organization · Reporting owner
HIGHLAND ENTREPRENEURS FUND VI LP
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Carbon Black, Inc.CBLK · Entity 154518 | 10% owner | December 12, 2018 | December 14, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Carbon Black, Inc.
Report date December 12, 2018 · Filed December 14, 2018
Jointly reported with Highland Management Partners VI, Inc., HIGHLAND MANAGEMENT PARTNERS VI L P, HIGHLAND CAPITAL PARTNERS VI-B LP, HIGHLAND CAPITAL PARTNERS VI LP, Highland Management Partners VII, LLC, Highland Management Partners VII Limited Partnership, Highland Capital Partners VII LP, HIGHLAND CAPITAL PARTNERS VII-B L P, Highland Capital Partners VII-C LP
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Highland Capital Partners VI Limited Partnership | 2,035,739 |
Reported balance
After 2018-12-12 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-12-12 · Other · Disposed 1,166,810 · Balance 2,035,739 F1: Effective December 12, 2018, Highland Capital Partners VI Limited Partnership ("HCP VI"), a venture capital partnership, distributed in-kind, without consideration, a total of 1,166,810 shares of Common Stock of the Issuer to its limited partners, including Highland Management Partners VI Limited Partnership ("HMP VI LP"), the general partner of HCP VI, and to the limited partners of HMP VI LP. The general partner of HMP VI LP is Highland Management Partners VI, Inc. ("Highland Management"). Each of HMP VI LP and Highland Management disclaims Section 16 beneficial ownership of all shares except to the extent of their pecuniary interest, if any, therein. This report shall not be deemed to be an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy Highland Capital Partners VI-B Limited Partnership | 1,116,002 |
Reported balance
After 2018-12-12 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2018-12-12 · Other · Disposed 639,653 · Balance 1,116,002 F2: Effective December 12, 2018, Highland Capital Partners VI-B Limited Partnership ("HCP VI-B"), a venture capital partnership, distributed in-kind, without consideration, a total of 639,653 shares of Common Stock of the Issuer to its limited partners, including HMP VI LP, the general partner of HCP VI-B, and to the limited partners of HMP VI LP. The general partner of HMP VI LP is Highland Management. Each of HMP VI LP and Highland Management disclaims Section 16 beneficial ownership of all shares except to the extent of their pecuniary interest, if any, therein. This report shall not be deemed to be an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy Highland Entrepreneurs' Fund VI Limited Partnership | 100,829 |
Reported balance
After 2018-12-12 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2018-12-12 · Other · Disposed 57,792 · Balance 100,829 F3: Effective December 12, 2018, Highland Entrepreneurs' Fund VI Limited Partnership ("HEF VI"), a venture capital partnership, distributed in-kind, without consideration, a total of 57,792 shares of Common Stock of the Issuer to its limited partners, including HEF VI Limited Partnership ("HEF"), the general partner of HEF VI, and to the limited partners of HEF. The general partner of HEF is Highland Management. Each of HEF and Highland Management disclaims Section 16 beneficial ownership of all shares except to the extent of their pecuniary interest, if any, therein. This report shall not be deemed to be an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy Highland Capital Partners VII Limited Partnership | 521,234 |
Reported balance
After 2018-12-12 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2018-12-12 · Other · Disposed 298,754 · Balance 521,234 F4: Effective December 12, 2018, Highland Capital Partners VII Limited Partnership ("HCP VII"), a venture capital partnership, distributed in-kind, without consideration, a total of 298,754 shares of Common Stock of the Issuer to its limited partners, including Highland Management Partners VII Limited Partnership ("HMP VII LP"), the general partner of HCP VII, and to the limited partners of HMP VII LP. The general partner of HMP VII LP is Highland Management Partners VII, LLC ("HMP VII LLC"). Each of HMP VII LP and HMP VII LLC disclaims Section 16 beneficial ownership of all shares except to the extent of their pecuniary interest, if any, therein. This report shall not be deemed to be an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy Highland Capital Partners VII-B Limited Partnership | 126,304 |
Reported balance
After 2018-12-12 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2018-12-12 · Other · Disposed 72,394 · Balance 126,304 F5: Effective December 12, 2018, Highland Capital Partners VII-B Limited Partnership ("HCP VII-B"), a venture capital partnership, distributed in-kind, without consideration, a total of 72,394 shares of Common Stock of the Issuer to its limited partners, including HMP VII LP, the general partner of HCP VII-B, and to the limited partners of HMP VII LP. The general partner of HMP VII LP is HMP VII LLC. Each of HMP VII LP and HMP VII LLC disclaims Section 16 beneficial ownership of all shares except to the extent of their pecuniary interest, if any, therein. This report shall not be deemed to be an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy Highland Capital Partners VII-C Limited Partnership | 183,940 |
Reported balance
After 2018-12-12 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2018-12-12 · Other · Disposed 105,428 · Balance 183,940 F6: Effective December 12, 2018, Highland Capital Partners VII-C Limited Partnership ("HCP VII-C"), a venture capital partnership, distributed in-kind, without consideration, a total of 105,428 shares of Common Stock of the Issuer to its limited partners, including HMP VII LP, the general partner of HCP VII-C, and to the limited partners of HMP VII LP. The general partner of HMP VII LP is HMP VII LLC. Each of HMP VII LP and HMP VII LLC disclaims Section 16 beneficial ownership of all shares except to the extent of their pecuniary interest, if any, therein. This report shall not be deemed to be an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy Highland Entrepreneurs' Fund VII Limited Partnership | 16,331 |
Reported balance
After 2018-12-12 transaction · row 7
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 7 · 2018-12-12 · Other · Disposed 9,362 · Balance 16,331 F7: Effective December 12, 2018, Highland Entrepreneurs' Fund VII Limited Partnership ("HEF VII"), a venture capital partnership, distributed in-kind, without consideration, a total of 9,362 shares of Common Stock of the Issuer to its limited partners, including HMP VII LP, the general partner of HEF VII, and to the limited partners of HMP VII LP. The general partner of HMP VII LP is HMP VII LLC. Each of HMP VII LP and HMP VII LLC disclaims Section 16 beneficial ownership of all shares except to the extent of their pecuniary interest, if any, therein. This report shall not be deemed to be an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Effective December 12, 2018, Highland Capital Partners VI Limited Partnership ("HCP VI"), a venture capital partnership, distributed in-kind, without consideration, a total of 1,166,810 shares of Common Stock of the Issuer to its limited partners, including Highland Management Partners VI Limited Partnership ("HMP VI LP"), the general partner of HCP VI, and to the limited partners of HMP VI LP. The general partner of HMP VI LP is Highland Management Partners VI, Inc. ("Highland Management"). Each of HMP VI LP and Highland Management disclaims Section 16 beneficial ownership of all shares except to the extent of their pecuniary interest, if any, therein. This report shall not be deemed to be an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose.
F2: Effective December 12, 2018, Highland Capital Partners VI-B Limited Partnership ("HCP VI-B"), a venture capital partnership, distributed in-kind, without consideration, a total of 639,653 shares of Common Stock of the Issuer to its limited partners, including HMP VI LP, the general partner of HCP VI-B, and to the limited partners of HMP VI LP. The general partner of HMP VI LP is Highland Management. Each of HMP VI LP and Highland Management disclaims Section 16 beneficial ownership of all shares except to the extent of their pecuniary interest, if any, therein. This report shall not be deemed to be an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose.
F3: Effective December 12, 2018, Highland Entrepreneurs' Fund VI Limited Partnership ("HEF VI"), a venture capital partnership, distributed in-kind, without consideration, a total of 57,792 shares of Common Stock of the Issuer to its limited partners, including HEF VI Limited Partnership ("HEF"), the general partner of HEF VI, and to the limited partners of HEF. The general partner of HEF is Highland Management. Each of HEF and Highland Management disclaims Section 16 beneficial ownership of all shares except to the extent of their pecuniary interest, if any, therein. This report shall not be deemed to be an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose.
F4: Effective December 12, 2018, Highland Capital Partners VII Limited Partnership ("HCP VII"), a venture capital partnership, distributed in-kind, without consideration, a total of 298,754 shares of Common Stock of the Issuer to its limited partners, including Highland Management Partners VII Limited Partnership ("HMP VII LP"), the general partner of HCP VII, and to the limited partners of HMP VII LP. The general partner of HMP VII LP is Highland Management Partners VII, LLC ("HMP VII LLC"). Each of HMP VII LP and HMP VII LLC disclaims Section 16 beneficial ownership of all shares except to the extent of their pecuniary interest, if any, therein. This report shall not be deemed to be an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose.
F5: Effective December 12, 2018, Highland Capital Partners VII-B Limited Partnership ("HCP VII-B"), a venture capital partnership, distributed in-kind, without consideration, a total of 72,394 shares of Common Stock of the Issuer to its limited partners, including HMP VII LP, the general partner of HCP VII-B, and to the limited partners of HMP VII LP. The general partner of HMP VII LP is HMP VII LLC. Each of HMP VII LP and HMP VII LLC disclaims Section 16 beneficial ownership of all shares except to the extent of their pecuniary interest, if any, therein. This report shall not be deemed to be an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose.
F6: Effective December 12, 2018, Highland Capital Partners VII-C Limited Partnership ("HCP VII-C"), a venture capital partnership, distributed in-kind, without consideration, a total of 105,428 shares of Common Stock of the Issuer to its limited partners, including HMP VII LP, the general partner of HCP VII-C, and to the limited partners of HMP VII LP. The general partner of HMP VII LP is HMP VII LLC. Each of HMP VII LP and HMP VII LLC disclaims Section 16 beneficial ownership of all shares except to the extent of their pecuniary interest, if any, therein. This report shall not be deemed to be an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose.
F7: Effective December 12, 2018, Highland Entrepreneurs' Fund VII Limited Partnership ("HEF VII"), a venture capital partnership, distributed in-kind, without consideration, a total of 9,362 shares of Common Stock of the Issuer to its limited partners, including HMP VII LP, the general partner of HEF VII, and to the limited partners of HMP VII LP. The general partner of HMP VII LP is HMP VII LLC. Each of HMP VII LP and HMP VII LLC disclaims Section 16 beneficial ownership of all shares except to the extent of their pecuniary interest, if any, therein. This report shall not be deemed to be an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Imprivata Inc
Report date September 16, 2016 · Filed September 20, 2016
Jointly reported with Highland Management Partners VI, Inc., HIGHLAND CAPITAL PARTNERS VI-B LP, HIGHLAND MANAGEMENT PARTNERS VI L P, HIGHLAND CAPITAL PARTNERS VI LP
Section 16 reporting ended · disclosed 2016-09-20. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Reported balance
After 2016-09-16 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2016-09-16 · Disposition to issuer · Disposed 959,723 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger between the Issuer, Project Brady Merger Sub, Inc. and Project Brady Holdings, LLC (the "Merger Agreement"),whereby, at the effective time of the merger contemplated therein (the "Effective Time"), all issued and outstanding shares of the Issuer's common stock were converted into the right to receive $19.25 per share in cash and, when so converted, automatically cancelled. F2: The securities are held by Highland Capital Partners VI-B Limited Partnership ("HCP VI-B"). Highland Management Partners VI Limited Partnership. ("HMP VI LP") is the general partner of HCP VI-B. Highland Management Partners VI, Inc. ("HMP VI INC") is the general partner of HMP VI LP. Each of HMP VI INC and HMP VI LP disclaims beneficial ownership of all shares held by HCP VI-B except to the extent, if any, of such entity's pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Reported balance
After 2016-09-16 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2016-09-16 · Disposition to issuer · Disposed 1,751,129 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger between the Issuer, Project Brady Merger Sub, Inc. and Project Brady Holdings, LLC (the "Merger Agreement"),whereby, at the effective time of the merger contemplated therein (the "Effective Time"), all issued and outstanding shares of the Issuer's common stock were converted into the right to receive $19.25 per share in cash and, when so converted, automatically cancelled. F3: The securities are held by Highland Capital Partners VI Limited Partnership ("HCP VI"). Highland Management Partners VI Limited Partnership. ("HMP VI LP") is the general partner of HCP VI. Highland Management Partners VI, Inc. ("HMP VI INC") is the general partner of HMP VI LP. Each of HMP VI INC and HMP VI LP disclaims beneficial ownership of all shares held by HCP VI except to the extent, if any, of such entity's pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Reported balance
After 2016-09-16 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2016-09-16 · Disposition to issuer · Disposed 86,724 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger between the Issuer, Project Brady Merger Sub, Inc. and Project Brady Holdings, LLC (the "Merger Agreement"),whereby, at the effective time of the merger contemplated therein (the "Effective Time"), all issued and outstanding shares of the Issuer's common stock were converted into the right to receive $19.25 per share in cash and, when so converted, automatically cancelled. F4: The securities are held by Highland Entrepreneurs' Fund VI Limited Partnership ("HEF"). HEF VI Limited Partnership ("HMP VI LP") is the general partner of HEF. Highland Management Partners VI, Inc. ("HMP VI INC") is the general partner of HEF VI LP. Each of HMP VI INC and HEF VI LP disclaims beneficial ownership of all shares held by HEF except to the extent, if any, of such entity's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the Agreement and Plan of Merger between the Issuer, Project Brady Merger Sub, Inc. and Project Brady Holdings, LLC (the "Merger Agreement"),whereby, at the effective time of the merger contemplated therein (the "Effective Time"), all issued and outstanding shares of the Issuer's common stock were converted into the right to receive $19.25 per share in cash and, when so converted, automatically cancelled.
F2: The securities are held by Highland Capital Partners VI-B Limited Partnership ("HCP VI-B"). Highland Management Partners VI Limited Partnership. ("HMP VI LP") is the general partner of HCP VI-B. Highland Management Partners VI, Inc. ("HMP VI INC") is the general partner of HMP VI LP. Each of HMP VI INC and HMP VI LP disclaims beneficial ownership of all shares held by HCP VI-B except to the extent, if any, of such entity's pecuniary interest therein.
F3: The securities are held by Highland Capital Partners VI Limited Partnership ("HCP VI"). Highland Management Partners VI Limited Partnership. ("HMP VI LP") is the general partner of HCP VI. Highland Management Partners VI, Inc. ("HMP VI INC") is the general partner of HMP VI LP. Each of HMP VI INC and HMP VI LP disclaims beneficial ownership of all shares held by HCP VI except to the extent, if any, of such entity's pecuniary interest therein.
F4: The securities are held by Highland Entrepreneurs' Fund VI Limited Partnership ("HEF"). HEF VI Limited Partnership ("HMP VI LP") is the general partner of HEF. Highland Management Partners VI, Inc. ("HMP VI INC") is the general partner of HEF VI LP. Each of HMP VI INC and HEF VI LP disclaims beneficial ownership of all shares held by HEF except to the extent, if any, of such entity's pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 12, 2018 Filed Dec 14, 2018 17:15 UTC | Carbon Black, Inc. CBLK · Entity 154518 | OtherCommon Stock | 9,362 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-073134 · a4.xml · nonDerivative · entry 7 Highland Management Partners VI, Inc. · CIK 0001456415 · 10% owner HIGHLAND MANAGEMENT PARTNERS VI L P · CIK 0001253995 · 10% owner HIGHLAND CAPITAL PARTNERS VI-B LP · CIK 0001135507 · 10% owner HIGHLAND CAPITAL PARTNERS VI LP · CIK 0001135500 · 10% owner HIGHLAND ENTREPRENEURS FUND VI LP · CIK 0001156158 · 10% owner Highland Management Partners VII, LLC · CIK 0001554026 · 10% owner Highland Management Partners VII Limited Partnership · CIK 0001554027 · 10% owner Highland Capital Partners VII LP · CIK 0001343678 · 10% owner HIGHLAND CAPITAL PARTNERS VII-B L P · CIK 0001343244 · 10% owner Highland Capital Partners VII-C LP · CIK 0001343673 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Highland Entrepreneurs' Fund VII Limited Partnership Disclosed balance after: 16,331 F7 · kind: Effective December 12, 2018, Highland Entrepreneurs' Fund VII Limited Partnership ("HEF VII"), a venture capital partnership, distributed in-kind, without consideration, a total of 9,362 shares of Common Stock of the Issuer to its limited partners, including HMP VII LP, the general partner of HEF VII, and to the limited partners of HMP VII LP. The general partner of HMP VII LP is HMP VII LLC. Each of HMP VII LP and HMP VII LLC disclaims Section 16 beneficial ownership of all shares except to the extent of their pecuniary interest, if any, therein. This report shall not be deemed to be an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. F7 · ownership.nature: Effective December 12, 2018, Highland Entrepreneurs' Fund VII Limited Partnership ("HEF VII"), a venture capital partnership, distributed in-kind, without consideration, a total of 9,362 shares of Common Stock of the Issuer to its limited partners, including HMP VII LP, the general partner of HEF VII, and to the limited partners of HMP VII LP. The general partner of HMP VII LP is HMP VII LLC. Each of HMP VII LP and HMP VII LLC disclaims Section 16 beneficial ownership of all shares except to the extent of their pecuniary interest, if any, therein. This report shall not be deemed to be an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| December 12, 2018 Filed Dec 14, 2018 17:15 UTC | Carbon Black, Inc. CBLK · Entity 154518 | OtherCommon Stock | 105,428 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-073134 · a4.xml · nonDerivative · entry 6 Highland Management Partners VI, Inc. · CIK 0001456415 · 10% owner HIGHLAND MANAGEMENT PARTNERS VI L P · CIK 0001253995 · 10% owner HIGHLAND CAPITAL PARTNERS VI-B LP · CIK 0001135507 · 10% owner HIGHLAND CAPITAL PARTNERS VI LP · CIK 0001135500 · 10% owner HIGHLAND ENTREPRENEURS FUND VI LP · CIK 0001156158 · 10% owner Highland Management Partners VII, LLC · CIK 0001554026 · 10% owner Highland Management Partners VII Limited Partnership · CIK 0001554027 · 10% owner Highland Capital Partners VII LP · CIK 0001343678 · 10% owner HIGHLAND CAPITAL PARTNERS VII-B L P · CIK 0001343244 · 10% owner Highland Capital Partners VII-C LP · CIK 0001343673 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Highland Capital Partners VII-C Limited Partnership Disclosed balance after: 183,940 F6 · kind: Effective December 12, 2018, Highland Capital Partners VII-C Limited Partnership ("HCP VII-C"), a venture capital partnership, distributed in-kind, without consideration, a total of 105,428 shares of Common Stock of the Issuer to its limited partners, including HMP VII LP, the general partner of HCP VII-C, and to the limited partners of HMP VII LP. The general partner of HMP VII LP is HMP VII LLC. Each of HMP VII LP and HMP VII LLC disclaims Section 16 beneficial ownership of all shares except to the extent of their pecuniary interest, if any, therein. This report shall not be deemed to be an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. F6 · ownership.nature: Effective December 12, 2018, Highland Capital Partners VII-C Limited Partnership ("HCP VII-C"), a venture capital partnership, distributed in-kind, without consideration, a total of 105,428 shares of Common Stock of the Issuer to its limited partners, including HMP VII LP, the general partner of HCP VII-C, and to the limited partners of HMP VII LP. The general partner of HMP VII LP is HMP VII LLC. Each of HMP VII LP and HMP VII LLC disclaims Section 16 beneficial ownership of all shares except to the extent of their pecuniary interest, if any, therein. This report shall not be deemed to be an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| December 12, 2018 Filed Dec 14, 2018 17:15 UTC | Carbon Black, Inc. CBLK · Entity 154518 | OtherCommon Stock | 72,394 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-073134 · a4.xml · nonDerivative · entry 5 Highland Management Partners VI, Inc. · CIK 0001456415 · 10% owner HIGHLAND MANAGEMENT PARTNERS VI L P · CIK 0001253995 · 10% owner HIGHLAND CAPITAL PARTNERS VI-B LP · CIK 0001135507 · 10% owner HIGHLAND CAPITAL PARTNERS VI LP · CIK 0001135500 · 10% owner HIGHLAND ENTREPRENEURS FUND VI LP · CIK 0001156158 · 10% owner Highland Management Partners VII, LLC · CIK 0001554026 · 10% owner Highland Management Partners VII Limited Partnership · CIK 0001554027 · 10% owner Highland Capital Partners VII LP · CIK 0001343678 · 10% owner HIGHLAND CAPITAL PARTNERS VII-B L P · CIK 0001343244 · 10% owner Highland Capital Partners VII-C LP · CIK 0001343673 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Highland Capital Partners VII-B Limited Partnership Disclosed balance after: 126,304 F5 · kind: Effective December 12, 2018, Highland Capital Partners VII-B Limited Partnership ("HCP VII-B"), a venture capital partnership, distributed in-kind, without consideration, a total of 72,394 shares of Common Stock of the Issuer to its limited partners, including HMP VII LP, the general partner of HCP VII-B, and to the limited partners of HMP VII LP. The general partner of HMP VII LP is HMP VII LLC. Each of HMP VII LP and HMP VII LLC disclaims Section 16 beneficial ownership of all shares except to the extent of their pecuniary interest, if any, therein. This report shall not be deemed to be an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. F5 · ownership.nature: Effective December 12, 2018, Highland Capital Partners VII-B Limited Partnership ("HCP VII-B"), a venture capital partnership, distributed in-kind, without consideration, a total of 72,394 shares of Common Stock of the Issuer to its limited partners, including HMP VII LP, the general partner of HCP VII-B, and to the limited partners of HMP VII LP. The general partner of HMP VII LP is HMP VII LLC. Each of HMP VII LP and HMP VII LLC disclaims Section 16 beneficial ownership of all shares except to the extent of their pecuniary interest, if any, therein. This report shall not be deemed to be an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| December 12, 2018 Filed Dec 14, 2018 17:15 UTC | Carbon Black, Inc. CBLK · Entity 154518 | OtherCommon Stock | 298,754 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-073134 · a4.xml · nonDerivative · entry 4 Highland Management Partners VI, Inc. · CIK 0001456415 · 10% owner HIGHLAND MANAGEMENT PARTNERS VI L P · CIK 0001253995 · 10% owner HIGHLAND CAPITAL PARTNERS VI-B LP · CIK 0001135507 · 10% owner HIGHLAND CAPITAL PARTNERS VI LP · CIK 0001135500 · 10% owner HIGHLAND ENTREPRENEURS FUND VI LP · CIK 0001156158 · 10% owner Highland Management Partners VII, LLC · CIK 0001554026 · 10% owner Highland Management Partners VII Limited Partnership · CIK 0001554027 · 10% owner Highland Capital Partners VII LP · CIK 0001343678 · 10% owner HIGHLAND CAPITAL PARTNERS VII-B L P · CIK 0001343244 · 10% owner Highland Capital Partners VII-C LP · CIK 0001343673 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Highland Capital Partners VII Limited Partnership Disclosed balance after: 521,234 F4 · kind: Effective December 12, 2018, Highland Capital Partners VII Limited Partnership ("HCP VII"), a venture capital partnership, distributed in-kind, without consideration, a total of 298,754 shares of Common Stock of the Issuer to its limited partners, including Highland Management Partners VII Limited Partnership ("HMP VII LP"), the general partner of HCP VII, and to the limited partners of HMP VII LP. The general partner of HMP VII LP is Highland Management Partners VII, LLC ("HMP VII LLC"). Each of HMP VII LP and HMP VII LLC disclaims Section 16 beneficial ownership of all shares except to the extent of their pecuniary interest, if any, therein. This report shall not be deemed to be an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. F4 · ownership.nature: Effective December 12, 2018, Highland Capital Partners VII Limited Partnership ("HCP VII"), a venture capital partnership, distributed in-kind, without consideration, a total of 298,754 shares of Common Stock of the Issuer to its limited partners, including Highland Management Partners VII Limited Partnership ("HMP VII LP"), the general partner of HCP VII, and to the limited partners of HMP VII LP. The general partner of HMP VII LP is Highland Management Partners VII, LLC ("HMP VII LLC"). Each of HMP VII LP and HMP VII LLC disclaims Section 16 beneficial ownership of all shares except to the extent of their pecuniary interest, if any, therein. This report shall not be deemed to be an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| December 12, 2018 Filed Dec 14, 2018 17:15 UTC | Carbon Black, Inc. CBLK · Entity 154518 | OtherCommon Stock | 57,792 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-073134 · a4.xml · nonDerivative · entry 3 Highland Management Partners VI, Inc. · CIK 0001456415 · 10% owner HIGHLAND MANAGEMENT PARTNERS VI L P · CIK 0001253995 · 10% owner HIGHLAND CAPITAL PARTNERS VI-B LP · CIK 0001135507 · 10% owner HIGHLAND CAPITAL PARTNERS VI LP · CIK 0001135500 · 10% owner HIGHLAND ENTREPRENEURS FUND VI LP · CIK 0001156158 · 10% owner Highland Management Partners VII, LLC · CIK 0001554026 · 10% owner Highland Management Partners VII Limited Partnership · CIK 0001554027 · 10% owner Highland Capital Partners VII LP · CIK 0001343678 · 10% owner HIGHLAND CAPITAL PARTNERS VII-B L P · CIK 0001343244 · 10% owner Highland Capital Partners VII-C LP · CIK 0001343673 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Highland Entrepreneurs' Fund VI Limited Partnership Disclosed balance after: 100,829 F3 · kind: Effective December 12, 2018, Highland Entrepreneurs' Fund VI Limited Partnership ("HEF VI"), a venture capital partnership, distributed in-kind, without consideration, a total of 57,792 shares of Common Stock of the Issuer to its limited partners, including HEF VI Limited Partnership ("HEF"), the general partner of HEF VI, and to the limited partners of HEF. The general partner of HEF is Highland Management. Each of HEF and Highland Management disclaims Section 16 beneficial ownership of all shares except to the extent of their pecuniary interest, if any, therein. This report shall not be deemed to be an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. F3 · ownership.nature: Effective December 12, 2018, Highland Entrepreneurs' Fund VI Limited Partnership ("HEF VI"), a venture capital partnership, distributed in-kind, without consideration, a total of 57,792 shares of Common Stock of the Issuer to its limited partners, including HEF VI Limited Partnership ("HEF"), the general partner of HEF VI, and to the limited partners of HEF. The general partner of HEF is Highland Management. Each of HEF and Highland Management disclaims Section 16 beneficial ownership of all shares except to the extent of their pecuniary interest, if any, therein. This report shall not be deemed to be an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| December 12, 2018 Filed Dec 14, 2018 17:15 UTC | Carbon Black, Inc. CBLK · Entity 154518 | OtherCommon Stock | 639,653 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-073134 · a4.xml · nonDerivative · entry 2 Highland Management Partners VI, Inc. · CIK 0001456415 · 10% owner HIGHLAND MANAGEMENT PARTNERS VI L P · CIK 0001253995 · 10% owner HIGHLAND CAPITAL PARTNERS VI-B LP · CIK 0001135507 · 10% owner HIGHLAND CAPITAL PARTNERS VI LP · CIK 0001135500 · 10% owner HIGHLAND ENTREPRENEURS FUND VI LP · CIK 0001156158 · 10% owner Highland Management Partners VII, LLC · CIK 0001554026 · 10% owner Highland Management Partners VII Limited Partnership · CIK 0001554027 · 10% owner Highland Capital Partners VII LP · CIK 0001343678 · 10% owner HIGHLAND CAPITAL PARTNERS VII-B L P · CIK 0001343244 · 10% owner Highland Capital Partners VII-C LP · CIK 0001343673 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Highland Capital Partners VI-B Limited Partnership Disclosed balance after: 1,116,002 F2 · kind: Effective December 12, 2018, Highland Capital Partners VI-B Limited Partnership ("HCP VI-B"), a venture capital partnership, distributed in-kind, without consideration, a total of 639,653 shares of Common Stock of the Issuer to its limited partners, including HMP VI LP, the general partner of HCP VI-B, and to the limited partners of HMP VI LP. The general partner of HMP VI LP is Highland Management. Each of HMP VI LP and Highland Management disclaims Section 16 beneficial ownership of all shares except to the extent of their pecuniary interest, if any, therein. This report shall not be deemed to be an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. F2 · ownership.nature: Effective December 12, 2018, Highland Capital Partners VI-B Limited Partnership ("HCP VI-B"), a venture capital partnership, distributed in-kind, without consideration, a total of 639,653 shares of Common Stock of the Issuer to its limited partners, including HMP VI LP, the general partner of HCP VI-B, and to the limited partners of HMP VI LP. The general partner of HMP VI LP is Highland Management. Each of HMP VI LP and Highland Management disclaims Section 16 beneficial ownership of all shares except to the extent of their pecuniary interest, if any, therein. This report shall not be deemed to be an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| December 12, 2018 Filed Dec 14, 2018 17:15 UTC | Carbon Black, Inc. CBLK · Entity 154518 | OtherCommon Stock | 1,166,810 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-073134 · a4.xml · nonDerivative · entry 1 Highland Management Partners VI, Inc. · CIK 0001456415 · 10% owner HIGHLAND MANAGEMENT PARTNERS VI L P · CIK 0001253995 · 10% owner HIGHLAND CAPITAL PARTNERS VI-B LP · CIK 0001135507 · 10% owner HIGHLAND CAPITAL PARTNERS VI LP · CIK 0001135500 · 10% owner HIGHLAND ENTREPRENEURS FUND VI LP · CIK 0001156158 · 10% owner Highland Management Partners VII, LLC · CIK 0001554026 · 10% owner Highland Management Partners VII Limited Partnership · CIK 0001554027 · 10% owner Highland Capital Partners VII LP · CIK 0001343678 · 10% owner HIGHLAND CAPITAL PARTNERS VII-B L P · CIK 0001343244 · 10% owner Highland Capital Partners VII-C LP · CIK 0001343673 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Highland Capital Partners VI Limited Partnership Disclosed balance after: 2,035,739 F1 · kind: Effective December 12, 2018, Highland Capital Partners VI Limited Partnership ("HCP VI"), a venture capital partnership, distributed in-kind, without consideration, a total of 1,166,810 shares of Common Stock of the Issuer to its limited partners, including Highland Management Partners VI Limited Partnership ("HMP VI LP"), the general partner of HCP VI, and to the limited partners of HMP VI LP. The general partner of HMP VI LP is Highland Management Partners VI, Inc. ("Highland Management"). Each of HMP VI LP and Highland Management disclaims Section 16 beneficial ownership of all shares except to the extent of their pecuniary interest, if any, therein. This report shall not be deemed to be an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. F1 · ownership.nature: Effective December 12, 2018, Highland Capital Partners VI Limited Partnership ("HCP VI"), a venture capital partnership, distributed in-kind, without consideration, a total of 1,166,810 shares of Common Stock of the Issuer to its limited partners, including Highland Management Partners VI Limited Partnership ("HMP VI LP"), the general partner of HCP VI, and to the limited partners of HMP VI LP. The general partner of HMP VI LP is Highland Management Partners VI, Inc. ("Highland Management"). Each of HMP VI LP and Highland Management disclaims Section 16 beneficial ownership of all shares except to the extent of their pecuniary interest, if any, therein. This report shall not be deemed to be an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 16:36 UTC | Carbon Black, Inc. CBLK · Entity 154518 | OtherCommon Stock | 8,565 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-071703 · a4.xml · nonDerivative · entry 7 Highland Management Partners VI, Inc. · CIK 0001456415 · 10% owner HIGHLAND MANAGEMENT PARTNERS VI L P · CIK 0001253995 · 10% owner HIGHLAND CAPITAL PARTNERS VI-B LP · CIK 0001135507 · 10% owner HIGHLAND CAPITAL PARTNERS VI LP · CIK 0001135500 · 10% owner HIGHLAND ENTREPRENEURS FUND VI LP · CIK 0001156158 · 10% owner Highland Management Partners VII, LLC · CIK 0001554026 · 10% owner Highland Management Partners VII Limited Partnership · CIK 0001554027 · 10% owner Highland Capital Partners VII LP · CIK 0001343678 · 10% owner HIGHLAND CAPITAL PARTNERS VII-B L P · CIK 0001343244 · 10% owner Highland Capital Partners VII-C LP · CIK 0001343673 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Highland Entrepreneurs' Fund VII Limited Partnership Disclosed balance after: 25,693 F7 · kind: Effective December 3, 2018, Highland Entrepreneurs' Fund VII Limited Partnership ("HEF VII"), a venture capital partnership, distributed in-kind, without consideration, a total of 8,565 shares of Common Stock of the Issuer to its limited partners, including HMP VII LP, the general partner of HEF VII, and to the limited partners of HMP VII LP. The general partner of HMP VII LP is HMP VII LLC. Each of HMP VII LP and HMP VII LLC disclaims Section 16 beneficial ownership of all shares except to the extent of their pecuniary interest, if any, therein. This report shall not be deemed to be an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. F7 · ownership.nature: Effective December 3, 2018, Highland Entrepreneurs' Fund VII Limited Partnership ("HEF VII"), a venture capital partnership, distributed in-kind, without consideration, a total of 8,565 shares of Common Stock of the Issuer to its limited partners, including HMP VII LP, the general partner of HEF VII, and to the limited partners of HMP VII LP. The general partner of HMP VII LP is HMP VII LLC. Each of HMP VII LP and HMP VII LLC disclaims Section 16 beneficial ownership of all shares except to the extent of their pecuniary interest, if any, therein. This report shall not be deemed to be an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 16:36 UTC | Carbon Black, Inc. CBLK · Entity 154518 | OtherCommon Stock | 96,456 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-071703 · a4.xml · nonDerivative · entry 6 Highland Management Partners VI, Inc. · CIK 0001456415 · 10% owner HIGHLAND MANAGEMENT PARTNERS VI L P · CIK 0001253995 · 10% owner HIGHLAND CAPITAL PARTNERS VI-B LP · CIK 0001135507 · 10% owner HIGHLAND CAPITAL PARTNERS VI LP · CIK 0001135500 · 10% owner HIGHLAND ENTREPRENEURS FUND VI LP · CIK 0001156158 · 10% owner Highland Management Partners VII, LLC · CIK 0001554026 · 10% owner Highland Management Partners VII Limited Partnership · CIK 0001554027 · 10% owner Highland Capital Partners VII LP · CIK 0001343678 · 10% owner HIGHLAND CAPITAL PARTNERS VII-B L P · CIK 0001343244 · 10% owner Highland Capital Partners VII-C LP · CIK 0001343673 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Highland Capital Partners VII-C Limited Partnership Disclosed balance after: 289,368 F6 · kind: Effective December 3, 2018, Highland Capital Partners VII-C Limited Partnership ("HCP VII-C"), a venture capital partnership, distributed in-kind, without consideration, a total of 96,456 shares of Common Stock of the Issuer to its limited partners, including HMP VII LP, the general partner of HCP VII-C, and to the limited partners of HMP VII LP. The general partner of HMP VII LP is HMP VII LLC. Each of HMP VII LP and HMP VII LLC disclaims Section 16 beneficial ownership of all shares except to the extent of their pecuniary interest, if any, therein. This report shall not be deemed to be an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. F6 · ownership.nature: Effective December 3, 2018, Highland Capital Partners VII-C Limited Partnership ("HCP VII-C"), a venture capital partnership, distributed in-kind, without consideration, a total of 96,456 shares of Common Stock of the Issuer to its limited partners, including HMP VII LP, the general partner of HCP VII-C, and to the limited partners of HMP VII LP. The general partner of HMP VII LP is HMP VII LLC. Each of HMP VII LP and HMP VII LLC disclaims Section 16 beneficial ownership of all shares except to the extent of their pecuniary interest, if any, therein. This report shall not be deemed to be an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 16:36 UTC | Carbon Black, Inc. CBLK · Entity 154518 | OtherCommon Stock | 66,233 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-071703 · a4.xml · nonDerivative · entry 5 Highland Management Partners VI, Inc. · CIK 0001456415 · 10% owner HIGHLAND MANAGEMENT PARTNERS VI L P · CIK 0001253995 · 10% owner HIGHLAND CAPITAL PARTNERS VI-B LP · CIK 0001135507 · 10% owner HIGHLAND CAPITAL PARTNERS VI LP · CIK 0001135500 · 10% owner HIGHLAND ENTREPRENEURS FUND VI LP · CIK 0001156158 · 10% owner Highland Management Partners VII, LLC · CIK 0001554026 · 10% owner Highland Management Partners VII Limited Partnership · CIK 0001554027 · 10% owner Highland Capital Partners VII LP · CIK 0001343678 · 10% owner HIGHLAND CAPITAL PARTNERS VII-B L P · CIK 0001343244 · 10% owner Highland Capital Partners VII-C LP · CIK 0001343673 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Highland Capital Partners VII-B Limited Partnership Disclosed balance after: 198,698 F5 · kind: Effective December 3, 2018, Highland Capital Partners VII-B Limited Partnership ("HCP VII-B"), a venture capital partnership, distributed in-kind, without consideration, a total of 66,233 shares of Common Stock of the Issuer to its limited partners, including HMP VII LP, the general partner of HCP VII-B, and to the limited partners of HMP VII LP. The general partner of HMP VII LP is HMP VII LLC. Each of HMP VII LP and HMP VII LLC disclaims Section 16 beneficial ownership of all shares except to the extent of their pecuniary interest, if any, therein. This report shall not be deemed to be an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. F5 · ownership.nature: Effective December 3, 2018, Highland Capital Partners VII-B Limited Partnership ("HCP VII-B"), a venture capital partnership, distributed in-kind, without consideration, a total of 66,233 shares of Common Stock of the Issuer to its limited partners, including HMP VII LP, the general partner of HCP VII-B, and to the limited partners of HMP VII LP. The general partner of HMP VII LP is HMP VII LLC. Each of HMP VII LP and HMP VII LLC disclaims Section 16 beneficial ownership of all shares except to the extent of their pecuniary interest, if any, therein. This report shall not be deemed to be an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 16:36 UTC | Carbon Black, Inc. CBLK · Entity 154518 | OtherCommon Stock | 273,330 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-071703 · a4.xml · nonDerivative · entry 4 Highland Management Partners VI, Inc. · CIK 0001456415 · 10% owner HIGHLAND MANAGEMENT PARTNERS VI L P · CIK 0001253995 · 10% owner HIGHLAND CAPITAL PARTNERS VI-B LP · CIK 0001135507 · 10% owner HIGHLAND CAPITAL PARTNERS VI LP · CIK 0001135500 · 10% owner HIGHLAND ENTREPRENEURS FUND VI LP · CIK 0001156158 · 10% owner Highland Management Partners VII, LLC · CIK 0001554026 · 10% owner Highland Management Partners VII Limited Partnership · CIK 0001554027 · 10% owner Highland Capital Partners VII LP · CIK 0001343678 · 10% owner HIGHLAND CAPITAL PARTNERS VII-B L P · CIK 0001343244 · 10% owner Highland Capital Partners VII-C LP · CIK 0001343673 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Highland Capital Partners VII Limited Partnership Disclosed balance after: 819,988 F4 · kind: Effective December 3, 2018, Highland Capital Partners VII Limited Partnership ("HCP VII"), a venture capital partnership, distributed in-kind, without consideration, a total of 273,330 shares of Common Stock of the Issuer to its limited partners, including Highland Management Partners VII Limited Partnership ("HMP VII LP"), the general partner of HCP VII, and to the limited partners of HMP VII LP. The general partner of HMP VII LP is Highland Management Partners VII, LLC ("HMP VII LLC"). Each of HMP VII LP and HMP VII LLC disclaims Section 16 beneficial ownership of all shares except to the extent of their pecuniary interest, if any, therein. This report shall not be deemed to be an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. F4 · ownership.nature: Effective December 3, 2018, Highland Capital Partners VII Limited Partnership ("HCP VII"), a venture capital partnership, distributed in-kind, without consideration, a total of 273,330 shares of Common Stock of the Issuer to its limited partners, including Highland Management Partners VII Limited Partnership ("HMP VII LP"), the general partner of HCP VII, and to the limited partners of HMP VII LP. The general partner of HMP VII LP is Highland Management Partners VII, LLC ("HMP VII LLC"). Each of HMP VII LP and HMP VII LLC disclaims Section 16 beneficial ownership of all shares except to the extent of their pecuniary interest, if any, therein. This report shall not be deemed to be an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 16:36 UTC | Carbon Black, Inc. CBLK · Entity 154518 | OtherCommon Stock | 52,874 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-071703 · a4.xml · nonDerivative · entry 3 Highland Management Partners VI, Inc. · CIK 0001456415 · 10% owner HIGHLAND MANAGEMENT PARTNERS VI L P · CIK 0001253995 · 10% owner HIGHLAND CAPITAL PARTNERS VI-B LP · CIK 0001135507 · 10% owner HIGHLAND CAPITAL PARTNERS VI LP · CIK 0001135500 · 10% owner HIGHLAND ENTREPRENEURS FUND VI LP · CIK 0001156158 · 10% owner Highland Management Partners VII, LLC · CIK 0001554026 · 10% owner Highland Management Partners VII Limited Partnership · CIK 0001554027 · 10% owner Highland Capital Partners VII LP · CIK 0001343678 · 10% owner HIGHLAND CAPITAL PARTNERS VII-B L P · CIK 0001343244 · 10% owner Highland Capital Partners VII-C LP · CIK 0001343673 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Highland Entrepreneurs' Fund VI Limited Partnership Disclosed balance after: 158,621 F3 · kind: Effective December 3, 2018, Highland Entrepreneurs' Fund VI Limited Partnership ("HEF VI"), a venture capital partnership, distributed in-kind, without consideration, a total of 52,874 shares of Common Stock of the Issuer to its limited partners, including HEF VI Limited Partnership ("HEF"), the general partner of HEF VI, and to the limited partners of HEF. The general partner of HEF is Highland Management. Each of HEF and Highland Management disclaims Section 16 beneficial ownership of all shares except to the extent of their pecuniary interest, if any, therein. This report shall not be deemed to be an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. F3 · ownership.nature: Effective December 3, 2018, Highland Entrepreneurs' Fund VI Limited Partnership ("HEF VI"), a venture capital partnership, distributed in-kind, without consideration, a total of 52,874 shares of Common Stock of the Issuer to its limited partners, including HEF VI Limited Partnership ("HEF"), the general partner of HEF VI, and to the limited partners of HEF. The general partner of HEF is Highland Management. Each of HEF and Highland Management disclaims Section 16 beneficial ownership of all shares except to the extent of their pecuniary interest, if any, therein. This report shall not be deemed to be an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 16:36 UTC | Carbon Black, Inc. CBLK · Entity 154518 | OtherCommon Stock | 585,219 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-071703 · a4.xml · nonDerivative · entry 2 Highland Management Partners VI, Inc. · CIK 0001456415 · 10% owner HIGHLAND MANAGEMENT PARTNERS VI L P · CIK 0001253995 · 10% owner HIGHLAND CAPITAL PARTNERS VI-B LP · CIK 0001135507 · 10% owner HIGHLAND CAPITAL PARTNERS VI LP · CIK 0001135500 · 10% owner HIGHLAND ENTREPRENEURS FUND VI LP · CIK 0001156158 · 10% owner Highland Management Partners VII, LLC · CIK 0001554026 · 10% owner Highland Management Partners VII Limited Partnership · CIK 0001554027 · 10% owner Highland Capital Partners VII LP · CIK 0001343678 · 10% owner HIGHLAND CAPITAL PARTNERS VII-B L P · CIK 0001343244 · 10% owner Highland Capital Partners VII-C LP · CIK 0001343673 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Highland Capital Partners VI-B Limited Partnership Disclosed balance after: 1,755,655 F2 · kind: Effective December 3, 2018, Highland Capital Partners VI-B Limited Partnership ("HCP VI-B"), a venture capital partnership, distributed in-kind, without consideration, a total of 585,219 shares of Common Stock of the Issuer to its limited partners, including HMP VI LP, the general partner of HCP VI-B, and to the limited partners of HMP VI LP. The general partner of HMP VI LP is Highland Management. Each of HMP VI LP and Highland Management disclaims Section 16 beneficial ownership of all shares except to the extent of their pecuniary interest, if any, therein. This report shall not be deemed to be an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. F2 · ownership.nature: Effective December 3, 2018, Highland Capital Partners VI-B Limited Partnership ("HCP VI-B"), a venture capital partnership, distributed in-kind, without consideration, a total of 585,219 shares of Common Stock of the Issuer to its limited partners, including HMP VI LP, the general partner of HCP VI-B, and to the limited partners of HMP VI LP. The general partner of HMP VI LP is Highland Management. Each of HMP VI LP and Highland Management disclaims Section 16 beneficial ownership of all shares except to the extent of their pecuniary interest, if any, therein. This report shall not be deemed to be an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 16:36 UTC | Carbon Black, Inc. CBLK · Entity 154518 | OtherCommon Stock | 1,067,516 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-071703 · a4.xml · nonDerivative · entry 1 Highland Management Partners VI, Inc. · CIK 0001456415 · 10% owner HIGHLAND MANAGEMENT PARTNERS VI L P · CIK 0001253995 · 10% owner HIGHLAND CAPITAL PARTNERS VI-B LP · CIK 0001135507 · 10% owner HIGHLAND CAPITAL PARTNERS VI LP · CIK 0001135500 · 10% owner HIGHLAND ENTREPRENEURS FUND VI LP · CIK 0001156158 · 10% owner Highland Management Partners VII, LLC · CIK 0001554026 · 10% owner Highland Management Partners VII Limited Partnership · CIK 0001554027 · 10% owner Highland Capital Partners VII LP · CIK 0001343678 · 10% owner HIGHLAND CAPITAL PARTNERS VII-B L P · CIK 0001343244 · 10% owner Highland Capital Partners VII-C LP · CIK 0001343673 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Highland Capital Partners VI Limited Partnership Disclosed balance after: 3,202,549 F1 · kind: Effective December 3, 2018, Highland Capital Partners VI Limited Partnership ("HCP VI"), a venture capital partnership, distributed in-kind, without consideration, a total of 1,067,516 shares of Common Stock of the Issuer to its limited partners, including Highland Management Partners VI Limited Partnership ("HMP VI LP"), the general partner of HCP VI, and to the limited partners of HMP VI LP. The general partner of HMP VI LP is Highland Management Partners VI, Inc. ("Highland Management"). Each of HMP VI LP and Highland Management disclaims Section 16 beneficial ownership of all shares except to the extent of their pecuniary interest, if any, therein. This report shall not be deemed to be an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. F1 · ownership.nature: Effective December 3, 2018, Highland Capital Partners VI Limited Partnership ("HCP VI"), a venture capital partnership, distributed in-kind, without consideration, a total of 1,067,516 shares of Common Stock of the Issuer to its limited partners, including Highland Management Partners VI Limited Partnership ("HMP VI LP"), the general partner of HCP VI, and to the limited partners of HMP VI LP. The general partner of HMP VI LP is Highland Management Partners VI, Inc. ("Highland Management"). Each of HMP VI LP and Highland Management disclaims Section 16 beneficial ownership of all shares except to the extent of their pecuniary interest, if any, therein. This report shall not be deemed to be an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 08, 2018 Filed May 10, 2018 21:25 UTC | Carbon Black, Inc. CBLK · Entity 154518 | ConversionSeries F Convertible Preferred Stock · Derivative | 32,486 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-032301 · a4.xml · derivative · entry 24 Highland Management Partners VI, Inc. · CIK 0001456415 · 10% owner HIGHLAND MANAGEMENT PARTNERS VI L P · CIK 0001253995 · 10% owner HIGHLAND CAPITAL PARTNERS VI-B LP · CIK 0001135507 · 10% owner HIGHLAND CAPITAL PARTNERS VI LP · CIK 0001135500 · 10% owner HIGHLAND ENTREPRENEURS FUND VI LP · CIK 0001156158 · 10% owner Highland Management Partners VII Limited Partnership · CIK 0001554027 · 10% owner Highland Capital Partners VII LP · CIK 0001343678 · 10% owner HIGHLAND CAPITAL PARTNERS VII-B L P · CIK 0001343244 · 10% owner Highland Capital Partners VII-C LP · CIK 0001343673 · 10% owner Highland Management Partners VII, LLC · CIK 0001554026 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Highland Entrepreneurs' Fund VII Limited Partnership Disclosed balance after: 0 Underlying: Common Stock · 16,243 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of preferred stock automatically converted into Common Stock on a 1-for-2 basis upon the closing of the Issuer's initial public offering. The shares have no expiration date. F1 · price: Each share of preferred stock automatically converted into Common Stock on a 1-for-2 basis upon the closing of the Issuer's initial public offering. The shares have no expiration date. F1 · derivative.exercise_date: Each share of preferred stock automatically converted into Common Stock on a 1-for-2 basis upon the closing of the Issuer's initial public offering. The shares have no expiration date. F1 · derivative.expiration_date: Each share of preferred stock automatically converted into Common Stock on a 1-for-2 basis upon the closing of the Issuer's initial public offering. The shares have no expiration date. F8 · ownership.nature: The shares are held directly by Highland Entrepreneurs' Fund VII Limited Partnership ("Highland VII Entrepreneurs' Fund"). The general partner of Highland VII Entrepreneurs' Fund is HMP VII LP. The general partner of HMP VII LP is HMP VII LLC. Each of HMP VII LP and HMP VII LLC disclaims Section 16 beneficial ownership of all shares except to the extent of his their pecuniary interest, if any, therein. This report shall not be deemed to be an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 08, 2018 Filed May 10, 2018 21:25 UTC | Carbon Black, Inc. CBLK · Entity 154518 | ConversionSeries F Convertible Preferred Stock · Derivative | 365,866 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-032301 · a4.xml · derivative · entry 23 Highland Management Partners VI, Inc. · CIK 0001456415 · 10% owner HIGHLAND MANAGEMENT PARTNERS VI L P · CIK 0001253995 · 10% owner HIGHLAND CAPITAL PARTNERS VI-B LP · CIK 0001135507 · 10% owner HIGHLAND CAPITAL PARTNERS VI LP · CIK 0001135500 · 10% owner HIGHLAND ENTREPRENEURS FUND VI LP · CIK 0001156158 · 10% owner Highland Management Partners VII Limited Partnership · CIK 0001554027 · 10% owner Highland Capital Partners VII LP · CIK 0001343678 · 10% owner HIGHLAND CAPITAL PARTNERS VII-B L P · CIK 0001343244 · 10% owner Highland Capital Partners VII-C LP · CIK 0001343673 · 10% owner Highland Management Partners VII, LLC · CIK 0001554026 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Highland Capital Partners VII-C Limited Partnership Disclosed balance after: 0 Underlying: Common Stock · 182,933 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of preferred stock automatically converted into Common Stock on a 1-for-2 basis upon the closing of the Issuer's initial public offering. The shares have no expiration date. F1 · price: Each share of preferred stock automatically converted into Common Stock on a 1-for-2 basis upon the closing of the Issuer's initial public offering. The shares have no expiration date. F1 · derivative.exercise_date: Each share of preferred stock automatically converted into Common Stock on a 1-for-2 basis upon the closing of the Issuer's initial public offering. The shares have no expiration date. F1 · derivative.expiration_date: Each share of preferred stock automatically converted into Common Stock on a 1-for-2 basis upon the closing of the Issuer's initial public offering. The shares have no expiration date. F7 · ownership.nature: The shares are held directly by Highland Capital Partners VII-C Limited Partnership ("Highland Capital VII-C"). The general partner of Highland Capital VII-C is HMP VII LP. The general partner of HMP VII LP is HMP VII LLC. Each of HMP VII LP and HMP VII LLC disclaims Section 16 beneficial ownership of all shares except to the extent of their pecuniary interest, if any, therein. This report shall not be deemed to be an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 08, 2018 Filed May 10, 2018 21:25 UTC | Carbon Black, Inc. CBLK · Entity 154518 | ConversionSeries F Convertible Preferred Stock · Derivative | 251,227 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-032301 · a4.xml · derivative · entry 22 Highland Management Partners VI, Inc. · CIK 0001456415 · 10% owner HIGHLAND MANAGEMENT PARTNERS VI L P · CIK 0001253995 · 10% owner HIGHLAND CAPITAL PARTNERS VI-B LP · CIK 0001135507 · 10% owner HIGHLAND CAPITAL PARTNERS VI LP · CIK 0001135500 · 10% owner HIGHLAND ENTREPRENEURS FUND VI LP · CIK 0001156158 · 10% owner Highland Management Partners VII Limited Partnership · CIK 0001554027 · 10% owner Highland Capital Partners VII LP · CIK 0001343678 · 10% owner HIGHLAND CAPITAL PARTNERS VII-B L P · CIK 0001343244 · 10% owner Highland Capital Partners VII-C LP · CIK 0001343673 · 10% owner Highland Management Partners VII, LLC · CIK 0001554026 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Highland Capital Partners VII-B Limited Partnership Disclosed balance after: 0 Underlying: Common Stock · 125,613 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of preferred stock automatically converted into Common Stock on a 1-for-2 basis upon the closing of the Issuer's initial public offering. The shares have no expiration date. F1 · price: Each share of preferred stock automatically converted into Common Stock on a 1-for-2 basis upon the closing of the Issuer's initial public offering. The shares have no expiration date. F1 · derivative.exercise_date: Each share of preferred stock automatically converted into Common Stock on a 1-for-2 basis upon the closing of the Issuer's initial public offering. The shares have no expiration date. F1 · derivative.expiration_date: Each share of preferred stock automatically converted into Common Stock on a 1-for-2 basis upon the closing of the Issuer's initial public offering. The shares have no expiration date. F6 · ownership.nature: The shares are held directly by Highland Capital Partners VII-B Limited Partnership ("Highland Capital VII-B"). The general partner of Highland Capital VII-B is HMP VII LP. The general partner of HMP VII LP is HMP VII LLC. Each of HMP VII LP and HMP VII LLC disclaims Section 16 beneficial ownership of all shares except to the extent of their pecuniary interest, if any, therein. This report shall not be deemed to be an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 08, 2018 Filed May 10, 2018 21:25 UTC | Carbon Black, Inc. CBLK · Entity 154518 | ConversionSeries F Convertible Preferred Stock · Derivative | 1,036,762 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-032301 · a4.xml · derivative · entry 21 Highland Management Partners VI, Inc. · CIK 0001456415 · 10% owner HIGHLAND MANAGEMENT PARTNERS VI L P · CIK 0001253995 · 10% owner HIGHLAND CAPITAL PARTNERS VI-B LP · CIK 0001135507 · 10% owner HIGHLAND CAPITAL PARTNERS VI LP · CIK 0001135500 · 10% owner HIGHLAND ENTREPRENEURS FUND VI LP · CIK 0001156158 · 10% owner Highland Management Partners VII Limited Partnership · CIK 0001554027 · 10% owner Highland Capital Partners VII LP · CIK 0001343678 · 10% owner HIGHLAND CAPITAL PARTNERS VII-B L P · CIK 0001343244 · 10% owner Highland Capital Partners VII-C LP · CIK 0001343673 · 10% owner Highland Management Partners VII, LLC · CIK 0001554026 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Highland Capital Partners VII Limited Partnership Disclosed balance after: 0 Underlying: Common Stock · 518,381 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of preferred stock automatically converted into Common Stock on a 1-for-2 basis upon the closing of the Issuer's initial public offering. The shares have no expiration date. F1 · price: Each share of preferred stock automatically converted into Common Stock on a 1-for-2 basis upon the closing of the Issuer's initial public offering. The shares have no expiration date. F1 · derivative.exercise_date: Each share of preferred stock automatically converted into Common Stock on a 1-for-2 basis upon the closing of the Issuer's initial public offering. The shares have no expiration date. F1 · derivative.expiration_date: Each share of preferred stock automatically converted into Common Stock on a 1-for-2 basis upon the closing of the Issuer's initial public offering. The shares have no expiration date. F5 · ownership.nature: The shares are held directly by Highland Capital Partners VII Limited Partnership ("Highland Capital VII"). The general partner of Highland Capital VII is Highland Management Partners VII Limited Partnership ("HMP VII LP"). The general partner of HMP VII LP is Highland Management Partners VII, LLC ("HMP VII LLC"). Each of HMP VII LP and HMP VII LLC disclaims Section 16 beneficial ownership of all shares except to the extent of their pecuniary interest, if any, therein. This report shall not be deemed to be an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 08, 2018 Filed May 10, 2018 21:25 UTC | Carbon Black, Inc. CBLK · Entity 154518 | ConversionSeries E Convertible Preferred Stock · Derivative | 36,031 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-032301 · a4.xml · derivative · entry 20 Highland Management Partners VI, Inc. · CIK 0001456415 · 10% owner HIGHLAND MANAGEMENT PARTNERS VI L P · CIK 0001253995 · 10% owner HIGHLAND CAPITAL PARTNERS VI-B LP · CIK 0001135507 · 10% owner HIGHLAND CAPITAL PARTNERS VI LP · CIK 0001135500 · 10% owner HIGHLAND ENTREPRENEURS FUND VI LP · CIK 0001156158 · 10% owner Highland Management Partners VII Limited Partnership · CIK 0001554027 · 10% owner Highland Capital Partners VII LP · CIK 0001343678 · 10% owner HIGHLAND CAPITAL PARTNERS VII-B L P · CIK 0001343244 · 10% owner Highland Capital Partners VII-C LP · CIK 0001343673 · 10% owner Highland Management Partners VII, LLC · CIK 0001554026 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Highland Entrepreneurs' Fund VII Limited Partnership Disclosed balance after: 0 Underlying: Common Stock · 18,015 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of preferred stock automatically converted into Common Stock on a 1-for-2 basis upon the closing of the Issuer's initial public offering. The shares have no expiration date. F1 · price: Each share of preferred stock automatically converted into Common Stock on a 1-for-2 basis upon the closing of the Issuer's initial public offering. The shares have no expiration date. F1 · derivative.exercise_date: Each share of preferred stock automatically converted into Common Stock on a 1-for-2 basis upon the closing of the Issuer's initial public offering. The shares have no expiration date. F1 · derivative.expiration_date: Each share of preferred stock automatically converted into Common Stock on a 1-for-2 basis upon the closing of the Issuer's initial public offering. The shares have no expiration date. F8 · ownership.nature: The shares are held directly by Highland Entrepreneurs' Fund VII Limited Partnership ("Highland VII Entrepreneurs' Fund"). The general partner of Highland VII Entrepreneurs' Fund is HMP VII LP. The general partner of HMP VII LP is HMP VII LLC. Each of HMP VII LP and HMP VII LLC disclaims Section 16 beneficial ownership of all shares except to the extent of his their pecuniary interest, if any, therein. This report shall not be deemed to be an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 08, 2018 Filed May 10, 2018 21:25 UTC | Carbon Black, Inc. CBLK · Entity 154518 | ConversionSeries E Convertible Preferred Stock · Derivative | 405,783 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-032301 · a4.xml · derivative · entry 19 Highland Management Partners VI, Inc. · CIK 0001456415 · 10% owner HIGHLAND MANAGEMENT PARTNERS VI L P · CIK 0001253995 · 10% owner HIGHLAND CAPITAL PARTNERS VI-B LP · CIK 0001135507 · 10% owner HIGHLAND CAPITAL PARTNERS VI LP · CIK 0001135500 · 10% owner HIGHLAND ENTREPRENEURS FUND VI LP · CIK 0001156158 · 10% owner Highland Management Partners VII Limited Partnership · CIK 0001554027 · 10% owner Highland Capital Partners VII LP · CIK 0001343678 · 10% owner HIGHLAND CAPITAL PARTNERS VII-B L P · CIK 0001343244 · 10% owner Highland Capital Partners VII-C LP · CIK 0001343673 · 10% owner Highland Management Partners VII, LLC · CIK 0001554026 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Highland Capital Partners VII-C Limited Partnership Disclosed balance after: 0 Underlying: Common Stock · 202,891 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of preferred stock automatically converted into Common Stock on a 1-for-2 basis upon the closing of the Issuer's initial public offering. The shares have no expiration date. F1 · price: Each share of preferred stock automatically converted into Common Stock on a 1-for-2 basis upon the closing of the Issuer's initial public offering. The shares have no expiration date. F1 · derivative.exercise_date: Each share of preferred stock automatically converted into Common Stock on a 1-for-2 basis upon the closing of the Issuer's initial public offering. The shares have no expiration date. F1 · derivative.expiration_date: Each share of preferred stock automatically converted into Common Stock on a 1-for-2 basis upon the closing of the Issuer's initial public offering. The shares have no expiration date. F7 · ownership.nature: The shares are held directly by Highland Capital Partners VII-C Limited Partnership ("Highland Capital VII-C"). The general partner of Highland Capital VII-C is HMP VII LP. The general partner of HMP VII LP is HMP VII LLC. Each of HMP VII LP and HMP VII LLC disclaims Section 16 beneficial ownership of all shares except to the extent of their pecuniary interest, if any, therein. This report shall not be deemed to be an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 08, 2018 Filed May 10, 2018 21:25 UTC | Carbon Black, Inc. CBLK · Entity 154518 | ConversionSeries E Convertible Preferred Stock · Derivative | 278,637 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-032301 · a4.xml · derivative · entry 18 Highland Management Partners VI, Inc. · CIK 0001456415 · 10% owner HIGHLAND MANAGEMENT PARTNERS VI L P · CIK 0001253995 · 10% owner HIGHLAND CAPITAL PARTNERS VI-B LP · CIK 0001135507 · 10% owner HIGHLAND CAPITAL PARTNERS VI LP · CIK 0001135500 · 10% owner HIGHLAND ENTREPRENEURS FUND VI LP · CIK 0001156158 · 10% owner Highland Management Partners VII Limited Partnership · CIK 0001554027 · 10% owner Highland Capital Partners VII LP · CIK 0001343678 · 10% owner HIGHLAND CAPITAL PARTNERS VII-B L P · CIK 0001343244 · 10% owner Highland Capital Partners VII-C LP · CIK 0001343673 · 10% owner Highland Management Partners VII, LLC · CIK 0001554026 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Highland Capital Partners VII-B Limited Partnership Disclosed balance after: 0 Underlying: Common Stock · 139,318 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of preferred stock automatically converted into Common Stock on a 1-for-2 basis upon the closing of the Issuer's initial public offering. The shares have no expiration date. F1 · price: Each share of preferred stock automatically converted into Common Stock on a 1-for-2 basis upon the closing of the Issuer's initial public offering. The shares have no expiration date. F1 · derivative.exercise_date: Each share of preferred stock automatically converted into Common Stock on a 1-for-2 basis upon the closing of the Issuer's initial public offering. The shares have no expiration date. F1 · derivative.expiration_date: Each share of preferred stock automatically converted into Common Stock on a 1-for-2 basis upon the closing of the Issuer's initial public offering. The shares have no expiration date. F6 · ownership.nature: The shares are held directly by Highland Capital Partners VII-B Limited Partnership ("Highland Capital VII-B"). The general partner of Highland Capital VII-B is HMP VII LP. The general partner of HMP VII LP is HMP VII LLC. Each of HMP VII LP and HMP VII LLC disclaims Section 16 beneficial ownership of all shares except to the extent of their pecuniary interest, if any, therein. This report shall not be deemed to be an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 08, 2018 Filed May 10, 2018 21:25 UTC | Carbon Black, Inc. CBLK · Entity 154518 | ConversionSeries E Convertible Preferred Stock · Derivative | 1,149,874 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-032301 · a4.xml · derivative · entry 17 Highland Management Partners VI, Inc. · CIK 0001456415 · 10% owner HIGHLAND MANAGEMENT PARTNERS VI L P · CIK 0001253995 · 10% owner HIGHLAND CAPITAL PARTNERS VI-B LP · CIK 0001135507 · 10% owner HIGHLAND CAPITAL PARTNERS VI LP · CIK 0001135500 · 10% owner HIGHLAND ENTREPRENEURS FUND VI LP · CIK 0001156158 · 10% owner Highland Management Partners VII Limited Partnership · CIK 0001554027 · 10% owner Highland Capital Partners VII LP · CIK 0001343678 · 10% owner HIGHLAND CAPITAL PARTNERS VII-B L P · CIK 0001343244 · 10% owner Highland Capital Partners VII-C LP · CIK 0001343673 · 10% owner Highland Management Partners VII, LLC · CIK 0001554026 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Highland Capital Partners VII Limited Partnership Disclosed balance after: 0 Underlying: Common Stock · 574,937 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of preferred stock automatically converted into Common Stock on a 1-for-2 basis upon the closing of the Issuer's initial public offering. The shares have no expiration date. F1 · price: Each share of preferred stock automatically converted into Common Stock on a 1-for-2 basis upon the closing of the Issuer's initial public offering. The shares have no expiration date. F1 · derivative.exercise_date: Each share of preferred stock automatically converted into Common Stock on a 1-for-2 basis upon the closing of the Issuer's initial public offering. The shares have no expiration date. F1 · derivative.expiration_date: Each share of preferred stock automatically converted into Common Stock on a 1-for-2 basis upon the closing of the Issuer's initial public offering. The shares have no expiration date. F5 · ownership.nature: The shares are held directly by Highland Capital Partners VII Limited Partnership ("Highland Capital VII"). The general partner of Highland Capital VII is Highland Management Partners VII Limited Partnership ("HMP VII LP"). The general partner of HMP VII LP is Highland Management Partners VII, LLC ("HMP VII LLC"). Each of HMP VII LP and HMP VII LLC disclaims Section 16 beneficial ownership of all shares except to the extent of their pecuniary interest, if any, therein. This report shall not be deemed to be an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 08, 2018 Filed May 10, 2018 21:25 UTC | Carbon Black, Inc. CBLK · Entity 154518 | ConversionSeries D Convertible Preferred Stock · Derivative | 34,166 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-032301 · a4.xml · derivative · entry 16 Highland Management Partners VI, Inc. · CIK 0001456415 · 10% owner HIGHLAND MANAGEMENT PARTNERS VI L P · CIK 0001253995 · 10% owner HIGHLAND CAPITAL PARTNERS VI-B LP · CIK 0001135507 · 10% owner HIGHLAND CAPITAL PARTNERS VI LP · CIK 0001135500 · 10% owner HIGHLAND ENTREPRENEURS FUND VI LP · CIK 0001156158 · 10% owner Highland Management Partners VII Limited Partnership · CIK 0001554027 · 10% owner Highland Capital Partners VII LP · CIK 0001343678 · 10% owner HIGHLAND CAPITAL PARTNERS VII-B L P · CIK 0001343244 · 10% owner Highland Capital Partners VII-C LP · CIK 0001343673 · 10% owner Highland Management Partners VII, LLC · CIK 0001554026 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Highland Entrepreneurs' Fund VI Limited Partnership Disclosed balance after: 0 Underlying: Common Stock · 17,083 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of preferred stock automatically converted into Common Stock on a 1-for-2 basis upon the closing of the Issuer's initial public offering. The shares have no expiration date. F1 · price: Each share of preferred stock automatically converted into Common Stock on a 1-for-2 basis upon the closing of the Issuer's initial public offering. The shares have no expiration date. F1 · derivative.exercise_date: Each share of preferred stock automatically converted into Common Stock on a 1-for-2 basis upon the closing of the Issuer's initial public offering. The shares have no expiration date. F1 · derivative.expiration_date: Each share of preferred stock automatically converted into Common Stock on a 1-for-2 basis upon the closing of the Issuer's initial public offering. The shares have no expiration date. F4 · ownership.nature: The shares are held directly by Highland Entrepreneurs' Fund VI Limited Partnership ("Highland VI Entrepreneurs' Fund"). The general partner of Highland VI Entrepreneurs' Fund is HEF VI Limited Partnership ("HEF"). The general partner of HEF is Highland Management. Each of HEF and Highland Management disclaims Section 16 beneficial ownership of all shares except to the extent of their pecuniary interest, if any, therein. This report shall not be deemed to be an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 08, 2018 Filed May 10, 2018 21:25 UTC | Carbon Black, Inc. CBLK · Entity 154518 | ConversionSeries D Convertible Preferred Stock · Derivative | 378,171 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-032301 · a4.xml · derivative · entry 15 Highland Management Partners VI, Inc. · CIK 0001456415 · 10% owner HIGHLAND MANAGEMENT PARTNERS VI L P · CIK 0001253995 · 10% owner HIGHLAND CAPITAL PARTNERS VI-B LP · CIK 0001135507 · 10% owner HIGHLAND CAPITAL PARTNERS VI LP · CIK 0001135500 · 10% owner HIGHLAND ENTREPRENEURS FUND VI LP · CIK 0001156158 · 10% owner Highland Management Partners VII Limited Partnership · CIK 0001554027 · 10% owner Highland Capital Partners VII LP · CIK 0001343678 · 10% owner HIGHLAND CAPITAL PARTNERS VII-B L P · CIK 0001343244 · 10% owner Highland Capital Partners VII-C LP · CIK 0001343673 · 10% owner Highland Management Partners VII, LLC · CIK 0001554026 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Highland Capital Partners VI-B Limited Partnership Disclosed balance after: 0 Underlying: Common Stock · 189,085 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of preferred stock automatically converted into Common Stock on a 1-for-2 basis upon the closing of the Issuer's initial public offering. The shares have no expiration date. F1 · price: Each share of preferred stock automatically converted into Common Stock on a 1-for-2 basis upon the closing of the Issuer's initial public offering. The shares have no expiration date. F1 · derivative.exercise_date: Each share of preferred stock automatically converted into Common Stock on a 1-for-2 basis upon the closing of the Issuer's initial public offering. The shares have no expiration date. F1 · derivative.expiration_date: Each share of preferred stock automatically converted into Common Stock on a 1-for-2 basis upon the closing of the Issuer's initial public offering. The shares have no expiration date. F3 · ownership.nature: The shares are held directly by Highland Capital Partners VI-B Limited Partnership ("Highland Capital VI-B"). The general partner of Highland Capital VI-B is HMP VI LP. The general partner of HMP VI LP is Highland Management. Each of HMP VI LP and Highland Management disclaims Section 16 beneficial ownership of all shares except to the extent of their pecuniary interest, if any, therein. This report shall not be deemed to be an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 08, 2018 Filed May 10, 2018 21:25 UTC | Carbon Black, Inc. CBLK · Entity 154518 | ConversionSeries D Convertible Preferred Stock · Derivative | 689,800 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-032301 · a4.xml · derivative · entry 14 Highland Management Partners VI, Inc. · CIK 0001456415 · 10% owner HIGHLAND MANAGEMENT PARTNERS VI L P · CIK 0001253995 · 10% owner HIGHLAND CAPITAL PARTNERS VI-B LP · CIK 0001135507 · 10% owner HIGHLAND CAPITAL PARTNERS VI LP · CIK 0001135500 · 10% owner HIGHLAND ENTREPRENEURS FUND VI LP · CIK 0001156158 · 10% owner Highland Management Partners VII Limited Partnership · CIK 0001554027 · 10% owner Highland Capital Partners VII LP · CIK 0001343678 · 10% owner HIGHLAND CAPITAL PARTNERS VII-B L P · CIK 0001343244 · 10% owner Highland Capital Partners VII-C LP · CIK 0001343673 · 10% owner Highland Management Partners VII, LLC · CIK 0001554026 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Highland Capital Partners VI Limited Partnership Disclosed balance after: 0 Underlying: Common Stock · 344,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of preferred stock automatically converted into Common Stock on a 1-for-2 basis upon the closing of the Issuer's initial public offering. The shares have no expiration date. F1 · price: Each share of preferred stock automatically converted into Common Stock on a 1-for-2 basis upon the closing of the Issuer's initial public offering. The shares have no expiration date. F1 · derivative.exercise_date: Each share of preferred stock automatically converted into Common Stock on a 1-for-2 basis upon the closing of the Issuer's initial public offering. The shares have no expiration date. F1 · derivative.expiration_date: Each share of preferred stock automatically converted into Common Stock on a 1-for-2 basis upon the closing of the Issuer's initial public offering. The shares have no expiration date. F2 · ownership.nature: The shares are held directly by Highland Capital Partners VI Limited Partnership ("Highland Capital VI"). The general partner of Highland Capital VI is Highland Management Partners VI Limited Partnership ("HMP VI LP"). The general partner of HMP VI LP is Highland Management Partners VI, Inc. ("Highland Management"). Each of HMP VI LP and Highland Management disclaims Section 16 beneficial ownership of all shares except to the extent of their pecuniary interest, if any, therein. This report shall not be deemed to be an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 08, 2018 Filed May 10, 2018 21:25 UTC | Carbon Black, Inc. CBLK · Entity 154518 | ConversionSeries C Convertible Preferred Stock · Derivative | 76,480 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-032301 · a4.xml · derivative · entry 13 Highland Management Partners VI, Inc. · CIK 0001456415 · 10% owner HIGHLAND MANAGEMENT PARTNERS VI L P · CIK 0001253995 · 10% owner HIGHLAND CAPITAL PARTNERS VI-B LP · CIK 0001135507 · 10% owner HIGHLAND CAPITAL PARTNERS VI LP · CIK 0001135500 · 10% owner HIGHLAND ENTREPRENEURS FUND VI LP · CIK 0001156158 · 10% owner Highland Management Partners VII Limited Partnership · CIK 0001554027 · 10% owner Highland Capital Partners VII LP · CIK 0001343678 · 10% owner HIGHLAND CAPITAL PARTNERS VII-B L P · CIK 0001343244 · 10% owner Highland Capital Partners VII-C LP · CIK 0001343673 · 10% owner Highland Management Partners VII, LLC · CIK 0001554026 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Highland Entrepreneurs' Fund VI Limited Partnership Disclosed balance after: 0 Underlying: Common Stock · 38,240 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of preferred stock automatically converted into Common Stock on a 1-for-2 basis upon the closing of the Issuer's initial public offering. The shares have no expiration date. F1 · price: Each share of preferred stock automatically converted into Common Stock on a 1-for-2 basis upon the closing of the Issuer's initial public offering. The shares have no expiration date. F1 · derivative.exercise_date: Each share of preferred stock automatically converted into Common Stock on a 1-for-2 basis upon the closing of the Issuer's initial public offering. The shares have no expiration date. F1 · derivative.expiration_date: Each share of preferred stock automatically converted into Common Stock on a 1-for-2 basis upon the closing of the Issuer's initial public offering. The shares have no expiration date. F4 · ownership.nature: The shares are held directly by Highland Entrepreneurs' Fund VI Limited Partnership ("Highland VI Entrepreneurs' Fund"). The general partner of Highland VI Entrepreneurs' Fund is HEF VI Limited Partnership ("HEF"). The general partner of HEF is Highland Management. Each of HEF and Highland Management disclaims Section 16 beneficial ownership of all shares except to the extent of their pecuniary interest, if any, therein. This report shall not be deemed to be an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 08, 2018 Filed May 10, 2018 21:25 UTC | Carbon Black, Inc. CBLK · Entity 154518 | ConversionSeries C Convertible Preferred Stock · Derivative | 846,518 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-032301 · a4.xml · derivative · entry 12 Highland Management Partners VI, Inc. · CIK 0001456415 · 10% owner HIGHLAND MANAGEMENT PARTNERS VI L P · CIK 0001253995 · 10% owner HIGHLAND CAPITAL PARTNERS VI-B LP · CIK 0001135507 · 10% owner HIGHLAND CAPITAL PARTNERS VI LP · CIK 0001135500 · 10% owner HIGHLAND ENTREPRENEURS FUND VI LP · CIK 0001156158 · 10% owner Highland Management Partners VII Limited Partnership · CIK 0001554027 · 10% owner Highland Capital Partners VII LP · CIK 0001343678 · 10% owner HIGHLAND CAPITAL PARTNERS VII-B L P · CIK 0001343244 · 10% owner Highland Capital Partners VII-C LP · CIK 0001343673 · 10% owner Highland Management Partners VII, LLC · CIK 0001554026 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Highland Capital Partners VI-B Limited Partnership Disclosed balance after: 0 Underlying: Common Stock · 423,259 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of preferred stock automatically converted into Common Stock on a 1-for-2 basis upon the closing of the Issuer's initial public offering. The shares have no expiration date. F1 · price: Each share of preferred stock automatically converted into Common Stock on a 1-for-2 basis upon the closing of the Issuer's initial public offering. The shares have no expiration date. F1 · derivative.exercise_date: Each share of preferred stock automatically converted into Common Stock on a 1-for-2 basis upon the closing of the Issuer's initial public offering. The shares have no expiration date. F1 · derivative.expiration_date: Each share of preferred stock automatically converted into Common Stock on a 1-for-2 basis upon the closing of the Issuer's initial public offering. The shares have no expiration date. F3 · ownership.nature: The shares are held directly by Highland Capital Partners VI-B Limited Partnership ("Highland Capital VI-B"). The general partner of Highland Capital VI-B is HMP VI LP. The general partner of HMP VI LP is Highland Management. Each of HMP VI LP and Highland Management disclaims Section 16 beneficial ownership of all shares except to the extent of their pecuniary interest, if any, therein. This report shall not be deemed to be an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 08, 2018 Filed May 10, 2018 21:25 UTC | Carbon Black, Inc. CBLK · Entity 154518 | ConversionSeries C Convertible Preferred Stock · Derivative | 1,544,087 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-032301 · a4.xml · derivative · entry 11 Highland Management Partners VI, Inc. · CIK 0001456415 · 10% owner HIGHLAND MANAGEMENT PARTNERS VI L P · CIK 0001253995 · 10% owner HIGHLAND CAPITAL PARTNERS VI-B LP · CIK 0001135507 · 10% owner HIGHLAND CAPITAL PARTNERS VI LP · CIK 0001135500 · 10% owner HIGHLAND ENTREPRENEURS FUND VI LP · CIK 0001156158 · 10% owner Highland Management Partners VII Limited Partnership · CIK 0001554027 · 10% owner Highland Capital Partners VII LP · CIK 0001343678 · 10% owner HIGHLAND CAPITAL PARTNERS VII-B L P · CIK 0001343244 · 10% owner Highland Capital Partners VII-C LP · CIK 0001343673 · 10% owner Highland Management Partners VII, LLC · CIK 0001554026 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Highland Capital Partners VI Limited Partnership Disclosed balance after: 0 Underlying: Common Stock · 772,043 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of preferred stock automatically converted into Common Stock on a 1-for-2 basis upon the closing of the Issuer's initial public offering. The shares have no expiration date. F1 · price: Each share of preferred stock automatically converted into Common Stock on a 1-for-2 basis upon the closing of the Issuer's initial public offering. The shares have no expiration date. F1 · derivative.exercise_date: Each share of preferred stock automatically converted into Common Stock on a 1-for-2 basis upon the closing of the Issuer's initial public offering. The shares have no expiration date. F1 · derivative.expiration_date: Each share of preferred stock automatically converted into Common Stock on a 1-for-2 basis upon the closing of the Issuer's initial public offering. The shares have no expiration date. F2 · ownership.nature: The shares are held directly by Highland Capital Partners VI Limited Partnership ("Highland Capital VI"). The general partner of Highland Capital VI is Highland Management Partners VI Limited Partnership ("HMP VI LP"). The general partner of HMP VI LP is Highland Management Partners VI, Inc. ("Highland Management"). Each of HMP VI LP and Highland Management disclaims Section 16 beneficial ownership of all shares except to the extent of their pecuniary interest, if any, therein. This report shall not be deemed to be an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 08, 2018 Filed May 10, 2018 21:25 UTC | Carbon Black, Inc. CBLK · Entity 154518 | ConversionSeries B Convertible Preferred Stock · Derivative | 237,472 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-032301 · a4.xml · derivative · entry 10 Highland Management Partners VI, Inc. · CIK 0001456415 · 10% owner HIGHLAND MANAGEMENT PARTNERS VI L P · CIK 0001253995 · 10% owner HIGHLAND CAPITAL PARTNERS VI-B LP · CIK 0001135507 · 10% owner HIGHLAND CAPITAL PARTNERS VI LP · CIK 0001135500 · 10% owner HIGHLAND ENTREPRENEURS FUND VI LP · CIK 0001156158 · 10% owner Highland Management Partners VII Limited Partnership · CIK 0001554027 · 10% owner Highland Capital Partners VII LP · CIK 0001343678 · 10% owner HIGHLAND CAPITAL PARTNERS VII-B L P · CIK 0001343244 · 10% owner Highland Capital Partners VII-C LP · CIK 0001343673 · 10% owner Highland Management Partners VII, LLC · CIK 0001554026 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Highland Entrepreneurs' Fund VI Limited Partnership Disclosed balance after: 0 Underlying: Common Stock · 118,736 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of preferred stock automatically converted into Common Stock on a 1-for-2 basis upon the closing of the Issuer's initial public offering. The shares have no expiration date. F1 · price: Each share of preferred stock automatically converted into Common Stock on a 1-for-2 basis upon the closing of the Issuer's initial public offering. The shares have no expiration date. F1 · derivative.exercise_date: Each share of preferred stock automatically converted into Common Stock on a 1-for-2 basis upon the closing of the Issuer's initial public offering. The shares have no expiration date. F1 · derivative.expiration_date: Each share of preferred stock automatically converted into Common Stock on a 1-for-2 basis upon the closing of the Issuer's initial public offering. The shares have no expiration date. F4 · ownership.nature: The shares are held directly by Highland Entrepreneurs' Fund VI Limited Partnership ("Highland VI Entrepreneurs' Fund"). The general partner of Highland VI Entrepreneurs' Fund is HEF VI Limited Partnership ("HEF"). The general partner of HEF is Highland Management. Each of HEF and Highland Management disclaims Section 16 beneficial ownership of all shares except to the extent of their pecuniary interest, if any, therein. This report shall not be deemed to be an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 08, 2018 Filed May 10, 2018 21:25 UTC | Carbon Black, Inc. CBLK · Entity 154518 | ConversionSeries B Convertible Preferred Stock · Derivative | 2,628,466 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-032301 · a4.xml · derivative · entry 9 Highland Management Partners VI, Inc. · CIK 0001456415 · 10% owner HIGHLAND MANAGEMENT PARTNERS VI L P · CIK 0001253995 · 10% owner HIGHLAND CAPITAL PARTNERS VI-B LP · CIK 0001135507 · 10% owner HIGHLAND CAPITAL PARTNERS VI LP · CIK 0001135500 · 10% owner HIGHLAND ENTREPRENEURS FUND VI LP · CIK 0001156158 · 10% owner Highland Management Partners VII Limited Partnership · CIK 0001554027 · 10% owner Highland Capital Partners VII LP · CIK 0001343678 · 10% owner HIGHLAND CAPITAL PARTNERS VII-B L P · CIK 0001343244 · 10% owner Highland Capital Partners VII-C LP · CIK 0001343673 · 10% owner Highland Management Partners VII, LLC · CIK 0001554026 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Highland Capital Partners VI-B Limited Partnership Disclosed balance after: 0 Underlying: Common Stock · 1,314,233 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of preferred stock automatically converted into Common Stock on a 1-for-2 basis upon the closing of the Issuer's initial public offering. The shares have no expiration date. F1 · price: Each share of preferred stock automatically converted into Common Stock on a 1-for-2 basis upon the closing of the Issuer's initial public offering. The shares have no expiration date. F1 · derivative.exercise_date: Each share of preferred stock automatically converted into Common Stock on a 1-for-2 basis upon the closing of the Issuer's initial public offering. The shares have no expiration date. F1 · derivative.expiration_date: Each share of preferred stock automatically converted into Common Stock on a 1-for-2 basis upon the closing of the Issuer's initial public offering. The shares have no expiration date. F3 · ownership.nature: The shares are held directly by Highland Capital Partners VI-B Limited Partnership ("Highland Capital VI-B"). The general partner of Highland Capital VI-B is HMP VI LP. The general partner of HMP VI LP is Highland Management. Each of HMP VI LP and Highland Management disclaims Section 16 beneficial ownership of all shares except to the extent of their pecuniary interest, if any, therein. This report shall not be deemed to be an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 08, 2018 Filed May 10, 2018 21:25 UTC | Carbon Black, Inc. CBLK · Entity 154518 | ConversionSeries B Convertible Preferred Stock · Derivative | 4,794,437 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-032301 · a4.xml · derivative · entry 8 Highland Management Partners VI, Inc. · CIK 0001456415 · 10% owner HIGHLAND MANAGEMENT PARTNERS VI L P · CIK 0001253995 · 10% owner HIGHLAND CAPITAL PARTNERS VI-B LP · CIK 0001135507 · 10% owner HIGHLAND CAPITAL PARTNERS VI LP · CIK 0001135500 · 10% owner HIGHLAND ENTREPRENEURS FUND VI LP · CIK 0001156158 · 10% owner Highland Management Partners VII Limited Partnership · CIK 0001554027 · 10% owner Highland Capital Partners VII LP · CIK 0001343678 · 10% owner HIGHLAND CAPITAL PARTNERS VII-B L P · CIK 0001343244 · 10% owner Highland Capital Partners VII-C LP · CIK 0001343673 · 10% owner Highland Management Partners VII, LLC · CIK 0001554026 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Highland Capital Partners VI Limited Partnership Disclosed balance after: 0 Underlying: Common Stock · 2,397,218 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of preferred stock automatically converted into Common Stock on a 1-for-2 basis upon the closing of the Issuer's initial public offering. The shares have no expiration date. F1 · price: Each share of preferred stock automatically converted into Common Stock on a 1-for-2 basis upon the closing of the Issuer's initial public offering. The shares have no expiration date. F1 · derivative.exercise_date: Each share of preferred stock automatically converted into Common Stock on a 1-for-2 basis upon the closing of the Issuer's initial public offering. The shares have no expiration date. F1 · derivative.expiration_date: Each share of preferred stock automatically converted into Common Stock on a 1-for-2 basis upon the closing of the Issuer's initial public offering. The shares have no expiration date. F2 · ownership.nature: The shares are held directly by Highland Capital Partners VI Limited Partnership ("Highland Capital VI"). The general partner of Highland Capital VI is Highland Management Partners VI Limited Partnership ("HMP VI LP"). The general partner of HMP VI LP is Highland Management Partners VI, Inc. ("Highland Management"). Each of HMP VI LP and Highland Management disclaims Section 16 beneficial ownership of all shares except to the extent of their pecuniary interest, if any, therein. This report shall not be deemed to be an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 08, 2018 Filed May 10, 2018 21:25 UTC | Carbon Black, Inc. CBLK · Entity 154518 | ConversionCommon Stock | 34,258 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-032301 · a4.xml · nonDerivative · entry 7 Highland Management Partners VI, Inc. · CIK 0001456415 · 10% owner HIGHLAND MANAGEMENT PARTNERS VI L P · CIK 0001253995 · 10% owner HIGHLAND CAPITAL PARTNERS VI-B LP · CIK 0001135507 · 10% owner HIGHLAND CAPITAL PARTNERS VI LP · CIK 0001135500 · 10% owner HIGHLAND ENTREPRENEURS FUND VI LP · CIK 0001156158 · 10% owner Highland Management Partners VII Limited Partnership · CIK 0001554027 · 10% owner Highland Capital Partners VII LP · CIK 0001343678 · 10% owner HIGHLAND CAPITAL PARTNERS VII-B L P · CIK 0001343244 · 10% owner Highland Capital Partners VII-C LP · CIK 0001343673 · 10% owner Highland Management Partners VII, LLC · CIK 0001554026 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Highland Entrepreneurs' Fund VII Limited Partnership Disclosed balance after: 34,258 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of preferred stock automatically converted into Common Stock on a 1-for-2 basis upon the closing of the Issuer's initial public offering. The shares have no expiration date. Read SEC document |
| May 08, 2018 Filed May 10, 2018 21:25 UTC | Carbon Black, Inc. CBLK · Entity 154518 | ConversionCommon Stock | 385,824 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-032301 · a4.xml · nonDerivative · entry 6 Highland Management Partners VI, Inc. · CIK 0001456415 · 10% owner HIGHLAND MANAGEMENT PARTNERS VI L P · CIK 0001253995 · 10% owner HIGHLAND CAPITAL PARTNERS VI-B LP · CIK 0001135507 · 10% owner HIGHLAND CAPITAL PARTNERS VI LP · CIK 0001135500 · 10% owner HIGHLAND ENTREPRENEURS FUND VI LP · CIK 0001156158 · 10% owner Highland Management Partners VII Limited Partnership · CIK 0001554027 · 10% owner Highland Capital Partners VII LP · CIK 0001343678 · 10% owner HIGHLAND CAPITAL PARTNERS VII-B L P · CIK 0001343244 · 10% owner Highland Capital Partners VII-C LP · CIK 0001343673 · 10% owner Highland Management Partners VII, LLC · CIK 0001554026 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Highland Capital Partners VII-C Limited Partnership Disclosed balance after: 385,824 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of preferred stock automatically converted into Common Stock on a 1-for-2 basis upon the closing of the Issuer's initial public offering. The shares have no expiration date. Read SEC document |
| May 08, 2018 Filed May 10, 2018 21:25 UTC | Carbon Black, Inc. CBLK · Entity 154518 | ConversionCommon Stock | 264,931 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-032301 · a4.xml · nonDerivative · entry 5 Highland Management Partners VI, Inc. · CIK 0001456415 · 10% owner HIGHLAND MANAGEMENT PARTNERS VI L P · CIK 0001253995 · 10% owner HIGHLAND CAPITAL PARTNERS VI-B LP · CIK 0001135507 · 10% owner HIGHLAND CAPITAL PARTNERS VI LP · CIK 0001135500 · 10% owner HIGHLAND ENTREPRENEURS FUND VI LP · CIK 0001156158 · 10% owner Highland Management Partners VII Limited Partnership · CIK 0001554027 · 10% owner Highland Capital Partners VII LP · CIK 0001343678 · 10% owner HIGHLAND CAPITAL PARTNERS VII-B L P · CIK 0001343244 · 10% owner Highland Capital Partners VII-C LP · CIK 0001343673 · 10% owner Highland Management Partners VII, LLC · CIK 0001554026 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Highland Capital Partners VII-B Limited Partnership Disclosed balance after: 264,931 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of preferred stock automatically converted into Common Stock on a 1-for-2 basis upon the closing of the Issuer's initial public offering. The shares have no expiration date. Read SEC document |
| May 08, 2018 Filed May 10, 2018 21:25 UTC | Carbon Black, Inc. CBLK · Entity 154518 | ConversionCommon Stock | 1,093,318 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-032301 · a4.xml · nonDerivative · entry 4 Highland Management Partners VI, Inc. · CIK 0001456415 · 10% owner HIGHLAND MANAGEMENT PARTNERS VI L P · CIK 0001253995 · 10% owner HIGHLAND CAPITAL PARTNERS VI-B LP · CIK 0001135507 · 10% owner HIGHLAND CAPITAL PARTNERS VI LP · CIK 0001135500 · 10% owner HIGHLAND ENTREPRENEURS FUND VI LP · CIK 0001156158 · 10% owner Highland Management Partners VII Limited Partnership · CIK 0001554027 · 10% owner Highland Capital Partners VII LP · CIK 0001343678 · 10% owner HIGHLAND CAPITAL PARTNERS VII-B L P · CIK 0001343244 · 10% owner Highland Capital Partners VII-C LP · CIK 0001343673 · 10% owner Highland Management Partners VII, LLC · CIK 0001554026 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Highland Capital Partners VII Limited Partnership Disclosed balance after: 1,093,318 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of preferred stock automatically converted into Common Stock on a 1-for-2 basis upon the closing of the Issuer's initial public offering. The shares have no expiration date. Read SEC document |
| May 08, 2018 Filed May 10, 2018 21:25 UTC | Carbon Black, Inc. CBLK · Entity 154518 | ConversionCommon Stock | 174,059 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-032301 · a4.xml · nonDerivative · entry 3 Highland Management Partners VI, Inc. · CIK 0001456415 · 10% owner HIGHLAND MANAGEMENT PARTNERS VI L P · CIK 0001253995 · 10% owner HIGHLAND CAPITAL PARTNERS VI-B LP · CIK 0001135507 · 10% owner HIGHLAND CAPITAL PARTNERS VI LP · CIK 0001135500 · 10% owner HIGHLAND ENTREPRENEURS FUND VI LP · CIK 0001156158 · 10% owner Highland Management Partners VII Limited Partnership · CIK 0001554027 · 10% owner Highland Capital Partners VII LP · CIK 0001343678 · 10% owner HIGHLAND CAPITAL PARTNERS VII-B L P · CIK 0001343244 · 10% owner Highland Capital Partners VII-C LP · CIK 0001343673 · 10% owner Highland Management Partners VII, LLC · CIK 0001554026 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Highland Entrepreneurs' Fund VI Limited Partnership Disclosed balance after: 211,495 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of preferred stock automatically converted into Common Stock on a 1-for-2 basis upon the closing of the Issuer's initial public offering. The shares have no expiration date. F4 · ownership.nature: The shares are held directly by Highland Entrepreneurs' Fund VI Limited Partnership ("Highland VI Entrepreneurs' Fund"). The general partner of Highland VI Entrepreneurs' Fund is HEF VI Limited Partnership ("HEF"). The general partner of HEF is Highland Management. Each of HEF and Highland Management disclaims Section 16 beneficial ownership of all shares except to the extent of their pecuniary interest, if any, therein. This report shall not be deemed to be an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 08, 2018 Filed May 10, 2018 21:25 UTC | Carbon Black, Inc. CBLK · Entity 154518 | ConversionCommon Stock | 1,926,577 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-032301 · a4.xml · nonDerivative · entry 2 Highland Management Partners VI, Inc. · CIK 0001456415 · 10% owner HIGHLAND MANAGEMENT PARTNERS VI L P · CIK 0001253995 · 10% owner HIGHLAND CAPITAL PARTNERS VI-B LP · CIK 0001135507 · 10% owner HIGHLAND CAPITAL PARTNERS VI LP · CIK 0001135500 · 10% owner HIGHLAND ENTREPRENEURS FUND VI LP · CIK 0001156158 · 10% owner Highland Management Partners VII Limited Partnership · CIK 0001554027 · 10% owner Highland Capital Partners VII LP · CIK 0001343678 · 10% owner HIGHLAND CAPITAL PARTNERS VII-B L P · CIK 0001343244 · 10% owner Highland Capital Partners VII-C LP · CIK 0001343673 · 10% owner Highland Management Partners VII, LLC · CIK 0001554026 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Highland Capital Partners VI-B Limited Partnership Disclosed balance after: 2,340,874 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of preferred stock automatically converted into Common Stock on a 1-for-2 basis upon the closing of the Issuer's initial public offering. The shares have no expiration date. F3 · ownership.nature: The shares are held directly by Highland Capital Partners VI-B Limited Partnership ("Highland Capital VI-B"). The general partner of Highland Capital VI-B is HMP VI LP. The general partner of HMP VI LP is Highland Management. Each of HMP VI LP and Highland Management disclaims Section 16 beneficial ownership of all shares except to the extent of their pecuniary interest, if any, therein. This report shall not be deemed to be an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 08, 2018 Filed May 10, 2018 21:25 UTC | Carbon Black, Inc. CBLK · Entity 154518 | ConversionCommon Stock | 3,514,161 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-032301 · a4.xml · nonDerivative · entry 1 Highland Management Partners VI, Inc. · CIK 0001456415 · 10% owner HIGHLAND MANAGEMENT PARTNERS VI L P · CIK 0001253995 · 10% owner HIGHLAND CAPITAL PARTNERS VI-B LP · CIK 0001135507 · 10% owner HIGHLAND CAPITAL PARTNERS VI LP · CIK 0001135500 · 10% owner HIGHLAND ENTREPRENEURS FUND VI LP · CIK 0001156158 · 10% owner Highland Management Partners VII Limited Partnership · CIK 0001554027 · 10% owner Highland Capital Partners VII LP · CIK 0001343678 · 10% owner HIGHLAND CAPITAL PARTNERS VII-B L P · CIK 0001343244 · 10% owner Highland Capital Partners VII-C LP · CIK 0001343673 · 10% owner Highland Management Partners VII, LLC · CIK 0001554026 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Highland Capital Partners VI Limited Partnership Disclosed balance after: 4,270,065 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of preferred stock automatically converted into Common Stock on a 1-for-2 basis upon the closing of the Issuer's initial public offering. The shares have no expiration date. F2 · ownership.nature: The shares are held directly by Highland Capital Partners VI Limited Partnership ("Highland Capital VI"). The general partner of Highland Capital VI is Highland Management Partners VI Limited Partnership ("HMP VI LP"). The general partner of HMP VI LP is Highland Management Partners VI, Inc. ("Highland Management"). Each of HMP VI LP and Highland Management disclaims Section 16 beneficial ownership of all shares except to the extent of their pecuniary interest, if any, therein. This report shall not be deemed to be an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 16, 2016 Filed Sep 20, 2016 17:10 UTC | Imprivata Inc IMPR · Entity 182190 | Disposition to issuerCommon Stock | 86,724 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-16-029452 · doc4.xml · nonDerivative · entry 3 Highland Management Partners VI, Inc. · CIK 0001456415 · 10% owner HIGHLAND CAPITAL PARTNERS VI-B LP · CIK 0001135507 · 10% owner HIGHLAND MANAGEMENT PARTNERS VI L P · CIK 0001253995 · 10% owner HIGHLAND ENTREPRENEURS FUND VI LP · CIK 0001156158 · 10% owner HIGHLAND CAPITAL PARTNERS VI LP · CIK 0001135500 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · price: Disposed of pursuant to the Agreement and Plan of Merger between the Issuer, Project Brady Merger Sub, Inc. and Project Brady Holdings, LLC (the "Merger Agreement"),whereby, at the effective time of the merger contemplated therein (the "Effective Time"), all issued and outstanding shares of the Issuer's common stock were converted into the right to receive $19.25 per share in cash and, when so converted, automatically cancelled. F4 · ownership.direct: The securities are held by Highland Entrepreneurs' Fund VI Limited Partnership ("HEF"). HEF VI Limited Partnership ("HMP VI LP") is the general partner of HEF. Highland Management Partners VI, Inc. ("HMP VI INC") is the general partner of HEF VI LP. Each of HMP VI INC and HEF VI LP disclaims beneficial ownership of all shares held by HEF except to the extent, if any, of such entity's pecuniary interest therein. F4 · ownership.nature: The securities are held by Highland Entrepreneurs' Fund VI Limited Partnership ("HEF"). HEF VI Limited Partnership ("HMP VI LP") is the general partner of HEF. Highland Management Partners VI, Inc. ("HMP VI INC") is the general partner of HEF VI LP. Each of HMP VI INC and HEF VI LP disclaims beneficial ownership of all shares held by HEF except to the extent, if any, of such entity's pecuniary interest therein. Read SEC document |
| September 16, 2016 Filed Sep 20, 2016 17:10 UTC | Imprivata Inc IMPR · Entity 182190 | Disposition to issuerCommon Stock | 1,751,129 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-16-029452 · doc4.xml · nonDerivative · entry 2 Highland Management Partners VI, Inc. · CIK 0001456415 · 10% owner HIGHLAND CAPITAL PARTNERS VI-B LP · CIK 0001135507 · 10% owner HIGHLAND MANAGEMENT PARTNERS VI L P · CIK 0001253995 · 10% owner HIGHLAND ENTREPRENEURS FUND VI LP · CIK 0001156158 · 10% owner HIGHLAND CAPITAL PARTNERS VI LP · CIK 0001135500 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · price: Disposed of pursuant to the Agreement and Plan of Merger between the Issuer, Project Brady Merger Sub, Inc. and Project Brady Holdings, LLC (the "Merger Agreement"),whereby, at the effective time of the merger contemplated therein (the "Effective Time"), all issued and outstanding shares of the Issuer's common stock were converted into the right to receive $19.25 per share in cash and, when so converted, automatically cancelled. F3 · ownership.direct: The securities are held by Highland Capital Partners VI Limited Partnership ("HCP VI"). Highland Management Partners VI Limited Partnership. ("HMP VI LP") is the general partner of HCP VI. Highland Management Partners VI, Inc. ("HMP VI INC") is the general partner of HMP VI LP. Each of HMP VI INC and HMP VI LP disclaims beneficial ownership of all shares held by HCP VI except to the extent, if any, of such entity's pecuniary interest therein. F3 · ownership.nature: The securities are held by Highland Capital Partners VI Limited Partnership ("HCP VI"). Highland Management Partners VI Limited Partnership. ("HMP VI LP") is the general partner of HCP VI. Highland Management Partners VI, Inc. ("HMP VI INC") is the general partner of HMP VI LP. Each of HMP VI INC and HMP VI LP disclaims beneficial ownership of all shares held by HCP VI except to the extent, if any, of such entity's pecuniary interest therein. Read SEC document |
| September 16, 2016 Filed Sep 20, 2016 17:10 UTC | Imprivata Inc IMPR · Entity 182190 | Disposition to issuerCommon Stock | 959,723 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-16-029452 · doc4.xml · nonDerivative · entry 1 Highland Management Partners VI, Inc. · CIK 0001456415 · 10% owner HIGHLAND CAPITAL PARTNERS VI-B LP · CIK 0001135507 · 10% owner HIGHLAND MANAGEMENT PARTNERS VI L P · CIK 0001253995 · 10% owner HIGHLAND ENTREPRENEURS FUND VI LP · CIK 0001156158 · 10% owner HIGHLAND CAPITAL PARTNERS VI LP · CIK 0001135500 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · price: Disposed of pursuant to the Agreement and Plan of Merger between the Issuer, Project Brady Merger Sub, Inc. and Project Brady Holdings, LLC (the "Merger Agreement"),whereby, at the effective time of the merger contemplated therein (the "Effective Time"), all issued and outstanding shares of the Issuer's common stock were converted into the right to receive $19.25 per share in cash and, when so converted, automatically cancelled. F2 · ownership.direct: The securities are held by Highland Capital Partners VI-B Limited Partnership ("HCP VI-B"). Highland Management Partners VI Limited Partnership. ("HMP VI LP") is the general partner of HCP VI-B. Highland Management Partners VI, Inc. ("HMP VI INC") is the general partner of HMP VI LP. Each of HMP VI INC and HMP VI LP disclaims beneficial ownership of all shares held by HCP VI-B except to the extent, if any, of such entity's pecuniary interest therein. F2 · ownership.nature: The securities are held by Highland Capital Partners VI-B Limited Partnership ("HCP VI-B"). Highland Management Partners VI Limited Partnership. ("HMP VI LP") is the general partner of HCP VI-B. Highland Management Partners VI, Inc. ("HMP VI INC") is the general partner of HMP VI LP. Each of HMP VI INC and HMP VI LP disclaims beneficial ownership of all shares held by HCP VI-B except to the extent, if any, of such entity's pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.