Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BRISTOL MYERS SQUIBB COBMY · Entity 1662 | SVP & Controller | September 06, 2017 | September 08, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BRISTOL MYERS SQUIBB CO
Report date September 06, 2017 · Filed September 08, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.10 par valueSEC Table I · non-derivative | Direct | 46,297.083 |
Reported balance
After 2017-09-06 transaction · row 1
1 source rowRow 1 · 2017-09-06 · Sale · Disposed 9,340 · Balance 46,297.083 |
| Common Stock, $0.10 par valueSEC Table I · non-derivative | IndirectBy BMY Savings and Investment Program | 1,779.017 |
Reported balance
Holding disclosure · report date 2017-09-06 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,779.017 F1: Based on a plan statement as of the end of the most recent fiscal quarter |
Filing footnotes · ownership attribution and instrument terms
F1: Based on a plan statement as of the end of the most recent fiscal quarter
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 04, 2015 Filed Jun 8, 2015 20:17 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 72 | $65.70 | $4,730.40 |
DisclosureSEC source: 0000014272-15-000186 · wf-form4_143379462120106.xml · nonDerivative · entry 1 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,184.3117 Read SEC document |
| March 10, 2015 Filed Mar 12, 2015 22:55 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantMarket Share Units · Derivative | 4,682 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000148 · wf-form4_142620092437775.xml · derivative · entry 10 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,682 Underlying: Common Stock, $0.10 par value · 4,682 shares Expires 2019-03-10 F6 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F7 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date. F7 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| March 10, 2015 Filed Mar 12, 2015 22:55 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 1,126 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000148 · wf-form4_142620092437775.xml · derivative · entry 9 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,380 Underlying: Common Stock, $0.10 par value · 1,126 shares Expires 2018-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2014. F4 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2014. Read SEC document |
| March 10, 2015 Filed Mar 12, 2015 22:55 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 1,851 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000148 · wf-form4_142620092437775.xml · derivative · entry 8 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,702 Underlying: Common Stock, $0.10 par value · 1,851 shares Expires 2017-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2013. F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2013. Read SEC document |
| March 10, 2015 Filed Mar 12, 2015 22:55 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 697 | $65.53 | $45,674.41 |
DisclosureSEC source: 0000014272-15-000148 · wf-form4_142620092437775.xml · nonDerivative · entry 6 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,256.3117 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2015 Filed Mar 12, 2015 22:55 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 118 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000148 · wf-form4_142620092437775.xml · nonDerivative · entry 5 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,953.3117 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2015 Filed Mar 12, 2015 22:55 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 1,126 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000148 · wf-form4_142620092437775.xml · nonDerivative · entry 4 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,835.3117 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2014. Read SEC document |
| March 10, 2015 Filed Mar 12, 2015 22:55 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 1,694 | $65.53 | $111,007.82 |
DisclosureSEC source: 0000014272-15-000148 · wf-form4_142620092437775.xml · nonDerivative · entry 3 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,709.3117 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2015 Filed Mar 12, 2015 22:55 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 1,174 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000148 · wf-form4_142620092437775.xml · nonDerivative · entry 2 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,403.3117 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2015 Filed Mar 12, 2015 22:55 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 1,851 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000148 · wf-form4_142620092437775.xml · nonDerivative · entry 1 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,229.3117 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2013. Read SEC document |
| March 06, 2015 Filed Mar 10, 2015 20:53 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 1,931 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000123 · wf-form4_142602079645812.xml · derivative · entry 5 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,931 Underlying: Common Stock, $0.10 par value · 1,931 shares Expires 2016-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 6, 2012. F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 6, 2012. Read SEC document |
| March 06, 2015 Filed Mar 10, 2015 20:53 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 2,088 | $65.12 | $135,970.56 |
DisclosureSEC source: 0000014272-15-000123 · wf-form4_142602079645812.xml · nonDerivative · entry 3 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,378.3117 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 06, 2015 Filed Mar 10, 2015 20:53 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 1,798 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000123 · wf-form4_142602079645812.xml · nonDerivative · entry 2 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,466.3117 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 06, 2015 Filed Mar 10, 2015 20:53 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 1,931 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000123 · wf-form4_142602079645812.xml · nonDerivative · entry 1 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,668.3117 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of one-quarter of market share units granted on March 6, 2012. Read SEC document |
| March 02, 2015 Filed Mar 4, 2015 22:13 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 2,475 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000072 · wf-form4_142550718249331.xml · derivative · entry 5 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 2,475 shares Expires 2015-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 1, 2011. F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 1, 2011. Read SEC document |
| March 02, 2015 Filed Mar 4, 2015 22:13 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 2,041 | $62.30 | $127,154.30 |
DisclosureSEC source: 0000014272-15-000072 · wf-form4_142550718249331.xml · nonDerivative · entry 3 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,459 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 02, 2015 Filed Mar 4, 2015 22:13 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 2,475 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000072 · wf-form4_142550718249331.xml · nonDerivative · entry 2 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,500 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 02, 2015 Filed Mar 4, 2015 22:13 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 2,475 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000072 · wf-form4_142550718249331.xml · nonDerivative · entry 1 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,025 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of one-quarter of market share units granted on March 1, 2011. Read SEC document |
| March 02, 2015 Filed Mar 5, 2015 02:36 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 10,231.774 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000094 · wf-form4_142552298780442.xml · derivative · entry 9 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,231.774 Underlying: Common Stock, $0.10 par value · 10,231.774 shares Expires 2017-03-10 F12 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2017, subject to a Total Shareholder Return modifier. F13 · shares: Represents performance shares earned under the 2014-2016 Long-Term Performance Award. F12 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2017, subject to a Total Shareholder Return modifier. F12 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2017, subject to a Total Shareholder Return modifier. Read SEC document |
| March 02, 2015 Filed Mar 5, 2015 02:36 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherPerformance Shares · Derivative | 257.2714 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000094 · wf-form4_142552298780442.xml · derivative · entry 8 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,736.592 Underlying: Common Stock, $0.10 par value · 257.2714 shares Expires 2016-03-31 F10 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016. F11 · shares: Represents dividend equivalents earned under the 2013-2015 Long-Term Performance Award. F10 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016. F10 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016. Read SEC document |
| March 02, 2015 Filed Mar 5, 2015 02:36 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 5,604.087 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000094 · wf-form4_142552298780442.xml · derivative · entry 7 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,479.3206 Underlying: Common Stock, $0.10 par value · 5,604.087 shares Expires 2016-03-31 F8 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016. F9 · shares: Represents performance shares earned under the 2013-2015 Long-Term Performance Award. F8 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016. F8 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016. Read SEC document |
| March 02, 2015 Filed Mar 5, 2015 02:36 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionPerformance Shares · Derivative | 15,271.3117 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000094 · wf-form4_142552298780442.xml · derivative · entry 6 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 15,271.3117 shares Expires 2015-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015. F1 · shares: Represents distribution of performance shares earned under the 2012-2014 Long-Term Performance Award. F4 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015. F4 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015. Read SEC document |
| March 02, 2015 Filed Mar 5, 2015 02:36 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherPerformance Shares · Derivative | 403.8189 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000094 · wf-form4_142552298780442.xml · derivative · entry 5 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,271.3117 Underlying: Common Stock, $0.10 par value · 403.8189 shares Expires 2015-03-31 F6 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015. F7 · shares: Represents dividend equivalents earned under the 2012-2014 Long-Term Performance Award. F6 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015. F6 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015. Read SEC document |
| March 02, 2015 Filed Mar 5, 2015 02:36 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 5,846.296 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000094 · wf-form4_142552298780442.xml · derivative · entry 4 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,867.4928 Underlying: Common Stock, $0.10 par value · 5,846.296 shares Expires 2015-03-31 F4 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015. F5 · shares: Represents performance shares earned under the 2012-2014 Long-Term Performance Award. F4 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015. F4 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015. Read SEC document |
| March 02, 2015 Filed Mar 5, 2015 02:36 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 6,993 | $62.30 | $435,663.90 |
DisclosureSEC source: 0000014272-15-000094 · wf-form4_142552298780442.xml · nonDerivative · entry 2 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,737.3117 F2 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 02, 2015 Filed Mar 5, 2015 02:36 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 15,271.3117 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000094 · wf-form4_142552298780442.xml · nonDerivative · entry 1 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,730.3117 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents distribution of performance shares earned under the 2012-2014 Long-Term Performance Award. Read SEC document |
| September 10, 2014 Filed Sep 10, 2014 20:30 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 100 | $51.04 | $5,104.00 |
DisclosureSEC source: 0000014272-14-000226 · wf-form4_141038103453622.xml · nonDerivative · entry 3 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,550 Read SEC document |
| September 10, 2014 Filed Sep 10, 2014 20:30 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 4,200 | $51.03 | $214,326.00 |
DisclosureSEC source: 0000014272-14-000226 · wf-form4_141038103453622.xml · nonDerivative · entry 2 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,650 Read SEC document |
| September 10, 2014 Filed Sep 10, 2014 20:30 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 3,115 | $51.03 | $158,946.92 |
DisclosureSEC source: 0000014272-14-000226 · wf-form4_141038103453622.xml · nonDerivative · entry 1 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,850 Read SEC document |
| March 13, 2014 Filed Mar 13, 2014 20:32 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 9,137 | $55.20 | $504,362.40 |
DisclosureSEC source: 0000014272-14-000150 · wf-form4_139474276086595.xml · nonDerivative · entry 1 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,965 Read SEC document |
| March 10, 2014 Filed Mar 12, 2014 20:51 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantMarket Share Units · Derivative | 4,506 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-14-000138 · wf-form4_139465747093142.xml · derivative · entry 6 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,506 Underlying: Common Stock, $0.10 par value · 4,506 shares Expires 2018-03-10 F5 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F6 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date. F6 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| March 10, 2014 Filed Mar 12, 2014 20:51 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 1,850 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-14-000138 · wf-form4_139465747093142.xml · derivative · entry 5 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,553 Underlying: Common Stock, $0.10 par value · 1,850 shares Expires 2017-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2013. F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2013. Read SEC document |
| March 10, 2014 Filed Mar 12, 2014 20:51 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 1,506 | $56.14 | $84,546.84 |
DisclosureSEC source: 0000014272-14-000138 · wf-form4_139465747093142.xml · nonDerivative · entry 3 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,102 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2014 Filed Mar 12, 2014 20:51 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 840 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-14-000138 · wf-form4_139465747093142.xml · nonDerivative · entry 2 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,608 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2014 Filed Mar 12, 2014 20:51 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 1,850 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-14-000138 · wf-form4_139465747093142.xml · nonDerivative · entry 1 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,768 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2013. Read SEC document |
| March 06, 2014 Filed Mar 10, 2014 20:41 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 1,931 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-14-000112 · wf-form4_139448404903885.xml · derivative · entry 5 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,862 Underlying: Common Stock, $0.10 par value · 1,931 shares Expires 2016-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 6, 2012. F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 6, 2012. Read SEC document |
| March 06, 2014 Filed Mar 10, 2014 20:41 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 1,815 | $55.56 | $100,841.40 |
DisclosureSEC source: 0000014272-14-000112 · wf-form4_139448404903885.xml · nonDerivative · entry 3 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,918 F3 · acquired: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 06, 2014 Filed Mar 10, 2014 20:41 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 1,311 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-14-000112 · wf-form4_139448404903885.xml · nonDerivative · entry 2 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,733 F2 · acquired: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 06, 2014 Filed Mar 10, 2014 20:41 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 1,931 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-14-000112 · wf-form4_139448404903885.xml · nonDerivative · entry 1 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,422 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · acquired: Represents vesting of one-quarter of market share units granted on March 6, 2012. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:36 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherPerformance Shares · Derivative | 117.2336 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-14-000085 · wf-form4_139405537427940.xml · derivative · entry 18 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,875.2336 Underlying: Common Stock, $0.10 par value · 117.2336 shares Expires 2016-03-31 F18 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016. F19 · shares: Represents dividend equivalents earned under the 2013-2015 Long-Term Performance Award. F18 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016. F18 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:36 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 3,758 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-14-000085 · wf-form4_139405537427940.xml · derivative · entry 17 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,758 Underlying: Common Stock, $0.10 par value · 3,758 shares Expires 2016-03-31 F16 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016. F17 · shares: Represents performance shares earned under the 2013-2015 Long-Term Performance Award. F16 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016. F16 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:36 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherPerformance Shares · Derivative | 272.9097 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-14-000085 · wf-form4_139405537427940.xml · derivative · entry 16 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,021.1968 Underlying: Common Stock, $0.10 par value · 272.9097 shares Expires 2015-03-31 F14 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015. F15 · shares: Represents dividend equivalents earned under the 2012-2014 Long-Term Performance Award. F14 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015. F14 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:36 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 3,921 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-14-000085 · wf-form4_139405537427940.xml · derivative · entry 15 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,748.2871 Underlying: Common Stock, $0.10 par value · 3,921 shares Expires 2015-03-31 F12 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015. F13 · shares: Represents performance shares earned under the 2012-2014 Long-Term Performance Award. F12 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015. F12 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2015. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:36 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionPerformance Shares · Derivative | 26,810 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-14-000085 · wf-form4_139405537427940.xml · derivative · entry 14 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 26,810 shares Expires 2014-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014. F5 · shares: Represents distribution of performance shares earned under the 2011-2013 Long-Term Performance Award. F8 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014. F8 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:36 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherPerformance Shares · Derivative | 809.1449 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-14-000085 · wf-form4_139405537427940.xml · derivative · entry 13 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,810 Underlying: Common Stock, $0.10 par value · 809.1449 shares Expires 2014-03-31 F10 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014. F11 · shares: Represents dividend equivalents earned under the 2011-2013 Long-Term Performance Award. F10 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014. F10 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:36 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 12,431 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-14-000085 · wf-form4_139405537427940.xml · derivative · entry 12 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,000.8551 Underlying: Common Stock, $0.10 par value · 12,431 shares Expires 2014-03-31 F8 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014. F9 · shares: Represents performance shares earned under the 2011-2013 Long-Term Performance Award. F8 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014. F8 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:36 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 2,474 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-14-000085 · wf-form4_139405537427940.xml · derivative · entry 11 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,475 Underlying: Common Stock, $0.10 par value · 2,474 shares Expires 2015-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 1, 2011. F4 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 1, 2011. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:36 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 1,769 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-14-000085 · wf-form4_139405537427940.xml · derivative · entry 10 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 1,769 shares Expires 2014-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 2, 2010. F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 2, 2010. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:36 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 14,409 | $53.49 | $770,737.41 |
DisclosureSEC source: 0000014272-14-000085 · wf-form4_139405537427940.xml · nonDerivative · entry 8 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,491 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:36 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 26,810 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-14-000085 · wf-form4_139405537427940.xml · nonDerivative · entry 7 Caldarella Joseph C · CIK 0001341069 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,900 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Represents distribution of performance shares earned under the 2011-2013 Long-Term Performance Award. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.