Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BRISTOL MYERS SQUIBB COBMY · Entity 1662 | SVP & Controller | September 06, 2017 | September 08, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BRISTOL MYERS SQUIBB CO
Report date September 06, 2017 · Filed September 08, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.10 par valueSEC Table I · non-derivative | Direct | 46,297.083 |
Reported balance
After 2017-09-06 transaction · row 1
1 source rowRow 1 · 2017-09-06 · Sale · Disposed 9,340 · Balance 46,297.083 |
| Common Stock, $0.10 par valueSEC Table I · non-derivative | IndirectBy BMY Savings and Investment Program | 1,779.017 |
Reported balance
Holding disclosure · report date 2017-09-06 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,779.017 F1: Based on a plan statement as of the end of the most recent fiscal quarter |
Filing footnotes · ownership attribution and instrument terms
F1: Based on a plan statement as of the end of the most recent fiscal quarter
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 15, 2007 Filed May 17, 2007 19:41 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | Exercise / conversionOption (right to buy) · Derivative | 13,500 | $0.00 Strike: $28.90 | $0.00 |
DisclosureSEC source: 0000014272-07-000137 · cal711.xml · derivative · entry 5 Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 13,500 shares Expires 2007-06-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Currently Exercisable. Read SEC document |
| May 15, 2007 Filed May 17, 2007 19:41 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 205 | $30.23 | $6,197.15 |
DisclosureSEC source: 0000014272-07-000137 · cal711.xml · nonDerivative · entry 3 Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,906 F3 · shares: Shares withheld for payment of taxes upon exercise of stock option. F1 · balance_after: Includes unvested restricted stock awards. Read SEC document |
| May 15, 2007 Filed May 17, 2007 19:41 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 12,907 | $30.23 | $390,178.61 |
DisclosureSEC source: 0000014272-07-000137 · cal711.xml · nonDerivative · entry 2 Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,111 F2 · shares: Shares withheld for payment of exercise price. F1 · balance_after: Includes unvested restricted stock awards. Read SEC document |
| May 15, 2007 Filed May 17, 2007 19:41 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 13,500 | $28.90 | $390,150.00 |
DisclosureSEC source: 0000014272-07-000137 · cal711.xml · nonDerivative · entry 1 Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,018 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes unvested restricted stock awards. Read SEC document |
| May 14, 2007 Filed May 15, 2007 20:58 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 575 | $30.09 | $17,301.75 |
DisclosureSEC source: 0000014272-07-000132 · cal708.xml · nonDerivative · entry 1 Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,518 F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock. F2 · balance_after: Includes unvested restricted stock awards. Read SEC document |
| March 07, 2007 Filed Mar 9, 2007 19:52 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 435 | $27.12 | $11,797.20 |
DisclosureSEC source: 0000014272-07-000085 · cal686.xml · nonDerivative · entry 1 Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,093 F1 · kind: Shares withheld for payment of taxes upon vesting of restricted stock. F2 · balance_after: Includes unvested restricted stock awards. Read SEC document |
| March 06, 2007 Filed Mar 8, 2007 22:18 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | GrantRestricted Stock Units · Derivative | 5,647 | $0.00 Strike: $27.01 | $0.00 |
DisclosureSEC source: 0000014272-07-000079 · cal681.xml · derivative · entry 2 Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,647 Underlying: Common Stock, $0.10 par value · 5,647 shares Expires 2017-03-05 F2 · derivative.exercise_date: Shares consist of restricted stock that vests 25% on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| March 06, 2007 Filed Mar 8, 2007 22:18 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | GrantOption (right to buy) · Derivative | 22,598 | $0.00 Strike: $27.01 | $0.00 |
DisclosureSEC source: 0000014272-07-000079 · cal681.xml · derivative · entry 1 Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,598 Underlying: Common Stock, $0.10 par value · 22,598 shares Expires 2017-03-05 F1 · derivative.exercise_date: Exercisable as to 25% of the shares annually, on a cumulative basis, commencing one year after the date of grant. Read SEC document |
| March 06, 2007 Filed May 10, 2007 21:19 UTC Amendment | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | GrantRestricted Stock Units · Derivative | 5,647 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-07-000126 · cal701.xml · derivative · entry 2 Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,647 Underlying: Common Stock, $0.10 par value · 5,647 shares Expires not disclosed F2 · derivative.exercise_price: This Form 4 is being amended to clarify that each restricted stock unit converts into one share of common stock upon vesting. F3 · derivative.exercise_date: Twenty-five percent of the restricted stock units will vest on each of the first, second, third and fourth anniversaries of the grant date and be converted into shares of common stock. F3 · derivative.expiration_date: Twenty-five percent of the restricted stock units will vest on each of the first, second, third and fourth anniversaries of the grant date and be converted into shares of common stock. Read SEC document |
| March 06, 2007 Filed May 10, 2007 21:19 UTC Amendment | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | GrantOption (right to buy) · Derivative | 22,598 | $0.00 Strike: $27.01 | $0.00 |
DisclosureSEC source: 0000014272-07-000126 · cal701.xml · derivative · entry 1 Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,598 Underlying: Common Stock, $0.10 par value · 22,598 shares Expires 2017-03-05 F1 · derivative.exercise_date: Exercisable as to 25% of the shares annually, on a cumulative basis, commencing one year after the date of grant. Read SEC document |
| March 02, 2007 Filed Mar 6, 2007 19:53 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 249 | $26.42 | $6,578.58 |
DisclosureSEC source: 0000014272-07-000061 · cal663.xml · nonDerivative · entry 1 Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,528 F1 · kind: Shares withheld for payment of taxes upon vesting of restricted stock. F2 · balance_after: Includes shares of restricted stock with one-third vesting on each of the third, fourth and fifth anniversaries of the grant date. Read SEC document |
| May 12, 2006 Filed May 16, 2006 19:50 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 574 | $24.50 | $14,063.00 |
DisclosureSEC source: 0000014272-06-000143 · cal564.xml · nonDerivative · entry 1 Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,777 F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock. Read SEC document |
| March 14, 2006 Filed Mar 15, 2006 20:15 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | SaleCommon Stock, $0.10 par value | 9,870 | $22.84 | $225,430.80 |
DisclosureSEC source: 0000014272-06-000111 · cal542.xml · nonDerivative · entry 1 Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,351 Read SEC document |
| March 07, 2006 Filed Mar 9, 2006 22:09 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | GrantOption (right to buy) · Derivative | 17,710 | $0.00 Strike: $22.73 | $0.00 |
DisclosureSEC source: 0000014272-06-000092 · cal535.xml · derivative · entry 3 Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,710 Underlying: Common Stock, $0.10 par value · 17,710 shares Expires 2016-03-06 F3 · derivative.exercise_date: Exercisable as to 25% of the shares annually, on a cumulative basis, commencing one year after the date of grant. Read SEC document |
| March 07, 2006 Filed Mar 9, 2006 22:09 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | GrantCommon Stock, $0.10 par value | 4,290 | $22.73 | $97,511.70 |
DisclosureSEC source: 0000014272-06-000092 · cal535.xml · nonDerivative · entry 1 Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,221 F1 · shares: Shares consist of restricted stock that vests 25% on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| March 02, 2006 Filed Mar 2, 2006 20:17 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | Exercise / conversionOption (right to buy) · Derivative | 9,771 | $22.93 Strike: $20.74 | $224,049.03 |
DisclosureSEC source: 0000014272-06-000063 · cal514.xml · derivative · entry 3 Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 9,771 shares Expires 2006-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently Exercisable. Read SEC document |
| March 02, 2006 Filed Mar 2, 2006 20:17 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 9,771 | $20.74 | $202,650.54 |
DisclosureSEC source: 0000014272-06-000063 · cal514.xml · nonDerivative · entry 1 Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,931 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2006 Filed Feb 22, 2006 22:00 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | Exercise / conversionOption (right to buy) · Derivative | 11,262 | $23.09 Strike: $20.74 | $260,039.58 |
DisclosureSEC source: 0000014272-06-000049 · cal505.xml · derivative · entry 5 Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,771 Underlying: Common Stock, $0.10 par value · 11,262 shares Expires 2006-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Currently Exercisable. Read SEC document |
| February 21, 2006 Filed Feb 22, 2006 22:00 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 466 | $23.09 | $10,759.94 |
DisclosureSEC source: 0000014272-06-000049 · cal505.xml · nonDerivative · entry 3 Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,160 F2 · shares: Shares withheld for payment of taxes upon exercise of stock option. Read SEC document |
| February 21, 2006 Filed Feb 22, 2006 22:00 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 10,117 | $23.09 | $233,601.53 |
DisclosureSEC source: 0000014272-06-000049 · cal505.xml · nonDerivative · entry 2 Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,626 F1 · shares: Shares withheld for payment of exercise price. Read SEC document |
| February 21, 2006 Filed Feb 22, 2006 22:00 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 11,262 | $20.74 | $233,573.88 |
DisclosureSEC source: 0000014272-06-000049 · cal505.xml · nonDerivative · entry 1 Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,743 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.