Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Flaherty & Crumrine Dynamic Preferred & Income Fund IncDFP · Entity 5606 | Director · CEO, President · AFFILIATED PERSON OF INV. ADV. | December 18, 2018 | December 19, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Flaherty & Crumrine Dynamic Preferred & Income Fund Inc
Report date December 18, 2018 · Filed December 19, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stockSEC Table I · non-derivative | Direct | 20,000 |
Reported balance
After 2018-12-18 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-12-18 · Purchase · Acquired 5,000 · Balance 20,000 F1: Mr. Chadwick also indirectly holds an additional 4,198 shares through his ownership in 17.5% of Flaherty & Crumrine Incorporated. |
Filing footnotes · ownership attribution and instrument terms
F1: Mr. Chadwick also indirectly holds an additional 4,198 shares through his ownership in 17.5% of Flaherty & Crumrine Incorporated.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 18, 2018 Filed Dec 19, 2018 14:58 UTC | Flaherty & Crumrine Dynamic Preferred & Income Fund Inc DFP · Entity 5606 | PurchaseCommon stock | 5,000 | $20.00 | $100,000.00 |
DisclosureSEC source: 0001252911-18-000001 · primary_doc.xml · nonDerivative · entry 1 CHADWICK ROBERT E · CIK 0001252911 · Director · CEO, President · AFFILIATED PERSON OF INV. ADV. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 F1 · balance_after: Mr. Chadwick also indirectly holds an additional 4,198 shares through his ownership in 17.5% of Flaherty & Crumrine Incorporated. Read SEC document |
| November 14, 2016 Filed Nov 14, 2016 15:53 UTC | Flaherty & Crumrine Dynamic Preferred & Income Fund Inc DFP · Entity 5606 | PurchaseCommon Stock | 5,000 | $21.90 | $109,500.00 |
DisclosureSEC source: 0001252911-16-000007 · primary_doc.xml · nonDerivative · entry 1 CHADWICK ROBERT E · CIK 0001252911 · Director · CEO, President · Affiliate of Inv. Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.