquisition Corp. became a wholly owned subsidiary of Concrete Pumping Holdings, Inc. The Sponsor held 4,403,325 shares of Industrea common stock at the time of the business combination, which were exchanged for 4,403,325 shares of BBCP common stock upon consummation of the business combination.

F4 · ownership.nature: The securities are held directly by the Sponsor. Howard D. Morgan, Heather Faust, Tariq Osman, Joseph Del Toro and Charles Burns are the managers of the Sponsor and share voting and dispositive power over the securities held directly by the Sponsor by approval of a majority of the managers. Argand Partners Fund, LP, Argand Partners Institutional Co-Invest Fund, LP, Argand Partners SEA Fund AI, LP, Argand Partners SEA Fund QP, LP and Argand Partners Team Co-Invest Fund LP (collectively, the "Funds") are the members of the Sponsor. Ms. Faust and Messrs. Morgan and Osman are the directors of the general partner of the general partner of each of the Funds. As a result, the Sponsor, the Funds, Ms. Faust and Messrs. Morgan, Osman, Del Toro and Burns (collectively, the "Reporting Persons") may be deemed to have or share beneficial ownership of the securities held directly by the Sponsor.

F5 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of such securities except to the extent of its, his or her pecuniary interest therein, and this Report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
December 06, 2018 Filed Dec 10, 2018 21:22 UTC Concrete Pumping Holdings, Inc. BBCP · Entity 5538 Exercise / conversionClass A Common Stock 4,403,325 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-18-063926 · tv508766_4.xml · nonDerivative · entry 1

Argand Partners Fund, LP · CIK 0001663099 · 10% owner

Argand Partners Institutional Co-Invest Fund, LP · CIK 0001663094 · 10% owner

Argand Partners SEA Fund AI, LP · CIK 0001663083 · 10% owner

Argand Partners SEA Fund QP, LP · CIK 0001663088 · 10% owner

Argand Partners Team Co-Invest Fund LP · CIK 0001712426 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Industrea Alexandria LLC

Disclosed balance after: 4,403,325

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Immediately prior to the consummation of the Concrete Pumping Holding, Inc.'s initial business combination on December 6, 2018 (the "business combination"), each outstanding share of Industrea Acquisition Corp.'s Class B common stock, par value $0.0001 per share ("Founder Shares"), was converted into one share of Industrea Acquisition Corp.'s Class A common stock, par value $0.0001 ("Industrea common stock"). Industrea Alexandria LLC (the "Sponsor") held 4,403,325 Founder Shares prior to the business combination, which were converted into 4,403,325 shares of Industrea common stock immediately prior to the business combination.

F4 · ownership.nature: The securities are held directly by the Sponsor. Howard D. Morgan, Heather Faust, Tariq Osman, Joseph Del Toro and Charles Burns are the managers of the Sponsor and share voting and dispositive power over the securities held directly by the Sponsor by approval of a majority of the managers. Argand Partners Fund, LP, Argand Partners Institutional Co-Invest Fund, LP, Argand Partners SEA Fund AI, LP, Argand Partners SEA Fund QP, LP and Argand Partners Team Co-Invest Fund LP (collectively, the "Funds") are the members of the Sponsor. Ms. Faust and Messrs. Morgan and Osman are the directors of the general partner of the general partner of each of the Funds. As a result, the Sponsor, the Funds, Ms. Faust and Messrs. Morgan, Osman, Del Toro and Burns (collectively, the "Reporting Persons") may be deemed to have or share beneficial ownership of the securities held directly by the Sponsor.

F5 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of such securities except to the extent of its, his or her pecuniary interest therein, and this Report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 or for any other purpose.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.