Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Ares Dynamic Credit Allocation Fund, Inc.ARDC · Entity 5956 | Director | December 04, 2018 | December 11, 2018 |
| CION Ares Diversified Credit FundCADEX · Entity 31546 | Director | December 01, 2016 | December 01, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Ares Dynamic Credit Allocation Fund, Inc.
Report date December 04, 2018 · Filed December 11, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy the Hunt Living Trust | 7,000 |
Reported balance
After 2018-12-04 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2018-12-04 · Purchase · Acquired 2,000 · Balance 7,000 F1: The shares are held by the Hunt Living Trust, of which the reporting person is a beneficiary. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares are held by the Hunt Living Trust, of which the reporting person is a beneficiary.
CION Ares Diversified Credit Fund
Report date December 01, 2016 · Filed December 01, 2016
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 04, 2018 Filed Dec 11, 2018 14:21 UTC | Ares Dynamic Credit Allocation Fund, Inc. ARDC · Entity 5956 | PurchaseCommon Stock | 2,000 | $14.77 | $29,538.60 |
DisclosureSEC source: 0001104659-18-072321 · a4.xml · nonDerivative · entry 1 HUNT JAMES KELSO · CIK 0001273532 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By the Hunt Living Trust Disclosed balance after: 7,000 F1 · ownership.nature: The shares are held by the Hunt Living Trust, of which the reporting person is a beneficiary. Read SEC document |
| December 21, 2016 Filed Dec 22, 2016 13:42 UTC | Ares Dynamic Credit Allocation Fund, Inc. ARDC · Entity 5956 | PurchaseCommon Stock | 5,000 | $14.97 | $74,844.00 |
DisclosureSEC source: 0001104659-16-163426 · a4.xml · nonDerivative · entry 1 HUNT JAMES KELSO · CIK 0001273532 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By the Hunt Living Trust Disclosed balance after: 5,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.965 to $14.969, inclusive. The Reporting Person undertakes to provide to Ares Dynamic Credit Allocation Fund, Inc., any security holder of Ares Dynamic Credit Allocation Fund, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. F2 · ownership.nature: The shares are held by the Hunt Living Trust, of which the reporting person is a beneficiary. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.