Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NORTHERN TRUST CORPNTRS · Entity 1970 | Vice Chairman | December 07, 2018 | December 11, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NORTHERN TRUST CORP
Report date December 07, 2018 · Filed December 11, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 49,849 |
Reported balance
After 2018-12-07 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-12-07 · Tax withholding · Disposed 150 · Balance 49,849 F1: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units. F2: Includes 27,943 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 1,200 |
Reported balance
Holding disclosure · report date 2018-12-07 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,200 |
| Common StockSEC Table I · non-derivative | IndirectBy Children | 350 |
Reported balance
Holding disclosure · report date 2018-12-07 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 350 |
| Common StockSEC Table I · non-derivative | Indirect401(k) as of 9-30-18 | 2,546.55 |
Reported balance
Holding disclosure · report date 2018-12-07 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 2,546.55 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units.
F2: Includes 27,943 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 07, 2018 Filed Dec 11, 2018 23:43 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 150 | $90.36 | $13,554.00 |
DisclosureSEC source: 0000073124-18-000313 · wf-form4_154457181582846.xml · nonDerivative · entry 1 MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,849 F1 · shares: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units. F2 · balance_after: Includes 27,943 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| October 18, 2018 Filed Oct 22, 2018 23:33 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 8,320 | $94.28 | $784,409.60 |
DisclosureSEC source: 0000073124-18-000289 · wf-form4_154025119573970.xml · nonDerivative · entry 1 MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,999 F1 · balance_after: Includes 28,093 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. F2 · balance_after: Reflects 8,320 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 21,142 previously reported stock units. The remaining 12,822 shares were distributed to the reporting person as shares of common stock. Read SEC document |
| August 06, 2018 Filed Aug 8, 2018 22:30 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GiftCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-18-000267 · wf-form4_153376738073638.xml · nonDerivative · entry 1 MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,319 Read SEC document |
| July 23, 2018 Filed Jul 24, 2018 21:10 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 3,872 | $0.00 Strike: $88.06 | $0.00 |
DisclosureSEC source: 0000073124-18-000250 · wf-form4_153246664340368.xml · derivative · entry 8 MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,614 Underlying: Common Stock · 3,872 shares Expires 2027-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option becomes exercisable in four equal annual installments beginning 2/21/2018. Read SEC document |
| July 23, 2018 Filed Jul 24, 2018 21:10 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 10,014 | $0.00 Strike: $60.85 | $0.00 |
DisclosureSEC source: 0000073124-18-000250 · wf-form4_153246664340368.xml · derivative · entry 7 MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,014 shares Expires 2024-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/10/2015. Read SEC document |
| July 23, 2018 Filed Jul 24, 2018 21:10 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 13,886 | $110.87 | $1,539,540.82 |
DisclosureSEC source: 0000073124-18-000250 · wf-form4_153246664340368.xml · nonDerivative · entry 3 MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,569 F2 · price: Price reflects the weighted average sales price from $110.81 to $110.93. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 49,235 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| July 23, 2018 Filed Jul 24, 2018 21:10 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 3,872 | $88.06 | $340,968.32 |
DisclosureSEC source: 0000073124-18-000250 · wf-form4_153246664340368.xml · nonDerivative · entry 2 MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,455 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 49,235 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| July 23, 2018 Filed Jul 24, 2018 21:10 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 10,014 | $60.85 | $609,351.90 |
DisclosureSEC source: 0000073124-18-000250 · wf-form4_153246664340368.xml · nonDerivative · entry 1 MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,583 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 49,235 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 27, 2018 Filed Feb 28, 2018 00:00 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 26,825 | $0.00 Strike: $58.25 | $0.00 |
DisclosureSEC source: 0000073124-18-000146 · wf-form4_151977600234756.xml · derivative · entry 9 MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,824 Underlying: Common Stock · 26,825 shares Expires 2026-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option becomes exercisable in four equal annual installments beginning 2/16/2017. Read SEC document |
| February 27, 2018 Filed Feb 28, 2018 00:00 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 19,228 | $0.00 Strike: $70.21 | $0.00 |
DisclosureSEC source: 0000073124-18-000146 · wf-form4_151977600234756.xml · derivative · entry 8 MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,703 Underlying: Common Stock · 19,228 shares Expires 2025-02-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option becomes exercisable in four equal annual installments beginning 2/17/2016. Read SEC document |
| February 27, 2018 Filed Feb 28, 2018 00:00 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 6,493 | $109.74 | $712,541.82 |
DisclosureSEC source: 0000073124-18-000146 · wf-form4_151977600234756.xml · nonDerivative · entry 4 MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,569 F3 · price: Price reflects the weighted average sales price from $109.51 to $109.88. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 49,235 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 27, 2018 Filed Feb 28, 2018 00:00 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 39,560 | $109.09 | $4,315,600.40 |
DisclosureSEC source: 0000073124-18-000146 · wf-form4_151977600234756.xml · nonDerivative · entry 3 MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,062 F2 · price: Price reflects the weighted average sales price from $108.46 to $109.45. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 49,235 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 27, 2018 Filed Feb 28, 2018 00:00 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 26,825 | $58.25 | $1,562,556.25 |
DisclosureSEC source: 0000073124-18-000146 · wf-form4_151977600234756.xml · nonDerivative · entry 2 MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,622 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 49,235 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 27, 2018 Filed Feb 28, 2018 00:00 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 19,228 | $70.21 | $1,349,997.88 |
DisclosureSEC source: 0000073124-18-000146 · wf-form4_151977600234756.xml · nonDerivative · entry 1 MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,797 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 49,235 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:06 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 4,011 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-18-000128 · wf-form4_151933719628972.xml · nonDerivative · entry 2 MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,569 F3 · balance_after: Includes 49,235 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:06 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 2,278 | $105.15 | $239,531.70 |
DisclosureSEC source: 0000073124-18-000128 · wf-form4_151933719628972.xml · nonDerivative · entry 1 MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,558 F1 · balance_after: Reflects 2,278 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 5,787 previously reported stock units. The remaining 3,509 shares were distributed to the reporting person as shares of common stock. F2 · balance_after: Includes 45,224 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 16, 2018 Filed Feb 20, 2018 23:03 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 20,000 | $105.08 | $2,101,600.00 |
DisclosureSEC source: 0000073124-18-000102 · wf-form4_151916780834581.xml · nonDerivative · entry 1 MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,836 F1 · price: Price reflects the weighted average sales price from $105.00 to $105.38. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F2 · balance_after: Includes 51,011 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 23:32 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 2,628 | $98.88 | $259,856.64 |
DisclosureSEC source: 0000073124-18-000090 · wf-form4_151865113876264.xml · nonDerivative · entry 1 MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,836 F1 · balance_after: Reflects 2,628 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 6,676 previously reported stock units. The remaining 4,048 shares were distributed to the reporting person as shares of common stock. Read SEC document |
| January 23, 2018 Filed Jan 25, 2018 23:04 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 9,090 | $106.71 | $969,993.90 |
DisclosureSEC source: 0000073124-18-000040 · wf-form4_151692144398623.xml · nonDerivative · entry 3 MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,464 F2 · balance_after: Includes 57,687 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 23, 2018 Filed Jan 25, 2018 23:04 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 25,853 | $106.71 | $2,758,773.63 |
DisclosureSEC source: 0000073124-18-000040 · wf-form4_151692144398623.xml · nonDerivative · entry 2 MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,554 F2 · balance_after: Includes 57,687 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 21:54 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 3 | $97.29 | $291.87 |
DisclosureSEC source: 0000073124-17-000332 · wf-form4_151372047728257.xml · nonDerivative · entry 1 MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,834 F1 · balance_after: On December 15, 2017, 6 already reported stock units vested. Of this amount, 3 were withheld in payment of Federal, State and Medicare taxes and the remaining 3 were distributed to the reporting person as shares of common stock. F2 · balance_after: Includes 57,820 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 15, 2017 Filed Jan 25, 2018 23:04 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 133 | $97.29 | $12,939.57 |
DisclosureSEC source: 0000073124-18-000040 · wf-form4_151692144398623.xml · nonDerivative · entry 1 MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,701 F1 · shares: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units. F2 · balance_after: Includes 57,687 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 01, 2017 Filed Dec 5, 2017 23:53 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 30,000 | $96.48 | $2,894,400.00 |
DisclosureSEC source: 0000073124-17-000325 · wf-form4_151251798461997.xml · nonDerivative · entry 1 MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,837 F1 · price: Price reflects the weighted average sales price from $96.09 to $96.98. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F2 · balance_after: Includes 57,826 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| October 25, 2017 Filed Oct 26, 2017 00:16 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 11,058 | $94.34 | $1,043,211.72 |
DisclosureSEC source: 0000073124-17-000307 · wf-form4_150897697175185.xml · nonDerivative · entry 2 MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,837 F3 · price: Price reflects the weighted average sales price from $94.32 to $94.39. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F2 · balance_after: Includes 57,826 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| October 20, 2017 Filed Oct 26, 2017 00:16 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 7,251 | $95.62 | $693,340.62 |
DisclosureSEC source: 0000073124-17-000307 · wf-form4_150897697175185.xml · nonDerivative · entry 1 MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,895 F1 · balance_after: On October 20, 2017, 18,309 already reported stock units vested. Of this amount, 7,251 were withheld in payment of Federal, State and Medicare taxes and the remaining 11,058 were distributed to the reporting person as shares of common stock. F2 · balance_after: Includes 57,826 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| June 12, 2017 Filed Jun 13, 2017 21:16 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 30,044 | $0.00 Strike: $60.85 | $0.00 |
DisclosureSEC source: 0000073124-17-000219 · wf-form4_149738854341031.xml · derivative · entry 8 MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,014 Underlying: Common Stock · 30,044 shares Expires 2024-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option becomes exercisable in four equal annual installments beginning 2/10/2015. Read SEC document |
| June 12, 2017 Filed Jun 13, 2017 21:16 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 11,921 | $0.00 Strike: $52.69 | $0.00 |
DisclosureSEC source: 0000073124-17-000219 · wf-form4_149738854341031.xml · derivative · entry 7 MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,921 shares Expires 2023-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/11/2014. Read SEC document |
| June 12, 2017 Filed Jun 13, 2017 21:16 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 41,965 | $91.89 | $3,856,163.85 |
DisclosureSEC source: 0000073124-17-000219 · wf-form4_149738854341031.xml · nonDerivative · entry 3 MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,146 F2 · price: Price reflects the weighted average sales price from $91.60 to $92.56. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 76,135 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| June 12, 2017 Filed Jun 13, 2017 21:16 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 30,044 | $60.85 | $1,828,177.40 |
DisclosureSEC source: 0000073124-17-000219 · wf-form4_149738854341031.xml · nonDerivative · entry 2 MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,111 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 76,135 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| June 12, 2017 Filed Jun 13, 2017 21:16 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 11,921 | $52.69 | $628,117.49 |
DisclosureSEC source: 0000073124-17-000219 · wf-form4_149738854341031.xml · nonDerivative · entry 1 MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,067 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 76,135 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| May 19, 2017 Filed May 23, 2017 21:37 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 25,000 | $87.28 | $2,182,000.00 |
DisclosureSEC source: 0000073124-17-000206 · wf-form4_149557542277281.xml · nonDerivative · entry 1 MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,146 F1 · price: Price reflects the weighted average sales price from $87.25 to $87.35. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F2 · balance_after: Includes 76,135 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 00:15 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 9,644 | $0.00 Strike: $70.21 | $0.00 |
DisclosureSEC source: 0000073124-17-000104 · wf-form4_148789530365696.xml · derivative · entry 10 MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,931 Underlying: Common Stock · 9,644 shares Expires 2025-02-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option becomes exercisable in four equal annual installments beginning on 2/17/2016. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 00:15 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 42,118 | $0.00 Strike: $71.23 | $0.00 |
DisclosureSEC source: 0000073124-17-000104 · wf-form4_148789530365696.xml · derivative · entry 9 MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 42,118 shares Expires 2018-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/19/2009. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 00:15 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 51,762 | $87.53 | $4,530,727.86 |
DisclosureSEC source: 0000073124-17-000104 · wf-form4_148789530365696.xml · nonDerivative · entry 4 MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,146 F2 · price: Price reflects the weighted average sales price from $87.45 to $87.63. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 76,135 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 00:15 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 9,644 | $70.21 | $677,105.24 |
DisclosureSEC source: 0000073124-17-000104 · wf-form4_148789530365696.xml · nonDerivative · entry 3 MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,908 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 76,135 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 00:15 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 42,118 | $71.23 | $3,000,065.14 |
DisclosureSEC source: 0000073124-17-000104 · wf-form4_148789530365696.xml · nonDerivative · entry 2 MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,264 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 76,135 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 00:15 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantEmployee Stock Option (right-to-buy) · Derivative | 15,486 | $0.00 Strike: $88.06 | $0.00 |
DisclosureSEC source: 0000073124-17-000104 · wf-form4_148789530365696.xml · derivative · entry 8 MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,486 Underlying: Common Stock · 15,486 shares Expires 2027-02-21 F3 · derivative.exercise_date: This option becomes exercisable in four equal annual installments beginning 2/21/2018. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 00:15 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 3,407 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000104 · wf-form4_148789530365696.xml · nonDerivative · entry 1 MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,146 F1 · balance_after: Includes 76,135 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 11, 2017 Filed Feb 15, 2017 02:38 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 3,334 | $86.31 | $287,740.87 |
DisclosureSEC source: 0000073124-17-000058 · wf-form4_148712629773516.xml · nonDerivative · entry 2 MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,739 F3 · balance_after: On February 11, 2017, 7,947 already reported stock units, granted on February 11, 2013, vested. Of this amount, 3,334 were withheld in payment of Federal, State and Medicare taxes and the remaining 4,613 were distributed to the reporting person as shares of common stock. F4 · balance_after: Includes 72,728 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 10, 2017 Filed Feb 15, 2017 02:38 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 2,802 | $85.66 | $240,005.31 |
DisclosureSEC source: 0000073124-17-000058 · wf-form4_148712629773516.xml · nonDerivative · entry 1 MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,073 F1 · balance_after: On February 10, 2017, 6,667 already reported stock units, granted on February 10, 2014, vested. Of this amount, 2,802 were withheld in payment of Federal, State and Medicare taxes and the remaining 3,875 were distributed to the reporting person as shares of common stock. F2 · balance_after: Includes 80,675 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 01:42 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 10,350 | $88.93 | $920,373.75 |
DisclosureSEC source: 0000073124-17-000034 · wf-form4_148479013198249.xml · nonDerivative · entry 2 MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,875 F1 · balance_after: Includes 87,352 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 01:42 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 28,469 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000034 · wf-form4_148479013198249.xml · nonDerivative · entry 1 MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,225 F1 · balance_after: Includes 87,352 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 00:38 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 35,764 | $0.00 Strike: $52.69 | $0.00 |
DisclosureSEC source: 0000073124-16-000515 · wf-form4_147917030869879.xml · derivative · entry 7 MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,921 Underlying: Common Stock · 35,764 shares Expires 2023-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option becomes exercisable in four equal annual installments beginning 2/11/2014. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 00:38 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 1,932 | $82.01 | $158,443.32 |
DisclosureSEC source: 0000073124-16-000515 · wf-form4_147917030869879.xml · nonDerivative · entry 3 MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,756 F3 · price: Price reflects the weighted average sales price from $82.00 to $82.07. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 87,352 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 00:38 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 53,832 | $81.36 | $4,379,771.52 |
DisclosureSEC source: 0000073124-16-000515 · wf-form4_147917030869879.xml · nonDerivative · entry 2 MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,688 F2 · price: Price reflects the weighted average sales price from $81.06 to $81.98. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 87,352 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 00:38 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 35,764 | $52.69 | $1,884,405.16 |
DisclosureSEC source: 0000073124-16-000515 · wf-form4_147917030869879.xml · nonDerivative · entry 1 MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,520 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 87,352 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| November 10, 2016 Filed Nov 10, 2016 23:39 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 20,000 | $79.41 | $1,588,200.00 |
DisclosureSEC source: 0000073124-16-000506 · wf-form4_147882115158166.xml · nonDerivative · entry 1 MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,756 F1 · balance_after: Includes 87,352 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| October 31, 2016 Filed Nov 2, 2016 22:59 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 71,239 | $0.00 Strike: $52.64 | $0.00 |
DisclosureSEC source: 0000073124-16-000481 · wf-form4_147812754090012.xml · derivative · entry 8 MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 71,239 shares Expires 2021-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/14/2012. Read SEC document |
| October 31, 2016 Filed Nov 2, 2016 22:59 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GiftCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-16-000481 · wf-form4_147812754090012.xml · nonDerivative · entry 4 MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,756 F1 · balance_after: Includes 87,352 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| October 31, 2016 Filed Nov 2, 2016 22:59 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 27,000 | $72.56 | $1,959,120.00 |
DisclosureSEC source: 0000073124-16-000481 · wf-form4_147812754090012.xml · nonDerivative · entry 3 MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,756 F3 · price: Price reflects the weighted average sales price from $72.39 to $72.70. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 87,352 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.