Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NORTHERN TRUST CORPNTRS · Entity 1970 | Vice Chairman | December 07, 2018 | December 11, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NORTHERN TRUST CORP
Report date December 07, 2018 · Filed December 11, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 49,849 |
Reported balance
After 2018-12-07 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-12-07 · Tax withholding · Disposed 150 · Balance 49,849 F1: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units. F2: Includes 27,943 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 1,200 |
Reported balance
Holding disclosure · report date 2018-12-07 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,200 |
| Common StockSEC Table I · non-derivative | IndirectBy Children | 350 |
Reported balance
Holding disclosure · report date 2018-12-07 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 350 |
| Common StockSEC Table I · non-derivative | Indirect401(k) as of 9-30-18 | 2,546.55 |
Reported balance
Holding disclosure · report date 2018-12-07 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 2,546.55 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units.
F2: Includes 27,943 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 31, 2016 Filed Nov 2, 2016 22:59 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 71,239 | $72.57 | $5,169,814.23 |
DisclosureSEC source: 0000073124-16-000481 · wf-form4_147812754090012.xml · nonDerivative · entry 2 MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,756 F2 · price: Price reflects the weighted average sales price from $72.37 to $72.77. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 87,352 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| October 31, 2016 Filed Nov 2, 2016 22:59 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 71,239 | $52.64 | $3,750,020.96 |
DisclosureSEC source: 0000073124-16-000481 · wf-form4_147812754090012.xml · nonDerivative · entry 1 MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,995 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 87,352 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| October 18, 2016 Filed Oct 20, 2016 23:21 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 21,142 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-16-000468 · wf-form4_147700570359132.xml · nonDerivative · entry 1 MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,756 F1 · balance_after: Includes 87,352 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.