Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BRISTOL MYERS SQUIBB COBMY · Entity 1662 | SVP & Controller | September 06, 2017 | September 08, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BRISTOL MYERS SQUIBB CO
Report date September 06, 2017 · Filed September 08, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.10 par valueSEC Table I · non-derivative | Direct | 46,297.083 |
Reported balance
After 2017-09-06 transaction · row 1
1 source rowRow 1 · 2017-09-06 · Sale · Disposed 9,340 · Balance 46,297.083 |
| Common Stock, $0.10 par valueSEC Table I · non-derivative | IndirectBy BMY Savings and Investment Program | 1,779.017 |
Reported balance
Holding disclosure · report date 2017-09-06 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,779.017 F1: Based on a plan statement as of the end of the most recent fiscal quarter |
Filing footnotes · ownership attribution and instrument terms
F1: Based on a plan statement as of the end of the most recent fiscal quarter
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 10, 2010 Filed Sep 14, 2010 21:54 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionOption (right to buy) · Derivative | 24,138 | $27.04 Strike: $23.14 | $652,611.86 |
DisclosureSEC source: 0001225208-10-020854 · doc4.xml · derivative · entry 4 Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 24,138 shares Expires 2013-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 10, 2010 Filed Sep 14, 2010 21:54 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 24,138 | $27.04 | $652,611.86 |
DisclosureSEC source: 0001225208-10-020854 · doc4.xml · nonDerivative · entry 2 Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,668 Read SEC document |
| September 10, 2010 Filed Sep 14, 2010 21:54 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 24,138 | $23.14 | $558,553.32 |
DisclosureSEC source: 0001225208-10-020854 · doc4.xml · nonDerivative · entry 1 Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,806 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 07, 2010 Filed Mar 10, 2010 01:27 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 446 | $24.60 | $10,971.60 |
DisclosureSEC source: 0001225208-10-007599 · doc4.xml · nonDerivative · entry 3 Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,277 F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock. Read SEC document |
| March 06, 2010 Filed Mar 10, 2010 01:27 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionRestricted Stock Units · Derivative | 1,412 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-007599 · doc4.xml · derivative · entry 5 Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,103 Underlying: Common Stock, $0.10 par value · 1,412 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting. F5 · derivative.exercise_date: Twenty-five percent of the restricted stock units will vest on each of the first, second, third and fourth anniversaries of the grant date and be converted into shares of common stock. F5 · derivative.expiration_date: Twenty-five percent of the restricted stock units will vest on each of the first, second, third and fourth anniversaries of the grant date and be converted into shares of common stock. Read SEC document |
| March 06, 2010 Filed Mar 10, 2010 01:27 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 586 | $24.60 | $14,415.60 |
DisclosureSEC source: 0001225208-10-007599 · doc4.xml · nonDerivative · entry 2 Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,723 F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units. Read SEC document |
| March 06, 2010 Filed Mar 10, 2010 01:27 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 1,412 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-007599 · doc4.xml · nonDerivative · entry 1 Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,309 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 06, 2010 Filed Dec 29, 2011 17:31 UTC Amendment | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionRestricted Stock Units · Derivative | 1,412 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-027054 · doc4a.xml · derivative · entry 1 Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,412 Underlying: Common Stock, $0.10 par value · 1,412 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting. F2 · derivative.exercise_date: Twenty-five percent of the restricted stock units will vest on each of the first, second, third and fourth anniversaries of the grant date and be converted into shares of common stock. F2 · derivative.expiration_date: Twenty-five percent of the restricted stock units will vest on each of the first, second, third and fourth anniversaries of the grant date and be converted into shares of common stock. F3 · balance_after: This Form 4 is being amended to reflect the correct number of derivative securities beneficially owned following this reported transaction. The number of derivative securities beneficially owned following the transaction reported for this award in a Form 4 filed on March 8, 2011 was also reported incorrectly. Read SEC document |
| March 04, 2010 Filed Mar 5, 2010 21:25 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionRestricted Stock Units · Derivative | 1,967 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-007301 · doc4.xml · derivative · entry 4 Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,933 Underlying: Common Stock, $0.10 par value · 1,967 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting. F5 · derivative.expiration_date: Twenty-five percent of the restricted stock units will vest on each of the first, second, third and fourth anniversaries of the grant date and be converted into shares of common stock. Read SEC document |
| March 04, 2010 Filed Mar 5, 2010 21:25 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 825 | $24.57 | $20,270.25 |
DisclosureSEC source: 0001225208-10-007301 · doc4.xml · nonDerivative · entry 2 Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,897 F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units. F1 · balance_after: Includes unvested restricted stock awards. Read SEC document |
| March 04, 2010 Filed Mar 5, 2010 21:25 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 1,967 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-007301 · doc4.xml · nonDerivative · entry 1 Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,722 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes unvested restricted stock awards. Read SEC document |
| March 03, 2010 Filed Mar 18, 2010 20:12 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionRestricted Stock Units · Derivative | 2,378 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-008554 · doc4.xml · derivative · entry 4 Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,137 Underlying: Common Stock, $0.10 par value · 2,378 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting. F4 · derivative.exercise_date: Twenty-five percent of the restricted stock units will vest on each of the first, second, third and fourth anniversaries of the grant date and be converted into shares of common stock. F4 · derivative.expiration_date: Twenty-five percent of the restricted stock units will vest on each of the first, second, third and fourth anniversaries of the grant date and be converted into shares of common stock. Read SEC document |
| March 03, 2010 Filed Mar 18, 2010 20:12 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 987 | $24.33 | $24,013.71 |
DisclosureSEC source: 0001225208-10-008554 · doc4.xml · nonDerivative · entry 2 Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,146 F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units. Read SEC document |
| March 03, 2010 Filed Mar 18, 2010 20:12 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 2,378 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-008554 · doc4.xml · nonDerivative · entry 1 Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,133 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2010 Filed Mar 4, 2010 23:57 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionPerformance Shares · Derivative | 8,383 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-007215 · doc4.xml · derivative · entry 8 Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,466 Underlying: Common Stock, $0.10 par value · 8,383 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010. F10 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010. F10 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010. Read SEC document |
| March 02, 2010 Filed Mar 4, 2010 23:57 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 2,562 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-007215 · doc4.xml · derivative · entry 7 Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,849 Underlying: Common Stock, $0.10 par value · 2,562 shares Expires not disclosed F10 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010. F11 · shares: Consists of performance shares earned under the 2007-2009 Long-Term Performance Award. F10 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010. F10 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2010. Read SEC document |
| March 02, 2010 Filed Mar 4, 2010 23:57 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 3,840 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-007215 · doc4.xml · derivative · entry 6 Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,287 Underlying: Common Stock, $0.10 par value · 3,840 shares Expires not disclosed F8 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012. F9 · shares: Consists of performance shares earned under the 2009-2011 Long-Term Performance Award. F8 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012. F8 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012. Read SEC document |
| March 02, 2010 Filed Mar 4, 2010 23:57 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 5,632 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-007215 · doc4.xml · derivative · entry 5 Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,447 Underlying: Common Stock, $0.10 par value · 5,632 shares Expires not disclosed F6 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011. F7 · shares: Consists of performance shares earned under the 2008-2010 Regular Long-Term Performance Award and the 2008-2010 Special Long-Term Performance Award. F6 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011. F6 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2011. Read SEC document |
| March 02, 2010 Filed Mar 4, 2010 23:57 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantMarket Share Units · Derivative | 7,075 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-007215 · doc4.xml · derivative · entry 4 Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,075 Underlying: Common Stock, $0.10 par value · 7,075 shares Expires not disclosed F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock based on the average of the closing share price of the company?s common stock on the vesting date and the nine trading days immediately preceding the vesting date. F5 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date and will be converted into shares of common stock based on a conversion factor. F5 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date and will be converted into shares of common stock based on a conversion factor. Read SEC document |
| March 02, 2010 Filed Mar 4, 2010 23:57 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 3,479 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-007215 · doc4.xml · nonDerivative · entry 2 Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,755 F2 · shares: Withheld for the payment of taxes upon payout of shares under a Long-Term Performance Award. Read SEC document |
| March 02, 2010 Filed Mar 4, 2010 23:57 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 8,383 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-007215 · doc4.xml · nonDerivative · entry 1 Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,234 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Consists of shares earned as long-term performance awards under the 2002 Stock Incentive Plan. Read SEC document |
| March 01, 2010 Filed Mar 3, 2010 21:25 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 239 | $24.57 | $5,872.23 |
DisclosureSEC source: 0001225208-10-006841 · doc4.xml · nonDerivative · entry 1 Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,851 F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock. F2 · balance_after: Includes unvested restricted stock awards. Read SEC document |
| December 23, 2009 Filed Dec 28, 2009 18:57 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 1,613 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-025007 · doc4.xml · nonDerivative · entry 2 Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller 10b5-1 filing: Not disclosed Ownership: Indirect · By BMY Savings & Investment Program Disclosed balance after: 1,359.94 F3 · shares: The reporting person directed the Trustee of the Savings and Investment Plan to exchange 1,613 shares of BMS held in the Bristol-Myers Squibb Company Stock Fund into 1,018 shares of MJN to be invested in a new Mead Johnson Nutrition Company Stock Fund. F4 · balance_after: Based on a plan statement as of the end of the most recent fiscal quarter. Read SEC document |
| December 23, 2009 Filed Dec 28, 2009 18:57 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 2,156 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-025007 · doc4.xml · nonDerivative · entry 1 Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,090 F1 · shares: The reporting person exchanged 2,156 shares of Bristol-Myers Squibb common stock for 1,361 shares of Mead Johnson Nutrition Company common stock in an issuer exchange offer. F2 · balance_after: Includes unvested restricted stock awards. Read SEC document |
| March 06, 2009 Filed Mar 10, 2009 22:05 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionRestricted Stock Units · Derivative | 1,412 | $18.35 Strike: $0.00 | $25,910.20 |
DisclosureSEC source: 0001225208-09-006765 · doc4.xml · derivative · entry 5 Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,824 Underlying: Common Stock, $0.10 par value · 1,412 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The restricted stock units were converted on a one for one basis into shares of common stock upon vesting. F5 · derivative.expiration_date: The restricted stock units were converted on a one for one basis into shares of common stock upon vesting. Read SEC document |
| March 06, 2009 Filed Mar 10, 2009 22:05 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 563 | $18.35 | $10,331.05 |
DisclosureSEC source: 0001225208-09-006765 · doc4.xml · nonDerivative · entry 3 Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,936 F3 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units. F2 · balance_after: Includes unvested restricted stock awards. Read SEC document |
| March 06, 2009 Filed Mar 10, 2009 22:05 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 428 | $18.35 | $7,853.80 |
DisclosureSEC source: 0001225208-09-006765 · doc4.xml · nonDerivative · entry 2 Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,499 F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock. F2 · balance_after: Includes unvested restricted stock awards. Read SEC document |
| March 06, 2009 Filed Mar 10, 2009 22:05 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 1,412 | $18.35 | $25,910.20 |
DisclosureSEC source: 0001225208-09-006765 · doc4.xml · nonDerivative · entry 1 Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,927 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 04, 2009 Filed Mar 5, 2009 22:06 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionRestricted Stock Units · Derivative | 1,966 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-006369 · doc4.xml · derivative · entry 6 Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,900 Underlying: Common Stock, $0.10 par value · 1,966 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: The restricted stock units were converted on a one for one basis into shares of common stock upon vesting. F7 · derivative.expiration_date: The restricted stock units were converted on a one for one basis into shares of common stock upon vesting. Read SEC document |
| March 04, 2009 Filed Mar 5, 2009 22:06 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 852 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-006369 · doc4.xml · nonDerivative · entry 2 Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,515 F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units. F1 · balance_after: Includes unvested restricted stock awards. Read SEC document |
| March 04, 2009 Filed Mar 5, 2009 22:06 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 1,966 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-006369 · doc4.xml · nonDerivative · entry 1 Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,367 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes unvested restricted stock awards. Read SEC document |
| March 03, 2009 Filed Mar 5, 2009 22:06 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantRestricted Stock Units · Derivative | 9,515 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-006369 · doc4.xml · derivative · entry 5 Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,515 Underlying: Common Stock, $0.10 par value · 9,515 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting. F6 · derivative.exercise_date: Twenty-five percent of the restricted stock units will vest on each of the first, second, third and fourth anniversaries of the grant date and be converted into shares of common stock. F6 · derivative.expiration_date: Twenty-five percent of the restricted stock units will vest on each of the first, second, third and fourth anniversaries of the grant date and be converted into shares of common stock. Read SEC document |
| March 03, 2009 Filed Mar 5, 2009 22:06 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantOption (right to buy) · Derivative | 50,584 | $0.00 Strike: $17.51 | $0.00 |
DisclosureSEC source: 0001225208-09-006369 · doc4.xml · derivative · entry 4 Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,584 Underlying: Common Stock, $0.10 par value · 50,584 shares Expires 2019-03-02 F4 · derivative.exercise_date: Exercisable as to 25% of the shares annually, on a cumulative basis, commencing one year after the date of grant. Read SEC document |
| March 02, 2009 Filed Mar 3, 2009 22:16 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 282 | $17.74 | $5,002.68 |
DisclosureSEC source: 0001225208-09-005825 · doc4.xml · nonDerivative · entry 2 Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,401 F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock. F2 · balance_after: Includes unvested restricted stock awards. Read SEC document |
| March 01, 2009 Filed Mar 3, 2009 22:16 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 235 | $18.41 | $4,326.35 |
DisclosureSEC source: 0001225208-09-005825 · doc4.xml · nonDerivative · entry 1 Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,683 F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock. F2 · balance_after: Includes unvested restricted stock awards. Read SEC document |
| February 19, 2009 Filed Feb 23, 2009 21:20 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 2,981 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-004531 · doc4.xml · derivative · entry 4 Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,815 Underlying: Common Stock, $0.10 par value · 2,981 shares Expires not disclosed F6 · derivative.exercise_price: Each performance share is converted into one share of common stock upon distribution in the first quarter of 2010. F7 · shares: Consists of performance shares earned under the 2007-2009 Long-Term Performance Award. F6 · derivative.exercise_date: Each performance share is converted into one share of common stock upon distribution in the first quarter of 2010. F6 · derivative.expiration_date: Each performance share is converted into one share of common stock upon distribution in the first quarter of 2010. Read SEC document |
| February 19, 2009 Filed Feb 23, 2009 21:20 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 5,994 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-004531 · doc4.xml · derivative · entry 3 Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,834 Underlying: Common Stock, $0.10 par value · 5,994 shares Expires not disclosed F4 · derivative.exercise_price: Each performance share is converted into one share of common stock upon distribution in the first quarter of 2011. F5 · shares: Consists of performance shares earned under the 2008-2010 Regular Long-Term Performance Award and the 2008-2010 Special Long-Term Performance Award. F4 · derivative.exercise_date: Each performance share is converted into one share of common stock upon distribution in the first quarter of 2011. F4 · derivative.expiration_date: Each performance share is converted into one share of common stock upon distribution in the first quarter of 2011. Read SEC document |
| February 19, 2009 Filed Feb 23, 2009 21:20 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantCommon Stock, $0.10 par value | 6,747 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-004531 · doc4.xml · nonDerivative · entry 1 Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,918 F1 · shares: Consists of shares earned as long-term performance awards under the 2002 Stock Incentive Plan. F2 · balance_after: Includes unvested restricted stock awards. Read SEC document |
| February 19, 2009 Filed Mar 24, 2009 19:43 UTC Amendment | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 2,690 | $20.51 | $55,171.90 |
DisclosureSEC source: 0001225208-09-007612 · doc4a.xml · nonDerivative · entry 1 Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,228 F1 · kind: This Form 4 is being amended to reflect the shares withheld for taxes upon the distribution of a performance share award. F2 · shares: Shares withheld for payment of taxes upon distribution of long-term performance award. F3 · balance_after: Includes unvested restricted stock awards. Read SEC document |
| May 14, 2008 Filed May 16, 2008 16:36 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 648 | $21.60 | $13,996.80 |
DisclosureSEC source: 0001225208-08-008699 · doc4.xml · nonDerivative · entry 1 Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,760 F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock. F2 · balance_after: Includes unvested restricted stock awards. Read SEC document |
| March 07, 2008 Filed Mar 11, 2008 13:59 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 412 | $21.88 | $9,014.56 |
DisclosureSEC source: 0000014272-08-000119 · cal847.xml · nonDerivative · entry 1 Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,408 F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock. F2 · balance_after: Includes unvested restricted stock awards. Read SEC document |
| March 06, 2008 Filed Mar 7, 2008 21:27 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 599 | $21.77 | $13,040.23 |
DisclosureSEC source: 0000014272-08-000112 · cal844.xml · nonDerivative · entry 1 Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,820 F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units. F2 · balance_after: Includes unvested restricted stock awards. Read SEC document |
| March 06, 2008 Filed Feb 11, 2009 22:39 UTC Amendment | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | Exercise / conversionRestricted Stock Units · Derivative | 1,411 | $21.77 | $30,717.47 |
DisclosureSEC source: 0000014272-09-000004 · cal860.xml · derivative · entry 4 Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,236 Underlying: Common Stock, $0.10 par value · 1,411 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The restricted stock units were converted on a one for one basis into shares of common stock upon vesting. F6 · derivative.exercise_date: Twenty-five percent of the restricted stock units will vest on each of the first, second, third and fourth anniversaries of the grant date and be converted into shares of common stock. F6 · derivative.expiration_date: Twenty-five percent of the restricted stock units will vest on each of the first, second, third and fourth anniversaries of the grant date and be converted into shares of common stock. Read SEC document |
| March 06, 2008 Filed Feb 11, 2009 22:39 UTC Amendment | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 599 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-09-000004 · cal860.xml · nonDerivative · entry 2 Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,231 F4 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units. F3 · balance_after: Includes unvested restricted stock awards. Read SEC document |
| March 06, 2008 Filed Feb 11, 2009 22:39 UTC Amendment | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 1,411 | $21.77 | $30,717.47 |
DisclosureSEC source: 0000014272-09-000004 · cal860.xml · nonDerivative · entry 1 Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,830 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This Form 4 is being amended to clarify that upon vesting the restricted stock units became a non-derivative security. F2 · shares: The restricted stock units were converted on a one for one basis into shares of common stock upon vesting. F3 · balance_after: Includes unvested restricted stock awards. Read SEC document |
| March 04, 2008 Filed Mar 6, 2008 22:03 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | GrantRestricted Stock Units · Derivative | 7,866 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-08-000094 · cal834.xml · derivative · entry 2 Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,866 Underlying: Common Stock, $0.10 par value · 7,866 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting. F3 · derivative.exercise_date: Twenty-five percent of the restricted stock units will vest on each of the first, second, third and fourth anniversaries of the grant date and be converted into shares of common stock. F3 · derivative.expiration_date: Twenty-five percent of the restricted stock units will vest on each of the first, second, third and fourth anniversaries of the grant date and be converted into shares of common stock. Read SEC document |
| March 04, 2008 Filed Mar 6, 2008 22:03 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | GrantOption (right to buy) · Derivative | 35,900 | $0.00 Strike: $22.14 | $0.00 |
DisclosureSEC source: 0000014272-08-000094 · cal834.xml · derivative · entry 1 Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,900 Underlying: Common Stock, $0.10 par value · 35,900 shares Expires 2018-03-03 F1 · derivative.exercise_date: Exercisable as to 25% of the shares annually, on a cumulative basis, commencing one year after the date of grant. Read SEC document |
| March 04, 2008 Filed Feb 17, 2009 22:57 UTC Amendment | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 2,840 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-09-000009 · primary_doc.xml · derivative · entry 1 Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,840 Underlying: Common Stock $0.10 par value · 2,840 shares Expires not disclosed F1 · derivative.exercise_price: (1) Each performance share converts into one share of common stock upon payout in the first quarter of 2010. F1 · derivative.exercise_date: (1) Each performance share converts into one share of common stock upon payout in the first quarter of 2010. F1 · derivative.expiration_date: (1) Each performance share converts into one share of common stock upon payout in the first quarter of 2010. Read SEC document |
| March 02, 2008 Filed Mar 4, 2008 18:35 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 259 | $22.61 | $5,855.99 |
DisclosureSEC source: 0000014272-08-000072 · cal823.xml · nonDerivative · entry 2 Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,419 F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock. F2 · balance_after: Includes unvested restricted stock awards. Read SEC document |
| March 01, 2008 Filed Mar 4, 2008 18:35 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 228 | $22.61 | $5,155.08 |
DisclosureSEC source: 0000014272-08-000072 · cal823.xml · nonDerivative · entry 1 Caldarella Joseph C · CIK 0001341069 · VP & Financial Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,678 F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock. F2 · balance_after: Includes unvested restricted stock awards. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.